----------------------------------------------------------------------------- ----------------------------------------------------------------------------- CODEBOOK 2007-2009 SURVEY OF CONSUMER FINANCES PANEL DATA SET ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- GENERAL INFORMATION ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- This codebook describes the contents of the panel data set based on the 2007 Survey of Consumer Finances (SCF) and a re-interview with eligible respondents in that survey in 2009. The material below provides basic technical information on the survey and points to more detail available elsewhere. The variables included in the internal version of the data are listed after that in the order in which the information was obtained in the 2009 interview. In the public version of the data set, some of these variables may be omittied or systematically altered for purposes of disclosure reduction; where such restrictions have been applied, a note associated with the variable describes the action taken. In 2009, the Federal Reserve Board sponsored a re-interview with the participants in the 2007 SCF. This panel interview had not been anticipated when the 2007 survey was conducted. The re-interview was motivated by a desire to understand more deeply the effects of the financial crisis at that time on the U.S. households. Interviews for the 2009 survey were largely completed between July and December of 2009, but a small number were finished in the following January. As was the case for the 2007 survey, the 2009 data were collected by NORC at the University of Chicago. To make the panel interview manageable, the level of detail was reduced below that of the 2007 survey. For example, where the 2007 questionnaire asked for details about individual savings accounts, the panel questionnaire asked only about the total amount and some characteristics of the accounts. This change was made both to make the interview shorter and to facilitate faster processing of the data. Every effort was made to sequence and frame the topics in the panel interview in as parallel a way as possible to the 2007 SCF. This feature of the questionnaire should tend to reduce incomparabilities in the two sets of data. Where there are important differences between the approaches taken in 2007 and 2009, a note has been added to the codebook to explain the differences. Users who wish to understand potential differences at a deeper level are encouraged to compare the questions asked in 2009 with those asked in 2007, as given in the codebook for the 2007 survey: http://www.federalreserve.gov/econresdata/scf/files/2007_codebk2007.txt. To support data quality for a set of critical items in the 2009 interview, three sets of information from the 2007 data were used by the CAPI (computer assisted personal interviewing) program used to drive the panel interview: the date of the 2007 interview, measures of homeownership status, and an indicator for ownership of an actively managed business. No other information was brought forward from the 2007 interview, other than the specific information needed to identify the correct respondent. For purposes of data editing and other processing, a version of the 2007 data set was constructed that had information at or aggregated to the same level of detail as the panel. A version of the SAS program used to create this file is available at http://www.federalreserve.gov/econresdata/scf/files/createpanel.zip The version of the data made available to the public is based on this data set. For the variables included, the variables constructed from 2007 data have a prefix of "X" and the variables obtained from the panel interview have a prefix of "P". The text "(QUESTION TEXT) SAME AS 2009 VERSION" for an X-variable indicates that the 2007 variable is defined comparably to the 2009 variable; the text "GENERATED FROM 2007 INDIVIDUAL VALUES" indicates that potentially multiple values were summed or evaluated to determine the value of an X-variable that is as comparable as possible to the P-variable. A shadow variable, provided for each main variable, contains information about the status (complete response, "don't know" response, refused response, range response, etc.) of the information included in the variable. The codes used for this set of variables are described in more detail below. The shadow variables for the 2007 variables have a prefix of "J" followed by the numeric part of the X-name of the variable; for the panel variables, the corresponding shadow variable prefix is "K". The panel data were edited using information from both the 2007 and 2009 interviews. For each interview, supplemental information was available from comments recorded during the interview by the interviewer, verbatim responses from respondents, and the information provided by the interviewer in a mandatory debriefing questionnaire. Where possible, that information was used to correct errors in the data and to identify anomalies for further research. In a number of cases, the respondent was recontacted to obtain further information about otherwise irreconcilable discrepancies. In some cases, previously undetected errors were uncovered in the 2007 data and those errors were addressed in the further processing of the data. Those changes to the 2007 data have also been incorporated into the full 2007 data set; a version of this corrected data set will be made available to the public as a supplement to the version not containing such corrections. As is the case in most surveys, missing data were a problem in the panel as well as in the original cross-sectional data. To maximize the concordance of data from the two years, missing data in the variables constructed from the 2007 data were re-imputed along with the imputation of missing values in the 2009 data. For more information on the panel imputation, please see "Look Again: Editing and Imputation of SCF Panel Data" (Kennickell, http://www.federalreserve.gov/econresdata/scf/files/ASA2011.1.pdf, 2011). Note that there are some variables in the 2009 survey that do not have a counterpart in the 2007 survey, and there are some variables from the 2007 survey that are included in the panel data set even though they do not have a counterpart in the 2009 questionnaire. Users who wish to add further information from the 2007 survey may match such information from the full cross-sectional version of the 2007 data using the YY1 ID number that is common to both the panel data set and the full 2007 cross section. Users should beware, however, that because the 2007 part of the panel data set was re-imputed, values computed from the cross-sectional and panel versions of the same cases may not always agree. Ideally, the panel would have followed individually every person included in each of the 4,422 survey households interviewed in 2007. Limitations imposed by the available time and money required a more restricted focus. Eligibility for inclusion of a household in 2009 was determined by the rules listed below. 1. If the 2007 respondent was alive and not living permanently outside the U.S, the target household in 2009 was the one that contained that person. 2. Otherwise, if the 2007 respondent was either deceased or living permanently outside the U.S. and if the 2007 respondent had a spouse or partner who was a part of the PEU as defined in the 2007 survey, the target household in 2009 was the one that contained the 2007 spouse or partner of the 2007 respondent, if that spouse or partner was still living and residing permanently in the U.S. 3. Otherwise (where (a) the 2007 respondent was either deceased or living permanently outside the U.S. in 2009 and (b) either (i) there was no spouse or partner who was a part of the 2007 primary economic unit or (ii) there was such a spouse or partner but that person was either deceased or living permanently outside the U.S.), the case was considered to be out of scope for the 2009 survey. The respondent for the 2009 survey would be either the 2007 respondent or spouse identified in (1) or (2) above, or that person's spouse or partner, if that person was more knowledgeable about the household finances. Note that where a couple had dissolved during the interval between the two surveys, only one of the households (generally, the one of the person who answered the survey questions in 2007) was pursued. About 89 percent (3,862) of the eligible households agreed to complete a panel interview in 2009. There was little variation in the response rate across a variety of demographic and economic groups. Because the SCF combines two samples, one of which over-samples relatively wealthy households, use of weights is important for obtaining unbiased population estimates from the data. Nonresponse-adjusted weights for the panel interviews (P42001) were constructed using a methodology comparable to that used for the original 2007 weights. For additional information on the weights, see "Try, Try Again: Response and Nonresponse in the 2009 SCF Panel" (Kennickell, http://www.federalreserve.gov/econresdata/scf/files/ASA2010final.pdf, 2010). For a descriptive review of the panel data see "Surveying the Aftermath of the Storm: Changes in Family Finances from 2007 to 2009" Jesse Bricker, Brian Bucks, Arthur Kennickell, Traci Mach, and Kevin Moore, http://www.federalreserve.gov/pubs/feds/2011/201117/201117pap.pdf, 2011). For further general technical information about the SCF and the 2007 survey in particular, please see the codebook for that survey (http://www.federalreserve.gov/econresdata/scf/files/2007_codebk2007.txt). The primary economic unit (PEU) is the frame of reference for most of the information collected in the interview. The 2007 PEU was defined as the core individual or core couple in a household (in decreasing order of preference: the head of the household, the single or couple owner/renter of the housing unit, or the person aged closest to 45, plus the person's spouse or patner (if any)) and any minor children or other people financially interdependent with the core individual or couple. The 2007 PEU was identified by the answers to the questions in the household listing. For the 2009 panel interview, the unit is defined similarly as those people in the household who were financially interdependent with the respondent or that person's spouse or partner (if any). ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- DISCLOSURE REVIEW ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- Variables not included in the public data set are available only to the project staff working on the SCF. Not even other researchers at the Federal Reserve Board are allowed access to the non-public data. There is no provision whatsoever for allowing direct access to such information for external researchers. Occasionally, when a researcher outside of the SCF project staff has a topic that complements the research interest of the Federal Reserve Board and when there has been time for the project staff to engage with the researcher, the project staff have made limited runs against the internal data of computer programs that have been specified and fully tested by external researchers. A special case must be made for each such instance. THERE IS NO ROUTINE PROVISION FOR ACCESS TO THE RESTRICED SCF DATA. A paramount goal of the survey is to protect the privacy of the participants, who generously shared their personal information. In light of this goal, the data in this release have been systematically altered by several means to minimize the possibility of identifying any survey respondent. For some discrete variables, small or unusual cells were collapsed as noted in the individual variable descriptions below with the descriptions of the variables. Continuous variables were rounded. Data were also blurred by other means intentionally not specified. In addition, a number of other cases were identified for more extensive treatment. Some of these cases were selected on the basis of extreme or unusual data values; other cases were selected at random. For each of these cases, a selection of critical variables was set to missing and statistically imputed subject to constraints designed to ensure that any distortions induced in key population statistics would be minimal. Where relevant, the codebook provides more detailed information on cell collapsing and other such techniques. Unless explicitly noted otherwise, any disclosure-related changes to the data noted in the descriptions of the individual variables applies equally to the 2007 and the 2009 data. By design, the SCF sample excludes people who are included in the Forbes Magazine list of the 400 wealthiest people in the U.S. However, there are several reasons why respondents with wealth at this level could appear in the sample anyway. In the 2007 survey, there were 4 observations that had net worth at least equal to the minumum level needed to qualify for the Forbes list; all of these were re-interviewed in the 2009 panel. Because it would be very difficult to obscure sufficiently the identity of such people without rendering their data virtually useless, it was decided to remove them from the public version of the datset. In the 2009 survey, another observation was removed for the same reason. Thus, the public version of the panel data set contains 3,857 of the 3,862 observations in the full panel data set. It is important to note that aside from the cell collapsing, there is no key in this codebook or in the data set that would allow users to identify with certainty either which data items have been smoothed or otherwise altered, or which cases were selected for imputation of critical values (that is, the shadow variables in this data set may not always reflect the true original status of every variable). Although this blurring of the data will have some effect on analysis, that effect should be negligible in most cases. For further details on the procedures taken to protect the identity of respondents, see "Analyzing the Disclosure Review Procedures for the 1995 Survey of Consumer Finances," Gerhard Fries, Barry W. Johnson, and R. Louise Woodburn, September 1997, http://www.federalreserve.gov/econresdata/ scf/scf_workingpapers.htm) and "Multiple Impution and Disclosure Protection: The Case of the 1995 SCF" (Arthur B. Kennickell, November 1997, http://www.federalreserve.gov/econres/scf/scf_workingpapers.htm). The disclosure protections applied to the data are the product of an agreement between the Federal Reserve Board, NORC, and SOI. Users who feel that the restrictions imposed on the public data set are too constaining are encouraged to submit written proposals for expanded data release, and those requests will be given serious consideration in the release of data from future surveys. The panel data set contains both data newly collected in 2009 and data constructed from the 2007 baseline data. Because the full range of disclosure reduction techniques has been applied to all the variables in the panel data set, the values of the constructed variables included may differ from those a user might obtain from the 2007 data. Note that dollar variables in the public data set have been rounded according to the following scheme which preserves the population mean on average: * All dollar variables except wages; ARRAY AMT {*} X09205 X09206 X414 X7575 X09305 X513 X521 X526 X602 X604 X607 X612 X614 X617 X619 X623 X627 X631 X635 X708 X703 X716 X717 X721 X7138 X804 X805 X808 X813 X812 X904 X905 X908 X913 X912 X1039 X1044 X09344 X09345 X09347 X09352 X09353 X09355 X09401 X09405 X09406 X09408 X09409 X09414 X09415 X09417 X09418 X09512 X09516 X09518 X09521 X09528 X09601 X09603 X09605 X09606 X09608 X09610 X09611 X09702 X09703 X09802 X09803 X7187 X091001 X091003 X091007 X3721 X091008 X091018 X3902 X091021 X091022 X3915 X3930 X3932 X6577 X6587 X4003 X4005 X4006 X4010 X4011 X4018 X4022 X4026 X4030 X4032 X7093 X091108 X091111 X091112 X7097 X091708 X091711 X091712 X091127 X091131 X5702 X5704 X5706 X5708 X5710 X5712 X5714 X5716 X5718 X5720 X5722 X5724 X5729 X7362 X5732 X5734 X5823 X7661 P09205 P09206 P09207 P7575 P09305 P09368 P09307 P09319 P513 P521 P526 P602 P604 P607 P612 P614 P617 P619 P623 P627 P631 P635 P708 P703 P716 P717 P721 P09338 P804 P805 P808 P813 P812 P904 P905 P908 P913 P912 P1039 P1044 P09344 P09345 P09347 P09352 P09353 P09355 P09401 P09405 P09406 P09408 P09409 P09414 P09415 P09417 P09418 P09512 P09516 P09518 P09521 P09528 P09601 P09603 P09605 P09606 P09608 P09610 P09611 P09702 P09703 P09802 P09803 P7187 P091001 P091003 P091007 P3721 P091008 P091018 P3902 P091021 P091022 P3915 P3930 P3932 P6577 P091027 P091028 P6587 P4003 P4005 P4006 P4010 P4011 P4018 P4022 P4026 P4030 P4032 P7093 P091108 P091111 P091112 P7097 P091708 P091711 P091712 P091127 P091131 P5702 P5704 P5706 P5708 P5710 P5712 P5714 P5716 P5718 P5720 P5722 P5724 P5729 P7362 P5732 P5734 P5823; DO I = 1 TO DIM(AMT); IF (0 < AMT{I} < 5) THEN AMT{I}=1; ELSE IF (5 <= AMT{I} < 1000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT{I},10); IF (RAN>PROB/10) THEN AMT{I}=10*(INT(AMT{I}/10)); ELSE AMT{I}=10*(1+INT(AMT{I}/10)); IF AMT{I}=0 THEN AMT{I}=5; END; ELSE IF (1000 <= AMT{I} < 10000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT{I},100); IF (RAN>PROB/100) THEN AMT{I}=100*(INT(AMT{I}/100)); ELSE AMT{I}=100*(1+INT(AMT{I}/100)); END; ELSE IF (10000 <= AMT{I} < 1000000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT{I},1000); IF (RAN>PROB/1000) THEN AMT{I}=1000*(INT(AMT{I}/1000)); ELSE AMT{I}=1000*(1+INT(AMT{I}/1000)); END; ELSE IF (1000000 <= AMT{I}) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT{I},10000); IF (RAN>PROB/10000) THEN AMT{I}=10000*(INT(AMT{I}/10000)); ELSE AMT{I}=10000*(1+INT(AMT{I}/10000)); END; ELSE IF (-1000 <= AMT{I} < - 5) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT{I},10); IF (RAN>PROB/10) THEN AMT{I}=10*(INT(AMT{I}/10)); ELSE AMT{I}=10*(1+INT(AMT{I}/10)); END; ELSE IF (-10000 <= AMT{I} < -1000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT{I},100); IF (RAN>PROB/100) THEN AMT{I}=100*(INT(AMT{I}/100)); ELSE AMT{I}=100*(1+INT(AMT{I}/100)); END; ELSE IF (-1000000 < AMT{I} < -10000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT{I},1000); IF (RAN>PROB/1000) THEN AMT{I}=1000*(INT(AMT{I}/1000)); ELSE AMT{I}=1000*(1+INT(AMT{I}/1000)); END; ELSE IF .Z < AMT{I} <= -1000000 THEN AMT{I}=-1000000; END; * wages: special treatment for hourly wages <=25; ARRAY AMT2 {*} X4112 X4131 X4509 X4520 X4532 X4540 X4605 X4613 X4712 X4731 X5109 X5120 X5132 X5140 X5205 X5213 P4112 P4131 P4509 P4712 P4731 P5109; ARRAY PER2 {*} X4113 X4132 X4510 X4521 X4533 X4541 X4606 X4614 X4713 X4732 X5110 X5121 X5133 X5141 X5206 X5214 P4113 P4132 P4510 P4713 P4732 P5110; DO I=1 TO DIM(AMT2); IF PER2{I}=18 THEN DO; IF (AMT2{I} < 25 AND AMT2{I} > 0) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},.1); IF (RAN>PROB/.1) THEN AMT2{I}=.1*(INT(AMT2{I}/.1)); ELSE AMT2{I}=.1*(1+INT(AMT2{I}/.1)); END; ELSE IF (25 <= AMT2{I} < 1000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},10); IF (RAN>PROB/10) THEN AMT2{I}=10*(INT(AMT2{I}/10)); ELSE AMT2{I}=10*(1+INT(AMT2{I}/10)); END; ELSE IF (1000 <= AMT2{I} < 10000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},100); IF (RAN>PROB/100) THEN AMT2{I}=100*(INT(AMT2{I}/100)); ELSE AMT2{I}=100*(1+INT(AMT2{I}/100)); END; ELSE IF (10000 <= AMT2{I} < 1000000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},1000); IF (RAN>PROB/1000) THEN AMT2{I}=1000*(INT(AMT2{I}/1000)); ELSE AMT2{I}=1000*(1+INT(AMT2{I}/1000)); END; ELSE IF (1000000 <= AMT2{I}) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},10000); IF (RAN>PROB/10000) THEN AMT2{I}=10000*(INT(AMT2{I}/10000)); ELSE AMT2{I}=10000*(1+INT(AMT2{I}/10000)); END; ELSE IF (-1000 <= AMT2{I} < - 5) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},10); IF (RAN>PROB/10) THEN AMT2{I}=10*(INT(AMT2{I}/10)); ELSE AMT2{I}=10*(1+INT(AMT2{I}/10)); END; ELSE IF (-10000 <= AMT2{I} < -1000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},100); IF (RAN>PROB/100) THEN AMT2{I}=100*(INT(AMT2{I}/100)); ELSE AMT2{I}=100*(1+INT(AMT2{I}/100)); END; ELSE IF (-1000000 < AMT2{I} < -10000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},1000); IF (RAN>PROB/1000) THEN AMT2{I}=1000*(INT(AMT2{I}/1000)); ELSE AMT2{I}=1000*(1+INT(AMT2{I}/1000)); END; ELSE IF .Z < AMT2{I} <= -1000000 THEN AMT2{I}=-1000000; END; ELSE DO; IF (0 < AMT2{I} < 5) THEN AMT2{I}=1; ELSE IF (5 <= AMT2{I} < 1000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},10); IF (RAN>PROB/10) THEN AMT2{I}=10*(INT(AMT2{I}/10)); ELSE AMT2{I}=10*(1+INT(AMT2{I}/10)); END; ELSE IF (1000 <= AMT2{I} < 10000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},100); IF (RAN>PROB/100) THEN AMT2{I}=100*(INT(AMT2{I}/100)); ELSE AMT2{I}=100*(1+INT(AMT2{I}/100)); END; ELSE IF (10000 <= AMT2{I} < 1000000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},1000); IF (RAN>PROB/1000) THEN AMT2{I}=1000*(INT(AMT2{I}/1000)); ELSE AMT2{I}=1000*(1+INT(AMT2{I}/1000)); END; ELSE IF (1000000 <= AMT2{I}) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},10000); IF (RAN>PROB/10000) THEN AMT2{I}=10000*(INT(AMT2{I}/10000)); ELSE AMT2{I}=10000*(1+INT(AMT2{I}/10000)); END; ELSE IF (-1000 <= AMT2{I} < - 5) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},10); IF (RAN>PROB/10) THEN AMT2{I}=10*(INT(AMT2{I}/10)); ELSE AMT2{I}=10*(1+INT(AMT2{I}/10)); END; ELSE IF (-10000 <= AMT2{I} < -1000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},100); IF (RAN>PROB/100) THEN AMT2{I}=100*(INT(AMT2{I}/100)); ELSE AMT2{I}=100*(1+INT(AMT2{I}/100)); END; ELSE IF (-1000000 < AMT2{I} < -10000) THEN DO; RAN=UNIFORM(1111111); PROB=MOD(AMT2{I},1000); IF (RAN>PROB/1000) THEN AMT2{I}=1000*(INT(AMT2{I}/1000)); ELSE AMT2{I}=1000*(1+INT(AMT2{I}/1000)); END; ELSE IF .Z < AMT2{I} <= -1000000 THEN AMT2{I}=-1000000; END; END; ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SHADOW VARIABLES ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- Somewhat different conventions were followed in computing the shadow variables for the main 2007 cross-sectional and the 2009 panel variables included in the combined data set. For each panel variable, the shadow variable directly reflects information about the original status of the variable, except in the public data set where the value may have been altered as a result of the disclosure review for the release of the data. Treatment of the shadow variables for the 2007 data was only slightly more complicated. The following rules applied in constructing the shadow variables for the main variables constructed or otherwise carried over from the 2007 cross-sectional data: 1. If a variable is not dollar-denominated and it is a direct appropriation of a 2007 cross-sectional value, retain the J-code value for the 2007 variable. 2. If a variable is not dollar-denominated and it is constructed using more than one 2007 variable, all of which are non-missing, assign a J-code of 8. 3. If a variable is not dollar-denominated and it is constructed using more than one 2007 variable (less than all/all) of which are missing, assign a J-code of (2081/2082). 4. If a dollar-denominated panel variable is calculated based on only one value for a particular case, retain the 2007 J-code of the relevant 2007 variable. (This includes both situations where the panel-equivalent variable for 2007 is defined in terms of a single variable, as well as situations where the variable is defined in terms of multiple variables but for an individual case only one of those variables is relevant.) 5. If a dollar-denominated variable is calculated from more then one variable for an individual case, use the J-code definitions below: 0 Good reported or edited/moved value 1 Inapplicable 1041 Positive range data: UB and LB available 1042 Positive range data: UB available, LB missing 1043 Positive range data: UB missing, LB available 1091 Negative range data: UB and LB available 1092 Negative range data: UB available, LB missing 1093 Negative range data: UB missing, LB available 2052 All missing data, and not known whether item exists 3600 All missing data, but item known to exist Note that a range may be required when any part of the variables used in the sum of 2007 values was originally given as any type of range or where only a subset of the relevant 2007 variables was not entirely missing. In such instances where no value in the sum is entirely missing, the upper (lower) bound is given by the sum of any non-missing value and the upper (lower) bound values for values given as a range. When at least one value but fewer than all values are missing, only the lower bound is defined for variables that must take a positive value. For all 2009 variables and for the instances of 2007 variables noted in the preceding discussion, the following codes apply for the (J- and K-) shadow variables: 0 = Originally reported value. See above for an exception.????? 1 = Question is inapplicable (e.g., R has no checking account so value of checking account is coded as zero.) NOTE: all values of zero in the data set are in some sense inapplicable [also see J-code value 14]; reported values of zero are typically stored as -1. 2 = Data taken from (or moved from) another location in the questionnaire; data moved from another location and added to data already at the new location; data reported in a "mop-up" field that could be directly mapped into the correct final location. These moves and changes may be the result of verbatim responses, interviewer comment, or other information. 4 = CAPI program error: resolution yields a non-missing (non-range) value. 5 = Indicates a value coded directly by FRB staff from a verbatim ("other/specify") response or interviewer comments that translate directly into a valid response. This code indicates that there was the exercise of a bare minimum of judgment in encoding the content of the text data. 6 = Indicates a value coded directly by NORC from a verbatim ("other/specify") response. 8 = Variable computed from other non-missing variables. 9 = Variable overridden by logically equivalent information to maintain consistency of data. 10 = Part of the original value reported should have been (or was also) reported elsewhere and is edited out here. 11 = Assumption made in CAPI program to guide questions dependent on marital history (applies at X107/P107 only): value originally answered "don't know" or "refuse". 12 = Assumption made in CAPI program to guide questions dependent on marital history (applies at X107/P107 and X7020/P7020 only); except code 11. Question not directly asked. 13 = Data changed in editing; based on information in interviewer comments made during or after the interview, data structures elsewhere in the interview, data retrieval from interviewers, or mechanical review of data patterns. Judgment is implied in the use of this code. 14 = Inapplicable code generated by any data adjustment (particularly adjustments associated with J-codes 2, 4, 5, 6, 10, 13, 15, 16, and 17). 15 = Non-stochastic imputation of missing data (typically based at least in part on other, non-codable data). 17 = Value of originally missing data item implied by/computed from other variable(s). Relatively more judgement is implied by this code than a code 8. 30 = Respondent agreed to provide a dollar range as a response (either as a directly volunteered range or in response to the question soliciting a range after an initial response or "don't know" or "refuse"), but the upper and lower bounds of the range given were identical. 31 = Respondent entered the decision tree for dollar values, but chose one of the boundary points of a range as the approximate value. 36 = A "don't know" response was given as an answer other than the first one to a code-all-that-apply question where the order of the responses is taken to matter. This response is set to blank for purposes of data processing. 37 = A "refuse" response was given as an answer other than the first one to a code-all-that-apply question where the order of the responses is taken to matter. This response is set to blank for purposes of data processing. ALL RESPONSES THAT FOLLOW HAVE AT LEAST SOME MISSING INFORMATION 90 = Bounding information available based on summary information provided by respondent (typically, if a R does not know information about items beyond a certain number in a set of detailed questions about a larger number of such items, the R is asked one or a number of summary questions about all remaining instances). 91 = Same as 90, but R gave range data for the summary information. RANGE RESPONSES: POSITIVE RANGES DECISION TREE RESPONSES THAT RESULTED IN A BOUND FOR POSITIVE NUMBERS Please see the discussion of range responses in the 2007 SCF codebook for a discussion of the ways that ranges may be generated in the SCF. (NOTE: for decision tree codes, responses that resulted in no usable bounding information are collected separately below) '*' indicates an open-ended interval NOTE: for J-code outcomes from 101-978, 1021-1040, and 1071-1090, .5 is added to the J-code if the original response was "don't know". 101 = Decision tree response, version 1: outcome 1 (*,<=V1):($50K,*) 102 = Decision tree response, version 1: outcome 2 (*,<=V4):($500K,*) 103 = Decision tree response, version 1: outcome 3 (*,<=V4):($500K,*) 104 = Decision tree response, version 1: outcome 4 (>V1,<=V2):(>$50K,<=$100K) 105 = Decision tree response, version 1: outcome 5 (>V1,<=V4):(>$50K,<=$500K) 106 = Decision tree response, version 1: outcome 6 (>V1,<=V4):(>$50K,<=$500K) 107 = Decision tree response, version 1: outcome 7 (>V2,<=V3):(>$100K,<=$250K) 108 = Decision tree response, version 1: outcome 8 (>V2,<=V4):(>$100K,<=$500K) 109 = Decision tree response, version 1: outcome 9 (>V2,<=V4):(>$100K,<=$500K) 110 = Decision tree response, version 1: outcome 10 (>V3,<=V4):(>$250K,<=$500K) 119 = Decision tree response, version 1: outcome 11 (>V4,<=V5):(>$500K,<=$1M) 120 = Decision tree response, version 1: outcome 12 (>V4,*):(>$500K,*) 121 = Decision tree response, version 1: outcome 13 (>V4,*):(>$500K,*) 122 = Decision tree response, version 1: outcome 14 (>V5,<=V6):(>$1M,<=$5M) 123 = Decision tree response, version 1: outcome 15 (>V5,*):(>$1M,*) 124 = Decision tree response, version 1: outcome 16 (>V5,*):(>$1M,*) 125 = Decision tree response, version 1: outcome 17 (>V6,<=V7):(>$5M,<=$10M) 126 = Decision tree response, version 1: outcome 18 (>V6,*):(>$5M,*) 127 = Decision tree response, version 1: outcome 19 (>V6,*):(>$5M,*) 128 = Decision tree response, version 1: outcome 20 (>V7,*):(>$10M,*) 201 = Decision tree response, version 2: outcome 1 (*,<=V1):(*,<=$10) 202 = Decision tree response, version 2: outcome 2 (*,<=V4):(*,<=$100) 203 = Decision tree response, version 2: outcome 3 (*,<=V4):(*,<=$100) 204 = Decision tree response, version 2: outcome 4 (>V1,<=V2:(>$10,<=$25) 205 = Decision tree response, version 2: outcome 5 (>V1,<=V4):(>$10,<=$100) 206 = Decision tree response, version 2: outcome 6 (>V1,<=V4):(>$10,<=$100) 207 = Decision tree response, version 2: outcome 7 (>V2,<=V3):(>$25,<=$50) 208 = Decision tree response, version 2: outcome 8 (>V2,<=V4):(>$25,<=$100) 209 = Decision tree response, version 2: outcome 9 (>V2,<=V4):(>$25,<=$100) 210 = Decision tree response, version 2: outcome 10 (>V3,<=V4):(>$50,<=$100) 219 = Decision tree response, version 2: outcome 11 (>V4,<=V5):(>$100,<=$200) 220 = Decision tree response, version 2: outcome 12 (>V4,*):(>$100,*) 221 = Decision tree response, version 2: outcome 13 (>V4,*):(>$100,*) 222 = Decision tree response, version 2: outcome 14 (>V5,<=V6):(>$200,<=$300) 223 = Decision tree response, version 2: outcome 15 (>V5,*):(>$200,*) 224 = Decision tree response, version 2: outcome 16 (>V5,*):(>$200,*) 225 = Decision tree response, version 2: outcome 17 (>V6,<=V7):(>$300,<=$500) 226 = Decision tree response, version 2: outcome 18 (>V6,*):(>$300,*) 227 = Decision tree response, version 2: outcome 19 (>V6,*):(>$300,*) 228 = Decision tree response, version 2: outcome 20 (>V7,*):(>$500,*) 301 = Decision tree response, version 3: outcome 1 (*,<=V1):(*,<=$25K) 302 = Decision tree response, version 3: outcome 2 (*,<=V4):(*,<=$250K) 303 = Decision tree response, version 3: outcome 3 (*,<=V4):(*,<=$250K) 304 = Decision tree response, version 3: outcome 4 (>V1,<=V2:(>$25K,<=$100K) 305 = Decision tree response, version 3: outcome 5 (>V1,<=V4):(>$25K,<=$250K) 306 = Decision tree response, version 3: outcome 6 (>V1,<=V4):(>$25K,<=$250K) 307 = Decision tree response, version 3: outcome 7 (>V2,<=V3):(>$100K,<=$150K) 308 = Decision tree response, version 3: outcome 8 (>V2,<=V4):(>$100K,<=$250K) 309 = Decision tree response, version 3: outcome 9 (>V2,<=V4):(>$100K,<=$250K) 310 = Decision tree response, version 3: outcome 10 (>V3,<=V4):(>$150K,<=$250K) 319 = Decision tree response, version 3: outcome 11 (>V4,<=V5):(>$250K,<=$500K) 320 = Decision tree response, version 3: outcome 12 (>V4,*):(>$250K,*) 321 = Decision tree response, version 3: outcome 13 (>V4,*):(>$250K,*) 322 = Decision tree response, version 3: outcome 14 (>V5,<=V6):(>$500K,<=$1M) 323 = Decision tree response, version 3: outcome 15 (>V5,*):(>$500K,*) 324 = Decision tree response, version 3: outcome 16 (>V5,*):(>$500K,*) 325 = Decision tree response, version 3: outcome 17 (>V6,<=V7):(>$1M,<=$5M) 326 = Decision tree response, version 3: outcome 18 (>V6,*):(>$1M,*) 327 = Decision tree response, version 3: outcome 19 (>V6,*):(>$1M,*) 328 = Decision tree response, version 3: outcome 20 (>V7,*):(>$5M,*) 401 = Decision tree response, version 4: outcome 1 (*,<=V1):(*,<=$10K) 402 = Decision tree response, version 4: outcome 2 (*,<=V4):(*,<=$100K) 403 = Decision tree response, version 4: outcome 3 (*,<=V4):(*,<=$100K) 404 = Decision tree response, version 4: outcome 4 (>V1,<=V2):(>$10K,<=$25K) 405 = Decision tree response, version 4: outcome 5 (>V1,<=V4):(>$10K,<=$100K) 406 = Decision tree response, version 4: outcome 6 (>V1,<=V4):(>$10K,<=$100K) 407 = Decision tree response, version 4: outcome 7 (>V2,<=V3):(>$25K,<=$50K) 408 = Decision tree response, version 4: outcome 8 (>V2,<=V4):(>$25K,<=$100K) 409 = Decision tree response, version 4: outcome 9 (>V2,<=V4):(>$25K,<=$100K) 410 = Decision tree response, version 4: outcome 10 (>V3,<=V4):(>$50K,<=$100K) 419 = Decision tree response, version 4: outcome 11 (>V4,<=V5):(>$100K,<=$250K) 420 = Decision tree response, version 4: outcome 12 (>V4,*):(>$100K,*) 421 = Decision tree response, version 4: outcome 13 (>V4,*):(>$100K,*) 422 = Decision tree response, version 4: outcome 14 (>V5,<=V6):(>$250K,<=$500K) 423 = Decision tree response, version 4: outcome 15 (>V5,*):(>$250K,*) 424 = Decision tree response, version 4: outcome 16 (>V5,*):(>$250K,*) 425 = Decision tree response, version 4: outcome 17 (>V6,<=V7):(>$500K,<=$1M) 426 = Decision tree response, version 4: outcome 18 (>V6,*):(>$500K,*) 427 = Decision tree response, version 4: outcome 19 (>V6,*):(>$500K,*) 428 = Decision tree response, version 4: outcome 20 (>V7,*):(>$1M,*) 501 = Decision tree response, version 5: outcome 1 (*,<=V1):(*,<=$5K) 502 = Decision tree response, version 5: outcome 2 (*,<=V4):(*,<=$50K) 503 = Decision tree response, version 5: outcome 3 (*,<=V4):(*,<=$50K) 504 = Decision tree response, version 5: outcome 4 (>V1,<=V2):(>$5K,<=$10K) 505 = Decision tree response, version 5: outcome 5 (>V1,<=V4):(>$5K,<=$50K) 506 = Decision tree response, version 5: outcome 6 (>V1,<=V4):(>$5K,<=$50K) 507 = Decision tree response, version 5: outcome 7 (>V2,<=V3):(>$10K,<=$25K) 508 = Decision tree response, version 5: outcome 8 (>V2,<=V4):(>$10K,<=$50K) 509 = Decision tree response, version 5: outcome 9 (>V2,<=V4):(>$10K,<=$50K) 510 = Decision tree response, version 5: outcome 10 (>V3,<=V4):(>$25K,<=$50K) 519 = Decision tree response, version 5: outcome 11 (>V4,<=V5):(>$50K,<=$100K) 520 = Decision tree response, version 5: outcome 12 (>V4,*):(>$50K,*) 521 = Decision tree response, version 5: outcome 13 (>V4,*):(>$50K,*) 522 = Decision tree response, version 5: outcome 14 (>V5,<=V6):(>$100K,<=$250K) 523 = Decision tree response, version 5: outcome 15 (>V5,*):(>$100K,*) 524 = Decision tree response, version 5: outcome 16 (>V5,*):(>$100K,*) 525 = Decision tree response, version 5: outcome 17 (>V6,<=V7):(>$250K,<=$750K) 526 = Decision tree response, version 5: outcome 18 (>V6,*):(>$250K,*) 527 = Decision tree response, version 5: outcome 19 (>V6,*):(>$250K,*) 528 = Decision tree response, version 5: outcome 20 (>V7,*):(>$750K,*) 601 = Decision tree response, version 6: outcome 1 (*,<=V1):(*,<=$500) 602 = Decision tree response, version 6: outcome 2 (*,<=V4):(*,<=$10K) 603 = Decision tree response, version 6: outcome 3 (*,<=V4):(*,<=$10K) 604 = Decision tree response, version 6: outcome 4 (>V1,<=V2:(>$500,<=$1K) 605 = Decision tree response, version 6: outcome 5 (>V1,<=V4):(>$500,<=$10K) 606 = Decision tree response, version 6: outcome 6 (>V1,<=V4):(>$500,<=$10K) 607 = Decision tree response, version 6: outcome 7 (>V2,<=V3):(>$1K,<=$5K) 608 = Decision tree response, version 6: outcome 8 (>V2,<=V4):(>$1K,<=$10K) 609 = Decision tree response, version 6: outcome 9 (>V2,<=V4):(>$1K,<=$10K) 610 = Decision tree response, version 6: outcome 10 (>V3,<=V4):(>$5K,<=$10K) 619 = Decision tree response, version 6: outcome 11 (>V4,<=V5):(>$10K,<=$25K) 620 = Decision tree response, version 6: outcome 12 (>V4,*):(>$10K,*) 621 = Decision tree response, version 6: outcome 13 (>V4,*):(>$10K,*) 622 = Decision tree response, version 6: outcome 14 (>V5,<=V6):(>$25K,<=$75K) 623 = Decision tree response, version 6: outcome 15 (>V5,*):(>$25K,*) 624 = Decision tree response, version 6: outcome 16 (>V5,*):(>$25K,*) 625 = Decision tree response, version 6: outcome 17 (>V6,<=V7):(>$75K,$250K) 626 = Decision tree response, version 6: outcome 18 (>V6,*):(>$75K,*) 627 = Decision tree response, version 6: outcome 19 (>V6,*):(>$75K,*) 628 = Decision tree response, version 6: outcome 20 (>V7,*):(>$250K,*) 701 = Decision tree response, version 7: outcome 1 (*,<=V1):(*,<=$100) 702 = Decision tree response, version 7: outcome 2 (*,<=V4):(*,<=$1K) 703 = Decision tree response, version 7: outcome 3 (*,<=V4):(*,<=$1K) 704 = Decision tree response, version 7: outcome 4 (>V1,<=V2:(>$100,<=$250) 705 = Decision tree response, version 7: outcome 5 (>V1,<=V4):(>$100,<=$1K) 706 = Decision tree response, version 7: outcome 6 (>V1,<=V4):(>$100,<=$1K) 707 = Decision tree response, version 7: outcome 7 (>V2,<=V3):(>$250,<=$500) 708 = Decision tree response, version 7: outcome 8 (>V2,<=V4):(>$250,<=$1K) 709 = Decision tree response, version 7: outcome 9 (>V2,<=V4):(>$250,<=$1K) 710 = Decision tree response, version 7: outcome 10 (>V3,<=V4):(>$500,<=$1K) 719 = Decision tree response, version 7: outcome 11 (>V4,<=V5):(>$1K,<=$2K) 720 = Decision tree response, version 7: outcome 12 (>V4,*):(>$1K,*) 721 = Decision tree response, version 7: outcome 13 (>V4,*):(>$1K,*) 722 = Decision tree response, version 7: outcome 14 (>V5,<=V6):(>$2K,<=$10K) 723 = Decision tree response, version 7: outcome 15 (>V5,*):(>$2K,*) 724 = Decision tree response, version 7: outcome 16 (>V5,*):(>$2K,*) 725 = Decision tree response, version 7: outcome 17 (>V6,<=V7):(>$10K,<=$50K) 726 = Decision tree response, version 7: outcome 18 (>V6,*):(>$10K,*) 727 = Decision tree response, version 7: outcome 19 (>V6,*):(>$10K,*) 728 = Decision tree response, version 7: outcome 20 (>V7,*):(>$50K,*) 801 = Decision tree response, version 8: outcome 1 (*,<=V1):(*,<=$50) 802 = Decision tree response, version 8: outcome 2 (*,<=V4):(*,<=$500) 803 = Decision tree response, version 8: outcome 3 (*,<=V4):(*,<=$500) 804 = Decision tree response, version 8: outcome 4 (>V1,<=V2):(>$50,<=$100) 805 = Decision tree response, version 8: outcome 5 (>V1,<=V4):(>$50,<=$500) 806 = Decision tree response, version 8: outcome 6 (>V1,<=V4):(>$50,<=$500) 807 = Decision tree response, version 8: outcome 7 (>V2,<=V3):(>$100,<=$250) 808 = Decision tree response, version 8: outcome 8 (>V2,<=V4):(>$100,<=$500) 809 = Decision tree response, version 8: outcome 9 (>V2,<=V4):(>$100,<=$500) 810 = Decision tree response, version 8: outcome 10 (>V3,<=V4):(>$250,<=$500) 819 = Decision tree response, version 8: outcome 11 (>V4,<=V5):(>$500,<=$1K) 820 = Decision tree response, version 8: outcome 12 (>V4,*):(>$500,*) 821 = Decision tree response, version 8: outcome 13 (>V4,*):(>$500,*) 822 = Decision tree response, version 8: outcome 14 (>V5,<=V6):(>$1K,<=$5K) 823 = Decision tree response, version 8: outcome 15 (>V5,*):(>$1K,*) 824 = Decision tree response, version 8: outcome 16 (>V5,*):(>$1K,*) 825 = Decision tree response, version 8: outcome 17 (>V6,<=V7):(>$5K,<=$10K) 826 = Decision tree response, version 8: outcome 18 (>V6,*):(>$5K,*) 827 = Decision tree response, version 8: outcome 19 (>V6,*):(>$5K,*) 828 = Decision tree response, version 8: outcome 20 (>V7,*):(>$10K,*) 901 = Decision tree response, version 9: outcome 1 (*,<=V1):(*,<=$1K) 902 = Decision tree response, version 9: outcome 2 (*,<=V4):(*,<=$25K) 903 = Decision tree response, version 9: outcome 3 (*,<=V4):(*,<=$25K) 904 = Decision tree response, version 9: outcome 4 (>V1,<=V2):(>$1K,<=$5K) 905 = Decision tree response, version 9: outcome 5 (>V1,<=V4):(>$1K,<=$25K) 906 = Decision tree response, version 9: outcome 6 (>V1,<=V4):(>$1K,<=$25K) 907 = Decision tree response, version 9: outcome 7 (>V2,<=V3):(>$5K,<=$10K) 908 = Decision tree response, version 9: outcome 8 (>V2,<=V4):(>$5K,<=$25K) 909 = Decision tree response, version 9: outcome 9 (>V2,<=V4):(>$5K,<=$25K) 910 = Decision tree response, version 9: outcome 10 (>V3,<=V4):(>$10K,<=$25K) 919 = Decision tree response, version 9: outcome 11 (>V4,<=V5):(>$25K,<=$50K) 920 = Decision tree response, version 9: outcome 12 (>V4,*):(>$25K,*) 921 = Decision tree response, version 9: outcome 13 (>V4,*):(>$25K,*) 922 = Decision tree response, version 9: outcome 14 (>V5,<=V6):(>$50K,<=$100K) 923 = Decision tree response, version 9: outcome 15 (>V5,*):(>$50K,*) 924 = Decision tree response, version 9: outcome 16 (>V5,*):(>$50K,*) 925 = Decision tree response, version 9: outcome 17 (>V6,<=V7):(>$100K,<=$250K) 926 = Decision tree response, version 9: outcome 18 (>V6,*):(>$100K,*) 927 = Decision tree response, version 9: outcome 19 (>V6,*):(>$100K,*) 928 = Decision tree response, version 9: outcome 20 (>V7,*):(>$250K,*) RANGE CARD RESPONSES FOR POSITIVE NUMBERS 1001 = Range card response via [F9]: range A. $1 to $100 1002 = Range card response via [F9]: range B. $101 to $500 1003 = Range card response via [F9]: range C. $501 to $1,000 1004 = Range card response via [F9]: range D. $1,001 to $2,500 1005 = Range card response