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Board of Governors of the Federal Reserve System
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Board of Governors of the Federal Reserve System

Supervisory Policy and Guidance Topics

Examiner Conflicts and Ethics

The Federal Reserve System maintains a policy that compels its employees, including examiners, to avoid any action that may result in an employee (or create the appearance that an employee) is:
  • using his or her Federal Reserve position for private gain,
  • giving preferential treatment to any person or institution,
  • losing independence or impartiality, or
  • making decisions outside of official channels.

Federal Reserve examiners are also subject to conflict-of-interest rules that are designed to ensure (1) both the objectivity and integrity of bank examinations and (2) that Federal Reserve examiners comply with criminal statutory prohibitions.

Sections on this page:  

Policy Letters

Examiner Conflicts and Ethics

SR 06-14 (Revised)
Revised Policy Governing Access to Confidential Supervisory Information
SR 05-26
Special Post-Employment Restriction Set Forth in the Intelligence Reform and Terrorism Prevention Act of 2004
SR 05-2
Amended Examiner Borrowing Rules
SR 01-25 (GEN)
Guidelines for Using External Experts on Examinations, Inspections, and Other Bank Supervision Matters
SR 99-16 (SUP)
Change to Investment Rules Affecting Supervision Staff
SR 95-6 (GEN)
Revised Policies Concerning Conflicts of Interest and Issuance of Examiner Credentials
SR 94-40 (FIS)
Citizenship Policy and Requirements For Federal Reserve Examiners
SR 94-16 (FIS)
Meals and Other Gifts Offered to Examiners and Assistant Examiners
 

Manual References

Last update: December 14, 2012