Supervision and Regulation Letters

Supervision and Regulation Letters, commonly known as SR Letters, address significant policy and procedural matters related to the Federal Reserve System's supervisory responsibilities. Active SR letters are listed here in reverse chronological order. Obsolete letters or letters that contain confidential supervisory information are not included.
Learn more about SR Letters

1993

SR 93-72 (FIS)

Guidance on the Capital Treatment and Other Issues Relating to the Financial Accounting Standards Board Statement No. 115, "Accounting for Certain Investments in Debt and Equity Securities"

SR 93-69 (FIS)

Examining Risk Management and Internal Controls for Trading Activities of Banking Organizations

SR 93-64 (FIS)

Credit Card-Related Merchant Activities

SR 93-61 (FIS)

Interagency Advisory Concerning "Prime Bank" Financial Instruments

SR 93-59 (FIS)

Interagency Uniform Core Report of Examination

SR 93-56 (FIS)

Bank Secrecy Act - Department of the Treasury Rulings and Directives

SR 93-51 (FIS)

Amendments to Money Laundering Laws and Related Legislation and Federal Reserve 1992 Report to Congress Regarding Administrative Enforcement and Criminal Investigatory and Prosecutorial Activities

SR 93-42 (FIS)

Interagency Guidance on Accounting for Disposition of Other Real Estate Owned

SR 93-40 (FIS)

Department of the Treasury Interpretation Regarding Allocation of Securities to Customer Accounts in Hold-in-Custody Repurchase Transactions

SR 93-37 (FIS)

Split-Dollar Life Insurance

SR 93-36 (FIS)

Preliminary Examiner Guidelines for Regulation F -- Interbank Liabilities

SR 93-33 (FIS)

Clarification on Real Estate Lending Standards

SR 93-31 (FIS)

Procedures for Candidates Taking the Core Proficiency Examination

SR 93-30 (FIS)

Interagency Policy Statements on Supervisory Initiatives Released Today

SR 93-29 (FIS)

Potential Misuse of a Department of the Treasury Form

SR 93-26 (IB)

Applicability of the Interagency Policy Statement on Documentation of Loans to Small and Medium-sized Businesses and Farms to the Activities of U.S. Branches and Agencies of Foreign Banks

SR 93-19 (FIS)

Supplemental Guidance for the Inspection of Nonbank Subsidiaries of Bank Holding Companies

SR 93-17 (FIS)

Appropriate name checks for applications filed by foreign banks under Section 4(c)(8) of the Bank Holding Company Act

SR 93-15 (FIS)

System Training Procedures

SR 93-13 (FIS)

Violations of Federal Reserve Margin Regulations in Custodial Agency Accounts Resulting From "Free-Riding" Schemes

SR 93-12 (FIS)

Elements of a Sound Conflict of Interest Program

SR 93-11 (FIS)

Real Estate Lending Standard

SR 93-10 (FIS)

Revised Procedures Regarding Processing of Dividend Requests from State Member Banks and Bank Holding Companies Under Formal Action

SR 93-7 (IB)

Adoption of Minimum Timing Standards for the Completion of International Examination Reports

SR 93-4 (FIS)

Adoption of Minimum Timing Standards for the Completion of Examination and Inspection Reports

SR 93-3 (IB)

Call Report Treatment for Brazil's recently-issued IDU Bonds

SR 93-1 (FIS)

Real Estate Lending Standards