via [F9]: range E. $2,501 to $5,000 1006 = Range card response via [F9]: range F. $5,001 to $7,500 1007 = Range card response via [F9]: range G. $7,501 to $10,000 1008 = Range card response via [F9]: range H. $10,001 to $25,000 1009 = Range card response via [F9]: range I. $25,001 to $50,000 1010 = Range card response via [F9]: range J. $50,001 to $75,000 1011 = Range card response via [F9]: range K. $75,001 to $100,000 1012 = Range card response via [F9]: range L. $100,001 to $250,000 1013 = Range card response via [F9]: range M. $250,001 to $500,000 1014 = Range card response via [F9]: range N. $500,001 to $1,000,000 1015 = Range card response via [F9]: range O. $1,000,001 to $5,000,000 1016 = Range card response via [F9]: range P. $5,000,001 to $10,000,000 1017 = Range card response via [F9]: range Q. $10,000,001 to $25,000,000 1018 = Range card response via [F9]: range R. $25,000,001 to $50,000,000 1019 = Range card response via [F9]: range S. $50,000,001 to $100,000,000 1020 = Range card response via [F9]: range T. More than $100,000,000 1021 = Range card response via DKDOL: range A. $1 to $100 1022 = Range card response via DKDOL: range B. $101 to $500 1023 = Range card response via DKDOL: range C. $501 to $1,000 1024 = Range card response via DKDOL: range D. $1,001 to $2,500 1025 = Range card response via DKDOL: range E. $2,501 to $5,000 1026 = Range card response via DKDOL: range F. $5,001 to $7,500 1027 = Range card response via DKDOL: range G. $7,501 to $10,000 1028 = Range card response via DKDOL: range H. $10,001 to $25,000 1029 = Range card response via DKDOL: range I. $25,001 to $50,000 1030 = Range card response via DKDOL: range J. $50,001 to $75,000 1031 = Range card response via DKDOL: range K. $75,001 to $100,000 1032 = Range card response via DKDOL: range L. $100,001 to $250,000 1033 = Range card response via DKDOL: range M. $250,001 to $500,000 1034 = Range card response via DKDOL: range N. $500,001 to $1,000,000 1035 = Range card response via DKDOL: range O. $1,000,001 to $5,000,000 1036 = Range card response via DKDOL: range P. $5,000,001 to $10,000,000 1037 = Range card response via DKDOL: range Q. $10,000,001 to $25,000,000 1038 = Range card response via DKDOL: range R. $25,000,001 to $50,000,000 1039 = Range card response via DKDOL: range S. $50,000,001 to $100,000,000 1040 = Range card response via DKDOL: range T. More than $100,000,000 RESPONDENT-PROVIDED DOLLAR RANGE FOR POSITIVE NUMBERS 1041 = Upper and lower bounds given: Reached via [F9] 1042 = Upper bound given, lower bound missing: Reached via [F9] 1043 = Lower bound given, upper bound missing: Reached via [F9] 1044 = Upper and lower bounds given: Reached via Level2B/Level2C 1045 = Upper bound given, lower bound missing: Reached via Level2B/Level2C 1046 = Lower bound given, upper bound missing: Reached via Level2B/Level2C INTERVIEW COMMENT INDICATES THAT RANGES ARE NEGATIVE DECISION TREE RESPONSES THAT RESULTED IN A BOUND FOR NEGATIVE NUMBERS (NOTE: for decision tree codes, responses that resulted in no usable bounding information are collected separately below) 151 = Decision tree response, version 1: outcome 1 (negative value) 152 = Decision tree response, version 1: outcome 2 (negative value) 153 = Decision tree response, version 1: outcome 3 (negative value) 154 = Decision tree response, version 1: outcome 4 (negative value) 155 = Decision tree response, version 1: outcome 5 (negative value) 156 = Decision tree response, version 1: outcome 6 (negative value) 157 = Decision tree response, version 1: outcome 7 (negative value) 158 = Decision tree response, version 1: outcome 8 (negative value) 159 = Decision tree response, version 1: outcome 9 (negative value) 160 = Decision tree response, version 1: outcome 10 (negative value) 169 = Decision tree response, version 1: outcome 11 (negative value) 170 = Decision tree response, version 1: outcome 12 (negative value) 171 = Decision tree response, version 1: outcome 13 (negative value) 172 = Decision tree response, version 1: outcome 14 (negative value) 173 = Decision tree response, version 1: outcome 15 (negative value) 174 = Decision tree response, version 1: outcome 16 (negative value) 175 = Decision tree response, version 1: outcome 17 (negative value) 176 = Decision tree response, version 1: outcome 18 (negative value) 177 = Decision tree response, version 1: outcome 19 (negative value) 178 = Decision tree response, version 1: outcome 20 (negative value) 251 = Decision tree response, version 2: outcome 1 (negative value) 252 = Decision tree response, version 2: outcome 2 (negative value) 253 = Decision tree response, version 2: outcome 3 (negative value) 254 = Decision tree response, version 2: outcome 4 (negative value) 255 = Decision tree response, version 2: outcome 5 (negative value) 256 = Decision tree response, version 2: outcome 6 (negative value) 257 = Decision tree response, version 2: outcome 7 (negative value) 258 = Decision tree response, version 2: outcome 8 (negative value) 259 = Decision tree response, version 2: outcome 9 (negative value) 260 = Decision tree response, version 2: outcome 10 (negative value) 269 = Decision tree response, version 2: outcome 11 (negative value) 270 = Decision tree response, version 2: outcome 12 (negative value) 271 = Decision tree response, version 2: outcome 13 (negative value) 272 = Decision tree response, version 2: outcome 14 (negative value) 273 = Decision tree response, version 2: outcome 15 (negative value) 274 = Decision tree response, version 2: outcome 16 (negative value) 275 = Decision tree response, version 2: outcome 17 (negative value) 276 = Decision tree response, version 2: outcome 18 (negative value) 277 = Decision tree response, version 2: outcome 19 (negative value) 278 = Decision tree response, version 2: outcome 20 (negative value) 351 = Decision tree response, version 3: outcome 1 (negative value) 352 = Decision tree response, version 3: outcome 2 (negative value) 353 = Decision tree response, version 3: outcome 3 (negative value) 354 = Decision tree response, version 3: outcome 4 (negative value) 355 = Decision tree response, version 3: outcome 5 (negative value) 356 = Decision tree response, version 3: outcome 6 (negative value) 357 = Decision tree response, version 3: outcome 7 (negative value) 358 = Decision tree response, version 3: outcome 8 (negative value) 359 = Decision tree response, version 3: outcome 9 (negative value) 360 = Decision tree response, version 3: outcome 10 (negative value) 369 = Decision tree response, version 3: outcome 11 (negative value) 370 = Decision tree response, version 3: outcome 12 (negative value) 371 = Decision tree response, version 3: outcome 13 (negative value) 372 = Decision tree response, version 3: outcome 14 (negative value) 373 = Decision tree response, version 3: outcome 15 (negative value) 374 = Decision tree response, version 3: outcome 16 (negative value) 375 = Decision tree response, version 3: outcome 17 (negative value) 376 = Decision tree response, version 3: outcome 18 (negative value) 377 = Decision tree response, version 3: outcome 19 (negative value) 378 = Decision tree response, version 3: outcome 20 (negative value) 451 = Decision tree response, version 4: outcome 1 (negative value) 452 = Decision tree response, version 4: outcome 2 (negative value) 453 = Decision tree response, version 4: outcome 3 (negative value) 454 = Decision tree response, version 4: outcome 4 (negative value) 455 = Decision tree response, version 4: outcome 5 (negative value) 456 = Decision tree response, version 4: outcome 6 (negative value) 457 = Decision tree response, version 4: outcome 7 (negative value) 458 = Decision tree response, version 4: outcome 8 (negative value) 459 = Decision tree response, version 4: outcome 9 (negative value) 460 = Decision tree response, version 4: outcome 10 (negative value) 469 = Decision tree response, version 4: outcome 11 (negative value) 470 = Decision tree response, version 4: outcome 12 (negative value) 471 = Decision tree response, version 4: outcome 13 (negative value) 472 = Decision tree response, version 4: outcome 14 (negative value) 473 = Decision tree response, version 4: outcome 15 (negative value) 474 = Decision tree response, version 4: outcome 16 (negative value) 475 = Decision tree response, version 4: outcome 17 (negative value) 476 = Decision tree response, version 4: outcome 18 (negative value) 477 = Decision tree response, version 4: outcome 19 (negative value) 478 = Decision tree response, version 4: outcome 20 (negative value) 551 = Decision tree response, version 5: outcome 1 (negative value) 552 = Decision tree response, version 5: outcome 2 (negative value) 553 = Decision tree response, version 5: outcome 3 (negative value) 554 = Decision tree response, version 5: outcome 4 (negative value) 555 = Decision tree response, version 5: outcome 5 (negative value) 556 = Decision tree response, version 5: outcome 6 (negative value) 557 = Decision tree response, version 5: outcome 7 (negative value) 558 = Decision tree response, version 5: outcome 8 (negative value) 559 = Decision tree response, version 5: outcome 9 (negative value) 560 = Decision tree response, version 5: outcome 10 (negative value) 569 = Decision tree response, version 5: outcome 11 (negative value) 570 = Decision tree response, version 5: outcome 12 (negative value) 571 = Decision tree response, version 5: outcome 13 (negative value) 572 = Decision tree response, version 5: outcome 14 (negative value) 573 = Decision tree response, version 5: outcome 15 (negative value) 574 = Decision tree response, version 5: outcome 16 (negative value) 575 = Decision tree response, version 5: outcome 17 (negative value) 576 = Decision tree response, version 5: outcome 18 (negative value) 577 = Decision tree response, version 5: outcome 19 (negative value) 578 = Decision tree response, version 5: outcome 20 (negative value) 651 = Decision tree response, version 6: outcome 1 (negative value) 652 = Decision tree response, version 6: outcome 2 (negative value) 653 = Decision tree response, version 6: outcome 3 (negative value) 654 = Decision tree response, version 6: outcome 4 (negative value) 655 = Decision tree response, version 6: outcome 5 (negative value) 656 = Decision tree response, version 6: outcome 6 (negative value) 657 = Decision tree response, version 6: outcome 7 (negative value) 658 = Decision tree response, version 6: outcome 8 (negative value) 659 = Decision tree response, version 6: outcome 9 (negative value) 660 = Decision tree response, version 6: outcome 10 (negative value) 669 = Decision tree response, version 6: outcome 11 (negative value) 670 = Decision tree response, version 6: outcome 12 (negative value) 671 = Decision tree response, version 6: outcome 13 (negative value) 672 = Decision tree response, version 6: outcome 14 (negative value) 673 = Decision tree response, version 6: outcome 15 (negative value) 674 = Decision tree response, version 6: outcome 16 (negative value) 675 = Decision tree response, version 6: outcome 17 (negative value) 676 = Decision tree response, version 6: outcome 18 (negative value) 677 = Decision tree response, version 6: outcome 19 (negative value) 678 = Decision tree response, version 6: outcome 20 (negative value) 751 = Decision tree response, version 7: outcome 1 (negative value) 752 = Decision tree response, version 7: outcome 2 (negative value) 753 = Decision tree response, version 7: outcome 3 (negative value) 754 = Decision tree response, version 7: outcome 4 (negative value) 755 = Decision tree response, version 7: outcome 5 (negative value) 756 = Decision tree response, version 7: outcome 6 (negative value) 757 = Decision tree response, version 7: outcome 7 (negative value) 758 = Decision tree response, version 7: outcome 8 (negative value) 759 = Decision tree response, version 7: outcome 9 (negative value) 760 = Decision tree response, version 7: outcome 10 (negative value) 769 = Decision tree response, version 7: outcome 11 (negative value) 770 = Decision tree response, version 7: outcome 12 (negative value) 771 = Decision tree response, version 7: outcome 13 (negative value) 772 = Decision tree response, version 7: outcome 14 (negative value) 773 = Decision tree response, version 7: outcome 15 (negative value) 774 = Decision tree response, version 7: outcome 16 (negative value) 775 = Decision tree response, version 7: outcome 17 (negative value) 776 = Decision tree response, version 7: outcome 18 (negative value) 777 = Decision tree response, version 7: outcome 19 (negative value) 778 = Decision tree response, version 7: outcome 20 (negative value) 851 = Decision tree response, version 8: outcome 1 (negative value) 852 = Decision tree response, version 8: outcome 2 (negative value) 853 = Decision tree response, version 8: outcome 3 (negative value) 854 = Decision tree response, version 8: outcome 4 (negative value) 855 = Decision tree response, version 8: outcome 5 (negative value) 856 = Decision tree response, version 8: outcome 6 (negative value) 857 = Decision tree response, version 8: outcome 7 (negative value) 858 = Decision tree response, version 8: outcome 8 (negative value) 859 = Decision tree response, version 8: outcome 9 (negative value) 860 = Decision tree response, version 8: outcome 10 (negative value) 869 = Decision tree response, version 8: outcome 11 (negative value) 870 = Decision tree response, version 8: outcome 12 (negative value) 871 = Decision tree response, version 8: outcome 13 (negative value) 872 = Decision tree response, version 8: outcome 14 (negative value) 873 = Decision tree response, version 8: outcome 15 (negative value) 874 = Decision tree response, version 8: outcome 16 (negative value) 875 = Decision tree response, version 8: outcome 17 (negative value) 876 = Decision tree response, version 8: outcome 18 (negative value) 877 = Decision tree response, version 8: outcome 19 (negative value) 878 = Decision tree response, version 8: outcome 20 (negative value) 951 = Decision tree response, version 9: outcome 1 (negative value) 952 = Decision tree response, version 9: outcome 2 (negative value) 953 = Decision tree response, version 9: outcome 3 (negative value) 954 = Decision tree response, version 9: outcome 4 (negative value) 955 = Decision tree response, version 9: outcome 5 (negative value) 956 = Decision tree response, version 9: outcome 6 (negative value) 957 = Decision tree response, version 9: outcome 7 (negative value) 958 = Decision tree response, version 9: outcome 8 (negative value) 959 = Decision tree response, version 9: outcome 9 (negative value) 960 = Decision tree response, version 9: outcome 10 (negative value) 969 = Decision tree response, version 9: outcome 11 (negative value) 970 = Decision tree response, version 9: outcome 12 (negative value) 971 = Decision tree response, version 9: outcome 13 (negative value) 972 = Decision tree response, version 9: outcome 14 (negative value) 973 = Decision tree response, version 9: outcome 15 (negative value) 974 = Decision tree response, version 9: outcome 16 (negative value) 975 = Decision tree response, version 9: outcome 17 (negative value) 976 = Decision tree response, version 9: outcome 18 (negative value) 977 = Decision tree response, version 9: outcome 19 (negative value) 978 = Decision tree response, version 9: outcome 20 (negative value) RANGE CARD RESPONSES FOR NEGATIVE NUMBERS 1051 = Range card response via [F9]: range A. -$1 to -$100 1052 = Range card response via [F9]: range B. -$101 to -$500 1053 = Range card response via [F9]: range C. -$501 to -$1,000 1054 = Range card response via [F9]: range D. -$1,001 to -$2,500 1055 = Range card response via [F9]: range E. -$2,501 to -$5,000 1056 = Range card response via [F9]: range F. -$5,001 to -$7,500 1057 = Range card response via [F9]: range G. -$7,501 to -$10,000 1058 = Range card response via [F9]: range H. -$10,001 to -$25,000 1059 = Range card response via [F9]: range I. -$25,001 to -$50,000 1060 = Range card response via [F9]: range J. -$50,001 to -$75,000 1061 = Range card response via [F9]: range K. -$75,001 to -$100,000 1062 = Range card response via [F9]: range L. -$100,001 to -$250,000 1063 = Range card response via [F9]: range M. -$250,001 to -$500,000 1064 = Range card response via [F9]: range N. -$500,001 to -$1,000,000 1065 = Range card response via [F9]: range O. -$1,000,001 to -$5,000,000 1066 = Range card response via [F9]: range P. -$5,000,001 to -$10,000,000 1067 = Range card response via [F9]: range Q. -$10,000,001 to -$25,000,000 1068 = Range card response via [F9]: range R. -$25,000,001 to -$50,000,000 1069 = Range card response via [F9]: range S. -$50,000,001 to -$100,000,000 1070 = Range card response via [F9]: range T. Less than -$100,000,000 1071 = Range card response via DKDOL: range A. -$1 to -$100 1072 = Range card response via DKDOL: range B. -$101 to -$500 1073 = Range card response via DKDOL: range C. -$501 to -$1,000 1074 = Range card response via DKDOL: range D. -$1,001 to -$2,500 1075 = Range card response via DKDOL: range E. -$2,501 to -$5,000 1076 = Range card response via DKDOL: range F. -$5,001 to -$7,500 1077 = Range card response via DKDOL: range G. -$7,501 to -$10,000 1078 = Range card response via DKDOL: range H. -$10,001 to -$25,000 1079 = Range card response via DKDOL: range I. -$25,001 to -$50,000 1080 = Range card response via DKDOL: range J. -$50,001 to -$75,000 1081 = Range card response via DKDOL: range K. -$75,001 to -$100,000 1082 = Range card response via DKDOL: range L. -$100,001 to -$250,000 1083 = Range card response via DKDOL: range M. -$250,001 to -$500,000 1084 = Range card response via DKDOL: range N. -$500,001 to -$1,000,000 1085 = Range card response via DKDOL: range O. -$1,000,001 to -$5,000,000 1086 = Range card response via DKDOL: range P. -$5,000,001 to -$10,000,000 1087 = Range card response via DKDOL: range Q. -$10,000,001 to -$25,000,000 1088 = Range card response via DKDOL: range R. -$25,000,001 to -$50,000,000 1089 = Range card response via DKDOL: range S. -$50,000,001 to -$100,000,000 1090 = Range card response via DKDOL: range T. Less than -$100,000,000 RESPONDENT-PROVIDED DOLLAR RANGE FOR NEGATIVE NUMBERS 1091 = Upper and lower bounds given (negative amount): Reached via [F9] 1092 = Upper bound given, lower bound missing (negative amount): Reached via [F9] 1093 = Lower bound given, upper bound missing (negative amount): Reached via [F9] 1094 = Upper and lower bounds given (negative amount): Reached via Level2B/Level2C 1095 = Upper bound given, lower bound missing (negative amount): Reached via Level2B/Level2C 1096 = Lower bound given, upper bound missing (negative amount): Reached via Level2B/Level2C OTHER RANGE RESPONSES THAT YIELDED NO NUMERICAL BOUNDING INFORMATION: ALL VARIABLES WITH J-CODE VALUES BELOW THIS POINT INITIALLY CONTAIN MISSING VALUE CODES AND ALL VARIABLES WITH RANGE J-CODE VALUES ABOVE THIS POINT INITIALLY CONTAIN A RANGE MID-POINT OR OTHER SUCH VALUE 1200 = R answered DK/REF to main $ question, and refused following question requesting a range from the range card (negative amount) 1201 = R answered DK/Ref to main $ question, and refused following question requesting type of range (negative amount) 1202 = R answered DK to main $ question, and DK (entered with a function key) to the following question requesting a range from the range card (negative amount) 1203 = R answered Ref to main $ question, and DK (entered with a function key) to the following question requesting a range from the range card (negative amount) 1294 = Exit decision tree at Q1 with Ref, any version: outcome 21 1295 = Exit Decision tree at Q1 with DK, any version: outcome 22 1300 = R answered DK/REF to main $ question, and refused following question requesting a range from the range card 1301 = R answered DK/Ref to main $ question, and refused following question requesting type of range 1302 = R answered DK to main $ question, and DK (entered with a function key) to the following question requesting a range from the range card 1303 = R answered Ref to main $ question, and DK (entered with a function key) to the following question requesting a range from the range card 1304 = Interviewer entered R's initial response as [F9], but R subsequently did not provide any range information within DOLLARPROBE OTHER CODES FOR MISSING DATA 2050 = Original response was DK. 2052 = Original response missing as a result of missing information for a higher-order question. For example, if the respondent refused to say whether or not the family had a checking account, then the number of checking accounts would be missing in this sense. In a few circumstances a different procedure is followed: (1) if a dollar variable was missing and the answers in DOLLARPROBE yielded a missing value that variable has an associated frequency question that is only asked when a positive value of the dollar variable is reported, then the frequency variable is given the same J-code as the dollar variable; (2) for clusters of variables containing a dollar amount and percent options (for example, employer match rate percentage contribution and dollar amount of contribution to a pension plan) that can be computed from each other (perhaps given some other variable--in the case of the example, this other variable would be the worker's wage). 2053 = Original response was refused 2054 = Original response was "some, DK how many" (see B6). 2056 = Missing value determined from verbatim response by NORC coders. 2060 = Unresolved data problem (none should remain in final data set). 2079 = Data missing because of questionnaire error. 2080 = Recode variable, missing because data not collected for sub-group, data to be imputed. 2081 = Recode variable, some, but not all components originally missing. 2082 = Recode variable, all components originally missing. 2097 = Override of reported information with (at least partially) imputed data 2098 = Override of reported/inap./other information with a missing value. 2099 = Used for absent spouse for J104 or J105 when X104 or X105 < 0. 3000 = Data missing because R broke off the interview (each of these cases reviewed to be sure that sufficient information is reported that the case can count as a "partial accepted as complete") 3001 = CAPI program error yielding a missing value. 3002 = Temporary value given to variables containing illegal values. These will all be resolved in editing and converted to other existing codes. (includes "range U") 3003 = Illegal zero response 3004 = Uninformative/irrelevant verbatim response 3005 = Data not available (applies to data from survey screener) 3500 = Data set to missing and imputed for disclosure avoidance ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- CODEBOOK CONVENTIONS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- For many purposes it is useful to know which responses were available to the interviewer and which were actually known by the respondent. Responses that are noted in the codeframes below by an asterisk are ones that were available to the interviewer on the screen during the interview. In general, if a response is given in the codebook in lower case letters, this indicates that it was permissible for the interviewer to read it to the respondent. Responses listed in all upper case letters are ones that were not intended to be read to the respondent. Codes that result from the recoding of responses originally reported as "other" are also given in lower case letters. Other subsidiary question texts given in capital letters are intended as interviewer instructions. In some cases, codes were available conditional on responses to earlier questions. In some cases, edit checks to support data quality were built directly into the CAPI program used for collection the SCF data. All such edits for the 2009 variables are described under each variable where a check was made. Where a corresponding 2007 variable in the panel data set was defined in terms of a single conceptually equivalent variable, any edit check on that variable is also noted. Where a 2007 variable in the panel data set is defined in terms of multiple variables in the 2007 cross-sectional data set, at least some of which were subjected to an edit check, a general reference is given to the edit check(s) described in the 2007 SCF codebook. For many questions in the SCF there are multiple versions. Most commonly, there are variants that are appropriate for single individuals and ones appropriate for families of two or more. Some other variants are more complicated. For example, as noted earlier, a small number of variables were pre-loaded into the 2009 panel database for each interview, where these variable were based on 2007 data; this information was used in the interview to ask a well framed question about the status of the property where the household lived at the time of the 2007 interview. Of the 3,823 interviews, 39 were conducted in Spanish. The Spanish text is not provided in the main section of the codebook, but the interested user may consult the MR Interview program on the project website at http://www.federalreserve.gov/econresdata/scf/ scf_2009documentation.htm. To allow a consistent form of organization of the data, the variables and codes associated with the respondent and that person's spouse or partner (if any) are sometimes rearranged as noted at X8000/P8000. The term "head" is used in this codebook to refer to the person whose data are contained in variables (or codes) associated with the respondent; data for that person's spouse or partner (if any) are contained in the variables designated for the spouse or partner of the respondent. Although the arrangement of the data implies no judgment whatsoever about the identity of the pricipal decisionmaker or other such role within the household, the head and the spouse or partner (if any) are, by sample definition, considered the economic core of the household. Because the designation of the head (or spouse/partner) is made independently for the 2007 and 2009 surveys, there are many complicated possibilities for the relationship between a 2009 head and a 2007 head (and similarly for a spouse or partner). The information in variables P9002-P9007 describes the relationship between 2007 and 2009 heads and 2007 and 2009 spouses or partners. note about edit checks and variable construction? ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ACKNOWLEDGEMENTS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- The SCF is a large project that involves intense commitment by many people. At the Federal Reserve Board, the main project staff involved with the creation of the data included Brian Bucks, Gerhard Fries, Arthur Kennickell (project director and head of the statistical unit), Traci Mach, Kevin Moore, and Richard Windle. Important support came from the FRB officer corps, particularly Diana Hancock. Under great time pressure, Mike Kelly, chief of the FRB Procurement Section, and his staff played an important part in securing the contractual agreements to execute the survey. Support from the Statistics of Income Division (SOI) at the IRS has been critical. Thomas Petska, director of SOI in 2007 and David Paris were been essential in negotiating access to the SOI data needed for the original 2007 SCF sample design. Susan Boehmer, SOI director at the time of the release of the panel, was instrumental in the release of the data. Barry Johnson has long been tireless in his work to facilitate the relationship between the Federal Reserve and SOI and well as in consulting on the disclosure review for the SCF and in sharing the insights he has gained in working with the IRS estate tax data. Michael Parisi and Adrian Dungan of David Paris' staff were particularly helpful in gaining approval of the SOI disclosure review board to release a version of the panel data to the public. At NORC, very many people have touched the project in important ways. James Carr, the Project Director, was guided by Catherine Haggerty and Micah Sjoblom, who were very experienced with the SCF. Fritz Scheuren served as the NORC corporate liaison to the SCF. Chet Bowie and John Thompson also provided key corporate oversight. Statistical support was provided by Steven Pedlow. A large number of people in the NORC central office helped with preparation of materials, training, computer programming, IT support, and various parts of the survey management; these people include Haider Baig, Suzanne Bard, Valeri Cooke, Katie DelCiello, Adish Jain, John Kowalisyn, Reshel Kurniadi, Shannon Nelson, Frank Ochoa, and Geoff Walker. Renee Grigorian served as the graphic designer for materials used in persuading respondents to participate. Logistical support was provided by Albert Bard. Field operations are the heart of survey research, and a very large share of the credit for the success of the project goes to the people involved in that area. Kyle Fennell and Judith Petty were the NORC Central Office representatives who coordinated field operations. Maureen Bonner, Sandra Pitzer and Nina Walker were the field project managers; their contributions were many, but their strategic insights into the SCF field work were essential elements of the success of the project. The Field Managers were Anne Anderson, Meg Bramwell, Barbara Burley, Debra Cipriano, Kimberly Courey, Ella Kemp, Charles Losasso, Nondice McFall, Donna Rader and Pamela Ulbrich. The interviewers for the pretest were Anne Anderson, Meg Bramwell, Kim Courey, Charles Losasso, Nondice McFall, Eileen Mink, Pamela Ulbrich, Nina Walker, Wendy Wilson and Pat Wollack. The interviewers for the main field work, some of whom may prefer not to be named, are always the people who do the hardest work. In 2009, the field team included many experienced interviewers--some who had worked on earlier SCFs--and others from a wide variety of backgrounds. They deserve the deep gratitude of users of the SCF data. We humbly apologize to many other colleagues in the Central Office and in the field who worked on the 2007 SCF and whose names do not appear here through oversight. The largest debt is owed to the survey respondents, who are necessarily anonymous. May every user of the data remember that some person gave his or her time in the public interest to create the data that make their analysis possible. No set of acknowledgements would be complete without mentioning three people: Fritz Scheuren, who provided early and continuing encouragement, insights, and support for the SCF project; Robert Avery, the first director of the SCF, who not only created the atmosphere that made the current development of the project possible, but who continues to contribute as a sounding board for new ideas; and Dorothy S. Projector, the project director of the Federal Reserve's landmark 1962-63 Survey of Financial Characteristics of Consumers, set a very high standard for all future work on household wealth surveys. ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ID NUMBERS, SAMPLE INFORMATION, WEIGHTS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- YY1 Case ID for external users 0. Inap. (not a completed interview) Y1 Equivalent for X1 for external users 0. Inap. (not a completed interview) XX1 SAME AS 2009 VERSION PP1 Internal case ID (8-digit) -- identical for all imputation replicates ("implicates") NOTE: includes IDs of cases not released to the field (list sample replicate cases and postcard refusals) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X1 SAME AS 2009 VERSION P1 Internal ID/replicate number -- PP1*10 + imputation replicate number (1-5) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X4 SAME AS 2009 VERSION P4 Day case logged in. 1.-31. 0. Inap. (case not released to the field) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X3 Month case logged in. 1. January (2008 only) 2. February (2008 only) 3. March (2008 only) 5. May 6. June 7. July 8. August 9. September 10. October 11. November 12. December 0. Inap. (case not released to the field) NOTE: The great majority of cases were completed between May of 2007 and February of 2009. ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P3 Month case logged in. 1. January (2010 only) 7. July 8. August 9. September 10. October 11. November 12. December 0. Inap. (case not released to the field) NOTE: The great majority of cases were completed between July and November of 2009. ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8095 Year case logged in 2007. 2008. 0. Inap. (case not released to the field) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P8095 Year case logged in 2009. 2010. 0. Inap. (case not released to the field) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X30001 National Frame Areas (NFAs): newly selected in 2006 using 2000 Decennial Census data LIST OF LOCATIONS SUPPRESSED (SEE CODEBOOK FOR CONTROL FILE) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X30009 List sample wealth-index stratum number. 0. Inap. (not a list sample case) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X33001 DEFINED COMPARABLY TO 2009 VARIABLE P33001 Wilshire index as of the day of the interview. ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO THE NEAREST 100 ********************************************************* The weights for the panel were computed for the subset of cases that participated in the 2009 interview with allowance made for cases out of scope in 2009. Thus, the sum of the weights is equal to the number of households in the population in 2009 less the estimated number of households that dissolved between 2007 and 2009 due to death or immigration. For estimates based on the 2007 or 2009 (or both) data sets, users should employ one of the panel weights (P42000 or P42001) below. P42000 Original Kennickell-Woodburn consistent weight. P42001 Revised Kennickell-Woodburn consistent weight: accounts for systematic deviations from CPS estimates of homeownership by racial/ethnic Groups. This weight should be used for all estimations using the final 2007-2009 panel data for which weights are appropriate. ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- PRE-LOADED VARIABLES ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- The variables listed in this section were derived from variables in the 2007 SCF. This information we pre-loaded into the database used during the interview and it was used to identify the home the survey household lived in at the time of the 2007 interview and to flag the existence of a personal business. P9901 PRE-LOAD: 2007 SCF: MONTH CASE LOGGED IN 1. January (2008 only) 2. February (2008 only) 3. March (2008 only) 5. May 6. June 7. July 8. August 9. September 10. October 11. November 12. December 0. Inap. (case not released to the field) NOTE: The official field period for the survey was between May of 2007 and March of 2008. ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9902 PRE-LOAD: 2007 SCF: DAY CASE LOGGED IN 1.-31. 0. Inap. (case not released to the field) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9903 PRE-LOAD: 2007 SCF: YEAR CASE LOGGED IN 2007. 2008. 0. Inap. (case not released to the field) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9904 PRE-LOAD: 2007 SCF: LIVE ON FARM? 1. YES 5. NO ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9905 PRE-LOAD: 2007 SCF: LIVE IN MOBILE HOME? 1. YES 5. NO ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9906 PRE-LOAD: 2007 SCF: LIVE ELSEWHERE THAN A FARM OR MOBILE HOME? 1. YES 5. NO ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9907 PRE-LOAD: 2007 SCF: LEGAL OWNERSHIP FARM 1. *Owns all 2. *Owns only part 4. *Owned by a business 0. Inap. ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9908 PRE-LOAD: 2007 SCF: OWNERSHIP STATUS MOBILE HOME 1. *Own both home and site 2. *Own only site 3. *Own only home 4. *Rent both -7. *Neither own nor rent 0. Inap. ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9909 PRE-LOAD: 2007 SCF: OWNERSHIP STATUS OTHERS 1. *Owns or is buying/land contract 2. *Pays rent 3. *Condo 4. *Co-op 5. *Townhouse Association 6. *Retirement Lifetime Tenancy 8. *OWN ONLY PART -7. *Neither owns nor rents 0. Inap. ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9910 PRE-LOAD: 2007 SCF: MONTH MOVED INTO HOME 1. January (2008 only) 2. February (2008 only) 3. March (2008 only) 4. April (2008 only) 5. May (2008 only) 6. June 7. July 8. August 9. September 10. October 11. November 12. December . . Missing value(s) in 07 data ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9911 PRE-LOAD: 2007 SCF: YEAR MOVED INTO HOME 1920 ... 2008 . . Missing value(s) in 07 data ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P9912 PRE-LOAD: 2007 SCF: HAVE ACTIVELY MANAGED BUSINESS 1. YES 5. NO ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- HHL: HOUSEHOLD LISTING ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X7504 SAME AS 2009 VERSION P7504 INTERVIEWER: CHOOSE LANGUAGE TO CONDUCT INTERVIEW IN. 1. *ENGLISH 2. *SPANISH ******************************************************** NOT INCLUDED IN THE PUBLIC DATA SET ******************************************************** X7578 INTERVIEWER: ARE YOU CONDUCTING THIS INTERVIEW IN PERSON OR OVER THE PHONE? 1. *IN PERSON 5. *ON THE PHONE P7578 INTERVIEWER: ARE SHOWCARDS AVAILABLE TO THE R FOR THIS INTERVIEW? 1. *SHOWCARDS AVAILABLE 5. *SHOWCARDS NOT AVAILABLE THIS STATEMENT MUST BE READ TO ALL RESPONDENTS: This interview is completely voluntary and confidential, and all the information collected will be used for statistical purposes only. Because this interview is a part of the Survey of Consumer Finances, I will be asking a number of questions that have dollar answers. The most useful answer is always an exact amount that truly reflects your situation. However, this is not always possible--you may not know the figure, or you may not feel comfortable answering. Because your answers are so important to the study, I am allowed to collect dollar ranges when no better information is available. Of course, if there is a question you cannot answer or do not want to answer, we will move on at that point. Feel free to consult any knowledgeable person or use any records and notes at any time during this interview. And please ask questions when anything is not clear. The interview will take about an hour to complete. If you have questions about your rights as a research participant, please contact Kathleen Parks at NORC at 866-309-0542. ----------------------------------------------------------------------------- NOTE: No attempt was made in the panel interview to identify anyone who had been living in the household of the respondent at the time of the 2007 interview, other than that respondent or that person's spouse of partner (if any). ----------------------------------------------------------------------------- Mappings of 2009 respondent or spouse/partner to a person in the 2007 household, where both identities are defined in terms of unswapped data (see X/P8000 or the section CODEBOOK CONVENTIONS above). P9002 Recode: Mapping of the 2009 respondent to a person in the 2007 household, where both identities are defined in terms of unswapped (see X/P8000) data. 1. 2009 R is 2007 R 2. 2009 R is 2007 S/P 3. 2009 R is new spouse of 2007 R 4. 2009 R is new spouse of 2007 S/P; P9003 Recode: Mapping of the 2009 spouse/partner to a person in the 2007 household, where both identities are defined in terms of unswapped (see X/P8000) data. 1. 2009 S/P is 2007 S/P 2. 2009 S/P is 2007 R 3. 2009 S/P is new spouse of 2007 R 4. 2009 S/P is new spouse of 2007 S/P 5. no 2009 S/P ----------------------------------------------------------------------------- Mappings of 2009 head or spouse/partner defined in terms of unswapped (see X/P8000) data to a person in the 2007 household defined in terms of of swapped data. P9004 Recode: Mapping of the 2009 respondent defined in terms of unswapped (see X/P8000) to a person in the 2007 household defined in terms of swapped data. 1. 2009 R is 2007 Head 2. 2009 R is 2007 swapped S/P 3. 2009 R is new S/P of 2007 Head 4. 2009 R is new S/P of 2007 swapped S/P P9005 Recode: Mapping of the 2009 spouse/partner defined in terms of unswapped (see X/P8000) to a person in the 2007 household defined in terms of swapped data. 1. 2009 S/P is 2007 swapped S/P 2. 2009 S/P is 2007 swapped Head 3. 2009 S/P is new S/P of 2007 Head 4. 2009 S/P is new S/P of 2007 swapped S/P 5. no 2009 S/P; ----------------------------------------------------------------------------- Mappings of 2009 respondent or spouse/partner to a person in the 2007 household, where both identities are defined in terms of swapped (see X/P8000) data. P9006 Recode: Mapping of the 2009 respondent to a person in the 2007 household, where both identities are defined in terms of swapped (see X/P8000) data. 1. 2009 Head same as 2007 Head, 2. 2009 Head same as 2007 S/P, 3. 2009 Head is a new S/P of 2007 Head, 4. 2009 Head is new S/P of 2007 S/P; P9007 Recode: Mapping of the 2009 spouse/partner to a person in the 2007 household, where both identities are defined in terms of swapped (see X/P8000) data. 1. 2009 S/P same as 2007 S/P, 2. 2009 S/P same as 2007 Head, 3. 2009 S/P is new S/P of 2007 Head, 4. 2009 S/P is new S/P of 2007 S/P, 5. no 2009 S/P; ----------------------------------------------------------------------------- P9001 INTERVIEWER: IS THE 2007 R INCLUDED IN THIS HOUSEHOLD? 1. YES 5. NO (NOTE: DK/REF are not legal responses here) P0901 INTERVIEWER: IS INTERVIEW BEING CONDUCTED WITH THE 2007 RESPONDENT? IS INTERVIEW BEING CONDUCTED WITH THE SPOUSE/PARTNER OF THE 2007 RESPONDENT? (SELECT 'YES' IF A PROXY IS ANSWERING FOR THE (2007 RESPONDENT/SPOUSE/PARTNER OF THE 2007 RESPONDENT). 1. YES 5. NO (NOTE: DK/REF are not legal responses here) INTERVIEWER: CONFIRMING: RESPONDENT IS THE SAME PERSON AS THE 2007 RESPONDENT. CONFIRMING: RESPONDENT IS THE SPOUSE/PARTNER OF THE 2007 RESPONDENT. CONFIRMING: RESPONDENT IS THE SPOUSE/PARTNER OF THE 2007 RESPONDENT. CONFIRMING: RESPONDENT IS THE NEW SPOUSE/PARTNER OF THE SPOUSE/PARTNER OF THE 2007 RESPONDENT. 1. YES 5. NO (NOTE: DK/REF are not legal responses here) X8000 SAME AS 2009 VERSION P8000 Recode: Original respondent and spouse/partner variables reversed. THE PERSON REFERRED TO AS THE "HEAD" IN THIS CODEBOOK IS EITHER THE MALE IN A MIXED-SEX COUPLE OR THE OLDER INDIVIDUAL IN A SAME-SEX COUPLE. WHERE P8000=1, ALL VARIABLES IN THE DATA SET THAT ORIGINALLY REFERRED TO "RESPONDENT" AND "SPOUSE/PARTNER" AND ALL CODES THAT CONTAIN THE SAME REFERENCES HAVE BEEN REVERSED. THIS CHANGE IS MADE FOR CONVENIENCE IN PROCESSING THE DATA AND INDICATES NO JUDGMENT WHATSOEVER ABOUT THE ARRANGEMENTS OF INDIVIDUAL FAMILIES. THE QUESTION TEXT AND ASSOCIATED CODES GIVEN HERE HAVE NOT BEEN ALTERED TO USE THE WORD "HEAD." NO CHANGE IS MADE WHERE THE SPOUSE/PARTNER IS NOT INCLUDED IN THE INTERVIEW (P100=5). ALSO SEE P09002-P09007. 