Supervision and Regulation Letters

Supervision and Regulation Letters, commonly known as SR Letters, address significant policy and procedural matters related to the Federal Reserve System's supervisory responsibilities. Active SR letters are listed here in reverse chronological order. Obsolete letters or letters that contain confidential supervisory information are not included.
Learn more about SR Letters

2003

SR 03-22

Framework for Assessing Consumer Compliance Risk at Bank Holding Companies

SR 03-20

Suspicious Activity Reports and Enforcement Actions against Individuals

SR 03-19

Guidance on Change in Bank Control Procedures

SR 03-18

Independent Appraisal and Evaluation Functions

SR 03-16

Application Filing Information Web Page

SR 03-15

Interagency Advisory on the Use of the Federal Reserve's Primary Credit Program in Effective Liquidity Management

SR 03-14

Fraudulent Federal Reserve Note Schemes

SR 03-13

Instructions for Reporting Trust Preferred Securities on Schedule HC-R of the FR Y-9C

SR 03-10

Enhancement to the Name Check Process Related to Applications Reviewed by the Federal Reserve

SR 03-9

Interagency Paper on Sound Practices to Strengthen the Resilience of the U.S. Financial System

SR 03-8

Statement on Application of Recent Corporate Governance Initiatives to Non-Public Banking Organizations

SR 03-6

Guidance Regarding Restrictions on Institutions in Troubled Condition

SR 03-5

Amended Interagency Guidance on the Internal Audit Function and its Outsourcing

SR 03-4

Risk Management and Valuation of Mortgage Servicing Assets Arising from Mortgage Banking Activities

SR 03-2

Adoption of Regulation W Implementing Sections 23A and 23B of the Federal Reserve Act

SR 03-1

Account Management and Loss Allowance Methodology for Credit Card Lending