Supervision and Regulation Letters

Supervision and Regulation Letters, commonly known as SR Letters, address significant policy and procedural matters related to the Federal Reserve System's supervisory responsibilities. Active SR letters are listed here in reverse chronological order. Obsolete letters or letters that contain confidential supervisory information are not included.
Learn more about SR Letters

1997

SR 97-32 (SUP)

Sound Practices Guidance for Information Security for Networks

SR 97-25 (SUP)

Risk-Focused Framework for the Supervision of Community Banks

SR 97-24 (SUP)

Risk-Focused Framework for Supervision of Large Complex Institutions

SR 97-22 (SUP)

Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks ("FFIEC 002") - Filing Requirements for "Zero Assets" Branches and Agencies

SR 97-21 (SUP)

Risk Management and Capital Adequacy of Exposures Arising from Secondary Market Credit Activities

SR 97-20 (GEN)

Superseded SR Letters

SR 97-19 (SUP)

Private Banking Activities

SR 97-18 (GEN)

Application of Market Risk Capital Requirements to Credit Derivatives

SR 97-17 (SUP)

Access to Books and Records of Financial Institutions During Examinations and Inspections

SR 97-13 (APP)

Streamlined Section 4 Procedures for Well-Capitalized and Well-Managed Banking Organizations

SR 97-12 (APP)

Streamlined Section 3 Procedures for Well-Capitalized and Well-Managed Banking Organizations

SR 97-10 (APP)

Guidance on Protested Proposals

SR 97-9 (SUP)

Revised Examination Guidelines for Representative Offices of Foreign Banks

SR 97-8 (SUP)

Revisions to Examination Frequency Guidelines For State Member Banks

SR 97-6 (ENF)

Civil Money Penalty Assessment Procedures

SR 97-5 (ENF)

Policy Statement on Interagency Notification and Coordination of Enforcement Actions

SR 97-4 (SUP)

Interagency Guidance on Common Questions About the Application of the Revised CAMELS Rating System

SR 97-3 (SPE)

Conversion of Common Trust Funds to Mutual Funds

SR 97-2 (SPE)

Section 20 Subsidiaries - Additional Clarification of Revenue Test Treatment of Interest Income