1. Reversed 5. Not reversed In the 2007 SCF, the definitions used in determining whether a spouse or partner is a part of the primary economic unit changed somewhat from earlier SCFs. Most of these changes affect small groups of the population. Two groups account for most of the changes. First, cases where the respondent initially reports being married, but the spouse is not there (or it is questionable whether the spouse is there) and does not share in the finances of the unit (or it is questionable whether the spouse does so). The second group is a roughly comparable group of partners. Where respondents have not been willing to answer questions about the presence of spouses or partner, default assumptions were made. X7019 SAME AS 2009 VERSION P7019 Recode: The following variable summarizes the sets of possible martial arrangements and specifies the assumption about whether a spouse or partner is included in the primary economic unit. The information used in this classification is based on the answers of the original respondent; when P8000=5, this information is contained in the first position of the household listing variables below, and when P8000=1 the information in the second position was used. Note that unlike the case with other variables in the main interview, variables in the initial household listing describing the respondent's marital status are not imputed. Initially-reported marital status=MARRIED 1. Spouse there now=YES, Spouse usually there=YES: Spouse in PEU 2. Spouse there now=YES, Spouse usually there=NO, Have shared finances=SHARED: Spouse in PEU 3. Spouse there now=YES, Spouse usually there=NO, Have shared finances=NOT SHARED: Spouse not in PEU 4. Spouse there now=YES, Spouse usually there=NO, Have shared finances=DK/REF: Spouse not in PEU 5. Spouse there now=YES, Spouse usually there=DK/REF: Spouse in PEU 6. Spouse there now=NO, Spouse usually there=YES, Live with a partner=YES, Partner usually there=YES: Partner in PEU 7. Spouse there now=NO, Spouse usually there=YES, Live with a partner=YES, Partner usually there=NO, Have shared finances=SHARED: Partner in PEU 8. Spouse there now=NO, Spouse usually there=YES, Live with a partner=YES, Partner usually there=NO, Have shared finances=NOT SHARED: Neither spouse nor partner in PEU 9. Spouse there now=NO, Spouse usually there=YES, Live with a partner=YES, Partner usually there=NO, Have shared finances=DK/REF: Neither spouse nor partner in PEU 10. Spouse there now=NO, Spouse usually there=YES, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=SHARED: Partner in PEU 11. Spouse there now=NO, Spouse usually there=YES, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=NOT SHARED: Neither spouse nor partner in PEU 12. Spouse there now=NO, Spouse usually there=YES, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=DK/REF: Neither spouse nor partner in PEU 13. Spouse there now=NO, Spouse usually there=YES, Live with a partner=NO: Spouse in PEU 14. Spouse there now=NO, Spouse usually there=YES, Live with a partner=DK/REF: Spouse in PEU 15. Spouse there now=NO, Spouse usually there=NO, Live with a partner=YES, Partner usually there=YES: Partner in PEU 16. Spouse there now=NO, Spouse usually there=NO, Live with a partner=YES, Partner usually there=NO, Have shared finances= SHARED: Partner in PEU 17. Spouse there now=NO, Spouse usually there=NO, Live with a partner=YES, Partner usually there=NO, Have shared finances= Not SHARED: Neither spouse nor partner in PEU 18. Spouse there now=NO, Spouse usually there=NO, Live with a partner=YES, Partner usually there=NO, Have shared finances=DK/REF: Neither spouse nor partner in PEU 19. Spouse there now=NO, Spouse usually there=NO, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances= SHARED: Partner in PEU 20. Spouse there now=NO, Spouse usually there=NO, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances= Not SHARED: Neither spouse nor partner in PEU 21. Spouse there now=NO, Spouse usually there=NO, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=DK/REF: Neither spouse nor partner in PEU 22. Spouse there now=NO, Spouse usually there=NO, Live with a partner=NO, Have shared finances= SHARED: Spouse in PEU 23. Spouse there now=NO, Spouse usually there=NO, Live with a partner=NO, Have shared finances= Not SHARED: Spouse not in PEU 24. Spouse there now=NO, Spouse usually there=NO, Live with a partner=NO, Have shared finances= DK/REF: Spouse not in PEU 25. Spouse there now=NO, Spouse usually there=NO, Live with a partner=DK/REF Have shared finances= SHARED: Spouse in PEU 26. Spouse there now=NO, Spouse usually there=NO, Live with a partner=DK/REF Have shared finances= Not SHARED: Spouse not in PEU 27. Spouse there now=NO, Spouse usually there=NO, Live with a partner=DK/REF Have shared finances= DK/REF: Spouse not in PEU 28. Spouse there now=DK/REF, Spouse usually there=NO: Spouse not in PEU 29. Spouse there now=DK/REF, Spouse usually there=YES: Spouse in PEU 30. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=YES, Partner usually there=YES: Partner in PEU 31. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=YES, Partner usually there=NO, Have shared finances= SHARED: Partner in PEU 32. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=YES, Partner usually there=NO, Have shared finances= Not SHARED: Neither spouse nor partner in PEU 33. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=YES, Partner usually there=NO, Have shared finances= DK/REF: Neither spouse nor partner in PEU 34. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances= SHARED: Partner in PEU 35. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances= Not SHARED: Neither spouse nor partner in PEU 36. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=YES, Partner usually there=DK/REF, Have shared finances= DK/REF: Neither spouse nor partner in PEU 37. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=NO, Have shared finances= SHARED: Spouse in PEU 38. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=NO, Have shared finances= Not SHARED: Spouse not in PEU 39. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=NO, Have shared finances= DK/REF: Spouse not in PEU 40. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=DK/REF Have shared finances= SHARED: Spouse in PEU 41. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=DK/REF Have shared finances= Not SHARED: Spouse not in PEU 42. Spouse there now=NO, Spouse usually there=DK/REF, Live with a partner=DK/REF Have shared finances= DK/REF: Spouse not in PEU 43. Spouse there now=DK/REF, Spouse usually there=DK/REF: Spouse not in PEU Initially-reported marital status=LIVING WITH PARTNER 44. Partner usually there=YES: Partner in PEU 45. Partner usually there=NO, Have shared finances=SHARED: Partner in PEU 46. Partner usually there=NO, Have shared finances=NOT SHARED: Partner not in PEU 47. Partner usually there=NO, Have shared finances=DK/REF: Partner not in PEU 48. Partner usually there=DK/REF, Have shared finances=SHARED: Partner in PEU 49. Partner usually there=DK/REF, Have shared finances=NOT SHARED: Partner not in PEU 50. Partner usually there=DK/REF, Have shared finances=DK/REF: Partner not in PEU Initially-reported marital status=SEPARATED 51. Live with a partner=YES, Partner usually there=YES: Partner in PEU 52. Live with a partner=YES, Partner usually there=NO, Have shared finances=SHARED: Partner in PEU 53. Live with a partner=YES, Partner usually there=NO, Have shared finances=NOT SHARED: Partner not in PEU 54. Live with a partner=YES, Partner usually there=NO, Have shared finances=DK/REF: Partner not in PEU 55. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=SHARED: Partner in PEU 56. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=NOT SHARED: Partner not in PEU 57. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=DK/REF: Partner not in PEU 58. Live with a partner=NO: No partner in PEU 59. Live with a partner=DK/REF: No partner in PEU Initially-reported marital status=DIVORCED OR WIDOWED 60. Live with a partner=YES, Partner usually there=YES: Partner in PEU 61. Live with a partner=YES, Partner usually there=NO, Have shared finances=SHARED: Partner in PEU 62. Live with a partner=YES, Partner usually there=NO, Have shared finances=NOT SHARED: Partner not in PEU 63. Live with a partner=YES, Partner usually there=NO, Have shared finances=DK/REF: Partner not in PEU 64. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=SHARED: Partner in PEU 65. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=NOT SHARED: Partner not in PEU 66. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=DK/REF: Partner not in PEU 67. Live with a partner=NO: No spouse/partner in PEU 68. Live with a partner=DK/REF: No spouse/partner in PEU Initially-reported marital status=NEVER MARRIED 69. Live with a partner=YES, Partner usually there=YES: Partner in PEU 70. Live with a partner=YES, Partner usually there=NO, Have shared finances=SHARED: Partner in PEU 71. Live with a partner=YES, Partner usually there=NO, Have shared finances=NOT SHARED: Partner not in PEU 72. Live with a partner=YES, Partner usually there=NO, Have shared finances=DK/REF: Partner not in PEU 73. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=SHARED: Partner in PEU 74. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=NOT SHARED: Partner not in PEU 75. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=DK/REF: Partner not in PEU 76. Live with a partner=NO: No spouse/partner in PEU 77. Live with a partner=DK/REF: No spouse/partner in PEU Initially-reported marital status=DK/REF 78. Live with a partner=YES, Partner usually there=YES: Partner in PEU 79. Live with a partner=YES, Partner usually there=NO, Have shared finances=SHARED: Partner in PEU 80. Live with a partner=YES, Partner usually there=NO, Have shared finances=NOT SHARED: Partner not in PEU 81. Live with a partner=YES, Partner usually there=NO, Have shared finances=DK/REF: Partner not in PEU 82. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=SHARED: Partner in PEU 83. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=NOT SHARED: Partner not in PEU 84. Live with a partner=YES, Partner usually there=DK/REF, Have shared finances=DK/REF: Partner not in PEU 85. Live with a partner=NO: No spouse/partner in PEU 86. Live with a partner=DK/REF: No spouse/partner in PEU X7020 SAME AS 2009 VERSION P7020 Spouse or partner assumed to be a part of the PEU. 1. No spouse or partner in the PEU 2. Spouse or partner included in the PEU (X/P7019 IN (1 2 5 6 7 10 13 14 15 16 19 22 25 29 30 31 34 37 40 44 45 48 51 52 55 60 61 64 69 70 73 78 79 82)) X100 SAME AS 2009 VERSION P100 This variables indicates when there is information in the initial household listing that indicates that the respondent has a spouse or partner, but that person is not included as a part of the PEU. 1. Included in Iw 5. Not included in Iw 0. Inap. (Spouse present; legally married and partner present; absent partner; /no spouse/partner) X101 SAME AS 2009 VERSION P101 Number of people in the household according to the HHL. Excludes people included in the household listing who do not usually live there and who are financially independent. Code total # of persons in HHL 12. 12 or more people NOTE: detailed data (X8020 etc.) are collected on at most 12 people in the household. Respondents who provide information on 12 people are asked whether there are any other people in the household; P101 is coded 12 for respondents who answer this question YES. NOTE: in some cases, it is not known precisely whether a spouse or partner is included in the household; in such cases, an assumption is made and that assumption is contained in P7020; the determination of P101 relies on the assumption in P7020. X7001 SAME AS 2009 VERSION P7001 Number of people in the primary economic unit. Code total # of persons 12. 12 or more people NOTE: in some cases, it is not known precisely whether a spouse or partner is included in the household; in such cases, an assumption is made and that assumption is contained in P7020; the determination of X7001 relies on the assumption in P7020. X7050 SAME AS 2009 VERSION P7050 Number of people in the NPEU. Code total # of persons -1. None X8020(#1) QUESTION TEXT SAME AS 2009 VERSION X102(#2) X108(#3) X114(#4) X120(#5) X126(#6) X132(#7) X202(#8) X208(#9) X214(#10) X220(#11) X226(#12) P8020(#1) Before we start the interview, I need to list the people who P102(#2) live with you and obtain some basic information about each one. P108(#3) Let's start with you. P114(#4) P120(#5) What is the next person's relationship to you? P126(#6) P132(#7) CODE RELATIVES OF SPOUSE/PARTNER THE SAME AS R'S RELATIVES. P202(#8) 1. *RESPONDENT P208(#9) 2. *Spouse of R P214(#10) 3. *Partner of R P220(#11) 4. *CHILD (in-law) (of R or Spouse/Partner) P226(#12) 5. *GRANDCHILD 6. *PARENT 7. *GRANDPARENT 8. *AUNT/UNCLE 9. *COUSIN 10. *NIECE/NEPHEW 11. *SISTER/BROTHER 12. *GREAT GRANDCHILD 29. *OTHER RELATIVE 31. *ROOMMATE 32. *FRIEND 34. *BOARDER OR ROOMER/LODGER 35. *PAID HELP; maid, etc. 36. *FOSTER CHILD 39. *OTHER UNRELATED PERSON 45. Absent spouse, treated as PEU member 0. Inap. (no further persons) NOTE: position #2 contains only spouse/partner information; in all other cases the #2 position contains all zeroes. NOTE: position #12 contains non-zero data only in cases where there were 11 or more people in the household and the respondent had no spouse/partner. ********************************************************* FOR THE PUBLIC DATA SET, CODE 12 IS COMBINED WITH CODE 5; CODES 31, 32, AND 36 ARE COMBINED WITH CODE 39; CODES 9 AND 10 ARE COMBINED WITH CODE 29 ********************************************************* X8021(#1) QUESTION TEXT SAME AS 2009 VERSION X103(#2) X109(#3) X115(#4) X121(#5) X127(#6) X133(#7) X203(#8) X209(#9) X215(#10) X221(#11) X227(#12) P8021(#1) CODE SEX WITHOUT ASKING. IF NECESSARY, SAY: P103(#2) I am required to ask your sex. P109(#3) P115(#4) What is your (spouse's/partner's/that person's) sex? P121(#5) P127(#6) 1. *MALE P133(#7) 2. *FEMALE P203(#8) 0. Inap. (no further persons) P209(#9) P215(#10) P221(#11) P227(#12) ********************************************************* X/P109, X/P115, X/P121, X/P127, X/P133, X/P203, X/P209, X/P215, X/P221 AND X/P227 NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* What is your date of birth? What is (his/her) date of birth? X5907(#1) QUESTION TEXT SAME AS 2009 VERSION X6107(#2) P5907(#1) Code month P6107(#2) 0. Inap. (/no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X7003(#1) QUESTION TEXT SAME AS 2009 VERSION X7382(#2) P7003(#1) Code day of month P7382(#2) 0. Inap. (/no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,31] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X5908(#1) QUESTION TEXT SAME AS 2009 VERSION X6108(#2) P5908(#1) Code year (4 digits) P6108(#2) 0. Inap. (/no spouse/partner) ********************************************************* FOR (#1): 2007 ORIGINALLY ALLOWED VALUES: [1880,...,1988] 2009 ORIGINALLY ALLOWED VALUES: [1889,...,1992] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE FOR (#2): 2007 ORIGINALLY ALLOWED VALUES: [1880,...,1988] 2009 ORIGINALLY ALLOWED VALUES: [1889,...,1998] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-95/P8095-97 ********************************************************* X8022(#1) QUESTION TEXT SAME AS 2009 VERSION X104(#2) X110(#3) FOR THE RESPONDENT, THIS VARIABLE CONTAINS THE DATE-OF-BIRTH X116(#4) AGE UNLESS HE/SHE REJECTS THAT AGE WHEN ASKED FOR CONFIRMATION X122(#5) AND PROVIDES ANOTHER AGE (SEE X14 BELOW) X128(#6) X134(#7) X204(#8) X210(#9) X216(#10) X222(#11) X228(#12) P8022(#1) How old (are you/is [your spouse/partner/he/she/that person])? P104(#2) P110(#3) CODE LESS THAN ONE YEAR AS 0. P116(#4) P122(#5) P128(#6) P134(#7) P204(#8) P210(#9) P216(#10) P222(#11) P228(#12) Code AGE -1. LESS THAN ONE YEAR 0. Inap. (no further persons) FOR (#1): ORIGINALLY ALLOWED VALUES: [12,...,120] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE FOR (#2-#12): ORIGINALLY ALLOWED VALUES: [0,...,120] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK (#1): In 2007: If R's calculated age is incorrect, and R's reported corrected age differs from R's calculated age by more than 6 years: IF (X7005=3 & ABS(X8095-X5908-X8022)) >= 7 In 2009: If R's calculated age is incorrect, and R's reported corrected age differs from R's calculated age by more than 5 years: IF (P7005=3 & ABS(P8095-P5908-P8022) >= 6) CAPI text displayed: ATTENTION: POSSIBLE R AGE ERROR. Rs COMPUTED AGE OF X/P8095-X/P5908 DIFFERENT FROM REPORTED AGE OF X/P8022. PLEASE EXPLAIN DIFFERENCE. COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK (#2): If S/P's age differs from R's calculated age or R's reported corrected age by more than 20 years: IF (ABS(X/P8095-X/P5908)| ABS(X/P8022-X/P104)) >= 21 CAPI text displayed: ATTENTION: SILENT: LARGE DIFFERENCE IN Rs AGE OF ((X/P8095-X/P5908)| X/P8022) AND S/P's AGE OF P104. PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK (#3-#12): If the larger of R's calculated age, R's reported corrected age and S/P's age is not at least 13 years greater than child's, grandchild's, or foster child's age: IF ((X/P108/.../X/P226=4,5, OR 36) & MAX((X/P8095-X/P5908),X/P8022,X/P104)-(X/P110/.../X/P228)) <= 12 CAPI text displayed: ATTENTION: UNUSUAL DIFFERENCE IN MAX(AGE(R,SP)) AND AGE OF CHILD/GRANDCHILD/GREAT GRANDCHILD/FOSTER CHILD. PLEASE CONFIRM. COMMENT LATER COMMENT NOW If the larger of R's calculated age, R's reported corrected age and S/P's age is not at least 13 years greater than parent's or grandparent's age: IF ((X/P108/.../X/P226=6 OR 7) & (X/P110/.../X/P228))-MAX((X/P8095-X/P5908),X/P8022,X/P104) <= 12 CAPI text displayed: ATTENTION: UNUSUAL DIFFERENCE IN MAX(AGE(R,SP)) AND AGE OF PARENT/GRANDPARENT. PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* 2007 DATA: FOR THE PUBLIC DATA SET (EXCEPT X8022 AND X104): IF (1 <= AGE <=3 OR AGE =-1) THEN AGE=3; ELSE IF (AGE > 3 & AGE <=6) THEN AGE=6; ELSE IF (AGE > 6 & AGE <=12) THEN AGE=12; ELSE IF (AGE > 12 & AGE <=17) THEN AGE=17; ELSE IF (AGE > 17 & AGE <=25) THEN AGE=25; ELSE IF (AGE > 0) THEN AGE=MIN(ROUND(AGE,5),95); FOR X8022 AND X104, TOP-CODED AT 95 2009 DATA: FOR THE PUBLIC DATA SET (EXCEPT P8022 AND P104): IF (1 <= AGE <=5 OR AGE =-1) THEN AGE=5; ELSE IF (AGE > 5 & AGE <=8) THEN AGE=8; ELSE IF (AGE > 8 & AGE <=14) THEN AGE=14; ELSE IF (AGE > 14 & AGE <=19) THEN AGE=19; ELSE IF (AGE > 19 & AGE <=27) THEN AGE=27; ELSE IF (AGE > 0) THEN AGE=MIN(ROUND(AGE,5),95); FOR P8022 AND P104, TOP-CODED AT 95 ********************************************************* CRITICAL VARIABLE: If the age of the R is answered "don't know" or "refuse," the following text appears in CAPI: ATTENTION: Age is a critical detail for this interview. Without this information, it would be wasting your time to go on with the interview. I will terminate the interview at this point and I would like to thank you for your time. TERMINATE INTERVIEW GO BACK AND CHANGE DOB/AGE ********************************************************* X14 SAME AS 2009 VERSION X19 P14 Respondent: "Reconciled age" P19 Spouse: "Reconciled age" IN THE CAPI PROGRAM USED IN THE SURVEY, DESIGNATED Rs WERE FIRST ASKED THEIR DATE OF BIRTH (P5907/P7003/P5908 OR P6107/P7382/P6108 DEPENDING ON THE VALUE OF P8000). THE COMPUTER CALCULATED THEIR AGE AND THEN THE INTERVIEWER ASKED FOR CONFIRMATION (P7005/P7015). AT THAT POINT, A RESPONDENT COULD AGREE TO THE COMPUTED AGE, CORRECT THEIR BIRTH DATE, OR PROVIDE A DIFFERENT AGE (P8022/P104). FOR THE DESIGNATED R, THIS VARIABLE CONTAINS THE DOB AGE UNLESS A DIFFERENT AGE WAS REPORTED SUBSEQUENTLY. FOR THE R'S SPOUSE/PARTNER, ONLY AGE WAS ASKED DURING THE HOUSEHOLD LISTING AND DATE OF BIRTH WAS ASKED LATER IN THE QUESTIONNAIRE. HOWEVER, THERE WAS NO CONFIRMATION/ RECONCILIATION BUILT INTO THE PROGRAM FOR THE SPOUSE/PARTNER. THIS AGE VARIABLE WAS USED IN ALL CONVERSIONS OR CALCULATIONS INVOLVING AGES OF R/S. Code age 0. Inap. (no further persons) ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 95 ********************************************************* X13 SAME AS 2009 VERSION X18 P13 Respondent: Age computed from date of birth P18 Spouse: Age computed from date of birth (BASED ON P5907/P7003/P5908 OR P6107/P7382/P6108 DEPENDING ON THE VALUE OF P8000) Code age 0. Inap. (no further persons) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X7005(#1) QUESTION TEXT SAME AS 2009 VERSION X7015(#2) P7005(#1) So, you are (COMPUTED AGE) years old? P7015(#2) (ASKED ONLY OF DESIGNATED RESPONDENT) 1. *YES 3. *NO, FIX BIRTHDATE 5. Missing value for year or month of birth 9. Not asked 0. Inap. (/no spouse/partner) X7006(#3) QUESTION TEXT SAME AS 2009 VERSION X7007(#4) X7008(#5) X7009(#6) X7010(#7) X7011(#8) X7012(#9) X7013(#10) X7014(#11) X7035(#12) P7006(#3) Is (he/she/that person) 18 or older? P7007(#4) P7008(#5) 1. *YES P7009(#6) 5. *NO P7010(#7) 0. Inap. (no further persons) P7011(#8) P7012(#9) P7013(#10) P7014(#11) P7035(#12) ********************************************************* 2009 VALUE NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8023(#1) QUESTION TEXT SAME AS 2009 VERSION X105(#2) X111(#3) X117(#4) X123(#5) X129(#6) X135(#7) X205(#8) X211(#9) X217(#10) X223(#11) X229(#12) P8023(#1) (Are you/Is your [RELATIONSHIP] currently married or P105(#2) living with a partner, separated, divorced, P111(#3) widowed, or (have you/has [he/she]) never been married? P117(#4) P123(#5) (NOTE: if R lives with a partner who is financially P129(#6) interdependent, this variable is always coded '2' for the P135(#7) head and partner. P205(#8) P211(#9) P217(#10) 1. *MARRIED P223(#11) 2. *LIVING WITH PARTNER P229(#12) 3. *SEPARATED 4. *DIVORCED 5. *WIDOWED 6. *NEVER MARRIED 0. INAP. (PERSON AGE 17 OR LESS; NO FURTHER PERSONS) NOTE: for the person in position #1, this variable contains the current living arrangement, which is not necessarily the information reported in the interview. For example, a respondent may have answered "married" to this question, but actually be living with a partner; in this case, the variable has been recoded "partner": such instances may be detected by the fact that P8023=8 and P102=3. ********************************************************* FOR THE PUBLIC DATA SET (EXCEPT X/P8023 AND X/P105), CODES 3 AND 5 ARE COMBINED WITH CODE 4; CODE 2 IS COMBINED WITH CODE 1 FOR THE 2009 PUBLIC DATA (EXCEPT P8023 AND P105), VARIABLES (P111,...,P229) MAY BE CODED AS INAP EVEN THOUGH P110,...P228 >17 ********************************************************* X7000(#1) QUESTION TEXT SAME AS 2009 VERSION X7016(#2) P7000(#1) Does your (spouse/partner) live with you now? P7016(#2) 1. *YES 5. *NO 9. Not asked 0. Inap. (/no spouse/partner) X7021(#1) QUESTION TEXT SAME AS 2009 VERSION X7022(#2) P7021(#1) Does your (spouse/partner) usually live with you? P7022(#2) 1. *YES 5. *NO 9. Not asked 0. Inap. (does not initially report being either married or living with a partner: X/P8023^=1, 2) X7002(#1) QUESTION TEXT SAME AS 2009 VERSION X7017(#2) P7002(#1) Do you live with a partner? P7017(#2) 1. *YES 5. *NO 9. Not asked 0. Inap. (Spouse living there) X8024(#1) QUESTION TEXT SAME AS 2009 VERSION X106(#2) X112(#3) X118(#4) X124(#5) X130(#6) X136(#7) X206(#8) X212(#9) X218(#10) X224(#11) X230(#12) P8024(#1) Does (he/she) usually live with you? P106(#2) (FILLED IN FOR RESPONDENT) P112(#3) P118(#4) 1. *YES (incl. R and Spouse/Partner) P124(#5) 5. *NO P130(#6) 0. Inap. (Person other than #1/#2 under 18; no further persons) P136(#7) (NOTE: X/P8024, X/P106 and X/P7021, X/P7022 may contain different P206(#8) values: P212(#9) (1) R does not report being married or living with a partner P218(#10) at X/P8023, but reports living with a partner at X/P7002 P224(#11) (2) R reports being married at X/P8023, but reports living with P230(#12) a partner at X/P7002.) ********************************************************* FOR THE 2009 PUBLIC DATA (EXCEPT P8024 AND P106), VARIABLES (P112,...,P230) MAY BE CODED AS INAP EVEN THOUGH P110,...P228 >17 ********************************************************* X8098(#1) QUESTION TEXT SAME AS 2009 VERSION X107(#2) X113(#3) X119(#4) X125(#5) X131(#6) X137(#7) X207(#8) X213(#9) X219(#10) X225(#11) X231(#12) P8098(#1) Do you and your (husband/wife/partner) have shared P107(#2) finances? P113(#3) P119(#4) (ASKED ONLY IF SPOUSE/PARTNER DOES NOT USUALLY LIVE P125(#5) THERE, OTHERWISE ASSUMED TO BE SHARED FINANCES.) P131(#6) P137(#7) Does your (RELATIONSHIP) depend on you (and your P207(#8) [husband/wife/partner]) for most of (his/her) P213(#9) support or is (he/she) financially independent for P219(#10) the most part? P225(#11) P231(#12) TREAT LIVE-IN SERVANTS AS FINANCIALLY INDEPENDENT. (THIS QUESTION IS KEY IN DEFINING THE PRIMARY ECONOMIC UNIT--SEE INTRODUCTION. A SPOUSE/PARTNER WHO LIVES THERE AT THE TIME OF THE INTERVIEW OR WHO USUALLY LIVES THERE IS ASSUMED TO BE FINANCIALLY INTERRELATED WITH THE R. SIMILARLY, CHILDREN UNDER THE AGE OF 18 ARE ALSO ASSUMED TO BE FINANCIALLY DEPENDENT ON THE R, EVEN THOUGH IT IS POSSIBLE THAT SOME CHILDREN OF PEOPLE OUTSIDE THE PEU MAY BE INCLUDED BY THIS RULE.) 1. FINANCIALLY DEPENDENT; SHARED FINANCES (TRIVIALLY FOR R) 5. FINANCIALLY INDEPENDENT; NOT SHARED FINANCES 0. Inap. (no further persons) ********************************************************* EDIT CHECK: If paid help is financially dependent: IF (X/P108/.../X/P226=35 & X/P107/.../X/P225) = 1 CAPI text displayed: ATTENTION: PAID HELP IS USUALLY FINANCIALLY INDEPENDENT. YOU HAVE SELECTED FINANCIALLY DEPENDENT. PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* AT THE END OF ITERATION 2 (SPOUSE/PARTNER): IF S/P IS PART OF THE PEU, ASK: P0902 Were you and your (spouse/partner) living together as long ago as [2007 INTERVIEW MONTH+YEAR]? 1. *YES 5. *NO DK/REF: CRITICAL VARIABLE: TERMINATE INTERVIEW ELSE IF P0901 = 4 OR 5, FILL P0902 WITH "NO" ********************************************************* CRITICAL VARIABLE: If the married S/P as long ago as 2007 is answered "don't know" or "refuse," the following text appears in CAPI: ATTENTION: This is a critical detail for this interview. Without this information, it would be wasting your time to go on with the interview. I will terminate the interview at this point and I would like to thank you for your time. TERMINATE INTERVIEW GO BACK AND ANSWER QUESTION ********************************************************* As we go through the interview, I will be asking you about various kinds of financial matters--sometimes just for you, but usually for you and your family living here. By "your family living here" I mean only the following people... ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION A: EXPECTATIONS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X301 QUESTION TEXT SAME AS 2009 VERSION P301 I'd like to start this interview by asking you about your expectations for the future. Over the next five years, do you expect the U.S. economy as a whole to perform better, worse, or about the same as it has over the past five years? 1. *Better 2. *Worse 3. *About the same P09101 Over the next year, do you expect the economy to perform better, worse, or about the same as now? 1. *Better 2. *Worse 3. *About the same X7100 QUESTION TEXT SAME AS 2009 VERSION P7100 IN PERSON VERSION: (SHOW CARD 1) When making major decisions about borrowing money or obtaining credit, some people shop around for the very best terms while others don't. What number would (you/your family) be on the scale? TELEPHONE VERSION: When making major decisions about borrowing money or obtaining credit, some people shop around for the very best terms while others don't. On a scale from one to five, where one is almost no shopping, three is moderate shopping, and five is a great deal of shopping, where would (you/your family) be on the scale? IF R SAYS "I DON'T BORROW", SAY: What did you do the last time you borrowed? 1. *ALMOST NO SHOPPING 2. 3. *MODERATE SHOPPING 4. 5. *A GREAT DEAL OF SHOPPING NOTE: CARD 1 contains the following information: The numbers 1 through 5 in a horizontal row bounded by dark lines. Below 1 is printed "Almost no shopping"; below 3 is printed "Moderate shopping"; and below 5 is printed "A great deal of shopping." Nothing is printed below 2 or 4. X7101 QUESTION TEXT SAME AS 2009 VERSION X7102 X7103 X7104 X7105 X7106 X7107 X7108 X7109 X7110 X6849 X6861 X6862 X6863 P7101 IN PERSON VERSION: P7102 (SHOW CARD 2) P7103 Please look at this list. P7104 What sources of information do you (and your P7105 family) use to make decisions about borrowing or P7106 credit? (Do you call around, read newspapers, P7107 magazines, material you get in the mail, use information P7108 from television, radio, the internet or P7109 advertisements? Do you get advice from a friend, relative, P7110 lawyer, accountant, banker, broker, or financial planner? P6849 Or do you do something else?) P6861 P6862 TELEPHONE VERSION: P6863 I am going to read you a list. Please tell me which sources of information you (and your family) use to make decisions about borrowing or credit. Do you call around, read newspapers, magazines, material you get in the mail, use information from television, radio, the internet or advertisements? Do you get advice from a friend, relative, lawyer, accountant, banker, broker, or financial planner? Or do you do something else? CODE ALL THAT APPLY: CODE RESPONSES IN THE ORDER THEY ARE GIVEN. 1. *CALL AROUND 2. *MAGAZINES/NEWSPAPERS; books 3. *MATERIAL IN THE MAIL 4. *TELEVISION/RADIO 5. *INTERNET/ONLINE SERVICE 6. *ADVERTISEMENTS 7. *FRIEND/RELATIVE 8. *LAWYER 9. *ACCOUNTANT 10. *BANKER 11. *BROKER 12. *FINANCIAL PLANNER 13. *SELF (NOT SHOWN ON CARD); spouse/partner 14. *NEVER BORROW 16. Don't shop around; always use same institution 17. Past experience 18. Material from work/business contacts 19. Other personal research 20. Real estate broker; builder 21. Other institutional source (e.g., college, social service agency, etc.) 22. Shop around 23. Store; dealer 24. Insurance agent 32. Telemarketer -7. *OTHER 0. Inap. (/no further responses) X7111 QUESTION TEXT SAME AS 2009 VERSION P7111 IN PERSON VERSION: (SHOW CARD 1) When making saving and investment decisions, some people shop around for the very best terms while others don't. What number would (you/your family) be on the scale? TELEPHONE VERSION: When making major saving and investment decisions, some people shop around for the very best terms while others don't. On a scale from one to five, where one is almost no shopping, three is moderate shopping, and five is a great deal of shopping, where would (you/your family) be on the scale? 1. *ALMOST NO SHOPPING 2. 3. *MODERATE SHOPPING 4. 5. *A GREAT DEAL OF SHOPPING NOTE: See X/P7100 for a description of CARD 1. X7112 QUESTION TEXT SAME AS 2009 VERSION X7113 X7114 X7115 X7116 X7117 X7118 X7119 X7120 X7121 X6865 X6866 X6867 X6868 P7112 IN PERSON VERSION: P7113 (SHOW CARD 2) P7114 Please look at this list. P7115 What sources of information do you (and your family) use to P7116 make decisions about saving and investments? (Do you call P7117 around, read newspapers, magazines, material you get in the P7118 mail, use information from television, radio, the Internet P7119 or advertisements? Do you get advice from a friend, P7120 relative, lawyer, accountant, banker, broker, or P7121 financial planner? Or do you do something else?) P6865 P6866 TELEPHONE VERSION: P6867 I am going to read you a list. P6868 Please tell me which sources of information do you (and your family) use to make decisions about saving and investments? Do you call around, read newspapers, magazines, material you get in the mail, use information from television, radio, the Internet or advertisements? Do you get advice from a friend, relative, lawyer, accountant, banker, broker, or financial planner? Or do you do something else? CODE ALL THAT APPLY: CODE RESPONSES IN THE ORDER THEY ARE GIVEN. 1. *CALL AROUND 2. *MAGAZINES/NEWSPAPERS; books 3. *MATERIAL IN THE MAIL 4. *TELEVISION/RADIO 5. *INTERNET/ONLINE SERVICE 6. *ADVERTISEMENTS 7. *FRIEND/RELATIVE 8. *LAWYER 9. *ACCOUNTANT 10. *BANKER 11. *BROKER 12. *FINANCIAL PLANNER 13. *SELF (NOT SHOWN ON CARD); spouse/partner 14. *DO NOT SAVE/INVEST 16. Don't shop around; always use same institution 17. Past experience 18. Material from work/business contacts 19. Investment club 20. Investment seminars 21. Other personal research 22. Shop around 23. Store; dealer 24. Insurance agent 25. Other institutional source (e.g., college, social service agency, etc.) 32. Telemarketer -7. *OTHER 0. Inap. (/no further responses) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION B: CREDIT ATTITUDES AND CREDIT CARDS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X401 QUESTION TEXT SAME AS 2009 VERSION P401 Now I would like to ask you some questions about how you feel about credit. In general, do you think it is a good idea or a bad idea for people to buy things on the installment plan? BY "INSTALLMENT PLAN" WE MEAN BUYING USING CREDIT OF SOME SORT. IF R SAYS THEY DO NOT NEED TO BORROW FOR ANYTHING, SAY: What do you think in general? 1. *Good idea 3. *GOOD IN SOME WAYS, BAD IN OTHERS 5. *Bad idea X7131 Have you (and your [husband/wife/partner]) applied for any type of credit or loan in the last five years? INCLUDE PRE-APPROVED CREDIT THAT R ACCEPTED. 1. *YES 5. *NO P09201 Have you (and your [husband/wife/partner]) applied for any type of credit or loan in the last two years? INCLUDE PRE-APPROVED CREDIT THAT R ACCEPTED. 1. *YES 5. *NO X407 [In the past five years, has a particular lender or creditor turned down any request you or your (husband/wife/partner) made for credit, or not given you as much credit as you applied for?/ In the past five years, has a particular lender or creditor turned down any request you made for credit, or not given you as much credit as you applied for?] IF YES, PROBE: Turned down, or not as much credit? IF TURNED DOWN AND NOT AS MUCH CREDIT, ASK WHICH IS MORE RECENT. 1. *Yes, turned down 3. *Yes, not as much credit 5. *No 0. Inap. (no credit application in previous 5 years: X7131=5) P09202 [In the past two years, has a particular lender or creditor turned down any request you or your (husband/wife/partner) made for credit, or not given you as much credit as you applied for?/ In the past two years, has a particular lender or creditor turned down any request you made for credit, or not given you as much credit as you applied for?] IF YES, PROBE: Turned down, or not as much credit? IF TURNED DOWN AND NOT AS MUCH CREDIT, ASK WHICH IS MORE RECENT. 1. *Yes, turned down 3. *Yes, not as much credit 5. *No 0. Inap. (no credit application in previous 2 years: P09201=5) X408 QUESTION TEXT SAME AS 2009 VERSION P408 Were you later able to obtain the full amount you or your (husband/wife/partner) requested by reapplying to the same institution or by applying elsewhere?/ Were you later able to obtain the full amount you requested by reapplying to the same institution or by applying elsewhere?] 1. *YES 3. *Did Not Reapply 5. *NO 0. Inap. (no credit application in previous 5 [in 2009: 2] years: X7131/P09201=5; not turned down: X407/P09202=5) X7585 QUESTION TEXT SAME AS 2009 VERSION P7585 [On the most recent occasion, what reasons were you or your (husband/wife/partner) (given for being turned down for credit?/given for being unable to get as much credit as you applied for?)/ On the most recent occasion, what reasons were you given for (being turned down for credit?/being unable to get as much credit as you applied for?)] 50. Family background/life history; who your parents (relatives) are 51. Family size; number of children or dependents 52. Marital status 53. Sex 54. Combination of marital status and sex, "single men", "married women" 55. Age 56. Race 57. Personal character/reputation, whether borrower is stable, honest; known by other people trusted by institution 58. Health 59. Other personal characteristics of borrower 61. Need to have a checking/savings account (at institution) 62. Haven't established a credit history 63. Credit rating service/credit bureau reports 64. Credit records/history from other institution; other loans or charge account; previous payment records; bankruptcy 65. Lack of/not enough assets/collateral/property to secure the loan (except home ownership, code 74); size of down payment; financial status 66. Amount of debt; size of other payments; ability to repay loan 67. Insufficient credit references 69. Other credit characteristics of borrower 70. Bad Credit, NEC 71. Time on current job 72. Job; type of work; steady/secure employment; good job 73. Lack of job; not working; on welfare 74. Lack of homeownership 75. Time at current address; time in community or state 76. Amount of income; "income" 77. Source of income; retired 78. Where you live; what type of neighborhood/area of city you live in; if you live in the state/county 79. Other financial characteristics of borrower 81. Lack of familiarity/experience of lender with R; don't have an account there; I'm not a credit union member 82. Previous bad experience, n.e.c.; had difficulty/been turned down NA why 83. Institution is more "strict" in lending requirements, NA in what areas 86. Not eligible for special type of credit (e.g., subsidized education loan) 87. "Discrimination"; references to red-lining, NA basis 88. Inconvenient/difficult (not codable above) 89. Other miscellaneous 90. Didn't approve of purpose for which money was to be borrowed 91. Loan was too large for source to handle; source doesn't have much money to lend; money reserves of source are low 92. Interest 93. Insufficient collateral/equity 94. Loan too small 95. Unclear title 101. Error in credit report 102. Credit problems of ex-spouse 103. Characteristics of the collateral, n.e.c (e.g., too many rental units in a condominium) 104. Error in processing application 105. Identity theft; fraud 110. Lender didn't have funds available -1. None; no reason was given; "bank policy" -7. Other, n.e.c. 0. Inap. (no credit application in previous 5 [in 2009: 2] years: X7131/P09201=5; not turned down: X407/P09202=5) ********************************************************* FOR THE PUBLIC DATA SET, CODE 105 IS COMBINED WITH CODE 101 ********************************************************* X7584 QUESTION TEXT SAME AS 2009 VERSION P7584 What type of credit did you apply for? 1. *Mortgage 2. *Car loan; other vehicle loan 3. *Other installment loan 4. *Credit Card 6. Store account 17. Equity loan 18. Business/Investment loan 19. *Line of credit 20. Personal loan 21. Consolidation loan 22. Student loan 23. Home improvement loan (except for code 17) 24. Construction loan, n.e.c. -7. *Other 0. Inap. (no credit application in previous 2 [in 2007: 5] years: X7131/P09201=5; not turned down: X407P09202=5) X409 Was there any time in the past five years that you (or your [husband/wife/partner]) thought of applying for credit at a particular place, but changed your mind because you thought you might be turned down? 1. *YES 5. *NO P09203 Was there any time in the past two years that you (or your [husband/wife/partner]) thought of applying for credit at a particular place, but changed your mind because you thought you might be turned down? 1. *YES 5. *NO X7583 QUESTION TEXT SAME AS 2009 VERSION P7583 On the most recent occasion, why did you (or your [husband/wife/partner]) think you might be turned down? 50. Family background/life history; who your parents (relatives) are 51. Family size; number of children or dependents 52. Marital status 53. Sex 54. Combination of marital status and sex, "single men", "married women" 55. Age 56. Race 57. Personal character/reputation, whether borrower is stable, honest; known by other people trusted by institution 58. Health 59. Other personal characteristics of borrower 61. Need to have a checking/savings account (at institution) 62. Haven't established a credit history 63. Credit rating service/credit bureau reports 64. Credit records/history from other institution; other loans or charge account; previous payment records; bankruptcy 65. Lack of/not enough assets/collateral/property to secure the loan (except home ownership, code 74); size of down payment; financial status 66. Amount of debt; size of other payments; ability to repay loan 67. Insufficient credit references 69. Other credit characteristics of borrower 70. Bad Credit, NEC 71. Time on current job 72. Job; type of work; steady/secure employment; good job 73. Lack of job; not working; on welfare 74. Lack of homeownership 75. Time at current address; time in community or state 76. Amount of income; "income" 77. Source of income; retired 78. Where you live; what type of neighborhood/area of city you live in; if you live in the state/county 79. Other financial characteristics of borrower 81. Lack of familiarity/experience of lender with R; don't have an account there; I'm not a credit union member 82. Previous bad experience, n.e.c.; had difficulty/been turned down NA why 83. Institution is more "strict" in lending requirements, NA in what areas 86. Not eligible for special type of credit (e.g., subsidized education loan) 87. "Discrimination"; references to red-lining, NA basis 88. Inconvenient/difficult (not codable above) 89. Other miscellaneous 90. Didn't approve of purpose for which money was to be borrowed 91. Loan was too large for source to handle; source doesn't have much money to lend; money reserves of source are low 92. Interest 93. Insufficient collateral/equity 94. Loan too small 95. Unclear title 101. Error in credit report 102. Credit problems of ex-spouse 103. Characteristics of the collateral, n.e.c (e.g., too many rental units in a condominium) 104. Error in processing application 105. Identity theft; fraud 110. Lender didn't have funds available -1. None; no reason was given; "bank policy" -7. Other, n.e.c. 0. Inap. (did not expect to be turned down: X409/P09203=5) ********************************************************* FOR THE PUBLIC DATA SET, CODE 105 IS COMBINED WITH CODE 101 ********************************************************* X410 QUESTION TEXT SAME AS 2009 VERSION P410 Now I have some questions about credit cards and charge cards. Do you (or anyone in your family living here) have any credit cards or charge cards? IF YES: Please do not include debit cards. DO NOT INCLUDE CARDS USED ENTIRELY FOR BUSINESS. 1. *YES 5. *NO X09204 GENERATED FROM 2007 INDIVIDUAL VALUES: X411/X419/X422/X425/X428 P09204 How many different credit card and charge card accounts do you (or anyone in your family living here) have? Please do not count duplicate cards for the same account or any business or company accounts. INCLUDE ALL THE FAMILY'S CARDS, NOT JUST THE CARDS USED MOST OFTEN. DO NOT INCLUDE GIFT CARDS. Code number 0. Inap. (no credit cards: X/P410^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 10 ********************************************************* X09205 GENERATED FROM 2007 INDIVIDUAL VALUES: X412/X420/X423/X426/X429 P09205 On your last bill(s), how much were the new charges made to (this/these) account(s)? IF R DID NOT RECEIVE A BILL LAST MONTH, CODE ZERO. Code amount -1. None 0. Inap. (no credit cards: X/P410^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09206 GENERATED FROM 2007 INDIVIDUAL VALUES: X413/X421/X424/X427/X430 P09206 (After the last payments were made, what was the total balance still owed on all these accounts?/ After the last payment was made, what was the balance still owed on this account?) WE WANT THE TOTAL AMOUNT OWED, NOT THE MINIMUM PAYMENT. CODE ZERO IF ALL ACCOUNTS WERE PAID IN FULL. Code amount -1. None 0. Inap. (no credit cards: X/P410^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X414 QUESTION TEXT SAME AS 2009 VERSION P09207 (What is the maximum amount you could borrow on all of these accounts; that is, what is your total credit limit?/ What is the maximum amount you could borrow on this account; that is, what is your total credit limit?) WE WANT THE TOTAL CREDIT LIMIT, NOT JUST THE AMOUNT OF REMAINING CREDIT AVAILABLE. IF R SAYS "UNLIMITED," PRESS [F6]. Code amount -1. No limit -2. No bank-type cards 0. Inap. (no credit cards: X/P410^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If the amount of new charges or balance still owed is greater than the credit limit: IF (X412/P09205 | X413/P09206) > X414/P09207 CAPI text displayed: ATTENTION: AMOUNT OF NEW CHARGES ON CREDIT CARDS IS X412/P09205 BUT CREDIT LIMIT IS X414/P09207. PROBE TO CHECK THAT CREDIT LIMIT IS NOT REMAINING CREDIT AVAILABLE. ATTENTION: BALANCE ON CREDIT CARDS IS X413/P09206 BUT CREDIT LIMIT IS X414/P09207. PROBE TO CHECK THAT CREDIT LIMIT IS NOT REMAINING CREDIT AVAILABLE. If the amount of new charges and balance still owed is greater than the credit limit: IF (X412/P09205 & X413/P09206) > X414/P09207 CAPI text displayed: ATTENTION: AMOUNT OF NEW CHARGES ON CREDIT CARDS IS X412/P09205 AND BALANCE ON CREDIT CARDS IS X413/P09206. BOTH ARE GREATER THAN CREDIT LIMIT OF X414/P09207. PROBE TO CHECK THAT CREDIT LIMIT IS NOT REMAINING CREDIT AVAILABLE. COMMENT LATER COMMENT NOW ********************************************************* X432 QUESTION TEXT SAME AS 2009 VERSION P432 (Do/Thinking about all your cards, do) you almost always, sometimes, or hardly ever pay off the total balance owed on the account(s) each month? 1. *Always or almost always 3. *Sometimes 5. *Hardly ever 7. *NO SUCH CARDS 0. Inap. (no credit cards: X/P410=5) NOTE: Response 7 was mistakenly not in CAPI. X7577 QUESTION TEXT SAME AS 2009 VERSION P7577 (Do/Other than the store accounts where you have credit cards, do) you (or your family living here) have any charge or revolving charge accounts at stores where you owed money after your last payment? DO NOT INCLUDE ACCOUNTS WHERE R DOES NOT OWE MONEY. 1. *YES 5. *NO X7575 QUESTION TEXT SAME AS 2009 VERSION P7575 (After the last payments were made on these accounts, what was the balance still owed on all these accounts?/ After the last payment was made on this account, what was the balance still owed on this account?) WE WANT THE TOTAL AMOUNT OWED, NOT THE MINIMUM PAYMENT. Code amount 0. Inap. (no accounts: X/P7577=5) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION D: PRINCIPAL RESIDENCE ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- NOTE: For households that owned their principal residence in 2007, the panel questionnaire was designed to track that home, regardless of whether it was the principal residence of the household in 2009. Where the household continued to own the 2007 residence, only the current value (P09305) and current mortgage information were asked. For purposes of the final research version of the panel data set, more detailed information about the home was mapped into the panel variables in the range P501-P7135. Where the household no longer owned the 2007 residence, the variables in the range P501-P7135 contain information about the new home. To minimize complications in the development of the CAPI program, some outcomes that were judged to be sufficiently rare were not explored in detail: (1) Owners in 2007 who still owned that home in 2009 but whose primary residence in 2009 was rented were not asked the date they moved and rent and associated questions about their new home. They were, however, asked for current value and mortgage information on the 2007 residence. (2) Owners in 2007 and 2009 who still owned the 2007 home, but whose main residence in 2009 was a different property (a new property or one reported in Section E in 2007) were not asked when they moved into their 2009 home. Imputation or information from interviewer comments was used to fill in these missing data. (See P09368-P09873 and P09832-P09833.) ----------------------------------------------------------------------------- P09301 When we last interviewed your household, your residence was a (farm or ranch /mobile home /condominium /coop /townhouse /home ) (that you acquired [in YEAR /in <2007 INTERVIEW YEAR> or earlier ]. Do you still own that residence? / a rental property you moved into [in YEAR /in <2007 INTERVIEW YEAR> or earlier ]. Do you still rent that residence? / a home you neither owned nor rented (that you moved into [in YEAR / in <2007 INTERVIEW YEAR> or earlier ]. Do you still have that home? ) a farm or ranch owned by a business (that you moved into [in YEAR / in <2007 INTERVIEW YEAR> or earlier ]. Do you still live on that property? ) 1. *YES 3. IN SAME HOME, BUT CHANGED OWNERSHIP STATUS --> SKIP TO P501 5. *NO --> SKIP TO P09309 ********************************************************* CRITICAL VARIABLE: If previous residence is answered "don't know" or "refuse," the following text appears in CAPI: ATTENTION: Homeownership is a critical detail in family finances. Without this information, it would be wasting your time to go on with the interview. I will terminate the interview at this point and I would like to thank you for your time. TERMINATE INTERVIEW GO BACK AND CHANGE OWNERSHIP ********************************************************* P09304 CHECKPOINT: OWN/RENT IN 2007 1. OWNED IN 2007 2. RENTED OR FARM OWNED BY A BUSINESS IN 2007 3. OTHER IN 2007 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3) P09305 OWNERS: What is the current value of that property? I mean, without taking any outstanding loans into account, about what would it bring if it were sold now? IF X7135(in 2007)=YES (OWN ENTIRE BUILDING AND OWN UNIT SEPARATELY) SAY: Please tell me the value of just your unit. INTERVIEWER: IF R AND FAMILY THERE OWN ONLY PART OF THE PROPERTY, THE AMOUNT SHOULD REFER TO THE PART THEY OWN; FOR FARMS/RANCHES, INCLUDE ALL OWNED LAND AND STRUCTURES. Code amount -1. Nothing 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: X/P09304=2; other ownership status: X/P09304=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* P09306 Is that property the same as your current main residence? 1. *YES --> IF P09304=1 (own) SKIP TO P7572 (fees) ELSE IF P09304 (not own, not rent or farm owned by a business) SKIP TO P7136 3. NO, OWNS 2007 PROPERTY BUT RENTS 2009 MAIN RESIDENCE (determined in editing) --> SKIP TO P09368 (NOTE: If there is a second home mentioned in P09402 and there is no explicit mention of renting in the interviewer's comments, then an R who is no longer living in the 2007 main residence is assumed to be living in a second home) 5. *NO, OWNS 2007 PROPERTY BUT OWNS NEW RESIDENCE IN 2009 (determined in editing) --> SKIP TO P09382 ELSE SKIP TO P7572 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2) +++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++ HOMEOWNERS IN 2007 WHO CONTINUED TO OWN THE 2007 HOME, BUT WHOSE MAIN RESIDENCE IN 2009 WAS RENTED (AS DETERMINED IN EDITING): NOTE: For this group, the following six questions were not asked. These variables were imputed using information on 2007 renter households that moved and currently rent another property (or coded from information provided in interviewer comments). P09368 How much rent do you (and your family living here) pay for this (farm/ranch/house/apartment)? IF RENT IS SUBSIDIZED, PROBE FOR DETAILS AND MAKE NOTE. IF R SHARES RENT WITH ROOMMATES NOT IN THE PEU, INCLUDE ONLY R'S (FAMILY'S) SHARE OF THE RENT. INCLUDE ANY FEES FOR PARKING WITH RENT. DO NOT INCLUDE ANY SHARE OF THE RENT PAID BY THE NPEU. Code amount -1. None 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and rent 2009 residence: P09306^=3) P09369 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 31. *Twice a month -1. No rent collected -7. *Other 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and rent 2009 residence: P09306^=3) P09370 Does the rent include some or all utilities? 1. *Yes, all 3. *Yes, some 5. *No 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and rent 2009 residence: P09306^=3) P09371 Do you rent it furnished or unfurnished? 1. *Furnished 3. *Partially furnished 5. *Unfurnished 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and rent 2009 residence: P09306^=3) P09372 In what month and year did you move into this (farm/ranch house/apartment)? Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and rent 2009 residence: P09306^=3) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P09373 Code year (4 digits) 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and rent 2009 residence: P09306^=3) ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT P8095-62 ********************************************************* +++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++ HOMEOWNERS IN 2007 AND 2009 WHO STILL OWNED THE 2007 RESIDENCE BUT WHOSE 2009 RESIDENCE WAS A DIFFERENT PROPERTY (POSSIBLY A PROPERTY INCLUDED IN SECTION E IN 2007): NOTE: For this group, the following two questions were not asked. Imputation or information from interviewer comments was used to fill in these missing data. P09382 In what month and year did you first purchase any part of this property? Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and own new 2009 residence: P09306^=5) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P09383 Code year (4 digits) 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; renter in 2007: P09304=2; does not both still own 2007 property and own new 2009 residence: P09306^=5) ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT P8095-62 ********************************************************* +++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++ RENTERS IN THE SAME PROPERTY AS IN 2007: P09307 How much rent do you (and your family living here) pay? Code amount -1. None 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; other ownership status: P09304=3; owns all of 2007 property: P09306=1, 3, or 5 and P9908^=2 or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* P09308 (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 31. *Twice a month -1. No rent collected -7. Other 0. Inap. (not same residence: P09301=5; in same home, but changed ownership: P09301=3; other ownership status: P09304=3; owns all of 2007 property: P09306=1, 3, or 5 and P9908^=2 or 3) SKIP TO P7136 (likelihood of staying at address--after P1044) +++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++++ NO LONGER LIVES IN 2007 MAIN RESIDENCE P09309 Did you move to a different city? TREAT CITIES IN THE SAME METROPOLITAN AREA OR LOCATIONS IN THE SAME COUNTY AS THE SAME CITY. 1. *YES 5. *NO 0. Inap. ((same residence and renter in 2007)| 2007 property same as current main residence: (P09301=1 and P09304=2) or P09306=1; in same home, but changed ownership: P09301=3; same residence as 2007 and other ownership status in 2007: P09304=3) P09310 Why did you move from that home? P09311 P09312 (CODE ALL THAT APPLY) P09313 P09314 1. *HOME FORECLOSED (non-renters) P09315 2. *RENT/COSTS TOO HIGH P09316 3. *NEEDED MORE/DIFFERENT SPACE P09317 4. *RETIRED P09318 5. *CHANGED JOBS 6. *SHORTEN COMMUTE 7. *HEALTH REASONS 8. *TO BE NEAR OTHER RELATIVES 11. Wanted better/different location 12. Switched from renter to owner in same home 13. Moved in with new spouse/partner 14. Got divorced/separated from spouse/partner 15. Wanted to become a homeowner 16. Built new home on the original property or property reported in 2007 (other real estate) 17. Moved into nursing home/assisted living facility/institutionalized 18. Home damaged/currently unlivable 19. Residence seasonal 20. Short sale 21. Home of renter R foreclosed 22. Abandoned ownership 23. Home no longer available for rental (ex. code 18 or 21) 24. Evicted -7. *OTHER 0. Inap. (/no further responses; (same residence and renter in 2007) | 2007 property same as current main residence: (P09301=1 and P09304=2) or P09306=1; in same home, but changed ownership: P09301=3; same residence as 2007 and other ownership status in 2007: P09304=3) ********************************************************* FOR THE PUBLIC DATA SET, CODES 1 AND 20 ARE COMBINED WITH CODE 22; CODE 11 IS COMBINED WITH CODE 6; CODE 17 IS COMBINED WITH CODE 7; CODE 21 IS COMBINED WITH CODE 23; CODE 12 IS COMBINED WITH CODE 15; CODE 13 IS COMBINED WITH CODE 14; CODES 16, 18, AND 19 ARE COMBINED WITH CODE 3 NOTE: Because codes 1 and 22 are indistinguishable here, it is not possible from this information to know about foreclosure on the 2007 home. ********************************************************* CHECKPOINT: STILL OWN 2007 PROPERTY, BUT LIVE IN ANOTHER OWNED RESIDENCE IN 2009 --> SKIP TO P7572 STILL OWN 2007 PROPERTY BUT RENT MAIN RESIDENCE IN 2009 (P09306=3) --> SKIP TO P7572 RENTER OR OTHER (FARM OWNED BY A BUSINESS/NEITHER OWNS NOR RENTS) IN 2007 --> SKIP TO P501 OWNER IN 2007 AND FORECLOSED --> SKIP TO P09320 ELSE CONTINUE P09319 What was the selling price for your home? Code amount -2. *DID NOT SELL THE HOME 0. Inap. (renter in 2007: P9909=2; same residence: P09301=1; in same home, but changed ownership: P09301=3; not an owner: P09304=5; foreclosed: P09310-P09318=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* P09320 What year was that? Code year 0. Inap. (same residence: P09301=1; in same home, but changed ownership: P09301=3; not an owner: P9907^=1 or 2 and P9908^=1, 2, or 3 and P9909^=1, 3, 4, 5, 6, or 8; not foreclosed: P09310-P09318^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [2007,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P09321 Did you attempt to contact the lender to work out an arrangement to avoid foreclosure? 1. *YES 5. *NO 0. Inap. (same residence: P09301=1; in same home, but changed ownership: P09301=3; not an owner: P9907^=1 or 2 and P9908^=1, 2, or 3 and P9909^=1, 3, 4, 5, 6, or 8; not foreclosed: P09310-P09318^=1) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X501 QUESTION TEXT SAME AS 2009 VERSION P501 IN PERSON VERSION: INTERVIEWER OBSERVATION: WHERE DOES R LIVE? IF INTERVIEW NOT DONE AT R'S HOME, ASK: Do you live on a farm or ranch, in a mobile home, in a house or apartment, or in some other type of home? WHERE DOES R LIVE? 4. *R LIVES ON A RANCH --> GO TO P502 5. *R LIVES ON A FARM --> GO TO P502 2. *R LIVES IN A MOBILE HOME/RV --> SKIP TO P601 3. *R LIVES IN HOUSE/TOWNHOUSE/APARTMENT --> SKIP TO P701 IF R LIVES IN ANY STRUCTURE ON A FARM/RANCH, CODE FARM OR RANCH ----------------------------------------------------------------------------- R LIVES ON A FARM ----------------------------------------------------------------------------- X502 QUESTION TEXT SAME AS 2009 VERSION P502 Now I have some questions about this property. About how many acres is this (farm/ranch), including any acres that you rent or rent out to others? INCLUDE ALL ACREAGE IN NON-CONTIGUOUS PIECES OF LAND THAT ARE USED AS A PART OF THE FARM/RANCH OPERATION. Code acres 0. Inap. (R does not live on farm/ranch: X/P501^4 or 5) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 5 IF BETWEEN 10 AND 100 INCLUSIVE, OTHERWISE IF > 100 ROUNDED TO NEAREST 10 WITH A TOP-CODE AT 1000 ********************************************************* X503 QUESTION TEXT SAME AS 2009 VERSION P503 Do you (or anyone in your family living here) operate a farming or ranching business on this property? (IF R CLAIMS THE FARM ON HIS INCOME TAX, THEN THE FARM IS A BUSINESS FOR OUR PURPOSES.) 1. *YES 5. *NO --> SKIP TO P701 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5) What part of this property is used for (farm/ranch)ing? X507 QUESTION TEXT SAME AS 2009 VERSION P507 Code percent * 100 -1. Very little 9995. Almost all 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; no farming business: X/P503^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7574 QUESTION TEXT SAME AS 2009 VERSION P7574 Code number of acres -1. Very little 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; no farming business: X/P503^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X/P502: ACREAGE USED CANNOT BE GREATER THAN TOTAL ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X508 QUESTION TEXT SAME AS 2009 VERSION P508 What is the legal ownership status of this (farm/ranch)? Do you (or your family living here) own this (farm/ranch), do you own part of it, do you rent it, is it all owned by a business, or another arrangement? IF THE PROPERTY IS OWNED THROUGH A TRUST THE PEU SET UP, TREAT IT AS OWNED BY THEM. DO NOT CODE "OTHER" IF R OWNS ANY PART. 1. *Owns all 2. *Owns only part --> SKIP TO P520 3. *Rents/Leases all --> SKIP TO P708 4. *Owned by a business --> SKIP TO P514 5. *Sharecropper --> SKIP TO P705 -7. *Other --> SKIP TO P515 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; no farming business: X/P503^=1) R OWNS ALL X513 QUESTION TEXT SAME AS 2009 VERSION P513 Could you tell me the current value of all the land and buildings - that is, what would it bring if it were sold today? Do not include any farm animals, implements or crops. Code amount 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; no farming business: X/P503^=1; R does not own all of farm/ranch: X/P508^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If the value of all of the land and buildings is less than 5000: IF X/P513 < 5000 CAPI text displayed: ATTENTION: CURRENT VALUE OF FARM/RANCH IS LESS THAN $5000. CONFIRM THIS IS CORRECT WITH R. COMMENT LATER COMMENT NOW ********************************************************* OWNED BY A BUSINESS X514 QUESTION TEXT SAME AS 2009 VERSION P514 Do you (and your family) pay the business any rent for this property? 1. *YES --> SKIP TO P708 5. *NO 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; no farming business: X/P503^=1; farm/ranch not owned by a business: X/P508^=4) X515 QUESTION TEXT SAME AS 2009 VERSION P515 In what month and year did you move into this (farm/ranch)? Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; no farming business: X/P503^=1; farm/ranch not owned by a business: X/P508^=4; R pays the business rent: X/P514=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X516 QUESTION TEXT SAME AS 2009 VERSION P516 Code year (4 digits) 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; no farming business: X/P503^=1; farm/ranch not owned by a business: X/P508^=4; R pays the business rent: X/P514=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* SKIP TO P7136 (likelihood of staying at address--after P1044) R OWNS PART X520 QUESTION TEXT SAME AS 2009 VERSION P520 Do you (or anyone in your family) pay any rent for this property? 1. *YES 5. *NO --> SKIP TO P523 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; R does not operate farm/ranch as a business: X/P503^=1; R does not own only part of farm/ranch: X/P508^=2) X521 QUESTION TEXT SAME AS 2009 VERSION P521 How much rent do you (or your family living here) pay? Code amount -1. None 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; R does not operate farm/ranch as a business: X/P503^=1; R does not own only part of farm/ranch: X/P508^=2; R does not own only part of farm/ranch: X/P508^=2; R does not pay rent to business: X/P520^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X522 QUESTION TEXT SAME AS 2009 VERSION P522 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 31. *Twice a month -1. None -7. *Other 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; R does not operate farm/ranch as a business: X/P503^=1; R does not own only part of farm/ranch: X/P508^=2; R does not own only part of farm/ranch: X/P508^=2; R does not pay rent to business: X/P520^=1) I will ask you more about the business operation later. Now I'd like to ask about the part of the property that you (and your family living here) personally own. About what percent of the total property is that? X523 QUESTION TEXT SAME AS 2009 VERSION P523 Code percent * 100 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; R does not operate farm/ranch as a business: X/P503^=1; R does not own only part of farm/ranch: X/P508^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7573 QUESTION TEXT SAME AS 2009 VERSION P7573 Code acres 0. Inap. (R does not live on farm/ranch: X/P501^=4 or 5; R does not operate farm/ranch as a business: X/P503^=1; R does not own only part of farm/ranch: X/P508^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X526 QUESTION TEXT SAME AS 2009 VERSION P526 Could you tell me the current value of the entire part of the land and buildings you own? I mean, what would it bring if it were sold today? Do not include any farm animals, implements or crops. INCLUDE BOTH ACREAGE OWNED INDIVIDUALLY AND ACREAGE CO-OWNED WITH OTHERS OUTSIDE THE PEU. Code amount 0. Inap. (R does not live on farm/ranch: P501^=4 or 5; R does not operate farm/ranch as a business: P503^=1; R does not own only part of farm/ranch: P508^=2; other ownership status: P09304=3; same residence: P09301=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If the current value of the entire part of the land and buildings is less than 5000: IF X/P526 < 5000 CAPI text displayed: ATTENTION: CURRENT VALUE OF FARM/RANCH IS LESS THAN $5000. CONFIRM THIS IS CORRECT WITH R. COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- R LIVES IN MOBILE HOME ----------------------------------------------------------------------------- X601 QUESTION TEXT SAME AS 2009 VERSION P601 Now I have some questions about your home. Do you (or your family living here) own both this mobile home and site or lot, do you own only the mobile home, do you own only the site, do you rent both the home and site, or another arrangement? IF THE PROPERTY IS OWNED THROUGH A TRUST THE PEU SET UP, TREAT IT AS OWNED BY THEM. 1. *Own both home and site --> GO TO P623 2. *Own only site --> GO TO P602 3. *Own only home --> GO TO P612 4. *Rent both --> GO TO P619 -7. *Neither own nor rent --> GO TO P609 0. Inap. (R does not live in MH: X/P501^=2) RENTS HOME, OWNS SITE X602 QUESTION TEXT SAME AS 2009 VERSION P602 How much rent do you pay on this home? DO NOT INCLUDE ANY SHARE OF THE RENT PAID BY THE NPEU. Code amount -1. None 0. Inap. (R does not live in MH: X/P501^=2; R does not rent home and own site: X/P601^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X603 QUESTION TEXT SAME AS 2009 VERSION P603 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 12. Every two months 31. *Twice a month -1. None -7. *Other 0. Inap. (R does not live in MH: X/P501^=2; R does not rent home and own site: X/P601^=2) X604 QUESTION TEXT SAME AS 2009 VERSION P604 Could you tell me the current value of the site? I mean, about what would it bring if it were sold today? Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not rent home and own site: X/P601^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X605 QUESTION TEXT SAME AS 2009 VERSION P605 In what month and year did you purchase the site? (INTERVIEWER: IF GIFT/INHERITANCE, ASK WHEN RECEIVED.) Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live in MH: X/P501^=2; R does not rent home and own site: X/P601^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X606 QUESTION TEXT SAME AS 2009 VERSION P606 Code year (4 digits) 0. Inap. (R does not live in MH: X/P501^=2; R does not rent home and own site: X/P601^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* X607 QUESTION TEXT SAME AS 2009 VERSION P607 How much did this site cost when you originally acquired it? (INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED.) Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not rent home and own site: X/P601^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NEITHER OWNS NOR RENTS MH X609 QUESTION TEXT SAME AS 2009 VERSION P609 How is that? 1. Housing is part of job compensation; live-in servant; housekeeper; gardener; farm laborer; military; minister; etc. 2. Housing is a gift paid for by someone outside HU; owned by relative outside HU; R pays only taxes/fees 3. Sold home, has not moved yet 4. Living in house which will inherit; estate in process 5. Living in temporary quarters while home is under construction 6. Public Housing; charity 8. Living in home of relatives/friends without paying rent; include list sample R "home from school" 9. House owned by trust or family business 10. Property owned by tribal association and R has lifetime rights to residence; other such communal residence rights where R has no equity interest 12. R is a part-owner 13. Not paying rent, n.e.c. -7. Other 0 Inap. (R does not live in MH: X/P501^=2; other MH ownership: X/P601^=-7) ********************************************************* FOR THE PUBLIC DATA SET, CODES 9 AND 10 ARE COMBINED WITH CODE -7; CODES 4 AND 8 ARE COMBINED WITH CODE 2 ********************************************************* X610 QUESTION TEXT SAME AS 2009 VERSION P610 In what month and year did you move into this mobile home? Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live in MH: X/P501^=2; other MH ownership: X/P601^=-7) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X611 QUESTION TEXT SAME AS 2009 VERSION P611 Code year (4 digits) 0. Inap. (R does not live in MH: X/P501^=2; other MH ownership: X/P601^=-7) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* SKIP TO P7136 (likelihood of staying at address--after P1044) OWNS HOME, RENTS SITE X612 QUESTION TEXT SAME AS 2009 VERSION P612 How much rent do you pay on this site? DO NOT INCLUDE ANY SHARE OF THE RENT PAID BY THE NPEU. Code amount -1. None 0. Inap. (R does not live in MH: X/P501^=3; R does not own home and rent site: X/P601^=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X613 QUESTION TEXT SAME AS 2009 VERSION P613 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 12. Every two months 31. *Twice a month -1. None -7. *Other 0. Inap. (R does not live in MH: X/P501^=2; R does not own home and rent site: X/P601^=3) X614 QUESTION TEXT SAME AS 2009 VERSION P614 Could you tell me the current value of this mobile home? I mean, about what would it bring if it were sold today? Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not own home and rent site: X/P601^=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X615 QUESTION TEXT SAME AS 2009 VERSION P615 In what month and year did you purchase this mobile home? (INTERVIEWER: IF GIFT/INHERITANCE, ASK WHEN RECEIVED.) Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live in MH: X/P501^=2; R does not own home and rent site: X/P601^=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X616 QUESTION TEXT SAME AS 2009 VERSION P616 Code year (4 digits) 0. Inap. (R does not live in MH: X/P501^=2; R does not own home and rent site: X/P601^=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* X617 QUESTION TEXT SAME AS 2009 VERSION P617 How much did this mobile home cost when you originally acquired it? INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED. Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not own home and rent site: X/P601^=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SKIP TO P721 RENTS HOME AND SITE X619 QUESTION TEXT SAME AS 2009 VERSION P619 How much rent do you pay on this home and site? DO NOT INCLUDE ANY SHARE OF THE RENT PAID BY THE NPEU. Code amount -1. None 0. Inap. (R does not live in MH: X/P501^=2; R does not rent both home and site: X/P601^=4) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X620 QUESTION TEXT SAME AS 2009 VERSION P620 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 12. Every two months 31. *Twice a month -1. None -7. *Other 0. Inap. (R does not live in MH: X/P501^=2; R does not rent both home and site: X/P601^=4) X621 QUESTION TEXT SAME AS 2009 VERSION P621 In what month and year did you move into this mobile home? Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live in MH: X/P501^=2; R does not rent both home and site: X/P601^=4) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X622 QUESTION TEXT SAME AS 2009 VERSION P622 Code year (4 digits) 0. Inap. (R does not live in MH: X/P501^=2; R does not rent both home and site: X/P601^=4) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* SKIP TO P7136 (likelihood of staying at address--after P1044) OWNS HOME AND SITE X623 QUESTION TEXT SAME AS 2009 VERSION P623 Could you tell me the current value of this home and site? I mean, about what would they bring if they were sold today? Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X624 QUESTION TEXT SAME AS 2009 VERSION P624 Were the site and mobile home purchased separately? 1. *YES 5. *NO --> SKIP TO P633 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1) X625 QUESTION TEXT SAME AS 2009 VERSION P625 In what month and year did you purchase this mobile home? (INTERVIEWER: IF GIFT/INHERITANCE, ASK WHEN RECEIVED.) Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site not purchased separately: X/P624^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X626 QUESTION TEXT SAME AS 2009 VERSION P626 Code year (4 digits) 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site not purchased separately: X/P624^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* X627 QUESTION TEXT SAME AS 2009 VERSION P627 How much did the mobile home cost when you originally acquired it? INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED. Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site not purchased separately: X/P624^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X629 QUESTION TEXT SAME AS 2009 VERSION P629 In what month and year did you purchase this site? (INTERVIEWER: IF GIFT/INHERITANCE, ASK WHEN RECEIVED.) Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site not purchased separately: X/P624^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X630 QUESTION TEXT SAME AS 2009 VERSION P630 Code year (4 digits) 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site not purchased separately: X/P624^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* X631 QUESTION TEXT SAME AS 2009 VERSION P631 How much did this site cost when you originally acquired it? INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED. Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site not purchased separately: X/P624^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SKIP TO P721 X633 QUESTION TEXT SAME AS 2009 VERSION P633 In what month and year did you purchase this mobile home and site? (INTERVIEWER: IF GIFT/INHERITANCE, ASK WHEN RECEIVED.) Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site purchased separately: X/P624=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X634 QUESTION TEXT SAME AS 2009 VERSION P634 Code year (4 digits) 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site purchased separately: X/P624=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* X635 QUESTION TEXT SAME AS 2009 VERSION P635 How much did the mobile home and site cost when you originally acquired it? INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED. Code amount 0. Inap. (R does not live in MH: X/P501^=2; R does not own both home and site: X/P601^=1; home and site purchased separately: X/P624=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SKIP TO P721 ----------------------------------------------------------------------------- R LIVES IN HU OTHER THAN FARM/RANCH OR MOBILE HOME ----------------------------------------------------------------------------- X701 QUESTION TEXT SAME AS 2009 VERSION P701 Now I have some questions about your home. Do you (and your family living here) own this (farm/ranch/house and lot/apartment), do you pay rent, do you own it as a part of a condo, co-op, townhouse association, or something else? IF THE PROPERTY IS OWNED THROUGH A TRUST THE PEU SET UP, TREAT IT AS OWNED BY THEM. 1. *Owns or is buying/land contract --> GO TO P7572 2. *Pays rent --> GO TO P708 3. *Condo --> GO TO P7572 4. *Co-op --> GO TO P7572 5. *Townhouse Association --> GO TO P7572 6. *Retirement Lifetime Tenancy --> GO TO P7572 8. *OWN ONLY PART --> SKIP TO P7134 -7. *Neither owns nor rents --> SKIP TO P705 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1) ********************************************************* CRITICAL VARIABLE: If the home ownership is answered "don't know" or "refuse," the following text appears in CAPI: ATTENTION: Homeownership is a critical detail in family finances. Without this information, it would be wasting your time to go on with the interview. I will terminate the interview at this point and I would like to thank you for your time. TERMINATE INTERVIEW GO BACK AND CHANGE OWNERSHIP ********************************************************* NEITHER OWNS NOR RENTS X705 QUESTION TEXT SAME AS 2009 VERSION P705 How is your housing provided? 1. Housing is part of job compensation; live-in servant; house-keeper; gardener; farm laborer; military; minister; etc. 2. Housing is a gift paid for by someone outside HU; owned by relative outside HU; R pays only taxes 3. Sold home, has not moved yet 4. Living in house which will inherit; estate in process 5. Living in temporary quarters while home is under construction 6. Public Housing; charity; institutionalized 7. Required to live in current home, no rent paid 8. Living in home of relatives/friends without paying rent; include list sample R "home from school" 9. House owned by trust or family business 10. Property owned by tribal association and R has lifetime rights to residence; other such communal residence rights where R has no equity interest 12. R is a part-owner 13. Not paying rent, n.e.c. -7. Other 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than neither owns nor rents: X/P701^=-7) ********************************************************* FOR THE PUBLIC DATA SET, CODES 9 AND 10 ARE COMBINED WITH CODE -7; CODES 4 AND 8 ARE COMBINED WITH CODE 2 ********************************************************* X7133 QUESTION TEXT SAME AS 2009 VERSION P7133 (Do you/Does anyone in your family living here) own any part of this (farm/ranch/house and lot/apartment)? 1. *YES 5. *NO --> SKIP TO P706 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than neither owns nor rents: X/P701^=-7) X7134 QUESTION TEXT SAME AS 2009 VERSION P7134 IN THE FOLLOWING QUESTIONS ABOUT VALUE AND LOANS, INCLUDE ONLY R'S SHARE; IF R KNOWS ONLY TOTALS FOR THE WHOLE PROPERTY, MAKE NOTES WHERE APPLICABLE. What percent of the property do you (and your family living here) own? Code percent * 100 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than neither owns nor rents or owns only part: X/P701^=-7 or 8; R does not own any part: X/P7133^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SKIP TO P7572 X706 QUESTION TEXT SAME AS 2009 VERSION P706 In what month and year did you move into this home? Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than neither owns nor rents: X/P701^=-7; R owns any part: X/P7133=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X707 QUESTION TEXT SAME AS 2009 VERSION P707 Code year (4 digits) 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than neither owns nor rents: X/P701^=-7; R owns any part: X/P7133=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* SKIP TO P7136 (likelihood of staying at address--after P1044) RENTS HOME (INCLUDES FARM WITH NO FARM BUSINESS/RENTED FARM) X708 QUESTION TEXT SAM AS 2009 VERSION P708 How much rent do you (and your family living here) pay for this (farm/ranch/house/apartment)? IF RENT IS SUBSIDIZED, PROBE FOR DETAILS AND MAKE NOTE. IF R SHARES RENT WITH ROOMMATES NOT IN THE PEU, INCLUDE ONLY R'S (FAMILY'S) SHARE OF THE RENT. INCLUDE ANY FEES FOR PARKING WITH RENT. DO NOT INCLUDE ANY SHARE OF THE RENT PAID BY THE NPEU. Code amount -1. None 0. Inap. (R lives in MH: X/P501=2; R lives on farm operated as a business, but does not rent: X/P501=4 or 5 and X/P503=1 and X/P508^=3; some living arrangement other than rents: X/P701^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X709 QUESTION TEXT SAME AS 2009 VERSION P709 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 12. [2007 only: Every two months] 31. *Twice a month -1. None -7. *Other 0. Inap. (R lives in MH: X/P501=2; R lives on farm operated as a business, but does not rent: X/P501=4 or 5 and X/P503=1 and X/P508^=3; some living arrangement other than rents: X/P701^=2) X710 QUESTION TEXT SAME AS 2009 VERSION P710 Does the rent include some or all utilities? 1. *Yes, all 3. *Yes, some 5. *No 0. Inap. (R lives in MH: X/P501=2; R lives on farm operated as a business, but does not rent: X/P501=4 or 5 and X/P503=1 and X/P508^=3; some living arrangement other than rents: X/P701^=2) X711 QUESTION TEXT SAME AS 2009 VERSION P711 Do you rent it furnished or unfurnished? 1. *Furnished 3. *Partially furnished 5. *Unfurnished 0. Inap. (R lives in MH: X/P501=2; R lives on farm operated as a business, but does not rent: X/P501=4 or 5 and X/P503=1 and X/P508^=3; some living arrangement other than rents: X/P701^=2) X712 QUESTION TEXT SAME AS 2009 VERSION P712 In what month and year did you move into this (farm/ranch/ house/apartment)? Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R lives in MH: X/P501=2; R lives on farm operated as a business, but does not rent: X/P501=4 or 5 and X/P503=1 and X/P508^=3; some living arrangement other than rents: X/P701^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X713 QUESTION TEXT SAME AS 2009 VERSION P713 Code year (4 digits) 0. Inap. (R lives in MH: X/P501=2; R lives on farm operated as a business, but does not rent: X/P501=4 or 5 and X/P503=1 and X/P508^=3; some living arrangement other than rents: X/P701^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* SKIP TO P7136 (likelihood of staying at address--after P1044) R OWNS SOME PART (INCLUDES FARM WITH NO FARM BUSINESS) X7572 QUESTION TEXT SAME AS 2009 VERSION P7572 Are you required to pay regular fees to an association or property management group for that property? 1. *YES 5. *NO --> IF P701=6 SKIP TO P716 ELSE IF P09304=OWN AND P09301=YES, SKIP TO P721 ELSE SKIP TO P702 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) X703 QUESTION TEXT SAME AS 2009 VERSION P703 [2009 only] IF X/P701=4 THEN ASK: How much are your fees? Please do not include any property taxes included with your payment--I will ask about the taxes in a moment. INTERVIEWER: IF R CANNOT SEPARATE PROPERTY TAXES FROM THE REMAINDER OF THE CO-OP FEE, MAKE A NOTE. ELSE ASK: How much are your fees? IF P09304=OWN AND P09301=YES, SKIP TO P721 Code amount 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no fees: X/P7572^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X704 QUESTION TEXT SAME AS 2009 VERSION P704 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 31. *Twice a month -7. *Other 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no fees: X/P7572^=1) IF P701=6 SKIP TO P716 X702 QUESTION TEXT SAME AS 2009 VERSION P702 INTERVIEWER: DOES R LIVE IN MULTIPLE HU STRUCTURE? (CONFIRM WITH R IF NECESSARY.) 1. *YES 5. *NO --> SKIP TO P716 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) X714 QUESTION TEXT SAME AS 2009 VERSION P714 Do you own the entire building or just your unit? Do you and your family living here own the entire building or just your unit? IF R OWNS MULTIPLE UNITS, BUT NOT THE WHOLE BUILDING, CODE 'JUST R'S UNIT' AND INCLUDE ADDITIONAL UNIT LATER AS OTHER REAL ESTATE. 1. *Entire building 2. *Just R's unit --> SKIP TO P716 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; does not live in multiple HU structure: X/P702^=1) X715 QUESTION TEXT SAME AS 2009 VERSION P715 How many housing units are in this building? Code number of units 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; does not live in multiple HU structure: X/P702^=1; does not own entire building: X/P714^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [2,...,99999] IF < 2 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 100 ********************************************************* X7135 QUESTION TEXT SAME AS 2009 VERSION P7135 Do you own your unit separately from the rest of the building? 1. *YES 5. *NO 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; does not live in multiple HU structure: X/P702^=1; does not own entire building: X/P714^=1) X716 QUESTION TEXT SAME AS 2009 VERSION P716 IF X/P714=2 OR X/P7135=1 THEN ASK: The following questions about your home refer to your unit only. What is the current value of this (home and land/apartment/property)? I mean, without taking any outstanding loans into account, about what would it bring if it were sold today? IF X/P7135=5 THEN ASK: The following questions refer to the entire building. What is the current value of this (home and land/apartment/property)? I mean, without taking any outstanding loans into account, about what would it bring if it were sold today? ELSE IF X/P701^=6 ASK: What is the current value of this (home and and/apartment/property)? I mean, without taking any outstanding loans into account, about what would it bring if it were sold today? INTERVIEWER: PROPERTY REFERS TO WHATEVER PART R OWNS OF THEIR HOUSE AND LOT, APARTMENT, BUILDING, FARM OR RANCH. INCLUDE THE PART OF THE PROPERTY THAT R OWNS; FOR FARMS/RANCHES, INCLUDE ALL OWNED LAND AND STRUCTURES. ELSE ASK: How much would you get if you gave up your rights to remain there? IF THE ONLY VALUE IS AN AMOUNT TO BE RETURNED TO R'S HEIRS AT THE TIME OF DEATH, RECORD THAT VALUE. IF THERE IS NO VALUE UNDER ANY CIRCUMSTANCES, RECORD ZERO DOLLARS. Code amount 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm is operated as a business: X/P501=4 or 5 and X/P503=1; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If the current value of the house is less than 5000: IF X/P716 < 5000 CAPI text displayed: ATTENTION: CURRENT VALUE OF HOUSE IS LESS THAN $5000. CONFIRM THIS IS CORRECT WITH R. COMMENT LATER COMMENT NOW ********************************************************* NOTE: where X/P7133=YES (R neither owns nor rents, but owns part of the property), the amount here has been adjusted to reflect the value of the entire property. X719 QUESTION TEXT SAME AS 2009 VERSION P719 In what month and year did you first purchase any part of this property? (INTERVIEWER: IF GIFT/INHERITANCE, ASK WHEN RECEIVED.) IF THE PROPERTY WAS ACQUIRED/INHERITED/BUILT AT DIFFERENT TIMES, RECORD THE EARLIEST DATE. Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm not owned at least in part: X/P501=4 or 5 and X/P508^=1 or 2; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X720 QUESTION TEXT SAME AS 2009 VERSION P720 Code year (4 digits) 0. Inap. (R lives in MH: X/P501=2; R lives on farm and farm not owned at least in part: X/P501=4 or 5 and X/P508^=1 or 2; some living arrangement other than owns: X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-60/P8095-62 ********************************************************* ALL OWNERS EXCEPT MH X717 QUESTION TEXT SAME AS 2009 VERSION P717 How much did it cost when you originally acquired it? IF PROPERTY WAS PURCHASED SEPARATELY, WE WANT THE TOTAL COST OF LAND AND HOUSE. INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED. Code amount 0. Inap. (R lives in MH: X/P501=2; R owns neither farm nor other type of dwelling: X/P508^=1 or 2 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ALL TYPES OF OWNERS X721 QUESTION TEXT SAME AS 2009 VERSION P721 What are the real estate taxes on this (home and land/ land/home/farm/ranch/part of the farm you own/part of the ranch you own/property)? Code amount -1. None 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X722 QUESTION TEXT SAME AS 2009 VERSION P722 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 11. *Twice per year 12. Every two months 20. Five times a year; every 10 weeks 22. Varies 25. Every 2 years 31. *Twice a month -1. None -7. *Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) ********************************************************* EDIT CHECK: If the monthly real estate taxes are greater than one percent of the house value: PTAX=X/P721(monthly) IF (PTAX/(P513/P526/P716/X716)) > .01 CAPI text displayed: ATTENTION: UNUSUALLY HIGH PROPERTY TAX RATE: PTAX PER X/P722. DOES THIS INCLUDE OTHER PAYMENTS? COMMENT LATER COMMENT NOW ********************************************************* X723 Is there a mortgage or land contract on this (home/home and land/apartment/property)? IF YES, SAY: Please do not include home equity loans or lines of credit. P723 Is there a mortgage or land contract on this (home/home and land/apartment/property) or another type of loan that uses this property as collateral? IF YES, SAY: Please do not include home equity lines of credit. INTERVIEWER: IF R SAYS BOTH MORTGAGE AND LAND CONTRACT, CHOOSE MORTGAGE. IF R SAYS REVERSE ANNUITY MORTGAGE, CODE MORTGAGE AND MAKE A NOTE [F2]. 1. *Yes, mortgage --> GO TO P724 2. *Yes, land contract --> GO TO P801 5. *No 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1) X830 QUESTION TEXT SAME AS 2009 VERSION P830 Do you have (another mortgage, land contract or/any) loan that uses this property as collateral? IF YES, SAY: Please do not include home equity lines of credit. INTERVIEWER: A HOME EQUITY LINE OF CREDIT IS AN AGREEMENT WHERE THE R CAN BORROW AT ANY TIME USING THE HOUSE AS COLLATERAL, UP TO SOME LIMIT. A HOME EQUITY LOAN IS A FIXED LENGTH, FIXED MONTHLY PAYMENT LOAN. 1. *Yes, second mortgage --> SKIP TO P901 2. *Yes, land contract --> SKIP TO P901 3. Yes, other loan using property as collateral 5. *No --> SKIP TO P7136 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage or land contract: X/P723^=1 or 2) NOTE: Response 3 was mistakenly not in CAPI. X724(#1) QUESTION TEXT SAME AS 2009 VERSION P724(#1) Is the first or main mortgage an FHA, VA or other federally guaranteed mortgage? FANNIE MAE AND FREDDIE MAC SHOULD NOT BE INCLUDED AS FEDERALLY GUARANTEED. 1. *YES 5. *NO 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723=5; land contract: X/P723=2) X726(#1) QUESTION TEXT SAME AS 2009 VERSION P726(#1) Is it an FHA mortgage, a VA mortgage, or is it from some other program? 1. *FHA (Federal Housing Administration) 2. *VA (Veteran's Administration) 3. Federal land bank 10. State housing programs 11. First-time buyer program, n.e.c. 12. Other Federal loan program -7. *Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723=5; land contract: X/P723=2; not federally guaranteed: X/P724^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 2, 3, 10, AND 11 ARE COMBINED WITH CODE 12 ********************************************************* X727(#1) QUESTION TEXT SAME AS 2009 VERSION P727(#1) Why did you choose this type of loan? Credit Terms/Cost Of Loan 1. Interest rate -- low (er) / reasonable/best available rates 4. Finance charges low (er) or none (other than interest or NA if includes interest.) 5. Amount of the down payment 6. Size of (monthly) payments; payment amount; longer contracts -- more time to pay off loan 9. Easier to get credit -- require less information/collateral; less stringent rules for giving credit; get credit approval faster; no red tape 25. Credit terms/arrangements -- NA what: "affordable terms" 26. Give the best (a better) deal -- NA how 29. Other credit terms or cost of loan 30. Special features for first-time home buyers 80. No Choice, NEC 81. Used before, always use 83. Recommended 85. Home inspection policy 90. Assumed or assumable; seller-financed -7. Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723=5; land contract: X/P723=2; not federally guaranteed: X/P724^=1) X801(#1) QUESTION TEXT SAME AS 2009 VERSION X901(#2) P801(#1) About this (mortgage/land contract/loan), in what month and P901(#2) year did you obtain or most recently modify or refinance it? DO NOT TREAT CHANGES DUE TO RESETTING OF AN INTEREST RATE OR OTHER TERMS AS PRE-SPECIFIED IN THE ORIGINAL LOAN AGREEMENT AS MODIFICATION OR REFINANCING. IF R ASSUMED/REFINANCED/MODIFIED THE LOAN, RECORD THE DATE ASSUMED/REFINANCED/MODIFIED. Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage or land contract: X/P723^=1 or 2; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,12] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X802(#1) QUESTION TEXT SAME AS 2009 VERSION X902(#2) P802(#1) Code year (4 digits) P902(#2) 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage or land contract: X/P723^=1 or 2; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* [IN 2007] ORIGINALLY ALLOWED VALUES: [1896,...,9999] [IN 2009] ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF X/P801,X/P901, X/P802,X/P902 < X/P719,X/P720: LOAN MUST BE SAME OR LATER THAN PURCHASE DATE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-30/P8095-32 ********************************************************* P09322(#1) CHECKPOINT: PROPERTY PURCHASE DATE AND MORTGAGE DATE 1. PROPERTY WAS PRINCIPAL RESIDENCE IN 2007 (P09301=YES) AND MORTGAGE YEAR<=2007 (P802<2007) --> SKIP TO P09335 2. PROPERTY WAS NOT PRINCIPAL RESIDENCE IN 2007 (P09301=NO) AND MORTGAGE YEAR SAME AS PURCHASE YEAR (P802=P720 OR P606 OR P616 OR P626 OR P630 OR P634) --> SKIP TO P09335 3. ALL OTHER WITH A MORTGAGE (P723=YES) --> CONTINUE 0. Inap (Does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5) X7137(#1) Did you take out this mortgage to: refinance or rollover an earlier loan, borrow additional money on your home equity, or to do both? 1. *Refinance or rollover an earlier loan, 2. *Borrow additional money on your home equity, 3. *Or to do both? 4. *ORIGINALLY PAID CASH AND TOOK OUT LOAN LATER; no mortgage when loan taken out; bought land without a loan, took out construction loan later 8. Assumed mortgage when inherited the house 9. Loan reported as home equity loan in 2007 moved to first home-secured loan position. 0. Inap. (does not own any part of HU or owns only mobile home and not site: X508^=1 or 2 and X601^=1 or 2 and X701^=1, 3, 4, 5, 6, or 8 and X7133^=1; land contract: X723=2; no mortgage: X723=5; year of mortgage same as year of purchase: X802= one of X606, X611, X616, X626, X630, X634, or X720) P09323(#1) Did you take out this mortgage to: refinance or rollover an earlier loan, modify an earlier loan, borrow additional money on your home equity, or something else? IF R SAYS "REFINANCED AND BORROWED ADDITIONAL MONEY," CODE "BORROWED ADDITIONAL MONEY." 1. *Refinance or rollover an earlier loan 2. *Borrow additional money on your home equity 5. *Modified the loan 6. *ORIGINALLY PAID CASH AND TOOK OUT LOAN LATER/had paid off loan and then borrowed additional money 11. Loan obtained in 2007 or later and is same as loan reported in 2007 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634)) P09324(#1) What was the most important factor in your decision to (refinance your loan/to borrow additional money/have your loan modified)? 1. *LOWER THE MONTHLY PAYMENT 2. *AVOID A SCHEDULED INCREASE IN MONTHLY PAYMENT 6. *WANTED TO BORROW MORE AGAINST THE HOME 8. Pay off sooner at lower cost 9. Change to fixed interest rate 10. Behind on payments 11. Lower the interest rate -7. *OTHER 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); loan obtained >=2007 and same loan as from 2007: P09323=11) What sources of information did you use in deciding to (refinance your loan/borrow more on this loan/seek a modification of your loan)? CODE ALL THAT APPLY P09325 *INFORMATION FROM THE LENDER P09356 *INFORMATION FROM A COMMUNITY OR NONPROFIT GROUP P09357 *WEBSITES P09358 *FEDERAL RESERVE P09359 *OTHER 1. Checked 5. Not checked 6. Friend/relative/associate 7. Financial planner/broker/accountant 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); loan obtained >=2007 and same loan as from 2007: P09323=11) P09326(#1) Did you contact the lender, did the lender contact you, did you seek help from a homeowner assistance program, or did you do something else to begin the (modification/negotiation/refinancing)? 1. *CONTACTED THE LENDER 2. *CONTACTED BY THE LENDER 3. *CONTACTED A HOMEOWNER ASSISTANCE PROGRAM -7. *OTHER 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); loan obtained >=2007 and same loan as from 2007: P09323=11) IF P09323=1 (REFINANCED), SKIP TO P804 ELSE IF P09323=2 (BORROWED MORE), SKIP TO P09338 ELSE IF P09323=6 (PAID CASH ETC. AND BORROWED), SKIP TO P09339 ELSE ASK: P09327(#1) Were you behind in your payments at the time (the lender contacted you/you contacted the [lender/homeowner assistance program])? 1. *YES 5. *NO 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); refinanced: P09323=1; borrowed more: P09323=2; paid cash and took loan later: P09323=6; loan obtained >=2007 and same loan as from 2007: P09323=11) P09328(#1) What terms of your loan were modified? P09329(#1) CODE ALL THAT APPLY P09330(#1) P09331(#1) P09332(#1) P09333(#1) 1. *OUTSTANDING BALANCE REDUCED 2. *OVERDUE AMOUNT ADDED TO OUTSTANDING BALANCE 3. *INTEREST RATE 4. *LENGTH OF THE LOAN 5. *PAYMENTS -7. *OTHER 0. Inap. (/no further response; does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); refinanced: P09323=1; borrowed more: P09323=2; paid cash and took loan later: P09323=6; loan obtained >=2007 and same loan as from 2007: P09323=11) P09334(#1) What was the name of the modification program? 1. Through bank, lender, or financial institution 2. Special federal/state/local modification program 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); refinanced: P09323=1; borrowed more: P09323=2; paid cash and took loan later: P09323=6; loan obtained >=2007 and same loan as from 2007: P09323=11) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* SKIP TO P804 P09335(#1) IF P802 (MORTGAGE YEAR) 2007 OR EARLIER, ASK: In the past two years, did you consider refinancing your mortgage or seeking a modification with the lender? 1. *YES 5. *NO 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; mortgage year 2008 or later: P802>=2008; refinanced: P09323=1; borrowed more: P09323=2; modified loan: P09323=5; paid cash and took loan later: P09323=6) P09336(#1) Did you apply for one? 1. *YES 5. *NO 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; mortgage year 2008 or later: P802>=2008; refinanced: P09323=1; borrowed more: P09323=2; modified loan: P09323=5; paid cash and took loan later: P09323=6; did not consider refinancing: P09335^=1) P09337(#1) What reason were you given for being turned down? NOT TURNED DOWN: 1. Refinancing/modification is currently pending 2. R rejected terms offered 3. Never got response from institution TURNED DOWN: 6. Insufficient equity in home 7. Declines in home values 10. Too much debt; too much debt relative to income 12. Insufficient income 13. Unable to prove income 14. Unemployed 18. Bad credit 19. Late payments on mortgage/other bills 25. R's overall financial situation 30. Type of home ineligible for program 31. Ineligible for program because too much income 32. Other ineligible for program 50. Never given a reason by the lender 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; mortgage year 2008 or later: P802>=2008; refinanced: P09323=1; borrowed more: P09323=2; modified loan: P09323=5; paid cash and took loan later: P09323=6; did not consider refinancing: P09335^=1; did not apply: P09336^=1) ALL RESPONSES SKIP TO P804 X7138(#1) How much additional money did you borrow? INTERVIEWER: WE WANT THE AMOUNT THAT R BORROWED NET OF CLOSING COSTS AND THE AMOUNT REFINANCED. Code amount 0. Inap. (does not own any part of HU or owns only mobile home and not site: X508^=1 or 2 and X601^=1 or 2 and X701^=1, 3, 4, 5, 6, or 8 and X7133^=1; land contract: X723=2; no mortgage: X723=5; year of mortgage same as year of purchase: X802= one of X606, X611, X616, X626, X630, X634, or X720; did not borrow additional money: X7137^=2, 3) P09338(#1) How much additional money did you borrow? INTERVIEWER: WE WANT THE AMOUNT THAT R BORROWED NET OF CLOSING COSTS AND THE AMOUNT REFINANCED. Code amount 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); refinanced, modified, or loan obtained in 2007 or later and is the same as in 2007: P09323=1, 5, or 11; paid cash and took loan later: P09323=6) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X6723(#1) For what purpose was the money used? 0. Inap. (does not own any part of HU or owns only mobile home and not site: X508^=1 or 2 and X601^=1 or 2 and X701^=1, 3, 4, 5, 6, or 8 and X7133^=1; land contact: X723=2; no mortgage: X723=5; year of mortgage same as year of purchase: X802= one of X606, X626, X630, X634, or X720; additional money not taken out on loan: X7137^=2, 3, or 4) P09339(#1) For what purpose was the money used? MASTER LOAN PURPOSE LIST 1. Own home purchase/construction 3. Home improvements or additions (incl. assessments for sewer/sidewalk, etc.) 4. Home repairs/maintenance/upkeep 10. Car, including repossessed car 11. Refrigerator 12. Stove/range; microwave oven 13. Dishwasher 14. Freezer 15. Air conditioner; furnace 16. Washing machine (incl. washer/dryer combination) 17. Dryer 18. Furniture (excluding pianos and organs -- see code 34); lamps; mattress and spring combinations; rug and/or carpet; other household furnishings 20. Vacuum cleaners 23. Home computer; calculator; computer terminal 24. Truck/jeep/utility vehicle 25. Combination of appliances (incl. TV); "appliances" -- NA type 26. Combination of furniture and appliances 29. Other appliances or durable goods; sewing machine; typewriter 31. Stereo; phonograph (may include radio); include sound equipment; amplifiers here; radio (AM or FM); tuner; CB equipment; tape recorder, tape player (cassette or reel-to-reel); CD player 34. Piano; Organ 35. Musical instruments (excl. piano and organ) 36. TV -- color or black and white; "home entertainment center" (including combination TV, radio, phonograph); video cassette recorder/player (VCR); video camera (Cam-corder); satellite dish 49. Other small/indoor hobby and entertainment items (incl. pool tables and regular cameras) 50. Power tools and yard equipment 61. Boat; boating equipment (incl. trailer), airplane, airplane equipment 63. Motorcycles; bicycle; moped; snowmobiles; off-road vehicles 65. Camper-trailers; RV, n.f.s. 67. Cottage; vacation property; mobile homes -- seasonal residence (if current residence, code 01); "motor home"; second home 69. Other outdoor recreation items; horse 74. Invest in own business 75. "Business investment" (exc. 74), incl. businesses now defunct 76. Other asset investment; bought stocks/bonds; IRA deposit; gold; "investment", n.f.s. 78. Investment real estate (incl. cemetery plots and additions and repairs to investment property); farmland (exc. 74); vacation property 79. To have cash reserve 80. Divorce/separation expenses 81. Travel/vacation expenses 82. Medical/dental/veterinary expenses; attorney's fees 83. Education/school expenses 84. Tax and insurance expenses (exc. vehicle, code 93) 85. Weddings/funerals/other "occasions" 86. Legal judgment against R; money owed on overpayment of benefits 88. Moving expenses 89. Other special expenses; encyclopedia; health membership 90. "Personal loan"--NA what for 91. Bill/debt consolidation; "bills" 92. Personal items, incl. clothing, jewelry 93. Vehicle repair/upkeep (incl. insurance) 94. Gifts; goods or gifts of money; "Christmas" 95. Living/general expenses 96. Loans made to others; "loaned friend/son money for a house" 97. Charitable or political contributions -7. Other (including combinations) 0. Inap. (does not own any part of HU: P508^=1 or 2 and P601^=1, 2, or 3 and P701^=1, 3, 4, 5, 6, or 8 and P7133^=1; other ownership status: P09304=3; land contract: P723=2; no mortgage: P723=5; same residence and obtained before 2007: P09301=1 & (P802<2007 & P802^=0); different residence and year of mortgage same as year of purchase: P09301=5 & (P802^=0 & P802= one of P720, P606, P611, P616, P626, P630, or P634); refinanced, modified, or loan obtained in 2007 or later and is the same as in 2007: P09323=1, 5, or 11) ********************************************************* THE FOLLOWING NEW CATEGORIES HAVE BEEN CREATED FOR THE PUBLIC DATA SET: IF (loan purpose type=1 or 67) THEN newcode=1; ELSE IF (loan purpose type=3 or 4) THEN newcode=2; ELSE IF (loan purpose type=10 or 24) THEN newcode=3; ELSE IF (loan purpose type=11, 12, 13, 14, 15, 16, 17, 18, 20, 25, 26, or 29) THEN newcode=4; ELSE IF (loan purpose type=23, 31, 34, 35, 36, 49, 50, or 69) THEN newcode=5; ELSE IF (loan purpose type=61, 63, or 65) THEN newcode=6; ELSE IF (loan purpose type=74, 75, 76, 78, or 79) THEN newcode=7; ELSE IF (loan purpose type=80, 81, 85, 88, or 89) THEN newcode=8; ELSE IF (loan purpose type=82 or 83) THEN newcode=9; ELSE IF (loan purpose type=84, 86, 90, 91, 92, 93, 94, 95, 96, or 97) THEN newcode=10; ********************************************************* X804(#1) QUESTION TEXT SAME AS 2009 X904(#2) P804(#1) (What was the amount of the land contract when you took it out?/ P904(#2) Including both the amount refinanced and the additional borrowing, how much did you borrow?/ How much did you refinance or rollover?/ After the modification, how much did you owe?/ How much did you borrow?) IF R HAS REVERSE ANNUITY MORTGAGE, THE AMOUNT BORROWED IS THE TOTAL AMOUNT RECEIVED TO DATE. Code amount 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If the additional amount borrowed is greater than or equal to the amount borrowed: IF X7138/P09338 >= X/P804 CAPI text displayed: ATTENTION: R REPORTED EXTRACTING ADDITIONAL EQUITY, BUT AMOUNT EXTRACTED OF X7138/P09338 SAME OR LARGER THAN AMOUNT BORROWED OF X/P804. COMMENT LATER COMMENT NOW ********************************************************* X805(#1) QUESTION TEXT SAME AS 2009 VERSION X905(#2) P805(#1) (How much is still owed on this loan?/What is the amount P905(#2) still owed on the land contract?) Code amount 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* IF X7137/P09323=(1, 2) THEN ASK: How many years or payments did you agree upon when the (land contract/loan) was last refinanced? ELSE IF X7137/P09323=3 THEN ASK: How many years or payments did you agree upon when the (land contract/loan) was modified? ELSE IF X7137/P09323=DK/REF THEN ASK: How many years or payments did you agree upon when the (land contract/loan) was taken out or last refinanced? ELSE ASK: How many years or payments did you agree upon when the (land contract/loan) was taken out? IF R SAYS MORTGAGE IS A REVERSE ANNUITY MORTGAGE, MAKE A NOTE. WE WANT THE NUMBER OF YEARS PAYMENTS ARE TO BE MADE ON THE LOAN, NOT THE AMORTIZATION PERIOD. X806(#1) QUESTION TEXT SAME AS 2009 VERSION X906(#2) P806(#1) NUMBER OF YEARS P906(#2) Code number of years --> SKIP TO P808/P908 FOR A2 ITERATION) -1. NO SET NUMBER OF YEARS --> SKIP TO P813/P913 -7. Unable to calculate from number of payments 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X807(#1) QUESTION TEXT SAME AS 2009 VERSION X907(#2) P807(#1) NUMBER OF PAYMENTS P907(#2) Code number of payments --> SKIP TO P808/P908 -1. NO SET NUMBER OF PAYMENTS --> SKIP TO P813/P913 -7. Unable to calculate from number of years 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X808(#1) QUESTION TEXT SAME AS 2009 VERSION X908(#2) P808(#1) How much are the payments? P908(#2) EXCLUDE TAXES AND INSURANCE, IF POSSIBLE. Code amount -1. None --> SKIP TO P813/P913 -2. NO REGULAR PAYMENTS --> SKIP TO P813/P913 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; no set number of years or payments: X/P806=-1 and X/P807=-1; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X809(#1) QUESTION TEXT SAME AS 2009 VERSION X909(#2) P809(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. P909(#2) (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. Lump sum/one payment only 11. *Twice per year 12. Every two months 22. Varies 23. 13 times a year; every 4 weeks 24. Every 6 weeks 31. *Twice a month -1. NO PAYMENT -2. NO REGULAR PAYMENTS -7. *Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; no set number of years or payments: X/P806=-1 and X/P807=-1; /no other mortgage or land contract: X/P830^=1, 2, or 3) SKIP TO P810/P911 FOR A2 ITERATION X813(#1) QUESTION TEXT SAME AS 2009 VERSION X913(#2) P813(#1) What is the typical payment? P913(#2) EXCLUDE TAXES AND INSURANCE, IF POSSIBLE. Code amount -1. None --> SKIP TO P815/P915 -2. NO TYPICAL PAYMENTS --> SKIP TO P815/P915 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; set number of years or payments: (X/P806^=-1 and X/P807^=-1) & (X/P808^=-1 or -2 and X/P809^=-1 or -2) / (X/P906^=-1 and X/P907^=-1) & (X/P908^=-1 or -2 and X/P909^=-1 or -2); /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X814(#1) QUESTION TEXT SAME AS 2009 VERSION X914(#2) P814(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. P914(#2) (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 22. Varies 23. 13 times a year; every 4 weeks 24. Every 6 weeks 31. *Twice a month -1. NO PAYMENT -2. NO TYPICAL PAYMENTS -7. *Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; set number of years or payments: (X/P806^=-1 and X/P807^=-1) & (X/P808^=-1 or -2 and X/P809^=-1 or -2) / (X/P906^=-1 and X/P907^=-1) & (X/P908^=-1 or -2 and X/P909^=-1 or -2); /no other mortgage or land contract: X/P830^=1, 2, or 3) X810(#1) QUESTION TEXT SAME AS 2009 VERSION P810(#1) Does this amount include real estate taxes or homeowners' insurance? (Which?) 1. *Taxes only 2. *Insurance only 3. *Both 4. *Neither 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; no typical payment: X/P813=-1 or -2;/no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* EDIT CHECK: If the monthly property tax is included in the mortgage payment but the mortgage payment is less than the property tax: PTAX=X/P721(monthly) MRTAMT=X/P808(monthly) IF ((X/P810=1,3) and PTAX) >= MRTAMT CAPI text displayed: ATTENTION: MONTHLY PROPERTY TAXES OF PTAX GREATER THAN OR EQUAL TO MONTHLY MORTGAGE PAYMENT OF MRTAMT. IS THIS CORRECT? COMMENT LATER COMMENT NOW ********************************************************* X811(#1) QUESTION TEXT SAME AS 2009 VERSION X911(#2) P811(#1) Will the (regular) payments repay the loan completely, or P911(#2) will there be a balance payable, or "balloon" payment, when the loan is due? IF R IS REQUIRED TO REFINANCE THE LOAN AFTER A FIXED PERIOD, CHOOSE "BALANCE PAYABLE OR BALLOON" AND MAKE A NOTE. 1. *Repay completely --> IF P806/P906 ON A2 ITERATION)="NO SET NUMBER": SKIP TO P815/P915 ELSE SKIP TO P7571/P7570 2. *Balance payable or Balloon 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; no typical payment: X/P813=-1 or -2 / P913=-1 or -2; /no other mortgage or land contract: X/P830^=1, 2, or 3) X812(#1) QUESTION TEXT SAME AS 2009 VERSION X912(#2) P812(#1) What will the balance due or balloon payment be? P912(#2) Code amount 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; no typical payment: X/P813=-1 or -2 / P913=-1 or -2; /no other mortgage or land contract: X/P830^=1, 2, or 3; no balloon payment: X/P811^=2 / X/P911^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7571(#1) QUESTION TEXT SAME AS 2009 VERSION X7570(#2) P7571(#1) Are you paying off this (land contract/loan) ahead of P7570(#2) schedule, behind schedule, or are the payments about on schedule? 1. *ON SCHEDULE --> SKIP TO P816/P916 2. *AHEAD OF SCHEDULE 3. *BEHIND SCHEDULE 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; no typical payment: X/P813=-1 or -2 / X/P913=-1 or -2; /no other mortgage or land contract: X/P830^=1, 2, or 3) X815(#1) QUESTION TEXT SAME AS 2009 VERSION X915(#2) P815(#1) When do you expect this (land contract/loan) to be repaid? P915(#2) Code year (4 digits) -1. Reverse annuity loan -2. Does not expect to repay loan; expecting foreclosure 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only: ] other ownership status: P09304=3; no typical payment: X/P813=-1 or -2 / X/P913=-1 or -2; loan on schedule: X/P7571=1 / X/P7570=1; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [2009,...,2059] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 2040 AND <= 2059: UNLIKELY VALUE ERROR MESSAGE ********************************************************* X816(#1) QUESTION TEXT SAME AS 2009 VERSION X916(#2) P816(#1) What is the current annual rate of interest being charged P916(#2) on the (land contract/loan)? Code percent * 100 -1. No interest 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; /no other mortgage or land contract: X/P830^=1, 2, or 3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X918(#2) Was the money from this loan used for the purchase of this home or for some other purpose? 1. *Home purchase 3. *Home improvements -7. *Other (Coded using MASTER LOAN PURPOSE LIST at X6723) 0. Inap. (does not own any part of HU: X508^=1 or 2 and X601^=1, 2, or 3 and X701^=1, 3, 4, 5, 6, or 8 and X7133^=1; no second mortgage: X830^=1) ********************************************************* SEE MASTER LOAN PURPOSE LIST FOR INFORMATION ON CODE COLLAPSING FOR LOAN PURPOSE VARIABLES FOR PUBLIC DATA SET ********************************************************* X820(#1) QUESTION TEXT SAME AS 2009 VERSION X920(#2) P820(#1) Is this an adjustable rate (land contract/mortgage/loan); that P920(#2) is, does it have an interest rate that can rise or fall at any time over the life of the loan? INCLUDE LOANS WHERE THE RATE CAN CHANGE ONLY ONCE, EVEN IF THE CHANGE HAS ALREADY OCCURRED. DO NOT INCLUDE RATE CHANGES DUE ONLY TO REFINANCING. 1. *YES 5. *NO --> SKIP TO P7061 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; other ownership status: P09304=3; /no other mortgage or land contract: X/P830^=1, 2, or 3) X821(#1) QUESTION TEXT SAME AS 2009 VERSION P821(#1) Does the change in your interest rate depend on some other interest rate? 1. *YES 5. *NO 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1) X7053(#1) QUESTION TEXT SAME AS 2009 VERSION P7053(#1) Has the interest rate on your current (land contract/mortgage/loan) changed since you took it out? DO NOT INCLUDE RATE CHANGES DUE ONLY TO REFINANCING. 1. *YES 5. *NO --> SKIP TO P7055 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1) X7054(#1) QUESTION TEXT SAME AS 2009 VERSION P7054(#1) What was the interest rate on this (land contract/mortgage/loan) when you took it out? IF R HAS REFINANCED, WE WANT TO KNOW THE INITIAL RATE ON THE CURRENT LOAN, NOT THE RATE ON THE ORIGINAL LOAN. Code percent * 100 -1. No interest 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1; interest rate not changed: X/P7053^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SKIP TO P7056 X7055(#1) QUESTION TEXT SAME AS 2009 VERSION P7055(#1) In what year can the rate first change or could it have changed already? PRESS [F6] KEY IF RATE COULD HAVE CHANGED ALREADY BUT R DOES NOT REMEMBER THE YEAR IT COULD HAVE CHANGED. Code year (4 digits) -2. Could have changed already, but has not yet 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1; interest rate has changed: X/P7053^=5 ) ********************************************************* ORIGINALLY ALLOWED VALUES: [2009,...,2059] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7056(#1) QUESTION TEXT SAME AS 2009 VERSION P7056(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. After the first change, how often can your interest rate change? How often can your interest rate change? IF RATE CANNOT CHANGE AGAIN, CODE ZERO PLUS "IN TOTAL". CODE FREQUENCY WITHOUT ASKING IF ALREADY MENTIONED. NUMBER OF TIMES Code number of times -1. 0 times (cannot change again) 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7057(#1) QUESTION TEXT SAME AS 2009 VERSION P7057(#1) Code frequency 1. Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *In total 11. Twice per year; every six months 13. *Every three years 15. *Continuously floating rate/whenever rate changes 16. *Every 7 years 17. Fixed for 2 years or more, then variable once a year (NOT A PREFERRED CODE) 22. Varies 25. Every 2 years 26. Every 4 years 27. Every 5 years 28. Every 10 years 30. At 7 years 31. *Twice a month 32. Every 8 years 33. Fixed for 2 or more years, then variable more than once a year (NOT A PREFERRED CODE) 35. Every 6 years -1. 0 times (cannot change again) -7. *Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1) X7058(#1) QUESTION TEXT SAME AS 2009 VERSION P7058(#1) What is the most the rate can rise at any one time? WE WANT THE MOST THE RATE CAN RISE IN PERCENTAGE POINTS. A BASIS POINT IS 1/100TH OF A PERCENTAGE POINT, SO ONE BASIS POINT IS 0.01%. IF R SAYS "POINTS," CLARIFY: Basis points or percentage points? Code percent * 100 -2. No limit --> SKIP TO P825 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1; rate cannot change again: X/P7056=-1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,35] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 20: UNUSUALLY HIGH ERROR MESSAGE ********************************************************* X7059(#1) QUESTION TEXT SAME AS 2009 VERSION P7059(#1) What was the highest level the rate could have gone up to? WE WANT THE HIGHEST LEVEL THE RATE COULD HAVE REACHED, NOT THE MAXIMUM ADDITIONAL AMOUNT THE RATE COULD RISE. What is the highest level the rate can go up to over the life of the loan? WE WANT THE HIGHEST LEVEL THE RATE CAN REACH, NOT THE MAXIMUM ADDITIONAL AMOUNT THE RATE COULD RISE. Code percent * 100 -2. No limit 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1; no limit on rate rise: X/P7058=-2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF < X/P816: PERCENTAGE MUST BE >= THAN CURRENT RATE ERROR MESSAGE IF < X/P7058: PERCENTAGE MUST BE >=TO ORIGINAL RATE ERROR MESSAGE ********************************************************* EDIT CHECK: If the maximum rate on the variable rate mortgage is the same as the current rate: IF X/P7059 = X/P816 CAPI text displayed: ATTENTION: MAXIMUM INTEREST RATE POSSIBLE ON MORTGAGE IS EQUAL TO THE CURRENT INTEREST RATE. THIS IS UNCOMMON. COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If the maximum rate on the variable rate mortgage is the same as the initial rate: IF X/P7059 = X/P7054 CAPI text displayed: ATTENTION: MAXIMUM INTEREST RATE POSSIBLE ON MORTGAGE IS EQUAL TO THE INITIAL INTEREST RATE. THIS IS UNCOMMON. COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If the maximum rate on the variable rate mortgage is equal to the maximum amount that the rate can change: IF X/P7059 = X/P7058 CAPI text displayed: ATTENTION: MAXIMUM INTEREST RATE OF P7059 IS THE SAME AS THE MOST THE INTEREST RATE CAN CHANGE P7058. IS THIS CORRECT? COMMENT LATER COMMENT NOW ********************************************************* X825(#1) QUESTION TEXT SAME AS 2009 VERSION P825(#1) When the interest rate on your (land contract/mortgage/loan) (changes, does/changed, did) the size of your monthly payments also change? 1. *YES 5. *NO 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1) X7060(#1) QUESTION TEXT SAME AS 2009 VERSION P7060(#1) Is this a convertible (land contract/mortgage/loan); that is, do you have an option to convert it to a (land contract/mortgage/loan) with a fixed interest rate without having to refinance it? 1. *YES 5. *NO 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; not adjustable rate: X/P820^=1; rate cannot change again: X/P7056=-1) X7061(#1) QUESTION TEXT SAME AS 2009 VERSION P7061(#1) Are any of the other terms on your loan scheduled to change over the remaining life of the loan? DO NOT INCLUDE THE POSSIBILITY OF CHANGES DUE TO FUTURE REFINANCING. DO NOT INCLUDE FUTURE ELIMINATION OF PAYMENTS FOR PMI (PRIVATE MORTGAGE INSURANCE) AS A PART OF R'S REGULAR MORTGAGE PAYMENTS. DO NOT INCLUDE CHANGES DUE TO CHANGES IN PROPERTY TAXES OR OTHER PAYMENTS. 1. *YES 5. *NO --> SKIP (BACK) TO P830 (start of iteration #2) 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3) X7062(#1) QUESTION TEXT SAME AS 2009 VERSION P7062(#1) What terms will change and how will they change? 1. Interest only for 10 years, then amortize principal over remainder of loan term 2. Interest only for 5 years, then amortize principal over remainder of loan term 3. Interest only for 7 years, then amortize principal over remainder of loan term 25. Other scheduled changes in payments, not due to interest rate changes 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; no mortgage: X/P723^=1 or 2; [2009 only] other ownership status: P09304=3; other terms will not change: X/P7061^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 2 AND 3 ARE COMBINED WITH CODE 1 ********************************************************* SKIP (BACK) TO P830 (start of iteration #2) ----------------------------------------------------------------------------- OTHER LOAN USED TO PURCHASE PROPERTY ----------------------------------------------------------------------------- X1032 QUESTION TEXT SAME AS 2009 VERSION P1032 Do you (and your family living here) owe money on any (other) loans used for the purchase of this property, such as loans from relatives or the seller? IF YES, SAY: Please do not include home equity lines of credit. 1. *YES 5. *NO --> SKIP TO P7136 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3) X1039 QUESTION TEXT SAME AS 2009 VERSION P1039 How much are the payments? Code amount -1. Nothing -2. No regular payment 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no other loan for home purchase: X/P1032^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7567 QUESTION TEXT SAME AS 2009 VERSION P7567 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. Lump sum/one payment only 11. *Twice per year 12. Every two months 31. *Twice a month -1. Nothing -2. No regular payment -7. *Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no other loan for home purchase: X/P1032^=1) X1044 QUESTION TEXT SAME AS 2009 VERSION P1044 How much is still owed on this loan? Code amount 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no other loan for home purchase: X/P1032^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7136 QUESTION TEXT SAME AS 2009 VERSION P7136 We are interested in your view of the chance that you will be staying at your current address for the next two years. Using any number from zero to 100, where zero equals no chance and 100 equals absolutely certain, what do you think the chances are that you will be living at your current address two years from now? INTERVIEWER: ROUND TO CLOSEST NUMBER DISPLAYED. -1. NO CHANCE OF STAYING (recoded from zero) 10. 20. 30. 40. 50. 50-50 CHANCE 60. 70. 80. 90. 100. ABSOLUTELY CERTAIN TO STAY NOTE: CARD 6 contains the following information: The numbers 0, 10, 20, ..., 100 in a horizontal row bounded by dark lines. Below 0 is printed "Absolutely no chance"; in the space below 20 and 30 is printed "Possible but not likely"; below 50 is printed "50-50 chance"; in the space below 70 and 80 is printed "Likely but not certain"; and below 100 is printed "Absolutely certain." ----------------------------------------------------------------------------- LINES OF CREDIT ----------------------------------------------------------------------------- IF OWN ANY PART OF RESIDENCE (P09304=OWN OR P508=(OWNS ALL, OWNS ONLY PART) OR P601=(OWN BOTH HOME AND SITE, OWN ONLY SITE, OWN ONLY HOME) OR P701=(OWNS, CONDO, CO-OP, TOWNHOUSE ASSOCIATION, RETIREMENT LIFETIME TENANCY) OR P7133=YES) --> CONTINUE OTHERWISE --> SKIP TO P09348 In 2007, all lines of credit (up to three) were asked about individually (any remaining ones were captured as a total); in each line of credit for a homeowner household, the respondent was asked whether the line of credit was secured by the home. In 2009, the respondent was asked separately about home-equity lines of credit and other lines of credit. X09340 GENERATED FROM 2007 INDIVIDUAL VALUES: X1103/X1114/X1125 P09340 Do you (or anyone in your family living here) have a home equity line of credit? Please include approved lines of credit even if you are not currently drawing against them. 1. *YES 5. *NO --> SKIP TO P09348 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3) X09341 GENERATED FROM 2007 INDIVIDUAL VALUES: X1103/X1114/X1125 P09341 How many home equity lines of credit do you (and your family living here) have? Code number 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no HELOC: X/P09340^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 2 ********************************************************* X09342 GENERATED FROM 2007 INDIVIDUAL VALUES: X1103/X1105/X1114/X116/X1125/X1127 P09342 Do you (or your family living here) currently owe money on (this/these) home equity line(s) of credit? 1. *YES 5. *NO --> SKIP TO P09347 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no HELOC: X/P09340^=1) X09343 GENERATED FROM 2007 INDIVIDUAL VALUES: X1106/X1108/X1117/X1119/X1128/X1130 P09343 What was the money used for? IF MULTIPLE USES, SAY: What was the main use? See MASTER LOAN PURPOSE LIST at X6723/P09339. 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no HELOC: X/P09340^=1; no money owed on HELOC: X/P09342^=1) ********************************************************* SEE MASTER LOAN PURPOSE LIST FOR INFORMATION ON CODE COLLAPSING FOR LOAN PURPOSE VARIABLES FOR PUBLIC DATA SET ********************************************************* X09344 GENERATED FROM 2007 INDIVIDUAL VALUES: X1108/X1119/X1130/X1136/X8401 P09344 (In total, how/How) much is currently owed? Code amount 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no HELOC: X/P09340^=1; no money owed on HELOC: X/P09342^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09345 GENERATED FROM 2007 INDIVIDUAL VALUES: X1109/X1120/X1131/X1136 P09345 What is the typical payment? IF NO TYPICAL PAYMENT, PRESS [F6]. Code amount -1. Nothing -2. No typical payment 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no HELOC: X/P09340^=1; no money owed on HELOC: X/P09342^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09346 GENERATED FROM 2007 INDIVIDUAL VALUES: X1110/X1112/X1132/X1136 P09346 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 22. Varies 31. *Twice a month -1. NO PAYMENT -2. NO TYPICAL PAYMENTS -7. *Other 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no HELOC: X/P09340^=1; no money owed on HELOC: X/P09342^=1) ********************************************************* SEE 2007 SCF CODEBOOK FOR ANALAGOUS EDIT CHECK(S) EDIT CHECK: If the payments are greater than the amount owed: IF P09345 > P09344 CAPI text displayed: ATTENTION: PAYMENT OF P09345 GREATER THAN AMOUNT OWED OF P09344. IS THAT CORRECT? COMMENT LATER COMMENT NOW ********************************************************* X09347 GENERATED FROM 2007 INDIVIDUAL VALUES: X1104/X1115/X1126/X1136 P09347 (Including what you owe now, what/What) is the total credit limit on (this/these) home equity line(s) of credit? Code amount -1. DRAW PERIOD OVER 0. Inap. (does not own any part of HU: X/P508^=1 or 2 and X/P601^=1, 2, or 3 and X/P701^=1, 3, 4, 5, 6, or 8 and X/P7133^=1; [2009 only] other ownership status: P09304=3; no HELOC: X/P09340^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SEE 2007 SCF CODEBOOK FOR ANALAGOUS EDIT CHECK(S) EDIT CHECK: If the amount owed is greater than the credit limit: IF P09344 > P09347 CAPI text displayed: ATTENTION: AMOUNT OWED OF P09344 GREATER THAN CREDIT LIMIT OF P09347. IS THAT CORRECT? COMMENT LATER COMMENT NOW ********************************************************* X09348 GENERATED FROM 2007 INDIVIDUAL VALUES: X1101/X1103/X1105/X1114/X1116/X1125/X1127 P09348 ALL HOUSEHOLDS: Do you (or anyone in your family living here) have any (other) lines of credit, not counting credit cards or business lines of credit? (Please include approved lines of credit even if you are not currently drawing against them.) 1. *YES 5. *NO --> SKIP TO P1401 X09349 GENERATED FROM 2007 INDIVIDUAL VALUES: X1102/X1103/X1114/X1125 P09349 How many such lines of credit do you (and your family living here) have? Code number 0. Inap. (no lines of credit: X/P09348^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 5 ********************************************************* X09350 GENERATED FROM 2007 INDIVIDUAL VALUES: X1103/X1105/X1114/X1116/X1125/X1127 P09350 Do you (or your family living here) currently owe any money on (this line/these lines)? 1. *YES 5. *NO --> SKIP TO P09355 0. Inap. (no lines of credit: X/P09348^=1) X09351 GENERATED FROM 2007 INDIVIDUAL VALUES: X1106/X1108/X1117/X1119/X1128/X1130 P09351 What was the money used for? IF MULTIPLE USES, SAY: What was the main use? See MASTER LOAN PURPOSE LIST at X6723/P09339. 0. Inap. (no lines of credit: X/P09348^=1; no money owed on line: X/P09350=5) ********************************************************* SEE MASTER LOAN PURPOSE LIST FOR INFORMATION ON CODE COLLAPSING FOR LOAN PURPOSE VARIABLES FOR PUBLIC DATA SET ********************************************************* X09352 GENERATED FROM 2007 INDIVIDUAL VALUES: X1108/X1119/X1130/X1136/X8401 P09352 (In total, how/How) much is currently owed? Code amount 0. Inap. (no lines of credit: X/P09348^=1; no money owed on line: X/P09350=5) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09353 GENERATED FROM 2007 INDIVIDUAL VALUES: X1109/X1120/X1131/X1136 P09353 (In total, what/What) is the typical payment? IF NO TYPICAL PAYMENT, PRESS [F6]. Code amount -1. NO PAYMENT -2. NO TYPICAL PAYMENTS 0. Inap. (no lines of credit: X/P09348^=1; no money owed on line: X/P09350=5) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09354 GENERATED FROM 2007 INDIVIDUAL VALUES: X1110/X1121/X1132 P09354 Frequency Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 22. Varies 31. *Twice a month -1. NO PAYMENT -2. NO TYPICAL PAYMENTS -7. *Other 0. Inap. (no lines of credit: X/P09348^=1; no money owed on line: X/P09350=5) ********************************************************* SEE 2007 SCF CODEBOOK FOR ANALAGOUS EDIT CHECK(S) EDIT CHECK: If the payments are greater than the amount owed: IF P09354 > P09353 CAPI text displayed: ATTENTION: PAYMENT OF P09354 GREATER THAN AMOUNT OWED OF P09353. IS THAT CORRECT? COMMENT LATER COMMENT NOW ********************************************************* X09355 GENERATED FROM 2007 INDIVIDUAL VALUES: X1104/X1115/X1126/X1136 P09355 (Including what you owe now, what/What) what is the total credit limit on (the line/these lines) of credit? Code amount 0. Inap. (no lines of credit: X/P09348^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SEE 2007 SCF CODEBOOK FOR ANALAGOUS EDIT CHECK(S) EDIT CHECK: If the amount owed is greater than the credit limit: IF P09352 > P09355 CAPI text displayed: ATTENTION: AMOUNT OWED OF P09352 GREATER THAN CREDIT LIMIT OF P09355. IS THAT CORRECT? COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION E: OTHER REAL ESTATE ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- In 2007, up to three properties other than the principal residence were asked about individually; any remaining properties were classified into vacation homes or other investment real estate. For purposes of constructing variables as closely equivalent to the panel variables as possible, properties asked about individually in 2007 were classified into the panel categories using information on the type of each property (X1703/1803/1902). X1401 QUESTION TEXT SAME AS 2009 VERSION P1401 Have you (or anyone in your family living here) ever sold any real estate for which you loaned money to the buyer? Please include accepting a note, land contract, or mortgage from the buyer. 1. *YES 5. *NO X1402 QUESTION TEXT SAME AS 2009 VERSION P1402 Does the buyer still owe (you/your family) money on any of these notes, land contracts, or mortgages? 1. *YES 5. *NO 0. Inap. (Never made any such loans: X/P1401^=1) X09401 GENERATED FROM 2007 INDIVIDUAL VALUES: X1405/X1409/X1505/X1509/X1605/X1609/X1619/X8402 P09401 In total, how much (are you/is your family) owed on these loans? Code amount 0. Inap. (Never made any such loans: X/P1401^=1; no such loans currently: X/P1402^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09402 GENERATED FROM 2007 INDIVIDUAL VALUES: X1700/X1701/X1703/X1803/X1903/X2001 P09402 Now I will ask you about other real estate you (and your family living here) may own. Do you (or anyone in your family living here) own any second or vacation homes or any land you use for recreational purposes? IF P09306=NO THEN ASK: Do you (or anyone in your family living here) own any second or vacation homes or any land you use for recreational purposes? Please include your current main residence here. 1. *YES 5. *NO X09403 GENERATED FROM 2007 INDIVIDUAL VALUES: X1700/X1701/X1703/X1803/X1903/X2001 P09403 (Do you/Does your family) own any of these properties through a business you own? (IF YES, SAY: I'll ask about those properties later). 1. *YES 5. *NO 0. Inap. (no vacation properties: X/P09402^=1) X09404 GENERATED FROM 2007 INDIVIDUAL VALUES: X1700/X1701/X1703/X1803/X1903/X2001/X2011 P09404 How many such properties do you (and your family living here) have that are not owned through a business? How many such properties do you (and your family living here) have? Code number -1. None 0. Inap. (no vacation properties: X/P09402^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 5 ********************************************************* X09405 GENERATED FROM 2007 INDIVIDUAL VALUES: X1706/X1806/X1906/X2002/X8406 P09405 (In total, how/How) much is your (family's) share of this real estate worth? That is, without taking any outstanding loans into account, what would it bring if it were sold today? Code amount 0. Inap. (no vacation properties: X/P09402^=1; no properties not owned by a business: X/P09404=-1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09406 GENERATED FROM 2007 INDIVIDUAL VALUES: X1709/X1809/X1909/X2003/X8407 P09406 What was your (family's) total purchase price for this real estate? (INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED.) Code amount 0. Inap. (no vacation properties: X/P09402^=1; no properties not owned by a business: X/P09404=-1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09407 GENERATED FROM 2007 INDIVIDUAL VALUES: X1703/X1711/X1803/X1811/X1903/X1911/X2005 P09407 Are there any mortgages or loans outstanding against this real estate? 1. *YES 5. *NO --> SKIP TO P09411 0. Inap. (no vacation properties: X/P09402^=1; no properties not owned by a business: X/P09404=-1) X09408 GENERATED FROM 2007 INDIVIDUAL VALUES: X1715/X1815/X1915/X2006/X8410 P09408 Altogether, about how much is owed on your (family's) share of these mortgages or loans? Code amount 0. Inap. (no vacation properties: X/P09402^=1; no properties not owned by a business: X/P09404=-1; no loans on property: X/P09407^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09409 GENERATED FROM 2007 INDIVIDUAL VALUES: X1718/X1818/X1819/X1918/X2007/X8411 P09409 How much in total are your (family's) payments on these loans or mortgages? Code amount -1. Nothing -2. No regular payments 0. Inap. (no vacation properties: X/P09402^=1; no properties not owned by a business: X/P09404=-1; no loans on property: X/P09407^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09410 GENERATED FROM 2007 INDIVIDUAL VALUES: X1719/X1819/X1919/X2008/X8412 P09410 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 22. Varies 23. 13 times a year; every 4 weeks 24. Every 6 weeks 31. *Twice a month -1. NO PAYMENT -2. NO REGULAR PAYMENTS -7. *Other 0. Inap. (no vacation properties: X/P09402^=1; no properties not owned by a business: X/P09404=-1; no loans on property: X/P09407^=1) X09411 GENERATED FROM 2007 INDIVIDUAL VALUES: X1700/X1701/X1703/X1803/X1903/X2011 P09411 A2 iteration Do you (or anyone in your family living here) own any other type of real estate such as a lot, apartment building, commercial property, or other investment property, including properties owned in partnership with others? 1. *YES 5. *NO If P7135=1 then the following text appears in CAPI: INCONSISTENT DATA: NO PROPERTIES, BUT R REPORTED OWNING BUILDING WHERE R LIVES, AND DATA IN HOUSING SECTION ONLY ABOUT R'S UNIT. IF NO PROPERTIES, EXPLAIN THE DISCREPANCY HERE, OTHERWISE [PAGE UP] AND CHANGE ANSWER TO 'YES'. X09412 GENERATED FROM 2007 INDIVIDUAL VALUES: X7555 P09412 (Do you/Does your family) own any of these properties through a business you own? (IF YES, SAY: I'll ask about those properties later). 1. *YES 5. *NO 0. Inap. (no other type of real estate: X/P09411^=1) X09413 GENERATED FROM 2007 INDIVIDUAL VALUES: X1700/X1701/X1703/X1803/X1903/X2001 P09413 How many such properties do you (and your family living here) have that are not owned through a business? How many such properties do you (and your family living here) have? Code number -1. None 0. Inap. (no other type of real estate: X/P09411^=1) ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 20 ********************************************************* X09414 GENERATED FROM 2007 INDIVIDUAL VALUES: X1706/X1806/X1906/X2012/X8416 P09414 (In total, how/How) much is your (family's) share of this real estate worth? That is, without taking any outstanding loans into account, what would it bring if it were sold today? Code amount 0. Inap. (no other type of real estate: X/P09411^=1; no properties not owned through business: X/P09413=-1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09415 GENERATED FROM 2007 INDIVIDUAL VALUES: X1709/X1809/X1909/X2013/X8417 P09415 What was your (family's) total purchase price for this real estate? (INTERVIEWER: IF GIFT/INHERITANCE, ASK VALUE WHEN RECEIVED.) Code amount 0. Inap. (no other type of real estate: X/P09411^=1; no properties not owned through business: X/P09413=-1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09416 GENERATED FROM 2007 INDIVIDUAL VALUES: X1703/X1711/X1803/X1811/X1903/X1911/X2105 P09416 Are there any mortgages or loans outstanding against this real estate? 1. *YES 5. *NO 0. Inap. (no other type of real estate: X/P09411^=1; no properties not owned through business: X/P09413=-1) X09417 GENERATED FROM 2007 INDIVIDUAL VALUES: X1715/X1815/X1915/X2016/X8420 P09417 Altogether, about how much is owed on your (family's) share of these mortgages or loans? Code amount 0. Inap. (no other type of real estate: X/P09411^=1; no properties not owned through business: X/P09413=-1; no loans on property: X/P09416^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09418 GENERATED FROM 2007 INDIVIDUAL VALUES: X1718/X1818/X1918/X2017/X8421 P09418 How much in total are your (family's) payments on these loans or mortgages? Code amount -1. Nothing -2. No regular payments 0. Inap. (no other type of real estate: X/P09411^=1; no properties not owned through business: X/P09413=-1; no loans on property: X/P09416^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09419 GENERATED FROM 2007 INDIVIDUAL VALUES: X1719/X1819/X1919/X2018/X8422 P09419 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 22. Varies 23. 13 times a year; every 4 weeks 24. Every 6 weeks 31. *Twice a month -1. NO PAYMENT -2. NO REGULAR PAYMENTS -7. *Other 0. Inap. (no other type of real estate: X/P09411=5; no properties not owned through business: X/P09413=-1; no loans on property: X/P09416^=1) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION F: BUSINESSES ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X3101 QUESTION TEXT SAME AS 2009 VERSION P3101 DOES R OPERATE A FARM/RANCH BUSINESS ON THEIR PROPERTY? (Coded automatically by CAPI program: X/P503=1 implies YES, otherwise NO) 1. *YES --> SKIP TO X/P3105 5. *NO X3103 QUESTION TEXT SAME AS 2009 VERSION P3103 Now I would like to ask you about businesses you may own. Do you (or your family living here) own or share ownership in any privately-held businesses, including farms, professional practices, limited partnerships or other business investments that are not publicly traded? IF R OWNS STOCKS THROUGH AN INVESTMENT CLUB, REPORT LATER AS STOCKS OR MUTUAL FUNDS. 1. *YES 3. [2009 only] YES, but originally reported NO 5. *NO (value set to YES when R reported having a farm business: X/P3101=YES; value set to YES when R subsequently reports that the business is still owned: P09502=5) NOTE: DETERMINE WHETHER R HAD AN ACTIVE MANAGEMENT ROLE IN IN A BUSINESS IN 2007 (P09501). IF THERE WAS AN ACTIVE MANAGEMENT ROLE IN 2007, FOLLOW UP TO LEARN WHAT HAPPENED TO THE BUSINESS (P09502). P09501 CHECKPOINT: ACTIVE MANAGEMENT OF BUSINESS IN 2007 AND 2009 1. OWNED AN ACTIVELY MANAGED BUSINESS IN 2007 [P9912=1], NO BUSINESS IN 2009 [P3103=5] 2. NO ACTIVELY MANAGED BUSINESS REPORTED IN 2007 [P9912=5] AND NO BUSINESS IN 2009 [P3103=5] --> SKIP TO P2501 4. DK/REF ACTIVELY MANAGED BUSINESS IN 2007 [P9912=DK/REF], NO BUSINESS IN 2009 [P3103=5] --> SKIP TO P2501 5. DK/REF IN 2009 [P3103=DK/REF], --> SKIP TO P2501 0. Inap. (R operates FARM or RANCH business: P3101=1; R owns privately-held business: P3103=1 or 3) P09502 At the time of the last interview, you (and your family living here) reported owning a business that was not publicly traded and that you (or someone in your family living here) actively managed. Did you sell the business, did it/they go out of business, did it go public, or something else? 2. *SOLD --> SKIP TO P2501 3. *WENT OUT OF BUSINESS; closed; discontinued; firm/partnership share discontinued at death --> SKIP TO P2501 4. *WENT PUBLIC --> SKIP TO P2501 5. *STILL OWN THE BUSINESS --> SKIP TO P3104 8. Awarded to former spouse in divorce settlement 9. Gave away/sold business to family/friends/employees -7. *OTHER --> SKIP TO P2501 0. Inap. (R operates FARM or RANCH business: P3101=1; R owns privately-held business: P3103=1 or 3; R didn't own business in 2007 or reported having one: P9912=5) ********************************************************* FOR THE PUBLIC DATA SET, CODE 4 IS COMBINED WITH CODE 2; CODE 8 IS COMBINED WITH CODE 9 ********************************************************* X3104 QUESTION TEXT SAME AS 2009 VERSION P3104 Do you (or anyone in your family living here) have an active management role in any of these businesses? INTERVIEWER: INCLUDE THE GENERAL PARTNERS IN A LIMITED PARTNERSHIP, BUT NOT THE LIMITED PARTNERS. 1. *YES --> SKIP TO P3105 3. [2009 only] YES, but originally reported NO 5. *NO 0. Inap. ([2007 only] R didn't own business in 2007 or reported having one: X3103^=1; [2009 only] doesn't currently own business: P3103^=1 or 3 & P09502^=5) (value set to YES when R reported having a farm business: X/P3101=YES) NOTE: DETERMINE WHETHER R HAD AN ACTIVE MANAGEMENT ROLE IN A BUSINESS IN 2007 (P09507). IF THERE WAS AN ACTIVE MANAGEMENT ROLE IN 2007, FOLLOW UP TO LEARN WHAT HAPPENED TO THE BUSINESS (P09508). P09507 CHECKPOINT: ACTIVE MANAGEMENT OF BUSINESS IN 2007 AND 2009 1. OWNED AN ACTIVELY MANAGED BUSINESS IN 2007 [P9912=1], STILL OWN AND ACTIVELY MANAGED THE BUSINESS IN 2009 [P09502=5] --> SKIP TO P3105 2. OWNED AN ACTIVELY MANAGED BUSINESS IN 2007 [P9912=1], NO ACTIVE MANGEMENT ROLE REPORTED IN 2009 [P3104=5] 3. NO ACTIVELY MANAGED BUSINESS REPORTED IN EITHER YEAR [P9912=5 & P3104=5] --> SKIP TO P3402 4. DK/REF ACTIVELY MANAGED BUSINESS IN 2007 [P9912=DK/REF], NO ACTIVE MANAGEMENT ROLE REPORTED IN 2009 [P3104=5] --> SKIP TO P3402 5. DK/REF IN 2009 [P3101=DK/REF], --> SKIP TO P3402 0. Inap. (doesn't currently own business: P3103^=1 or 3 & P09502^=5; still have active role: P3104=1 or 3) P09508 At the time of the last interview, you (and your family living here) reported owning (a business/businesses) that (was/were) not publicly traded and that you (or someone in your family living here) actively managed. Do you still own the business(es) but no longer manage (it/them), did you sell (it/them), did (it/they) go out of business, did (it/they) go public, or something else? 1. *STILL OWN THE BUSINESS, BUT NO LONGER MANAGE --> SKIP TO P3402 2. *SOLD --> SKIP TO P3402 3. *WENT OUT OF BUSINESS --> SKIP TO P3402 4. *WENT PUBLIC --> SKIP TO P3402 6. *STILL OWN THE BUSINESS AND ACTIVELY MANAGE --> SKIP TO P3105 8. Awarded to former spouse in divorce settlement 9. Gave away/sold business to family/friends/employees -7. *OTHER --> SKIP TO P3402 0. Inap. (did not own an actively managed business in 2007 or reported having one: P9912=5; do not have an active role: P3104=3 or 5) ********************************************************* FOR THE PUBLIC DATA SET, CODE 4 IS COMBINED WITH CODE 2; CODE 8 IS COMBINED WITH CODE 9 ********************************************************* X3105 QUESTION TEXT SAME AS 2009 VERSION P3105 IF P3101=YES, ASK: Including your (farm/ranch) business, in how many (farms/ranches), privately-held businesses, professional practices, limited partnerships, or other business investments that are not publicly traded do you (or your family living here) own or share ownership in and also have an active management role? ELSE IF P3103=YES, ASK: In how many such privately-held businesses or investments do you (or your family living here) have an active management role? Code number 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >=11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 25 ********************************************************* If P503=1 and P3105=0 then the following text appears in CAPI: INCONSISTENT DATA: ZERO BUSINESSES, BUT R REPORTED OWNS A FARM BUSINESS, OR A PROPERTY OWNED BY A BUSINESS. IF NO BUSINESSES EXPLAIN THE INCONSISTENCY HERE, OTHERWISE [PAGE UP] AND CHANGE THE NUMBER OF BUSINESSES. If P09403=1 and P3105=0 and P503 ^=1 then the following text appears in CAPI: INCONSISTENT DATA: NO BUSINESSES, BUT EARLIER R REPORTED REAL ESTATE OWNED BY A BUSINESS. IF NO BUSINESSES, EXPLAIN THE DISCREPANCY HERE, OTHERWISE [PAGE UP] AND CHANGE ANSWER TO 'YES'. X09509 GENERATED FROM 2007 INDIVIDUAL VALUES: X3111/X3211/X3311 P09509 (In total how/How) many people work for (these businesses/this business), including you (or anyone in your family living here)? Code number -1. None 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 1001: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 5 IF > 10 WITH A TOP-CODE AT 5000 ********************************************************* These next few questions are about the relationship between your (family's) personal finances and the finances of your (family's) (business/businesses). X09510 GENERATED FROM 2007 INDIVIDUAL VALUES: X3120/X3220/X3320 P09510 Are you (or your family living here) using personal assets as collateral or did you have to cosign or guarantee any loans for (this business/these businesses)? 1. *YES 5. *NO --> SKIP TO P09515 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6) X09511 GENERATED FROM 2007 INDIVIDUAL VALUES: X7144/X7145/X7146 P09511 Which of these did you do? Collateralize a loan, guarantee a loan, or both? 1. *COLLATERALIZE 2. *GUARANTEE 3. *BOTH 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; no personal collateral or guarantees for loan: X/P09510^=1) X09512 GENERATED FROM 2007 INDIVIDUAL VALUES: X3121/X3221/X3321 P09512 (In total, how/How) much is (guaranteed/collateralized/ guaranteed or collateralized)? Code amount 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; no personal collateral or guarantees for loan: X/P09510^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09513 GENERATED FROM 2007 INDIVIDUAL VALUES: X3122/X3222/X3322 P09513 Did I record this earlier? 1. *YES 5. *NO --> SKIP TO P09515 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; no personal collateral or guarantees for loan: X/P09510^=1) NOTE: where (P3122 P3222 P3322)=1, the amount of the loan is not edited out of the earlier location. Where linked loans are reported at P6842, this information is edited into this question. X09514 GENERATED FROM 2007 INDIVIDUAL VALUES: X7551/X7550/X7549 P09514 Which loan was that? 1. *Credit card or store debt 2. *Mortgage debt 4. *Other home purchase loan 6. *Loan for other real estate 7. *Line of credit 8. Business loan 9. Vehicle loan 10. Education Loan 11. Other installment loan 12. Margin loan 13. Insurance loan 14. Pension loan -7. *Other 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; no personal collateral or guarantees for loan: X/P09510^=1; not recorded earlier: X/P09513^=1) NOTE: The loan types above marked with an asterisk only appeared on an interviewer's screen when the respondent had previously reported having those types of loans. NOTE: Where a linked business loan is reported at P6842 etc., the link is edited into this question. X09515 GENERATED FROM 2007 INDIVIDUAL VALUES: X3123/X3223/X3323 P09515 Other than guarantees, (does the business/do the businesses) owe you (or your family living here) any money? 1. *YES 5. *NO --> SKIP TO P09517 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6) X09516 GENERATED FROM 2007 INDIVIDUAL VALUES: X3124/X3224/X3324 P09516 (In total, how/How) much is owed? Code amount 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; business does not owe R money: X/P09515^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09517 GENERATED FROM 2007 INDIVIDUAL VALUES: X3125/X3225/X3325 P09517 Do you (or your family living here) owe the business(es) any money? 1. *YES 5. *NO --> SKIP TO P09521 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6) X09518 GENERATED FROM 2007 INDIVIDUAL VALUES: X3126/X3226/X3326 P09518 How much do you (and your family living here) owe? Code amount 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; R does not owe business money: X/P09517^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09519 GENERATED FROM 2007 INDIVIDUAL VALUES: X3127/X3227/X3327 P09519 Did I record this earlier in the interview? 1. *YES 5. *NO --> SKIP TO P09521 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; R does not owe business money: X/P09517^=1) NOTE: this variable was extensively edited to verify amounts reported earlier X09520 GENERATED FROM 2007 INDIVIDUAL VALUES: X7548/X7547/X7546 P09520 Which loan was that? 1. *Credit card or store card 2. *Mortgage debt 4. *Other home purchase loan 6. *Loan for other real estate 7. *Line of credit 8. *Business loan 9. Vehicle loan 10. Education Loan 11. Other installment loan 12. Margin loan 13. Insurance loan 14. Pension loan -7. *Other 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; R does not owe business money: X/P09517^=1; not recorded earlier: X/P09517^=1) NOTE: Response 8 was mistakenly not in CAPI. NOTE: The loan types above marked with an asterisk only appeared on an interviewer's screen when the respondent had previously reported having those types of loans. X09521 GENERATED FROM 2007 INDIVIDUAL VALUES: X3129/X3229/X3329/X3335/X8425 P09521 (What is the net worth of the share of the business owned by you [or anyone in your family living here]?/What is the net worth of the shares of the businesses owned by you [or anyone in your family living here]?) PROBE: What could you sell it for? THE VALUE SHOULD BE NET OF ANY LOANS. Code amount -1. Nothing 0. Inap. ([2007 only] No businesses: X3103^=1; no actively managed businesses: X3104^=1; [2009 only] do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* IF P09509 >=500 SKIP TO P3401 P09522 [Has the business/Have any of the businesses] applied for any type of credit or loan in the last two years? INCLUDE PRE-APPROVED CREDIT THAT BUSINESS ACCEPTED. 1. *YES 5. *NO SKIP TO P09526 0. Inap. (do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; large business: P09509>=500) P09523 In the past two years, has a particular lender or creditor turned down any request [the business/any of your businesses] made for credit, or not given the business as much credit as requested? IF YES, PROBE: Turned down, or not as much credit? IF TURNED DOWN AND NOT AS MUCH CREDIT, ASK WHICH IS MORE RECENT. 1. *Yes, turned down 3. *Yes, not as much credit 5. *No SKIP TO P09526 0. Inap. (do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; large business: P09509>=500; business not applied for credit in 2 years: P09522^=1) P09524 Did the business later obtain the full amount requested, either by reapplying to the same institution or by applying elsewhere? 1. *YES, BY REAPPLYING 2. *YES, BY APPLYING ELSEWHERE 3. *Did Not Reapply 5. *NO 0. Inap. (do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; large business: P09509>=500; business not applied for credit in 2 years: P09522^=1; business not turned down for credit: P09523^=1 or 3) P09525 On the most recent occasion, what reasons were given for (being turned down for credit/given for being unable to get as much credit as the business applied for)? 11. Insufficient collateral or no guarantee available 12. Loan too large 13. Loan too small 14. Size of loan (small vs. large n/a) TYPE OF LOAN 21. Loan would over-concentrate institution portfolio 22. Institution does not like to make loans of this type GENERAL REASONS 30. Credit history, not otherwise specified 31. Business credit history 32. Personal credit history 33. Poor balance sheet or financial situation(included embezzlement, fraud, theft) 34. Firm would fail institution's formula or guidelines (included owner too young (age), lack of business 35. Ability to renew/repay questionable 36. Firm not in business long enough (included young management) CHARACTERISTICS OF FIRM 41. Firm too small for institution, too few assets 42. Large amount of outstanding loans, overextended 43. Firm too highly leveraged, too little equity 44. Firm too large 45. Firm in decline or risky industry 46. Bad fit between institution and firm 47. Tax lien, judgments - personal or business/ law suits MISCELLANEOUS 51. Inability to audit account 52. Insufficient time to process application 53. Inadequate documentation provided 54. Federal rules or regulations make loan difficult or impossible 55. Conflict of interest for institution 56. Economy, slow economy,weak economy 61. Institution made a mistake 62. Informational problem, fact blown out of proportion 63. Arbitrariness 64. Personalities conflict 65. Prejudice on racial/ethnic basis 66. Prejudice against women 67. Prejudice against business location 68. Prejudice against business type 69. Prejudice or discrimination (not specified or other) OTHER REASONS TO ANTICIPATE TURN-DOWN 71. Experience with previous loan applications 72. Banks do not loan to (small) business (includes answers that indicate individual is self-employed or no employees) 0. Inap. (do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; large business: P09509>=500; business not applied for credit in 2 years: P09522^=1; business not turned down for credit: P09523^=1 or 3) P09526 Was there any time in the past two years that (the business/any of your businesses) thought of applying for credit at a particular place, but decided not to because it was thought it might be turned down? 1. *YES 5. *NO SKIP TO P3401 0. Inap. (do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; large business: P09509>=500) P09527 On the most recent occasion, why did you expect to be turned down? 11. Insufficient collateral or no guarantee available 12. Loan too large 13. Loan too small 14. Size of loan (small vs. large n/a) TYPE OF LOAN 21. Loan would over-concentrate institution portfolio 22. Institution does not like to make loans of this type GENERAL REASONS 30. Credit history, not otherwise specified 31. Business credit history 32. Personal credit history 33. Poor balance sheet or financial situation(included embezzlement, fraud, theft) 34. Firm would fail institution's formula or guidelines (included owner too young (age), lack of business 35. Ability to renew/repay questionable 36. Firm not in business long enough (included young management) CHARACTERISTICS OF FIRM 41. Firm too small for institution, too few assets 42. Large amount of outstanding loans, overextended 43. Firm too highly leveraged, too little equity 44. Firm too large 45. Firm in decline or risky industry 46. Bad fit between institution and firm 47. Tax lien, judgments - personal or business/ law suits MISCELLANEOUS 51. Inability to audit account 52. Insufficient time to process application 53. Inadequate documentation provided 54. Federal rules or regulations make loan difficult or impossible 55. Conflict of interest for institution 56. Economy, slow economy,weak economy 61. Institution made a mistake 62. Informational problem, fact blown out of proportion 63. Arbitrariness 64. Personalities conflict 65. Prejudice on racial/ethnic basis 66. Prejudice against women 67. Prejudice against business location 68. Prejudice against business type 69. Prejudice or discrimination (not specified or other) OTHER REASONS TO ANTICIPATE TURN-DOWN 71. Experience with previous loan applications 72. Banks do not loan to (small) business (includes answers that indicate individual is self-employed or no employees) 0. Inap. (do not currently own business: P3103^=1 or 3 & P09502^=5; do not own business or not actively managing: P3104^=1 or 3 & P09508^=6; large business: P09509>=500; business did not consider getting credit: P09526^=1) X3401 Do you (or anyone in your family living here) own or have an interest in any other businesses or any type of partnership where you do not have an active management role? IF YES: Please do not include any assets reported earlier. P3401 Do you (or anyone in your family living here) own or share ownership in any other businesses or business investments that are not publicly traded and where you do NOT have an active management role? IF YES: Please do not include any assets reported earlier. 1. *YES 5. *NO --> SKIP TO P2501 0. Inap. ([2007 only] R didn't own business in 2007 or reported having one: X3103^=1; [2009 only] Do not currently own business: P3103^=1 or 3 & P09502^=5) X3402 QUESTION TEXT SAME AS 2009 VERSION P3402 In how many businesses do you (and your family living here) own or share ownership where you do not have an active management role? Code number 0. Inap. ([2007 only] R didn't own business in 2007 or reported having one: X3103^=1; [2009 only] Do not currently own business: P3103^=1 or 3 & P09502^=5; do not own non-actively managed business: X/P3401^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 51: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 25 ********************************************************* X09528 GENERATED FROM 2007 INDIVIDUAL VALUES: X3408/X3412/X3416/X3420/X3424/X3428/X8452 P09528 What could you sell your (family's) share for? Code amount 0. Inap. ([2007 only] R didn't own business in 2007 or reported having one: X3103^=1; [2009 only] Do not currently own business: P3103^=1 or 3 & P09502^=5; do not own non-actively managed business: X/P3401^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION G: VEHICLES ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- NOTE: There is an important difference between the way cars and trucks were valued in the 2007 survey and the 2009 survey. In 2007, information collected on the make, model and model year was used along with pricing data from NADA to value such vehicles. In 2009, the respondent was asked to provide an approximate value. X2501 QUESTION TEXT SAME AS 2009 VERSION P2501 Now I'd like to get some information on your vehicles. Some people have cars or other vehicles provided to them by a business for personal and business use. Do you (or your family living here) have any such business vehicles? 1. *YES 5. *NO X2502 QUESTION TEXT SAME AS 2009 VERSION P2502 How many such vehicles do you (or someone in your family living here) regularly use? Code number 0. Inap. (no vehicles supplied by a business: X/P2501^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 6: UNLIKELY VALUE ERROR MESSAGE ********************************************************* X2101 Other than any vehicles provided by a business... Are you (or anyone in your family living here) currently leasing any cars or other vehicles? 1. *YES 5. *NO P2101 Are you or anyone in your family living here currently leasing any cars or other vehicles? 1. *YES 5. *NO X2102 QUESTION TEXT SAME AS 2009 VERSION P2102 (Not counting vehicles leased by a business, how/How) many cars or other vehicles do you (and your family living here) lease? Code number 0. Inap. (no personally leased vehicles: X/P2101^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 6: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 3 ********************************************************* X09601 GENERATED FROM 2007 INDIVIDUAL VALUES: X2105/X2112/X2117/X8428 P09601 (In total, how/How) much are the lease payments? Code amount -1. Nothing -2. No regular payments 0. Inap. (no personally leased vehicles: X/P2101^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09602 GENERATED FROM 2007 INDIVIDUAL VALUES: X2106/X2113/2118/X8429 P09602 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. Every two weeks 4. *Month 5. Quarter 6. Year 8. Lump sum/one payment only -1. NO PAYMENT -2. NO REGULAR PAYMENTS -7. *Other 0. Inap. (no personally leased vehicles: X/P2101^=1) X2201 QUESTION TEXT SAME AS 2009 VERSION P2201 Do you (or anyone in your family living here) own any cars, or any kind of truck, van or sport utility vehicle (SUV)? Do not include motorcycles, tractors, snow blowers, etc., or any vehicles owned by a business. INCLUDE VEHICLES THAT ARE (OR COULD EASILY BE) IN RUNNING CONDITION. 1. *YES 5. *NO X2202 QUESTION TEXT SAME AS 2009 VERSION P2202 Altogether, how many such cars or vehicles do you (or anyone in your family living here) own? Code number 0. Inap. (no owned cars etc.: X/P2201^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 6: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 10 ********************************************************* X09603 GENERATED FROM 2007 INDIVIDUAL VALUES: X8166/X8167/X8168/X8188/X2422/X8430 P09603 How much (in total) (is this vehicle/are these vehicles) worth? (What would you get if you sold [it/them] today?) Code amount 0. Inap. (no owned cars etc.: X/P2201^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09604 GENERATED FROM 2007 INDIVIDUAL VALUES: X2206/X2306/X2406/X7155/X2423 P09604 Not counting loans I have already recorded, is any money still owed on loans for (this vehicle/these vehicles)? 1. *YES 5. *NO --> SKIP TO P2503 0. Inap. (no owned cars etc.: X/P2201^=1) X09605 GENERATED FROM 2007 INDIVIDUAL VALUES: X2218/X2318/X2419/X7169/X2424/X8432 P09605 Altogether, about how much is still owed on (this loan/these loans)? Code amount 0. Inap. (no owned cars etc.: X/P2201^=1; no loan on car: X/P09604^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09606 GENERATED FROM 2007 INDIVIDUAL VALUES: X2213/X2313/X2413/X7162/X2425/X8433 P09606 How much are the payments on (this loan/these loans)? Code amount -1. Nothing -2. No regular payment 0. Inap. (no owned cars etc.: X/P2201^=1; no loan on car: X/P09604^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09607 GENERATED FROM 2007 INDIVIDUAL VALUES: X7537/X7536/X7535/X7163/X2426/X8434 P09607 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 31. *Twice a month -1. Nothing -2. No regular payment -7. *Other 0. Inap. (no owned cars etc.: X/P2201^=1; no loan on car: X/P09604^=1) X2503 QUESTION TEXT SAME AS 2009 VERSION P2503 Do you or anyone in your family living here own any other vehicles such as a motor home, RV, motorcycle, boat, or airplane? INCLUDE ANIMAL TRAILERS, GOLF CARTS, SNOWMOBILES, GLIDERS, ETC. DO NOT INCLUDE TRACTORS AND LAWN MOWERS 1. *YES 5. *NO X2504 QUESTION TEXT SAME AS 2009 VERSION P2504 Altogether, how many of these other vehicles do you own? Altogether, how many of these other vehicles do you or someone in your family living here own? Code number 0. Inap. (no other vehicles: X/P2503^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 6: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 5 ********************************************************* X09608 GENERATED FROM 2007 INDIVIDUAL VALUES: X2506/X2606/X2623/X8435 P09608 How much are all the other such vehicle(s) that you (and others in your family living here) own worth? IF PEU OWNS ONLY PART OF THE REMAINING VEHICLES, INCLUDE ONLY THE PEU'S SHARE. Code amount 0. Inap. (no other vehicles: X/P2503^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09609 GENERATED FROM 2007 INDIVIDUAL VALUES: X2507/X2607/X2624 P09609 Not counting loans I have already recorded, is any money still owed on loans for (this vehicle/these vehicles)? 1. *YES 5. *NO 0. Inap. (no other vehicles: X/P2503^=1) X09610 GENERATED FROM 2007 INDIVIDUAL VALUES: X2519/X2619/X2625/X8437 P09610 Altogether, about how much is still owed on (this loan/these loans)? IF PEU OWNS ONLY PART OF THE REMAINING VEHICLES, INCLUDE ONLY THE PEU'S SHARE. Code amount 0. Inap. (no other vehicles: X/P2503^=1; no money owed on vehicle: X/P09609^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09611 GENERATED FROM 2007 INDIVIDUAL VALUES: X2514/X2614/X2626/X8438 P09611 How much are the payments on (this loan/these loans)? IF PEU OWNS ONLY PART OF THE REMAINING VEHICLES, INCLUDE ONLY THE PEU'S SHARE. Code amount -1. Nothing -2. No regular payment 0. Inap. (no other vehicles: X/P2503^=1; no money owed on vehicle: X/P09609^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09612 GENERATED FROM 2007 INDIVIDUAL VALUES: X7531/X7530/X2627/X8439 P09612 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 31. *Twice a month -1. Nothing -2. No regular payment -7. *Other 0. Inap. (no other vehicles: P2503^=1; no money owed on vehicle: X/P09609^=1) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION H: EDUCATION LOANS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X7801 QUESTION TEXT SAME AS 2009 VERSION P7801 Do you and your family living here owe any money or have any loans for educational expenses? IF YES: Please do not include any credit cards or other loans I have already recorded. DO NOT INCLUDE TUITION BILLS THAT HAVE ARRIVED BUT ARE NOT YET PAID. 1. *YES 5. *NO X7802 QUESTION TEXT SAME AS 2009 VERSION P7802 How many such loans are there? IF ORIGINALLY MANY LOANS, BUT NOW CONSOLIDATED, RECORD THE CONSOLIDATED NUMBER. IF MULTIPLE LOANS FROM ONE SOURCE THAT ARE TREATED BY THE LENDER AS ONE ACCOUNT, TREAT AS ONE LOAN HERE. Code number 0. Inap. (no education loans: X/P7801^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 7 ********************************************************* X09701 GENERATED FROM 2007 INDIVIDUAL VALUES: X7173/X7174/X7175/X7176/X7177/X7178 P09701 Are the payments on (this loan/any of these loans) currently deferred? 1. *YES 5. *NO 0. Inap. (no education loans: X/P7801^=1) X09702 GENERATED FROM 2007 INDIVIDUAL VALUES: X7824/X7847/X7870/X7924/X7947/X7970/X7179/X8440 P09702 How much (in total) do you (or your family living here) owe on (this/these) education loan(s)? That is, how much would it cost to pay off the loan(s) now. Code amount 0. Inap. (no education loans: X/P7801^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09703 GENERATED FROM 2007 INDIVIDUAL VALUES: X7815/X7838/X7861/X7915/X7938/X7961/X7180/X7801 P09703 How much (in total) are the payments on (this loan/these loans)? IF PAYMENTS ARE DEFERRED ON ALL EDUCATION LOANS, ENTER ZERO. Code amount -1. NOTHING -2. NO REGULAR PAYMENT 0. Inap. (no education loans: X/P7801^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09704 GENERATED FROM 2007 INDIVIDUAL VALUES: X7816/X7839/X7862/X7916/X7939/X7962/X7181/X8422 P09704 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 31. *Twice a month -1. Nothing -2. No regular payment -7. *Other 0. Inap. (no education loans: X/P7801^=1) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION I: OTHER CONSUMER LOANS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X7182 QUESTION TEXT SAME AS 2009 VERSION P7182 Do you (or anyone in your family living here) have any other loans? (These may be loans for household appliances, furniture, hobby or recreational equipment, medical bills, loans friends or relatives, loans for a business or investment, or other loans.) IF YES, SAY: Please do not include credit cards or loans I have already recorded in detail. DO NOT INCLUDE GIFTS/LOANS R IS NOT EXPECTED TO REPAY DO NOT INCLUDE OUTSTANDING BILLS UNLESS THEY ARE MORE THAN 30 DAYS PAST DUE 1. *YES 5. *NO NOTE: CARD 8 contains the following text in a vertical column: "Loans for household appliances, furniture," "Loans for hobby or recreational equipment," "Loans for medical bills," "Loans from friends or relatives," "Other loans or money owed." X2709 QUESTION TEXT SAME AS 2009 VERSION P2709 How many such loans do you have? Code number 0. Inap. (no such loans: X/P7182^=1) ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 7 ********************************************************* X09801 GENERATED USING 2007 INDIVIDUAL VALUES: X2710/X1203/X7185/X1215/X2723 P09801 What was the (largest) loan for? See MASTER LOAN PURPOSE LIST at X6723/P09339 0. Inap. (no such loans: X/P7182^=1) ********************************************************* SEE MASTER LOAN PURPOSE LIST FOR INFORMATION ON CODE COLLAPSING FOR LOAN PURPOSE VARIABLES FOR PUBLIC DATA SET ********************************************************* X09802 GENERATED USING 2007 INDIVIDUAL VALUES: X2723/X2740/X2823/X2840/X2923/X2940/X7183/X1215/X8443 P09802 How much (in total) is owed on (this loan/these loans)? Code amount 0. Inap. (no such loans: X/P7182^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09803 GENERATED USING 2007 INDIVIDUAL VALUES: X2718/X2735/X2818/X2835/X2918/X2935/X1210/X7184/X8444 P09803 How much (in total) are all the payments on (this loan/these loans)? Code amount -1. Nothing -2. No regular payment 0. Inap. (no such loans: X/P7182^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X09804 GENERATED USING 2007 INDIVIDUAL VALUES: X7527/X7526/X7525/X7524/X7523/X7522/X7565/X7185/X8445 P09804 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 31. *Twice a month -1. Nothing -2. No regular payment -7. *Other 0. Inap. (no such loans: X/P7182^=1) ----------------------------------------------------------------------------- PAYMENTS ON SCHEDULE ON ALL TYPES OF LOANS ----------------------------------------------------------------------------- X7063 QUESTION TEXT SAME AS 2009 VERSION P7063 During the past year, have you (or anyone in your family living here) taken out a "payday loan," that is, borrowed money that was supposed to be repaid in full out of your next paycheck? IF YES: Please do not include personal loans from family members or friends. 1. *YES 5. *NO NOTE: There is a CAPI error - the logic uses P09515 (have loan to business) instead of P09517 (have loan from business) ASK P3004 IF ANY OF THE FOLLOWING HOLD (R HAS ANY TYPE OF LOAN OR A CREDIT CARD BALANCE): P09206 (Section B: credit card balance) is >0 or =DK/REF P7577 (Section B: non-credit-card tab at a store) = YES/DK/REF P723 (Section D: have a mortgage on house) = Yes, mortgage or Yes, land contract or DK/REF P1032 (Section D: other home purchase loan) = YES/DK/REF P09342,P09350 (Section D: owe money on home equity line(s) of credit/owe money on other line(s) of credit) = YES/DK/REF P09407 (Section E: mortgage on vacation property) = YES/DK/REF P09416 (Section E: mortgage on non-vacation property) = YES/DK/REF P09510 (Section F: collateralize or guarantee) = YES/DK/REF P09515 (Section F: have loan from business) = YES/DK/REF P09604 (Section G: mopup car loan) = YES/DK/REF P09609 (Section G: mopup other vehicle loan) = YES/DK/REF P7801 (Section H: have education loan) = YES/DK/REF P7182 (Section I: have other loan) = YES/DK/REF X3004 QUESTION TEXT SAME AS 2009 VERSION P3004 Now thinking of all the various loan or mortgage payments you made during the last year, were all the payments made the way they were scheduled, or were payments on any of the loans sometimes made later or missed? 1. *All paid as scheduled or AHEAD OF SCHEDULE 5. *Sometimes got behind or missed payments 0. Inap. (no types of loans: X/P09206=(-1 0) and X/P7577=5 and X/P723=(0 5) and X/P830=(0 5) and X/P1032=(0 5) and X/P09342=(0 5) and X/P09350=(0 5) and X/P09407=(0 5) and X/P09416=(0 5) and X/P09510=(0 5) and X/P09515=(0 5) and X/P09604=(0 5) and X/P09609=(0 5) and X/P7801=5 and X/P7182=5) X3005 QUESTION TEXT SAME AS 2009 VERSION P3005 Were you ever behind in your payments by two months or more? 1. *YES 5. *NO 0. Inap. (no types of loans: X/P09206=(-1 0) and X/P7577=5 and X/P723=(0 5) and X/P830=(0 5) and X/P1032=(0 5) and X/P09342=(0 5) and X/P09350=(0 5) and X/P09407=(0 5) and X/P09416=(0 5) and X/P09510=(0 5) and X/P09515=(0 5) and X/P09604=(0 5) and X/P09609=(0 5) and X/P7801=5 and X/P7182=5; not late with payments: X/P3004=1) X6772 Have you (or your husband/wife/partner) ever filed for bankruptcy? 1. *YES 5. *NO P09805 Since January 2007, have you (or your husband/wife/partner) filed for bankruptcy? 1. *YES 5. *NO When was that? X6773 QUESTION TEXT SAME AS 2009 VERSION P09806 Code years ago -1. Less than a year 0. Inap. (did not file bankruptcy: X6772/P09805^=1) ********************************************************* [IN 2007] ORIGINALLY ALLOWED VALUES: [0,...,99] [IN 2009] ORIGINALLY ALLOWED VALUES: [0,...,2] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 25 ROUNDED TO NEAREST ODD INTEGER 2009 DATA: NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X6774 QUESTION TEXT SAME AS 2009 VERSION P09807 Code year 0. Inap. (did not file bankruptcy: X6772/P09805^=1) ********************************************************* [IN 2007] ORIGINALLY ALLOWED VALUES: [1900,...,9999] [IN 2009] ORIGINALLY ALLOWED VALUES: [2007,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ADJUSTED TO CORRESPOND TO X6773 2009 DATA: NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* P09809 Have you (or your [husband/wife/partner]) ever had a foreclosure proceeding brought against a property you have owned? 1. *Yes 5. *No 0. Inap. (foreclosed home already reported: one of P09310-P09318=1) P09810 What year was that? IF MORE THAN ONCE, ASK: When was the most recent time? CODE YEAR 0. Inap. (foreclosed home already reported: one of P09310-P09318=1; never had a foreclosure: P09809^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, THE RESPONSES HAVE BEEN RECODED AS FOLLOWS: 2007-2009: -1 1997-2006: -2 EARLIER THAN 2006: -3 ********************************************************* P09811 Did you lose the property as a result? 1. *YES 5. *NO 0. Inap. (foreclosed home already reported: one of P09310-P09318=1; never had a foreclosure: P09809^=1) P09812 Did you attempt to contact your lender to work out an arrangement to avoid foreclosure? 1. *YES 5. *NO 0. Inap. (foreclosed home already reported: one of P09310-P09318=1; never had a foreclosure: P09809^=1; did not lose property to foreclosure: P09811^=1) P09813 Was the property you lost your home? 1. *YES 5. *NO 0. Inap. (foreclosed home already reported: one of P09310-P09318=1; never had a foreclosure: P09809^=1; did not lose property to foreclosure: P09811^=1) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION J: MISCELLANEOUS OPINION VARIABLES ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X3006(#1) QUESTION TEXT SAME AS 2009 VERSION X3007(#2) X7513(#3) X7514(#4) X7515(#5) X6848(#6) P3006(#1) Now I'd like to ask you some questions about your (family's) P3007(#2) attitudes about savings. People have different reasons for P7513(#3) saving, even though they may not be saving all the P7514(#4) time. What are your (family's) most important reasons for P7515(#5) saving? P6848(#6) IF R SAYS THEY DON'T/CAN'T SAVE ASK: If you were saving now, what would be the most important reason you would have to save? Probe: What else? TREAT "SAVING" AND "INVESTING" THE SAME. 1. Children's education; education of grandchildren 2. Own education; spouse/partner's education; education -- not known for whom 3. "For the children/family", n.f.s.; "to help the kids out"; estate 5. Wedding, Bar Mitzvah, and other ceremonies (except 17) 6. To have children/a family 9. To move (except 11) 11. Buying own house (code "summer cottage" in 12) 12. Purchase of cottage or second home for own use 13. Buy a car, boat or other vehicle 14. Home improvements/repairs 15. To travel; take vacations; take other time off 16. Buy durable household goods, appliances, home furnishings; hobby and recreational items; for other purchases not codable above or not further specified; "buy things when we need/want them"; special occasions 17. Burial/funeral expenses 18. Charitable or religious contributions 20. "To enjoy life" 21. Buying (investing in) own business/farm; equipment for business/farm 22. Retirement/old age 23. Reserves in case of unemployment 24. In case of illness; medical/dental expenses 25. Emergencies; "rainy days"; other unexpected needs; for "security" and independence 26. Investments reasons (to get interest, to be diversified, to buy other forms of assets) 27. To meet contractual commitments (debt repayment, insurance, taxes, etc.), to pay off house 28. "To get ahead;" to advance standard of living 29. Ordinary living expenses/bills 30. Pay taxes 31. No particular reason (except 90, 91, 92) 32. "For the future" 33. Like to save 40. Don't wish to spend more 41. To give gifts; "Christmas" 90. Had extra income; saved because had the money left over -- no other purpose specified 91. Wise/prudent thing to do; good discipline to save; habit 92. Liquidity; to have cash available/on hand 93. "Wealth preservation"; maintain lifestyle -1. Don't/can't save; "have no money" -7. Other 0. Inap. (/no further responses) X3010 QUESTION TEXT SAME AS 2009 VERSION P3010 In the next five to ten years, are there any foreseeable major expenses that you (and your family) expect to have to pay for (yourself/yourselves), such as educational expenses, purchase of a new home, health care costs, support for other family members, or anything else? 1. *YES 5. *NO X3011(#1) QUESTION TEXT SAME AS 2009 VERSION X3012(#2) [NO SHOW CARD IN 2007] X3013(#3) X7512(#4) X7511(#5) X6667(#6) P3011(#1) What kinds of obligations are these? P3012(#2) (SHOW CARD 3) P3013(#3) P7512(#4) CODE ALL THAT APPLY P7511(#5) P6667(#6) 1. *EDUCATION FOR YOUR CHILDREN; (incl. step and adopted); grandchildren 2. *EDUCATION FOR OTHERS; (incl. R and spouse/partner) 3. *HEALTH CARE FOR SELF/SPOUSE/PARTNER 4. *HEALTH CARE FOR OTHERS; (incl. elderly parents/disabled child) 5. Health care/medical expenses -- not known for whom 11. General support for R/spouse/partner in Retirement or old age 12. General support for child/grandchild; 13. General support for parents 14. General support for others, or not known for whom 15. Baby 21. *PURCHASE OF NEW HOME; (incl. vacation home) 22. Purchase of car or other large durable goods 23. Burial expenses; inheritance taxes 24. Taxes 25. Home repairs/improvements 26. Weddings, vacations, moving and other special expenditures 31. Business/investment; start/expand own business 32. Divorce, legal expenses 33. Major purchase 34. Charitable expense 40. Pay off all or part of debt 41. Bills/living expenses, n.f.s. -7. *OTHER MAJOR FINANCIAL OBLIGATIONS 0. Inap. (/no further responses; no expected major expenses: X/P3010^=1) NOTE: CARD 9 contains the following text in a vertical column: "Education for your children," "Education for others," "Future health care for self/spouse," "Health care for others," "Purchase of new home," "Other major financial obligation." X7186 QUESTION TEXT SAME AS 2009 VERSION P7186 Are you saving for (this expense/these expenses) now? 1. *YES 5. *NO 6. *ALREADY SAVED FOR IT 0. Inap. (no expected major expenses: X/P3010^=1) X3008 QUESTION TEXT SAME AS 2009 VERSION P3008 IN PERSON VERSION: (SHOW CARD 4 [in 2007: CARD 5]) In planning (your/your family's) saving and spending, which of the time periods listed on this page is most important to [you/you and your (husband/wife/partner)]? TELEPHONE VERSION: In planning (your/your family's) saving and spending, which of the following is most important to [you/you and your (husband/wife/partner)]: the next few months, the next year, the next few years, the next 5 to 10 years, or longer than 10 years? 1. *NEXT FEW MONTHS 2. *NEXT YEAR 3. *NEXT FEW YEARS 4. *NEXT 5-10 YEARS 5. *LONGER THAN 10 YEARS NOTE: CARD 5 contains the following text in a vertical column: "Next few months," " Next year," "Next 5 to 10 years," "Longer than 10 years." X3014 QUESTION TEXT SAME AS 2009 VERSION P3014 IN PERSON VERSION: (SHOW CARD 5 [in 2007: CARD 6]) Which of the statements on this page comes closest to the amount of financial risk that you (and your [husband/wife/partner]) are willing to take when you save or make investments? READ RESPONSES IF NECESSARY. TELEPHONE VERSION: Which of the following statements comes closest to describing the amount of financial risk that you (and your [husband/wife/partner]) are willing to take when you save or make investments? INTERVIEWER: IF MORE THAN ONE RESPONSE IS GIVEN USE THE FIRST CATEGORY THAT APPLIES. 1. *Take substantial financial risks expecting to earn substantial returns 2. *Take above average financial risks expecting to earn above average returns 3. *Take average financial risks expecting to earn average returns 4. *Not willing to take any financial risks NOTE: CARD 6 contains the following text in a vertical column: "Take substantial financial risks expecting to earn substantial returns," "Take above average financial risks expecting to earn above average returns," "Take average financial risks expecting to earn average returns," "Not willing to take any financial risks." X3015 QUESTION TEXT SAME AS 2009 VERSION X3016 X3017 X3018 X3019 X3020 IN PERSON VERSION: (SHOW CARD 6 [in 2007: CARD 7]) Which of the following statements on this page comes closest to describing your (and your [husband/wife/partner]'s) saving habits? READ RESPONSES IF NECESSARY. INTERVIEWER: DO NOT PROBE FOR MORE THAN ONE RESPONSE. ENTER MULTIPLE RESPONSES ONLY IF R VOLUNTEERS THEM TREAT SAVING AND INVESTING THE SAME. TELEPHONE VERSION: Which of the following statements comes closest to describing your (and your [husband/wife/partner]'s) saving habits? INTERVIEWER: DO NOT PROBE FOR MORE THAN ONE RESPONSE. ENTER MULTIPLE RESPONSES ONLY IF R VOLUNTEERS THEM TREAT SAVING AND INVESTING THE SAME. CODE ALL THAT APPLY: CODE RESPONSES IN THE ORDER THEY ARE GIVEN. P3015 *Don't save - usually spend more than income P3016 *Don't save - usually spend about as much as income P3017 *Save whatever is left over at the end of the month - no regular plan P3018 *Save income of one family member, spend the other P3019 *Spend regular income, save other income P3020 *Save regularly by putting money aside each month 1. Checked 5. Not checked NOTE: CARD 6 [in 2007: CARD 7] contains the following text in a vertical column: "Don't save -- Usually spend more than income," "Don't save -- Usually spend about as much as income," "Save whatever is left over at the end of each month -- No regular plan," "Save income of one family member, spend the other," "Save regularly by putting money aside each month." X3023 Using any number from one to five, where one equals totally inadequate and five equals very satisfactory, how would you rate the retirement income you (receive or expect to receive) from Social Security and job pensions? INCLUDE 401(K) ACCOUNTS AND ALL OTHER TYPES OF PENSIONS 1. *TOTALLY INADEQUATE 2. 3. *ENOUGH TO MAINTAIN LIVING STANDARDS 4. 5. *VERY SATISFACTORY X7510 QUESTION TEXT SAME AS 2009 VERSION P7510 Over the past year, would you say that your (family's) spending exceeded your (family's) income, that it was about the same as your income, or that you spent less than your income? (Spending should not include any investments you have made.) IF DEBTS ARE BEING REPAID ON NET, TREAT THIS AS SPENDING LESS THAN INCOME. 1. *SPENDING EXCEEDED INCOME 2. *SPENDING SAME AS INCOME 3. *SPENDING WAS LESS THAN INCOME X7509 QUESTION TEXT SAME AS 2009 VERSION P7509 Did any of that spending include purchases of a home or automobile or spending for any investments? 1. *YES 5. *NO 0. Inap. (spending less than income: X/P7510=3) X7508 QUESTION TEXT SAME AS 2009 VERSION P7508 Leaving aside those expenses, over the past year, would you say that your (family's) spending exceeded your (family's) income, that it was about the same as your income, or that you spent less than your income? 1. *SPENDING EXCEEDED INCOME 2. *SPENDING SAME AS INCOME --> SKIP TO P7187 3. *SPENDING WAS LESS THAN INCOME --> SKIP TO P7187 0. Inap. (spending less than or equal to income: X/P7510=2 or 3; spending did not include durables purchases: X/P7509=5) X7507 QUESTION TEXT SAME AS 2009 VERSION P7507 To make up the difference, did you borrow additional money, did you spend out of savings or investments, or did you do something else? 1. *BORROWED MONEY; (including used credit cards) 2. *SPENT OUT OF SAVINGS/INVESTMENTS 3. Got behind on payments; didn't pay bills 4. Help from others 5. (Possible respondent error #1) Cut back on expenses 6. (Possible respondent error #2) Got additional income 8. Did nothing 12. Declared Bankruptcy 15. Sold assets -7. *OTHER 0. Inap. (spending less than or equal to income: X/P7510=2 or 3; spending excluding durables did not exceed income: X/P7508=2 or 3) ********************************************************* FOR THE PUBLIC DATA SET, CODE 12 IS COMBINED WITH CODE 3 ********************************************************* X7187 QUESTION TEXT SAME AS 2009 VERSION P7187 About how much do you think you (and your family) need to have in savings for emergencies and other unexpected things that may come up? Code amount -1. Nothing ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* For the following statements, please say whether you agree strongly, agree somewhat, neither agree nor disagree, disagree somewhat, or disagree strongly: X6789 QUESTION TEXT SAME AS 2009 VERSION P6789 When the things that [I/my (husband and I/wife and I/ partner and I)] own *increase* in value, (I am/we are) *more* likely to spend money. 1. *AGREE STRONGLY 2. *AGREE SOMEWHAT 3. *NEITHER AGREE NOR DISAGREE 4. *DISAGREE SOMEWHAT 5. *DISAGREE STRONGLY P09902 When the things that [I/my (husband and I/wife and I/ partner and I)] own *decrease* in value, (I am/we are) *less* likely to spend money. 1. *AGREE STRONGLY 2. *AGREE SOMEWHAT 3. *NEITHER AGREE NOR DISAGREE 4. *DISAGREE SOMEWHAT 5. *DISAGREE STRONGLY P09903 Aside from any purchases of assets, would you say that your (family's) overall expenses over the past year were unusually high or low compared to what you would expect in a "normal" year, or were they about normal? 1. *High 2. *Low 3. *Normal X6443 QUESTION TEXT SAME AS 2009 VERSION P6443 In an emergency could you or your (husband/wife/partner) get financial assistance of $3,000 or more from any friends or relatives who do not live with you? In an emergency could you get financial assistance of $3,000 or more from any friends or relatives who do not live with you? 1. *YES 5. *NO ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION N: FINANCIAL ASSETS (ALSO INCLUDES SOME MISC. ASSETS AND DEBTS) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- CHECKING ACCOUNTS ----------------------------------------------------------------------------- X3501 QUESTION TEXT SAME AS 2009 VERSION P3501 Now I'd like to ask about different types of financial assets that you might have. First, do you (or anyone in your family living here) have any checking accounts at any type of institution? IF YES: Please do not include any money market accounts unless you use them regularly as checking accounts. DO NOT INCLUDE LOAN ACCOUNTS OR CREDIT CARDS WITH CHECK-WRITING PRIVILEGES. DO NOT INCLUDE ACCOUNTS HELD FOR PEOPLE NOT IN THE FAMILY LIVING HERE. 1. *YES 5. *NO X3504 QUESTION TEXT SAME AS 2009 VERSION P3504 How many checking accounts do you (and your family living here) have? (IF R ASKS: INCLUDE MONEY MARKET ACCOUNTS ONLY IF THEY ARE USED AS CHECKING ACCOUNTS) DO NOT INCLUDE BUSINESS ACCOUNTS. DO NOT INCLUDE LOAN ACCOUNTS OR CREDIT CARDS WITH CHECK-WRITING PRIVILEGES. DO NOT INCLUDE ACCOUNTS HELD FOR PEOPLE NOT IN THE FAMILY LIVING HERE. Code number of accounts 0. Inap. (R has no checking account: X/P3501^=1) ********************************************************************** ORIGINALLY ALLOWED VALUES: [1,...,20] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 10 ********************************************************* X091001 GENERATED FROM 2007 INDIVIDUAL VALUES: X3506/X3510/X3514/X3518/X3522/X3526/X3529/X8446 P091001 How much (in total) is in (this checking account/all your [family's] checking accounts)? PROBE: What was the average over the last month? Code amount -1. Nothing 0. Inap. (R has no checking account: X/P3501^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- IRA/KEOGH ACCOUNTS ----------------------------------------------------------------------------- X3601 QUESTION TEXT SAME AS 2009 VERSION (SHOW CARD 7 [in 2007: CARD 10]) P3601 As we continue through the interview, I will be asking you about several types of retirement assets you may have, such as IRAs, annuities, and pensions and retirement accounts you may have through a current or past job. Here I would like to ask just about IRAs and Keogh accounts. These may include accounts that you "rolled over" into an IRA after leaving a previous job as well as Roth IRAs, or any other type of IRA or Keogh account that is not part of a retirement plan on a current or past job. Do you (or anyone in your family living here) have any Keoghs or IRAs? IF YES, SAY: Please do not include IRA-SEP or IRA-SIMPLE accounts, which we treat as job pensions. "EDUCATION IRAs" ARE SAVINGS ACCOUNTS. 1. *YES 5. *NO X091002 GENERATED FROM 2007 INDIVIDUAL VALUES: X3603/X3613/X3623 P091002 How many such accounts do you (or your family living here) have? Code number of accounts 0. Inap. (no IRA/Keogh accounts: X/P3601^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 5 ********************************************************* X091003 GENERATED FROM 2007 INDIVIDUAL VALUES: X6551/X6559/X6567/X6552/X6560/X6568/X6553/X6561/X6569/ X6554/X6562/X6570 P091003 What is the (total) amount in (this account/all these accounts)? Code amount 0. Inap. (no IRA/Keogh accounts: X/P3601^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091004 GENERATED FROM 2007 INDIVIDUAL VALUES: X6555/X6563/X6571 P091004 How is the money in (this/these) account(s) invested? Is it all in stocks, all in interest-earning assets, is it split between these, or something else? IF R SAYS "MUTUAL FUND", PROBE FOR WHETHER IT IS A STOCK FUND, A BOND FUND, OR ONE SPLIT OVER BOTH TYPES 1. *ALL IN STOCKS 2. *ALL IN INTEREST EARNING ASSETS/BONDS 3. *SPLIT 4. Real estate 5. Hedge fund 6. Annuities 8. Mineral rights 9. GIC/guaranteed income contract 12. Business investment n.e.c. 15. Life insurance 25. Non publicly traded business or other such investment 30. *MUTUAL FUND (NOT A PREFERRED RESPONSE) -7. *OTHER 0. Inap. (no IRA/Keogh accounts: X/P3601^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 4, 5, 6, 8, 12, 15, AND 25 ARE COMBINED WITH CODE -7; CODE 9 IS COMBINED WITH CODE 2 ********************************************************* X091005 GENERATED FROM 2007 INDIVIDUAL VALUES: X7075/X7078/X7081/X7084/X7087/X7090 P091005 About what percent is in stocks? Code percent * 100 -1. Nothing 0. Inap. (no IRA/Keogh accounts: X/P3601^=1; holdings not split or in mutual funds: X/P091004^=3 or 30) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 500 IF BETWEEN 250 AND 9750 INCLUSIVE, OTHERWISE IF > 0 ROUNDED TO NEAREST 100 WITH A TOP-CODE AT 9900 AND A BOTTOM-CODE AT 100 FOR THOSE VALUES ROUNDED ********************************************************* X091006 GENERATED FROM 2007 INDIVIDUAL VALUES: X6557/X6565/X6573 P091006 Did (you/anyone) take any withdrawals from (this/these) account(s) in 2008 [in 2007: 2006]? 1. *YES 5. *NO 0. Inap. (no IRA/Keogh accounts: X/P3601^=1) X091007 GENERATED FROM 2007 INDIVIDUAL VALUES: X6558/X6566/X6574 P091007 How much in total was withdrawn in 2008 [in 2007: 2006]? Code amount 0. Inap. (no IRA/Keogh accounts: X/P3601^=1; no withdrawals: X/P091006^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- CERTIFICATES OF DEPOSIT ----------------------------------------------------------------------------- X3719 QUESTION TEXT SAME AS 2009 VERSION P3719 Do you (or anyone in your family here) have any CDs or certificates of deposit at financial institutions? IF YES: Please do not include CDs that are part of IRAs or Keoghs I have already recorded. IF R ASKS: CDs are certificates held for a set period of time that must be cashed or renewed at the maturity date. INCLUDE "BANKERS ACCEPTANCES" AND "REPURCHASE AGREEMENTS". DO NOT INCLUDE ACCOUNTS HELD FOR PEOPLE NOT IN THE FAMILY LIVING HERE. 1. *YES 5. *NO --> SKIP TO P3727 X3720 QUESTION TEXT SAME AS 2009 VERSION P3720 Altogether, how many such CDs do you (and your family living here) have? Code number 0. Inap. (no certificates of deposit: X/P3719^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 20 ********************************************************* X3721 QUESTION TEXT SAME AS 2009 VERSION P3721 What is the total dollar value of (this CD/all these CDs)? Code amount 0. Inap. (no certificates of deposit: X/P3719^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- SAVINGS/MONEY MARKET ACCOUNTS ----------------------------------------------------------------------------- X3727 QUESTION TEXT SAME AS 2009 VERSION P3727 Do you (or anyone in your family living here) have any savings or money market accounts? These could be traditional savings accounts, Coverdell or 529 education accounts, Christmas Club accounts, or any type of savings or money market account I have not already recorded. IF YES, SAY: Please do not include flexible spending accounts, accounts that are part of a pension plan, or mutual funds other than money market funds. A MONEY MARKET ACCOUNT HAS AN INTEREST RATE THAT VARIES FROM MONTH TO MONTH, AND IT USUALLY HAS LIMITED CHECKING PRIVILEGES. COVERDELL ACCOUNTS AND STATE-SPONSORED "529" ACCOUNTS ARE EDUCATIONAL SAVINGS PLANS (ESAs). DO NOT INCLUDE CUSTODIAL ACCOUNTS HELD FOR PEOPLE NOT IN THE FAMILY LIVING HERE. DO NOT INCLUDE MUTUAL FUNDS OTHER THAN MONEY MARKET ACCOUNTS. INCLUDE ALL OTHER ACCOUNTS IN WHICH THE FAMILY HAS ANY ASSET INTEREST. 1. *YES 5. *NO X3728 QUESTION TEXT SAME AS 2009 VERSION P3728 How many such accounts do you (and your family living here) have? DO NOT INCLUDE ACCOUNTS HELD FOR PEOPLE NOT IN THE FAMILY LIVING HERE. Code number of accounts 0. Inap. (no savings accounts: X/P3727^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 10 ********************************************************* X091008 GENERATED FROM 2007 INDIVIDUAL VALUES: X3730/X3736/X3742/X3748/X3754/X3760/X3765/X8473 P091008 How much (in total) is in your (family's) account(s)? (What was the average over the last month?) Code amount 0. Inap. (no savings accounts: X/P3727^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091009 GENERATED FROM 2007 INDIVIDUAL VALUES: X091010 X3732/X3738/X3744/X3750/X3756/X3762 X091011 X091012 X091013 X091014 X091015 X091025 What (type of account is this/types of account are these)-- a traditional savings account, a Coverdell or 529 educational account, a money market account, or some other type of account? CODE ALL THAT APPLY PASSBOOK AND STATEMENT ACCOUNTS ARE TRADITIONAL SAVINGS ACCOUNTS. COVERDELL ACCOUNTS AND STATE-SPONSORED "529" ACCOUNTS ARE EDUCATIONAL SAVINGS PLANS (ESAs) DO NOT INCLUDE EMPLOYER-SPONSORED FLEXIBLE SPENDING PLANS. P091009 *TRADITIONAL SAVINGS ACCOUNT; "passbook account"; "statement account" P091010 *COVERDELL/EDUCATION IRA P091011 *529/STATE-SPONSORED EDUCATION ACCOUNT P091012 *MONEY MARKET ACCOUNT P091013 *HEALTH SAVINGS ACCOUNT; medical savings account P091014 *SWEEP ACCOUNT; cash management account P091015 *OTHER (#1) P091025 Other (#2) 1. Checked (only for X/P091009-X/P091014) 5. Not checked 6. Share account (X/P091015 X/P091025 only) 7. Christmas club account; other account for designated saving purpose (e.g., vacation) (X/P091015 X/P091025 only) 12. Floating interest rate accounts (other than those coded money market account) (X/P091015 X/P091025 only) 14. Informal group saving arrangement (X/P091015 X/P091025 only) 20. Foreign account type (X/P091015 X/P091025 only) 0. Inap. (no savings accounts: X/P3727^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 14 AND 20 ARE COMBINED WITH "YES" RESPONSES FOR X/P091009; "YES" RESPONSES FOR X/P091011 ARE COMBINED WITH "YES" RESPONSES FOR X/P091010; CODE 12 IS COMBINED WITH "YES" RESPONSES FOR X/P091014 ********************************************************* X091016 GENERATED FROM 2007 INDIVIDUAL VALUES: X7074/X7077/X7080/X7083/X7086/X7089 P091016 Is any of the money in (this account/these accounts) invested in stocks or stock mutual funds? 1. *YES 5. *NO 0. Inap. (no savings accounts: X/P3727^=1; no account is Coverdell, 529 or Health Savings Account: X/P091010^=1 and X/P091011^=1 and X/P091013^=1) X091017 GENERATED FROM 2007 INDIVIDUAL VALUES: X7075/X7078/X7081/X7084/X7087/X7090 P091017 About what percent is in stocks or stock mutual funds? Code percent * 100 0. Inap. (no savings accounts: X/P3727^=1; no account is Coverdell, 529 or Health Savings Account: X/P091010^=1 and X/P091011^=1 and X/P091013^=1; not invested in stocks or stock mutual funds: X/P091016^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 500 IF BETWEEN 250 AND 9750 INCLUSIVE, OTHERWISE IF > 0 ROUNDED TO NEAREST 100 WITH A TOP-CODE AT 9900 AND A BOTTOM-CODE AT 100 FOR THOSE VALUES ROUNDED ********************************************************* ----------------------------------------------------------------------------- MUTUAL FUNDS ----------------------------------------------------------------------------- X3819 QUESTION TEXT SAME AS 2009 VERSION P3819 Do you (or anyone in your family living here) have any mutual funds or hedge funds? IF YES: Please do not include any funds held through pension accounts, or assets that I have already recorded. INCLUDE OPEN-END AND CLOSED-END FUNDS, UNIT TRUSTS, EQUITY TRUSTS, LOAD AND NO-LOAD FUNDS, COMMODITY POOLS, REITs (REAL ESTATE INVESTMENT TRUSTS), MORTGAGE TRUSTS, AND ALL OTHER TYPES OF MUTUAL FUNDS. 1. *YES 5. *NO X3820 QUESTION TEXT SAME AS 2009 VERSION P3820 In how many different mutual funds or hedge funds (do you/does your family) own shares? (INTERVIEWER: WE WANT THE NUMBER OF FUNDS, NOT THE NUMBER OF FUND MANAGEMENT COMPANIES.) Code number of funds 0. Inap. (no mutual funds or hedge funds: X/P3819^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 25 ********************************************************* X091018 GENERATED FROM 2007 INDIVIDUAL VALUES: X3822/X3824/X3826/X3828/X3830/X7787/X6704 P091018 What is the (total) market value of (this fund/all these funds)? Code amount 0. Inap. (no mutual funds or hedge funds: X/P3819^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091019 GENERATED FROM 2007 INDIVIDUAL VALUES: X3822/X3824/X3826/X3828/X3830/X7787 P091019 How is the money in (this fund/these funds) invested? Is it all in stocks, all in interest-earning assets, is it split between these, or something else? 1. *ALL IN STOCKS 2. *ALL IN INTEREST EARNING ASSETS/BONDS 3. *SPLIT 4. Real estate 5. Hedge fund 6. Annuities 8. Mineral rights 9. GIC/guaranteed income contract 12. Business investment n.e.c. 15. Life insurance 25. Non publicly traded business or other such investment -7. *OTHER 0. Inap. (no mutual funds or hedge funds: X/P3819^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 4, 5, 6, 8, 12, 15, AND 25 ARE COMBINED WITH CODE -7; CODE 9 IS COMBINED WITH CODE 2 ********************************************************* X091020 GENERATED FROM 2007 INDIVIDUAL VALUES: X3822/X3824/X3826/X3828/X3830/X7787 P091020 About what percent is in stocks? Code percent * 100 -1. Nothing 0. Inap. (no mutual funds or hedge funds: X/P3819^=1; funds not split: X/P091019^=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 500 IF BETWEEN 250 AND 9750 INCLUSIVE, OTHERWISE IF > 0 ROUNDED TO NEAREST 100 WITH A TOP-CODE AT 9900 AND A BOTTOM-CODE AT 100 FOR THOSE VALUES ROUNDED ********************************************************* ----------------------------------------------------------------------------- SAVINGS BONDS ----------------------------------------------------------------------------- X3901 QUESTION TEXT SAME AS 2009 VERSION P3901 Do you (or anyone in your family here) have any U.S. government savings bonds? OLDER SAVINGS BONDS MAY BE SERIES E AND H. MORE RECENT SAVINGS BONDS INCLUDE SERIES EE, HH, AND I. ONE WAY SAVINGS BONDS CAN BE PURCHASED IS BY PAYROLL DEDUCTION. 1. *YES 5. *NO X3902 QUESTION TEXT SAME AS 2009 VERSION P3902 What is the total face value of all the savings bonds that you (and your family) have? Code amount 0. Inap. (no savings bonds: X/P3901^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- BONDS OTHER THAN SAVINGS BONDS ----------------------------------------------------------------------------- X3903 QUESTION TEXT SAME AS 2009 VERSION P3903 Do you (or anyone in your family living here) have any other corporate, municipal, government, or other type of bonds or bills? IF YES: Please do not include bonds or bills held in pension accounts, or any other accounts I have already recorded. 1. *YES 5. *NO X3904 QUESTION TEXT SAME AS 2009 VERSION P3904 How many different bonds or bills do you (or your family) own? Code number 0. Inap. (no other type of bonds: X/P3903^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 150 ********************************************************* X091021 GENERATED FROM 2007 INDIVIDUAL VALUES: X3906/X3908/X3910/X7633/X7634/X6705 P091021 What is the face value of all of the bonds you (and your family living here) have? Code amount 0. Inap. (no other type of bonds: X/P3903^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091022 GENERATED FROM 2007 INDIVIDUAL VALUES: X7635/X7636/X7637/X7638/X7639/X6706 P091022 What is the total market value? Code amount 0. Inap. (no other type of bonds: X/P3903^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- PUBLICLY TRADED STOCK ----------------------------------------------------------------------------- X3913 QUESTION TEXT SAME AS 2009 VERSION P3913 Do you (or anyone in your family living here) own any stock which is publicly traded? IF YES: Please do not include stock held through pension accounts, or assets that I have already recorded. 1. *YES 5. *NO X3914 QUESTION TEXT SAME AS 2009 VERSION P3914 In how many different companies do you (or your family living here) own stock? WE WANT THE NUMBER OF COMPANIES IN WHICH R OWNS STOCK, NOT THE NUMBER OF INDIVIDUAL SHARES. Code number 0. Inap. (no stocks: X/P3913^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 150 ********************************************************* X3915 QUESTION TEXT SAME AS 2009 VERSION P3915 What is the total market value of this stock? IF R BOUGHT THE STOCK "ON MARGIN" (BORROWED ON THE STOCK TO BUY IT), WE WANT THE GROSS VALUE OF THE STOCK. Code amount 0. Inap. (no stocks: X/P3913^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- BROKERAGE ACCOUNTS ----------------------------------------------------------------------------- X3923 QUESTION TEXT SAME AS 2009 VERSION P3923 Do you (or anyone in your family here) have a brokerage account for the purchase or sale of stocks and other securities? 1. *YES 5. *NO X3928 QUESTION TEXT SAME AS 2009 VERSION P3928 Over the past year, about how many times did you (or anyone in your family living here) buy or sell stocks or other securities through a broker? ENTER ZERO FOR NONE. Code number -1. None 0. Inap. (no brokerage account: X/P3923^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 300 ********************************************************* X7193 QUESTION TEXT SAME AS 2009 VERSION P7193 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. IF ANSWER IS ZERO, CODE "IN TOTAL". TIMES PER (And that amount is per...?) Code frequency 1. *DAY 2. *WEEK 3. Every two weeks 4. *MONTH 5. *QUARTER 6. *YEAR 8. *IN TOTAL 11. Twice per year; every six months 12. Every two months 18. Hour 22. Varies 25. Over 2 years 31. TWICE A MONTH -1. None -7. *OTHER 0. Inap. (no brokerage account: X/P3923^=1) ********************************************************* IF X/P3928 = DK/REF: SELECT DK/REF FOR FREQUENCY MESSAGE ********************************************************* X3929 QUESTION TEXT SAME AS 2009 VERSION P3929 Not including any accounts you've told me about, do you (or anyone in your family living here) have a "cash" or "call money" account at a stock brokerage? (IF R ASKS: CASH OR CALL MONEY ACCOUNTS HOLD MONEY RECEIVED FROM THE SALE OF STOCK UNTIL THE MONEY IS REINVESTED.) 1. *YES 5. *NO 0. Inap. (no brokerage account: X/P3923^=1) X3930 QUESTION TEXT SAME AS 2009 VERSION P3930 What is the total dollar value of all the cash or call money accounts that you (and your family living here) have? Code amount -1. Nothing 0. Inap. (no brokerage account: X/P3923^=1; no call account: X/P3929^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X3931 QUESTION TEXT SAME AS 2009 VERSION P3931 Do you (or anyone in your family living here) currently have any margin loans at a stock brokerage? IF YES, SAY: Please do not include any loans I have already recorded. 1. *YES 5. *NO 0. Inap. (no brokerage account: X/P3923^=1) X3932 QUESTION TEXT SAME AS 2009 VERSION P3932 Altogether, what is the current balance on these margin loans? Code amount 0. Inap. (no brokerage account: X/P3923^=1; no margin loan: X/P3931^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- ANNUITIES, TRUSTS, AND MANAGED INVESTMENT ACCOUNTS ----------------------------------------------------------------------------- X6815 QUESTION TEXT SAME AS 2009 VERSION P6815 IN PERSON VERSION: (SHOW CARD 7 [in 2007: CARD 10]) Do you (or anyone in your family here) receive income from or have assets in an annuity? Please do not include job pensions. TELEPHONE VERSION: Do you (or anyone in your family here) receive income from or have assets in an annuity? Please do not include job pensions. 1. *YES 5. *NO X6576 QUESTION TEXT SAME AS 2009 VERSION P6576 Could you (or your family living here) cash in any of these annuities if you wanted to? That is, do you have an equity interest in any of the annuities? WE DO NOT CARE IF THERE IS A PENALTY FOR CASHING IN THE ANNUITY. 1. *YES 5. *NO 0. Inap. (no annuities: X/P6815^=1) X6577 QUESTION TEXT SAME AS 2009 VERSION P6577 How much would you receive if you cashed in these annuities? Code amount 0. Inap. (no annuities: X/P6815^=1; no annuities that could be cashed in: X/P6576^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X6579 QUESTION TEXT SAME AS 2009 VERSION P6579 Do you (or your family living here) also have annuities which you could not cash in? 1. *YES 5. *NO 0. Inap. (no annuities: X/P6815^=1; no annuities that could be cashed in: X/P6576^=1) X6581 QUESTION TEXT SAME AS 2009 VERSION P6581 How is the money in (all) the annuities invested? Is all of it in stocks, all of it in interest-earning assets, is it split between these, or something else? IF R SAYS "MUTUAL FUND", PROBE FOR WHETHER IT IS A STOCK FUND, A BOND FUND, OR ONE SPLIT OVER BOTH TYPES 1. *ALL IN STOCKS --> SKIP TO P6827 2. *ALL IN INTEREST EARNING ASSETS/BONDS --> SKIP TO P6827 3. *SPLIT 4. Real estate 5. Hedge fund 6. Annuities 8. Mineral rights 9. *GIC/GUARANTEED INCOME CONTRACT --> SKIP TO P6827 12. Business investment n.e.c. 15. Life insurance 25. Non publicly traded business or other such investment 26. Charitable organization [2009 only] 30. *MUTUAL FUND (NOT A PREFERRED RESPONSE) [2009 only -7. *OTHER 0. Inap. (no annuities: X/P6815^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 4, 5, 6, 8, 12, 15, AND 25 ARE COMBINED WITH CODE -7; CODE 9 IS COMBINED WITH CODE 2 ********************************************************* X6582 QUESTION TEXT SAME AS 2009 VERSION P6582 About what percent is in stocks? Code percent * 100 -1. Nothing 0. Inap. (no annuities: X/P6815^=1; holdings not split or in mutual funds: X/P6581^=3 or 30) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 500 IF BETWEEN 250 AND 9750 INCLUSIVE, OTHERWISE IF > 0 ROUNDED TO NEAREST 100 WITH A TOP-CODE AT 9900 AND A BOTTOM-CODE AT 100 FOR THOSE VALUES ROUNDED ********************************************************* X6827 QUESTION TEXT SAME AS 2009 VERSION P6827 Do you (or anyone in your family here) have income from or have assets in a trust or managed investment account? DO NOT INCLUDE FUNDS IN IRREVOCABLE TRUSTS WHERE R HAS RIGHTS TO NEITHER INCOME NOR ANY OF THE ASSETS. BUT DO INCLUDE CHARITABLE REMAINDER TRUSTS WHERE R HAS LIFETIME INCOME RIGHTS. EXCEPTION: FOR THIS QUESTION, INCLUDEANY SUCH ASSETS THAT WERE REPORTED EARLIER! 1. *YES 5. *NO X6828 QUESTION TEXT SAME AS 2009 VERSION X6829 X6830 Are these trusts or managed investment accounts? (CODE ALL THAT APPLY: CODE RESPONSES IN THE ORDER THEY ARE GIVEN) P6828 *Legal Trusts P6829 *Managed investment accounts P6830 *Other 1. Checked 5. Not checked 10. Charitable remainder trust: does not include donor-advised funds where R has surrendered all benefit from the asset (X/P6830 only) 0. Inap. (no trusts or MIAs: X/P6827^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODE 10 IS COMBINED WITH "YES" RESPONSES FOR X/P6828 ********************************************************* P091026 Did you (or your family living here) set up the trust, or did you receive it from someone else? TREAT DECEASED SPOUSE AS SELF. 1. *SELF/FAMILY LIVING THERE 2. *ANOTHER PERSON 0. Inap. (no trusts or MIAs: P6827^=1; no legal trusts: P6828^=1) X6583 QUESTION TEXT SAME AS 2009 VERSION P6583 Does this include any assets I have already recorded? 1. *YES 5. *NO 0. Inap. (no trusts or MIAs: X/P6827^=1) X6584 QUESTION TEXT SAME AS 2009 VERSION X6595 X6596 X6597 X6598 X6599 X6900 X6901 X6902 X6903 X6904 X6905 P6584 Which ones? P6595 P6596 1. Principal residence P6597 2. Investment/vacation properties P6598 3. Businesses P6599 4. Checking accounts P6900 5. IRAs/Keoghs P6901 6. CDs P6902 7. Money market/savings accounts P6903 8. Mutual funds and hedge funds P6904 9. Bonds P6905 10. Stocks 11. Annuities 12. Brokerage accounts 13. Managed investment accounts 14. Vehicles/Other vehicles 15. Insurance 16. Other assets recorded at P4019 etc. 17. [2009 only] Real estate loans to others at X/P09401 -7. *OTHER 0. Inap. (/no further responses; no trusts or MIAs: X/P6827^=1; no assets in account reported earlier: X/P6583^=1) X6585 QUESTION TEXT SAME AS 2009 VERSION P6585 Besides those, do you (or your family living here) have any other assets in a trust or managed investment account? 1. *YES 5. *NO 0. Inap. (no trusts/MIAs: X/P6827^=1; not included in assets earlier: X/P6583^=1) X6586 QUESTION TEXT SAME AS 2009 VERSION P6586 Could you (or your family living here) cash in any of these accounts if you wanted to? That is, do you have an equity interest in any of them? WE DO NOT CARE IF THERE IS A PENALTY FOR CASHING IN THE ACCOUNT. 1. *YES 5. *NO 0. Inap. (no trusts/MIAs: X/P6827^=1; no other trusts or MIAs: X/P6585^=1) IF P6586=NO/DK/REF THEN ASK: (OTHERWISE, SKIP TO P6587) P091027 About what would the current value be for the part of the accounts to which you (or your family living here) have rights? Code amount --> SKIP TO P6591 0. Inap. (no trusts/MIAs: P6827^=1; no other trusts or MIAs: P6585=5; cannot cash in trusts/MIAs: P6586=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* P091028 Originally reported value for the current value of the equity interest or the part of the trusts/MIAs to which the respondent has rights in the case where the respondent did not indicate whether there was an equity interest (P6586). In imputation the value here is assigned to P091027 or P6587. Code amount 0. Inap. (no trusts/MIAs: P6827^=1; non-missing value at P6586) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X6587 QUESTION TEXT SAME AS 2009 VERSION P6587 How much would you receive if you cashed in these accounts? Code amount 0. Inap. (no trusts/MIAs: X/P6827^=1; no other trusts/MIAs: X/P6585^=1; no trusts/MIAs that could be cashed in: X/P6586^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X6589 QUESTION TEXT SAME AS 2009 VERSION P6589 Do you (or your family living here) also have such accounts which you could not cash in? 1. *YES 5. *NO 0. Inap. (no trusts/MIAs: X/P6827^=1; no other trusts/MIAs: X/P6585^=1; no trusts/MIAs that could be cashed in: X/P6586^=1) X6591 QUESTION TEXT SAME AS 2009 VERSION P6591 How is the money in these accounts invested? Is all of it in stocks, all of it in interest-earning assets, is it split between these, or something else? IF R SAYS "MUTUAL FUND", PROBE FOR WHETHER IT IS A STOCK FUND, A BOND FUND, OR ONE SPLIT OVER BOTH TYPES 1. *ALL IN STOCKS 2. *ALL IN INTEREST EARNING ASSETS/BONDS 3. *SPLIT 4. Real estate 5. Hedge fund 6. Annuities 8. Mineral rights 9. *GIC/GUARANTEED INCOME CONTRACT 12. Business investment n.e.c. 15. Life insurance 25. Non publicly traded business or other such investment 30. *MUTUAL FUND (NOT A PREFERRED RESPONSE) [2009 only] -7. *OTHER 0. Inap. (no trusts/MIAs: X/P6827^=1; no other trusts/MIAs: X/P6585^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 4, 5, 6, 8, 12, 15, AND 25 ARE COMBINED WITH CODE -7; CODE 9 IS COMBINED WITH CODE 2 ********************************************************* X6592 QUESTION TEXT SAME AS 2009 VERSION P6592 About what percent is in stocks? Code percent * 100 -1. Nothing 0. Inap. (no trusts/MIAs: X/P6827^=1; no other trusts/MIAs: X/P6585^=1; holdings not split or in mutual funds: X/P6591^=3 or 30) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 500 IF BETWEEN 250 AND 9750 INCLUSIVE, OTHERWISE IF > 0 ROUNDED TO NEAREST 100 WITH A TOP-CODE AT 9900 AND A BOTTOM-CODE AT 100 FOR THOSE VALUES ROUNDED ********************************************************* ----------------------------------------------------------------------------- LIFE INSURANCE ----------------------------------------------------------------------------- X4001 QUESTION TEXT SAME AS 2009 VERSION P4001 Do you (or anyone in your family living here) have any life insurance? Please include individual and group policies, but not accident insurance. DO NOT INCLUDE INSURANCE THAT ONLY PAYS IN SPECIAL CIRCUMSTANCES (FOR EXAMPLE, ACCIDENT LIFE INSURANCE). 1. *YES 5. *NO X4002 QUESTION TEXT SAME AS 2009 VERSION P4002 The two major types of life insurance are term and cash-value policies. Term policies pay a benefit if the insured person dies, but otherwise have no value. They are often provided through an employer or union, but may also be bought by individuals. Cash-value policies also pay a death benefit, but differ in that they build up a value as premiums are paid. Are any of your (family's) policies term insurance? 1. *YES 5. *NO 0. Inap. (no life insurance: X/P4001^=1) DK/REF --> SKIP TO P4004 X4003 QUESTION TEXT SAME AS 2009 VERSION P4003 What is the current face value of all the term life policies that you (and your family living here) have? (THE FACE VALUE OF A POLICY IS WHAT THE POLICY WOULD PAY IN THE EVENT OF DEATH) Code amount 0. Inap. (no life insurance: X/P4001^=1; no term insurance: X/P4002^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4004 QUESTION TEXT SAME AS 2009 VERSION P4004 Do you have any policies that build up a cash value or that you can borrow on? These are sometimes called "whole life", "straight life", or "universal life" policies. DO NOT INCLUDE ANY INSURANCE ANNUITIES ALREADY RECORDED. 1. *YES 5. *NO 0. Inap. (no life insurance: X/P4001^=1; no term insurance: X/P4002^=1) X4005 QUESTION TEXT SAME AS 2009 VERSION P4005 What is the current face value of all of the policies that build up a cash value? (THE FACE VALUE OF A POLICY IS WHAT THE POLICY WOULD PAY IN THE EVENT OF DEATH.) Code amount 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4006 QUESTION TEXT SAME AS 2009 VERSION P4006 If you cancelled these policies now, how much would you receive from the insurance company for the payments you have made up to now? That is, what is the current "cash value" of the policies? Code amount -1. Nothing 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4007 QUESTION TEXT SAME AS 2009 VERSION P4007 Are you borrowing against these policies? Are you or your family borrowing against these policies? 1. *YES 5. *NO 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1) X4008 QUESTION TEXT SAME AS 2009 VERSION P4008 Is the cash value you just gave me the net cash value, that is the total cash value minus the loan, or is it the gross cash value? 1. *Net 2. *Gross 3. Originally reported net, but edited gross 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1; not borrowing on policy: X/P4007^=1; zero cash value: X/P4006=-1) X4009 QUESTION TEXT SAME AS 2009 VERSION P4009 Did I record these loans earlier in the interview? 3. *YES, identified as loan reported earlier 4. Yes, but no apparent match in the data 5. *NO --> SKIP TO P4010 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1; not borrowing on policy: X/P4007^=1; zero cash value: X/P4006=-1) X7645 QUESTION TEXT SAME AS 2009 VERSION P7645 Where did you tell me about these loans? 1. *Credit card or store debt 2. *Mortgage debt 4. *Other home purchase loan 6. *Loan for other real estate 7. *Line of credit 8. Business loan 9. Vehicle loan 10. Education Loan 11. Other installment loan 12. Margin loan 13. Insurance loan 14. Pension loan -7. *Other 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1; not borrowing on policy: X/P4007^=1; zero cash value: X/P4006=-1; loan not reported earlier: X/P4009=5) NOTE: Responses 8-14 were mistakenly not in CAPI. NOTE: The loan types above marked with an asterisk only appeared on an interviewer's screen when the respondent had previously reported having those types of loans. X4010 QUESTION TEXT SAME AS 2009 VERSION P4010 How much is currently borrowed? Code amount 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1; not borrowing on policy: X/P4007^=1; zero cash value: X/P4006=-1; loan reported earlier: X/P4009=3 or 4) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4011 QUESTION TEXT SAME AS 2009 VERSION P4011 Typically how much are the payments on these loans? Code amount -1. Nothing -2. No typical payment 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1; not borrowing on policy: X/P4007^=1; zero cash value: X/P4006=-1; loan reported earlier: X/P4009=3 or 4) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4012 QUESTION TEXT SAME AS 2009 VERSION P4012 INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year 12. Every two months 31. *Twice a month -1. Nothing -2. No regular payment -7. *Other 0. Inap. (no life insurance: X/P4001^=1; no cash value insurance: X/P4004^=1; not borrowing on policy: X/P4007^=1; zero cash value: X/P4006=-1; loan reported earlier: X/P4009=1) If R reported having life insurance (X4001=1), but reports no term insurance (X4002=5) and no whole life insurance (X4004=5), then the CAPI program asked R the total face value of all types of life insurance. R might also have reported having term insurance, DK whether other insurance is whole life but still know the face value or the remaining insurance. If an amount was provided, it was used as a constraint on the imputation of the sum of the face value of term and cash value life insurance. X4016 (Other than this term insurance, what/What) is the current face value of all the life insurance you (and your family living here) own? Code amount 0. Inap. (no life insurance: X4001^=1; whole life insurance: X4004=1; term insurance and not DK existence of whole life insurance: X4002=1 and J4004^=2050) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* ----------------------------------------------------------------------------- MISCELLANEOUS ASSETS AND DEBTS ----------------------------------------------------------------------------- X4017 QUESTION TEXT SAME AS 2009 VERSION P4017 We have talked about various types of savings, investments, and loans. Other than what I have already recorded, are you (or anyone in your family living here) owed any money by friends, relatives, businesses, or others? (WE DO NOT WANT TO INCLUDE LOANS BETWEEN FINANCIALLY DEPENDENT FAMILY MEMBERS.) 1. *YES 5. *NO X4018 QUESTION TEXT SAME AS 2009 VERSION P4018 Altogether, how much are you owed? Code amount 0. (R not owed money: X/P4017^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4019 QUESTION TEXT SAME AS 2009 VERSION P4019 Other than pension assets and other such retirement assets, do you (or anyone in your family living here) have any other substantial assets that I haven't already recorded -- for example, artwork, precious metals, antiques, oil and gas leases, futures contracts, future proceeds from a lawsuit or estate that is being settled, royalties, or something else? (DO NOT INCLUDE PENSION-TYPE OR EMPLOYER PROFIT- SHARING ACCOUNTS HERE.) 1. *YES 5. *NO X4020(#1) QUESTION TEXT SAME AS 2009 VERSION X4024(#2) X4028(#3) P4020(#1) About the most valuable of these ... P4024(#2) What kind of asset is it? P4028(#3) INTERVIEWER: GROUP ONLY SIMILAR ITEMS, STARTING WITH THE MOST VALUABLE GROUP. 1. Gold 2. Silver (incl. silverware) 3. Other metals or metals NA type 10. Jewelry; gem stones (incl. antique) 11. Cars (antique or classic) 12. Antiques; furniture 13. Art objects; paintings, sculpture, textile art, ceramic art, photographs 14. (Rare) books 15. Coin/currency collections 16. Stamp collections 17. Guns 18. Misc. real estate (except cemetery); deposit on real estate; boat dock 19. Cemetery plots 20. China; figurines; crystal/glassware 21. Musical instruments 22. Livestock; horses; crops 23. Oriental rugs 24. Furs; high-end clothes and accessories 25. Other collections, incl. baseball cards, records, wine 61. Loans to friends/relatives 62. Other loans/debts owed to R 63. Cash, n.e.c. 64. Future proceeds from a lawsuit (includes expected settlement from a divorce) 65. Future proceeds from an estate 66. Deferred compensation 67. Insurance Settlement 68. Other deferred income (other than 66) 71. Oil/gas/mineral leases or other land leases 72. Futures contracts, stock options, derivatives (include CDOs, reinsurance, debt guarantees, etc.) 73. Royalties; patents 74. Non-publicly traded stock, n.e.c.; stock with restricted trading rights, n.e.c. 75. Computer 76. Equipment/tools, n.e.c. 77. Future lottery/prize receipts 78. Association, club, or exchange membership 79. Other obligations to R 80. Child support owed to R 81. Remaining payment from sale of an asset; other cash due from dissolution of business 82. PayPal or other online cash account; include online gambling accounts 83. Tax credit 84. Stored-value card -7. Other 0. Inap. (no misc. assets: X/P4019^=1/no second asset: X/P4023^=1/no third asset: X/P4027^=1) NOTE: This question is intended to catch any significant assets that the respondent might have omitted earlier, in addition to the items specifically mentioned in the question text. In many cases, the data originally reported here may be more appropriate in another part of the questionnaire. In such cases, the data are moved and the fact that information was moved is indicated by the value of the shadow variable (J-code) of the data in the new location. ********************************************************* FOR THE PUBLIC DATA SET, CODES 1 AND 2 ARE COMBINED WITH CODE 3; CODES 14, 15, 16, 17, 20, 23, AND 25 ARE COMBINED WITH CODE 12; CODE 61 IS COMBINED WITH CODE 62; CODE 68 IS COMBINED WITH CODE 66; CODE 72 IS COMBINED WITH CODE 71; CODE 78 IS COMBINED WITH CODE 74; CODES 82 AND 84 ARE COMBINED WITH CODE 63; CODES 64, 65, 67, 77, 79, 80, AND 83 ARE COMBINED WITH CODE -7 ********************************************************* X4022(#1) QUESTION TEXT SAME AS 2009 VERSION X4026(#2) X4030(#3) P4022(#1) What is the total dollar value that you (and your family P4026(#2) living here) have in this asset? P4030(#3) Code amount 0. Inap. (no misc. assets: X/P4019^=1/no second asset: X/P4023^=1/no third asset: X/P4027^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4023(#1) QUESTION TEXT SAME AS 2009 VERSION X4027(#2) P4023(#1) Do you have any other such substantial assets? P4027(#2) 1. *YES 5. *NO 0. Inap. (no misc. assets: X/P4019^=1/no third asset: X/P4027^=1) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X4031 QUESTION TEXT SAME AS 2009 VERSION P4031 Do you (or anyone in your family living here) owe any other money not recorded earlier? WE DO NOT WANT TO INCLUDE LOANS BETWEEN FINANCIALLY DEPENDENT FAMILY MEMBERS. DO NOT INCLUDE LOANS AGAINST PENSION ACCOUNTS BELONGING TO R OR SPOUSE. 1. *YES 5. *NO X4032 QUESTION TEXT SAME AS 2009 VERSION P4032 How much is owed? Code amount 0. Inap. (no misc. debts: X/P4031^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION R: CURRENT MAIN JOB OF HEAD AND SPOUSE/PARTNER ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- #1 refers to current job information for head #2 refers to current job information for spouse/partner ----------------------------------------------------------------------------- X7196(#1) THE FOLLOWING QUESTIONS ARE ASKING ABOUT THE (RESPONDENT'S/ X7263(#2) [SPOUSE/PARTNER'S]) EMPLOYMENT INTERVIEWER: IF SPOUSE/PARTNER IS PRESENT, TRY TO OBTAIN EMPLOYMENT INFORMATION FROM (HIM/HER) DIRECTLY. INTERVIEWER: WHO IS PROVIDING EMPLOYMENT INFORMATION ABOUT THE (RESPONDENT/[RESPONDENT'S SPOUSE/PARTNER]?) 1. *HEAD 2. *SPOUSE/PARTNER 3. Case was a breakoff/data missing because of iwer/CAPI error 0. Inap. (/no spouse/partner) P7196(#1) THE FOLLOWING QUESTIONS ARE ASKING ABOUT THE (RESPONDENT'S/ P7263(#2) [SPOUSE/PARTNER'S]) EMPLOYMENT INTERVIEWER: IF SPOUSE/PARTNER IS PRESENT, TRY TO OBTAIN EMPLOYMENT INFORMATION FROM (HIM/HER) DIRECTLY. INTERVIEWER: WHO IS PROVIDING EMPLOYMENT INFORMATION ABOUT THE (RESPONDENT/[RESPONDENT'S SPOUSE/PARTNER]?) 1. *HEAD 2. *SPOUSE/PARTNER 0. Inap. (/no spouse/partner) X6670 X6671 X6672 X6673 X6674 X6675 X6676 X6677 (#1) X6678 X6679 X6680 X6681 X6682 X6683 X6684 X6685 (#2) QUESTION TEXT SAME AS 2009 VERSION P6670 P6671 P6672 P6673 P6674 P6675 P6676 P6677 (#1) P6678 P6679 P6680 P6681 P6682 P6683 P6684 P6685 (#2) (SHOW CARD 8 [in 2007: CARD 11]) We are interested in your (wife's/partner's) present job status. (Are you/Is [he/she]) working now, temporarily laid off, unemployed and looking for work, on sick leave, disabled and unable to work, retired, a student, a homemaker, or something else? IF R HAS MULTIPLE JOBS, RECORD THE ONE MOST IMPORTANT TO R HERE AND CODE THE OTHER LATER AS A SECOND JOB. CODE ALL THAT APPLY: CODE RESPONSES IN THE ORDER THEY ARE GIVEN 1. *WORKING NOW/SELF-EMPLOYED; job accepted and waiting to start work 2. *TEMPORARILY LAID OFF; seasonal work and not working now; leave of absence other than code 8 3. *UNEMPLOYED AND LOOKING FOR WORK 4. *STUDENT; job training 5. *HOMEMAKER; never worked; misc. out of the labor force n.e.c. (including prison) 6. *DISABLED 7. *RETIRED (FULL, PARTIAL, OR TEMPORARY) 8. *ON SICK LEAVE OR MATERNITY LEAVE 10. *VOLUNTEER WORK 11. *ON VACATION/OTHER LEAVE OF ABSENCE 13. On sabbatical/extended leave and expecting to go back to job 15. *ON STRIKE 16. [2009 only] *OTHER NOT WORKING AND NOT LOOKING FOR WORK -7. [2007 only] *OTHER 0. Inap. (/no further responses; /no spouse/partner) NOTE: CARD 8 [in 2007: CARD 11] contains the following text in a vertical column: "Working now or on strike," "Temporarily laid off; on sick leave or other type of leave," "Unemployed and looking for work," "Student," "Homemaker," "Disabled," "Retired," "Other." ********************************************************* FOR THE PUBLIC DATA SET, CODE 8 IS COMBINED WITH CODE 6; CODES 11, 13, AND 15 ARE COMBINED WITH CODE 1 ********************************************************* CRITICAL VARIABLE: If the work status of the (R/SP) is answered "don't know" or "refuse," the following text appears in CAPI: ATTENTION: Work experience is a critical detail in this interview. Without this information, it would be wasting your time to go on with the interview. I will terminate the interview at this point and I would like to thank you for your time. TERMINATE INTERVIEW GO BACK AND CHANGE WORK STATUS ********************************************************* X4101(#1) QUESTION TEXT SAME AS 2009 VERSION X4701(#2) P4101(#1) (Do you/Does [he/she]) expect to go back to this job? P4701(#2) INTERVIEWER: IF R IS EXPECTING TO GO BACK TO A JOB, CODE YES. 1. *YES 5. *NO 0. Inap. (not laid off, on sick leave or on strike: X/P6670-X/P6677^=2, 8, or 15 / X/P6678-X/P6685^=2, 8, or 15; [2009 only] currently working: P6670-P6677=1/P6678-P6685=1;/ no spouse/partner) X4102(#1) QUESTION TEXT SAME AS 2009 VERSION X4702(#2) P4102(#1) When did (you/[he/she]) last work on this job? P4702(#2) Code month 1. *January 2. *February 3. *March 4. *April 5. *May 6. *June 7. *July 8. *August 9. *September 10. *October 11. *November 12. *December 0. Inap. (not laid off, on sick leave or on strike: X/P6670-X/P6677^=2, 8, or 15 / X/P6678-X/P6685^=2, 8, or 15; [2009 only] currently working: P6670-P6677=1/P6678-P6685=1;/ no spouse/partner; not expecting to go back to this job: X/P4101 / X/P4701^=1) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X4103(#1) QUESTION TEXT SAME AS 2009 VERSION X4703(#2) P4103(#1) Code year (4 digits) P4703(#2) 0. Inap. (not laid off, on sick leave or on strike: X/P6670-X/P6677^=2, 8, or 15 / X/P6678-X/P6685^=2, 8, or 15; [2009 only] currently working: P6670-P6677=1/P6678-P6685=1;/ no spouse/partner; not expecting to go back to this job: X/P4101 / X/P4701^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* When did (you/your [wife/partner]) (retire/become disabled)? X4104(#1) QUESTION TEXT SAME AS 2009 VERSION X4704(#2) P4104(#1) Code year (4 digits) P4704(#2) 0. Inap. (not retired or disabled: X/P6670-X/P6677^=6 or 7 / X/P6678-X/P6685^=6 or 7; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7197(#1) QUESTION TEXT SAME AS 2009 VERSION X7264(#2) P7197(#1) Code age P7264(#2) -1. Disabled since birth 0. Inap. (not retired or disabled: X/P6670-X/P6677^=6 or 7 / X/P6678-X/P6685^=6 or 7; /no spouse/partner) X7198(#1) QUESTION TEXT SAME AS 2009 VERSION X7265(#2) P7198(#1) Code number of years past P7265(#2) -1. Less than one year ago 0. Inap. (not retired or disabled: X/P6670-X/P6677^=6 or 7 / X/P6678-X/P6685^=6 or 7; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X/P8022: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for retirement/disability: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095 - X/P5908) IF (((RAGE,X/P104-(X/P8095 - X/P4104,X/P4704)) < 12)| ((RAGE,X/P104-(X/P8095 - X/P4104,X/P4704)) > 95)| (X/P7197, X/P7264 < 12)| (X/P7197, X/P7264 > 95)| ((RAGE,X/P104 - X/P7198,X/P7265) < 12)| ((RAGE,X/P104 - X/P7198,X/P7265) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED BECOMING RETIRED/DISABLED IN X/P4104 / X/P4704. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] BECAME RETIRED/ DISABLED AT AGE (RAGE,X/P104-(X/P8095 - X/P4104,X/P4704)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED BECOMING RETIRED/DISABLED AT AGE X/P7197, X/P7264. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] BECAME RETIRED/ DISABLED AT AGE X/P7197, X/P7264. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED BECOMING RETIRED/DISABLED X/P7198, X/P7265 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] BECAME RETIRED/ DISABLED AT AGE (RAGE,X/P104 - X/P7198,X/P7265). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X6780(#1) QUESTION TEXT SAME AS 2009 VERSION X6784(#2) P6780(#1) At any time during the past twelve months, (were you/ P6784(#2) was [he/she]) unemployed and looking for work? 1. *YES 5. *NO 0. Inap. (/no spouse/partner) X6781(#1) QUESTION TEXT SAME AS 2009 VERSION X6785(#2) P6781(#1) Over (this period/the past twelve months), how many weeks in P6785(#2) total (were you/was [he/she]) unemployed and looking for work? ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,52] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* Code number of weeks 0. Inap. (not unemployed and looking for work in past 12 months: X/P6780^=1 / X/P6784^=1; /no spouse/partner) X4105(#1) QUESTION TEXT SAME AS 2009 VERSION X4705(#2) P4105(#1) (Are you/Is [he/she]) doing any work for pay at the present P4705(#2) time? INTERVIEWER: IF R IS EXPECTING TO GO BACK TO A JOB, CODE YES. IF R IS DOING SUBSTANTIAL VOLUNTEER WORK WITH REGULAR HOURS, TREAT THIS AS WORKING. 1. *YES 5. *NO 0. Inap. (any work status working or laid off, on sick leave or on strike but not expecting to go back: X/P6670-X/P6677=1 or 11 or X/P6670-X/P6677=2, 8, or 15 and X/P4101^=5 / X/P6678-X/P6685=1 or 11 or X/P6678-X/P6685=2, 8, or 15 and X/P4701^=5;/ no spouse/partner) X4100(#1) DEFINED COMPARABLY TO 2009 VARIABLE X4700(#2) P4100(#1) Recode: current work status P4700(#2) 11. Worker only 12. Worker + disabled 13. Worker + retired 14. Worker + student 15. Worker + homemaker 16. Worker + unemployed/looking for work 17. Worker + temporarily laid off 20. Temporarily laid off, expecting to return to work 21. Temporarily laid off, not expecting to return to job and no current work 22. On sick/maternity leave and expecting to return to work (also including disabled) 23. On sick/maternity leave, but not expecting to return to work 24. On sabbatical and expecting to go back to work 30. Unemployed and looking for work (also including homemaker, student, disabled) 50. Retired, retired + disabled, retired + unemployed, retired + homemaker, retired + student 52. Disabled (also including student, homemaker, and laid off but not expecting to return to work) 70. Student (also including homemaker) 80. Homemaker/other not in labor force only 85. Unpaid volunteer 90. Unpaid family workers: R's who volunteer that they work in a family business or farm and are unpaid. (Do not include here "volunteer work" for charitable or non-profit organizations.) 96. Other combination incl. WORKER beside 11, 12, 13, 14, 15 ,16, 17 97. Other (incl. combination) not including WORKER 199. Absent spouse not included in IW 0. Inap. (/no spouse/partner) ********************************************************* FOR THE PUBLIC DATA SET, THIS VARIABLE IS COMPUTED USING THE TRUNCATIONS INCORPORATED AT X/P6670 OR X/P6678 AND RELATED VARIABLES ********************************************************* P091101(#1) P091701(#2) CHECKPOINT: WORK STATUS 1. WORKING 2. NOT WORKING 0. Inap. (/no spouse/partner) X4106(#1) QUESTION TEXT SAME AS 2009 VERSION X4706(#2) P4106(#1) Next are some questions about your (wife's/partner's) P4706(#2) current, main job. (Do you/Does [he/she]) work for someone else, (are you/is [he/she]) self-employed, or something else? IF (R/SP) IS BOTH SELF-EMPLOYED AND WORKS FOR SOMEONE ELSE, SELECT THE ONE (R/SP) WORKS FOR THE MOST. TREAT THE OTHER WORK AS A SECOND JOB LATER IN THIS SECTION. CODE "OTHER" ONLY IF NO OTHER CATEGORY APPLIES AT ALL. 1. *Someone else 2. *Self-employed; other closely held business owned by PEU 3. *PARTNERSHIP; law firm; medical/dental partnership; other non-publicly-traded business in which R/Sp has an interest 4. *CONSULTANT/CONTRACTOR -7. *OTHER 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* FOR THE PUBLIC DATA SET, CODES 3 AND 4 ARE COMBINED WITH CODE 2 ********************************************************* X7092(#1) QUESTION TEXT SAME AS 2009 VERSION X7096(#2) P7092(#1) Earlier you said {you do not work in a business that you P7096(#2) and your family living here own/(you do/[your wife/husband /partner does]) not have a business}. Does (your/[your husband's/wife's/partner's]) share of the place where {(you are/[he/she is] self employed)/(you work/[he/she works] in a partnership)} have a net value? 1. *YES 3. Business not initially reported, but data edited into business section 4. [2009 only] No longer involved in management of the business, included as a business without an active management role 5. *NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not self-employed: X/4106^=2, 3, 4, or -7/ X/P4706^=2, 3, 4, or -7; working at any actively managed businesses and data not edited in: R lives alone and has an actively managed business and data not edited in: X/P7001=1 and X/P3104=1 and X/P7092) X7093(#1) QUESTION TEXT SAME AS 2009 VERSION X7097(#2) P7093(#1) How much is {your/[your(husband's/wife's/partner's)]} P7097(#2) share worth? Code amount -1. Nothing 0. Inap. (not doing any work for pay: X/P4105=5 / X/P4705=5; /no spouse/partner; not self-employed: X/4106^=2, 3, 4, or -7/ X/P4706^=2, 3, 4, or -7; working at any actively managed businesses and data not edited in: R lives alone and has an actively managed business and data not edited in: X/P7001=1 and X/P3104=1 and X/P7092; no net value: X/P7092=5 / X/P7096=5; value edited into business section: X/P7092=3 / X/P7096=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999999] IF < 1, OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7094(#1) QUESTION TEXT SAME AS 2009 VERSION X7098(#2) P7094(#1) What share of this business [do you/does (your wife/ P7098(#2) husband/partner)] own? Code share * 100 0. Inap. (not doing any work for pay: X/P4105=5 / XP4705^=1; /no spouse/partner; not self-employed: X/P4106^=2, 3, 4, or -7 / X/P4706^=2, 3, 4, or -7; no businesses: X/P3103^=1; no actively managed businesses: X/P3104^=1; no net value: X/P7092=5 / X/P7096=5; value edited into business section: X/P7092=3 / X/P7096=3; R lives alone: X/P7001=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7402(#1) QUESTION TEXT SAME AS 2009 VERSION X7412(#2) P7402(#1) What kind of business or industry (do you/does your P7412(#2) [wife/partner]) work in -- that is, what do they make or do at the place where (you/[he/she]) work(s)? Code Census 2006/2008 4-digit industry codes Code Industry Agriculture, Forestry, Fishing and Hunting 170 Crop production 180 Animal production 190 Forestry except Logging 270 Logging 280 Fishing, hunting, and trapping 290 Support activities for agriculture and forestry Mining 370 Oil and gas extraction 380 Coal mining 390 Metal ore mining 470 Nonmetallic mineral mining and quarrying 480 Not specified type of mining 490 Support activities for mining Utilities 570 Electric power generation, transmission and distribution 580 Natural gas distribution 590 Electric and gas, and other combinations 670 Water, steam, air conditioning, and irrigation systems 680 Sewage treatment facilities 690 Not specified utilities Construction 770 Constructions (Includes the cleaning of buildings and dwellings is incidental during construction and immediately after construction) Manufacturing Nondurable Goods Food Manufacturing 1070 Animal food, grain and oilseed milling 1080 Sugar and confectionery products 1090 Fruit and vegetable preserving and specialty foods 1170 Dairy products 1180 Animal slaughtering and processing 1190 Retail bakeries 1270 Bakeries, except retail 1280 Seafood and other miscellaneous food, n.e.c. 1290 Not specified food industries Beverage and Tobacco Products Manufacturing 1370 Beverage 1390 Tobacco Textile Mills and Textile Product Mills 1470 Fiber, yarn, and thread mills 1480 Fabric mills, except knitting 1490 Textile and fabric finishing and coating mills 1570 Carpets and rugs 1590 Textile product mills except carpets and rugs Apparel Manufacturing 1670 Knitting mills 1680 Cut and sew apparel 1690 Apparel accessories and other apparel Leather and Allied Product Manufacturing 1770 Footwear 1790 Leather tanning and products, except footwear Paper Manufacturing 1870 Pulp, paper, and paperboard mills 1880 Paperboard containers and boxes 1890 Miscellaneous paper and pulp products Printing and Related Support Activities 1990 Printing and related support activities Petroleum and Coal Products Manufacturing 2070 Petroleum refining 2090 Miscellaneous petroleum and coal products Chemical Manufacturing 2170 Resin, synthetic rubber and fibers, and filaments 2180 Agricultural chemicals 2190 Pharmaceuticals and medicines 2270 Paint, coating, and adhesives 2280 Soap, cleaning compound, and cosmetics 2290 Industrial and miscellaneous chemicals Plastics and Rubber Product Manufacturing 2370 Plastics products 2380 Tires 2390 Rubber products, except tires Durable Goods Nonmetallic Mineral Product Manufacturing 2470 Pottery, ceramics, and related products 2480 Structural clay products 2490 Glass and glass products 2570 Cement, concrete, lime, and gypsum products 2590 Miscellaneous nonmetallic mineral products Metal Industries 2670 Iron and steel mills and steel products 2680 Aluminum production and processing 2690 Nonferrous metal, except aluminum, production and processing 2770 Foundries 2780 Metal forgings and stampings 2790 Cutlery and hand tools 2870 Structural metals, and tank and shipping containers 2880 Machine shops; turned products; screws, nuts and bolts 2890 Coating, engraving, heat treating and allied activities 2970 Ordnance 2980 Miscellaneous fabricated metal products 2990 Not specified metal industries Machinery Manufacturing 3070 Agricultural implements 3080 Construction mining and oil field machinery 3090 Commercial and service industry machinery 3170 Metalworking machinery 3180 Engines, turbines, and power transmission equipment 3190 Machinery, n.e.c. 3290 Not specified machinery Computer and Electronic Product Manufacturing 3360 Computer and peripheral equipment 3370 Communications, audio, and video equipment 3380 Navigational, measuring, electromedical, and control instruments 3390 Electronic components and products, n.e.c. Electrical Equipment, Appliances, and Component Manufacturing 3470 Household appliances 3490 Electrical machinery, equipment, and supplies, n.e..c. Transportation Equipment Manufacturing 3570 Motor vehicles and motor vehicle equipment 3580 Aircraft and parts 3590 Aerospace products and parts 3670 Railroad rolling stock 3680 Ship and boat building 3690 Other transportation equipment Wood Products, including Furniture, Manufacturing 3770 Sawmills and wood preservation 3780 Veneer, plywood, and engineered wood products 3790 Prefabricated wood buildings and mobile homes 3870 Miscellaneous wood products 3890 Furniture and fixtures Miscellaneous Manufacturing 3960 Medical equipment and supplies 3970 Toys, amusement, and sporting goods 3980 Miscellaneous manufacturing, n.e.c. 3990 Not specified industries Wholesale Trade Durable Goods, Wholesalers 4070 Motor vehicles, parts and supplies 4080 Furniture and home furnishing 4090 Lumber and other construction materials 4170 Professional and commercial equipment and supplies 4180 Metals and minerals, except petroleum 4190 Electrical goods 4260 Hardware, plumbing and heating equipment,and supplies 4270 Machinery, equipment, and supplies 4280 Recyclable materials 4290 Miscellaneous durable goods Nondurable Goods, Wholesalers 4370 Paper and paper products 4380 Drugs, sundries, and chemical and allied products 4390 Apparel, fabrics, and notions 4470 Groceries and related products 4480 Farm product raw materials 4490 Petroleum and petroleum products 4560 Alcoholic beverages 4570 Farm supplies 4580 Miscellaneous nondurable goods 4585 Wholesale electronic markets, agents, and brokers 4590 Not specified trade Retail Trade 4670 Automobile dealers 4680 Other motor vehicle dealers 4690 Auto parts, accessories, and tire stores 4770 Furniture and home furnishings stores 4780 Household appliance stores 4790 Radio, TV, and computer stores 4870 Building material and supplies dealers 4880 Hardware stores 4890 Lawn and garden equipment and supplies stores 4970 Grocery stores 4980 Specialty food stores 4990 Beer, wine, and liquor stores 5070 Pharmacies and drug stores 5080 Health and personal care, except drug, stores 5090 Gasoline stations 5170 Clothing and accessories, except shoe, stores 5180 Shoe stores 5190 Jewelry, luggage, and leather goods stores 5270 Sporting goods, camera, and hobby and toy stores 5280 Sewing, needlework and piece goods stores 5290 Music stores 5370 Book stores and news dealers 5380 Department stores and Discount stores 5390 Miscellaneous general merchandise stores 5470 Retail florists 5480 Office supplies and stationary stores 5490 Used merchandise stores 5570 Gift, novelty, and souvenir shops 5580 Miscellaneous stores 5590 Electronic shopping 5591 Electronic auctions 5592 Mail order houses 5670 Vending machine operators 5680 Fuel dealers 5690 Other direct selling establishments 5790 Not specified trade Transportation and Warehousing 6070 Air transportation 6080 Rail transportation 6090 Water transportation 6170 Truck transportation 6180 Bus service and urban transit 6190 Taxi and limousine service 6270 Pipeline transportation 6280 Scenic and sightseeing transportation 6290 Services incidental to transportation 6370 Postal Service 6380 Couriers and messengers 6390 Warehousing and storage Information and Communications Publishing Industries 6470 Newspaper publishers 6480 Publishing, except newspapers and software 6490 Software publishing 6570 Motion pictures and video industries 6590 Sound recording industries Broadcasting and Telecommunications 6670 Radio and television broadcasting and cable 6675 Internet and publishing and broadcasting 6680 Wired telecommunications carriers 6690 Other telecommunication services 6692 Internet service providers 6695 Data processing, hosting, and related services Information Services and Data Processing Services 6770 Libraries and archives 6780 Other information services Finance, Insurance, Real Estate, and Rental and Leasing Finance and Insurance 6870 Banking and related activities 6880 Savings institutions, including credit unions 6890 Non-depository credit and related activities 6970 Securities, commodities, funds, trusts, and other financial investments 6990 Insurance carriers and related activities Real Estate and Rental and Leasing 7070 Real estate 7080 Automotive equipment rental and leasing 7170 Video tape and disk rental 7180 Other consumer goods rental 7190 Commercial, industrial, and other intangible assets rental and leasing Professional, Scientific, Management, Administrative, and Waste Management Services Professional, Scientific, and Technical Services 7270 Legal services 7280 Accounting, tax preparation, bookkeeping and payroll services 7290 Architectural, engineering, and related services 7370 Specialized design services 7380 Computer systems design and related services 7390 Management, scientific and technical consulting services 7460 Scientific research and development services 7470 Advertising and related services 7480 Veterinary services 7490 Other professional, scientific and technical services Management, Administrative and Support, and Waste Management Services 7570 Management of companies and enterprises 7580 Employment services 7590 Business support services 7670 Travel arrangements and reservation services 7680 Investigation and security services 7690 Services to buildings and dwellings (except cleaning during construction and immediately after construction) 7770 Landscaping services 7780 Other administrative, and other support services 7790 Waste management and remediation services Educational, Health and Social Services Educational Services 7860 Elementary and secondary school 7870 Colleges, including junior colleges, and universities 7880 Business, technical, and trade schools and training 7890 Other schools, instruction and educational services Health Care 7970 Offices of physicians 7980 Offices of dentists 7990 Office of chiropractors 8070 Offices of optometrists 8080 Offices of other health practitioners 8090 Outpatient care centers 8170 Home health care services 8180 Other health care services 8190 Hospitals 8270 Nursing care facilities 8290 Residential care facilities, without nursing Social Assistance 8370 Individual and family services 8380 Community food and housing, and emergency services 8390 Vocational rehabilitation services 8470 Child day care services Arts, Entertainment, Recreation, Accommodations, and Food Services Arts, Entertainment, and Recreation 8560 Independent artists, performing arts, spectator sports and related industries 8570 Museums, art galleries, historical sites, and similar institutions 8580 Bowling centers 8590 Other amusement, gambling, and recreation industries Accommodations and Food Services 8660 Traveler accommodation 8670 Recreational vehicle parks and camps, and rooming and boarding houses 8680 Restaurants and other food services 8690 Drinking places, alcohol beverages Other Services (Except Public Administration) Repair and Maintenance 8770 Automotive repair and maintenance 8780 Car washes 8790 Electronic and precision equipment repair and maintenance 8870 Commercial and industrial machinery and equipment repair and maintenance 8880 Personal and household goods repair and maintenance 8890 Footwear and leather goods repair Personal and Laundry Services 8970 Barber shops 8980 Beauty salons 8990 Nail salons and other personal care services 9070 Dry cleaning and laundry services 9080 Funeral homes, cemeteries and crematories 9090 Other personal services Religious, Grantmaking, Civic, Business, and Similar Organizations 9160 Religious organizations 9170 Civic, social, advocacy organizations and grantmaking and giving services 9180 Labor unions 9190 Business, professional, political and similar organizations Private Households 9290 Private households Public Administration 9370 Executive offices and legislative bodies 9380 Public finance activities 9390 Other general government and support 9470 Justice, public order, and safety activities 9480 Administration of human resource programs 9490 Administration of environmental quality and housing programs 9570 Administration of economic programs and space research 9590 National security and international affairs 9890 Armed Forces 9670 U.S. Army 9680 U.S. Air Force 9690 U.S. Navy 9770 U.S. Marines 9780 U.S. Coast Guard 9790 U.S. Armed Forces, Branch Not Specified 9870 Military Reserves or National Guard 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (170 <= 4-digit ind. code <=290) THEN ind. code=1; ELSE IF (7480 <= 4-digit ind. code <=7480) THEN ind. code=1; ELSE IF (7770 <= 4-digit ind. code <=7770) THEN ind. code=1; ELSE IF (370 <= 4-digit ind. code <=490) THEN ind. code=2; ELSE IF (770 <= 4-digit ind. code <=770) THEN ind. code=2; ELSE IF (1070 <= 4-digit ind. code <=3990) THEN ind. code=3; ELSE IF (6470 <= 4-digit ind. code <=6480) THEN ind. code=3; ELSE IF (8560 <= 4-digit ind. code <=8560) THEN ind. code=3; ELSE IF (4070 <= 4-digit ind. code <=5790) THEN ind. code=4; ELSE IF (8680 <= 4-digit ind. code <=8690) THEN ind. code=4; ELSE IF (6490 <= 4-digit ind. code <=6490) THEN ind. code=5; ELSE IF (6695 <= 4-digit ind. code <=6695) THEN ind. code=5; ELSE IF (6870 <= 4-digit ind. code <=7080) THEN ind. code=5; ELSE IF (7190 <= 4-digit ind. code <=7190) THEN ind. code=5; ELSE IF (7580 <= 4-digit ind. code <=7590) THEN ind. code=5; ELSE IF (7680 <= 4-digit ind. code <=7680) THEN ind. code=5; ELSE IF (8770 <= 4-digit ind. code <=8890) THEN ind. code=5; ELSE IF (570 <= 4-digit ind. code <=690) THEN ind. code=6; ELSE IF (6070 <= 4-digit ind. code <=6390) THEN ind. code=6; ELSE IF (6570 <= 4-digit ind. code <=6692) THEN ind. code=6; ELSE IF (6770 <= 4-digit ind. code <=6780) THEN ind. code=6; ELSE IF (7170 <= 4-digit ind. code <=7180) THEN ind. code=6; ELSE IF (7270 <= 4-digit ind. code <=7470) THEN ind. code=6; ELSE IF (7490 <= 4-digit ind. code <=7570) THEN ind. code=6; ELSE IF (7670 <= 4-digit ind. code <=7670) THEN ind. code=6; ELSE IF (7690 <= 4-digit ind. code <=7690) THEN ind. code=6; ELSE IF (7780 <= 4-digit ind. code <=8470) THEN ind. code=6; ELSE IF (8570 <= 4-digit ind. code <=8670) THEN ind. code=6; ELSE IF (8970 <= 4-digit ind. code <=9290) THEN ind. code=6; ELSE IF (9370 <= 4-digit ind. code <=9890) THEN ind. code=7; ************************************************************ X7401(#1) QUESTION TEXT SAME AS 2009 VERSION X7411(#2) P7401(#1) What is the official title of your (wife's/partner's) job? P7411(#2) (The title that (your/her/his) employer uses?) PROBE: Is that the full title? What sort of work (do you/does [he/she]) do on (your/her/his) job? (Tell me little more about what (you do/[he/she] does).) Code Census 2006/2008 4-digit occupation codes Code Occupation Executive, Administrative, and Managerial Occupations 10 Chief Executives 20 General and Operations Mangers 30 Legislators 40 Advertising and Promotions Managers 50 Marketing and Sales Managers 60 Public Relations Managers 100 Administrative Services Managers 110 Computer and Information Systems Managers 120 Financial Managers 130 Human Resources Managers 140 Industrial Production Managers 150 Purchasing Managers 160 Transportation, Storage, and Distribution Managers 200 Farm, Ranch, and Other Agricultural Managers 210 Farmers and Ranchers 220 Construction Managers 230 Education Administrators 300 Engineering Managers 310 Food Service Managers 320 Funeral Directors 330 Gaming Managers 340 Lodging Managers 350 Medical and Health Services Managers 360 Natural Sciences Managers 400 Postmasters and Mail Superintendents 410 Property, Real Estate, and Community Association Managers 420 Social and Community Service Managers 430 Managers, All Other Management Related Occupations 500 Agents and Business Managers of Artists, Performers, and Athletes 510 Purchasing Agents and Buyers, Farm Products 520 Wholesale and Retail Buyers, Except Farm Products 530 Purchasing Agents, Except Wholesale, Retail, and Farm Products 540 Claims Adjusters, Appraisers, Examiners, and Investigators 560 Compliance Officers, Except Agriculture, Constructions, Health and Safety, and Transportation 600 Cost Estimators 620 Human Resources, Training, and Labor Relations Specialists 700 Logisticians 710 Management Analysts 720 Meeting and Convention Planners 730 Other Business Operations Specialists 800 Accountants and Auditors 810 Appraisers and Assessors of Real Estate 820 Budget Analysts 830 Credit Analysts 840 Financial Analysts 850 Personal Finance Advisers 860 Insurance Underwriters 900 Financial Examiners 910 Loan Counselors and Officers 930 Tax Examiners, Collectors, and Revenue Agents 940 Tax Preparers 950 Financial Specialists, All Other Mathematical and Computer Scientists 1000 Computer Scientists and Systems Analysts 1010 Computer Programmers 1020 Computer Software Engineers 1040 Computer Support Specialists 1060 Database Administrators 1100 Network and Computer Systems Administrators 1110 Network Systems and Data Communications Analysts 1200 Actuaries 1210 Mathematicians 1220 Operations Research Analysts 1230 Statisticians 1240 Miscellaneous Mathematical Occupations Engineers, Architects, and Surveyors 1300 Architects, Except Naval 1310 Surveyors, Cartographers, and Photogrammetrists 1320 Aerospace Engineers 1330 Agriculture Engineers 1340 Biomedical Engineers 1350 Chemical Engineers 1360 Civil Engineers 1400 Computer Hardware Engineers 1410 Electrical and Electronics Engineers 1420 Environmental Engineers 1430 Industrial Engineers, Including Health and Safety 1440 Marine Engineers and Naval Architects 1450 Materials Engineers 1460 Mechanical Engineers 1500 Mining and Geological Engineers, Including Mining Safety Engineers 1510 Nuclear Engineers 1520 Petroleum Engineers 1530 Engineers, All Other Engineering and Related Technicians 1540 Drafters 1550 Engineering Technicians, Except Drafters 1560 Surveying and Mapping Technicians Physical Scientists 1600 Agricultural and Food Scientists 1610 Biological Scientists 1640 Conservation Scientists and Foresters 1650 Medical Scientists 1700 Astronomers and Physicists 1710 Atmospheric and Space Scientists 1720 Chemists and Materials Scientists 1740 Environmental Scientists and Geoscientists 1760 Physical Scientists, All Other Social Scientists and Related Workers 1800 Economists 1810 Market and Survey Researchers 1820 Psychologists 1830 Sociologists 1840 Urban and Regional Planners 1860 Miscellaneous Social Scientists and Related Workers Life, Physical, and Social Science Technicians 1900 Agriculture and Foods Science Technicians 1910 Biological Technicians 1920 Chemical Technicians 1930 Geological and Petroleum Technicians 1940 Nuclear Technicians 1960 Other Life, Physical, and Social Science Technicians Counselors, Social, and Religious Workers 2000 Counselors 2010 Social Workers 2020 Miscellaneous Community and Social Service Specialists 2040 Clergy 2050 Directors, Religious Activities and Education 2060 Religious Workers, All Other Lawyers, Judges, and Legal Support Workers 2100 Lawyers 2110 Judges, Magistrates, and Other Judicial Workers 2140 Paralegals and Legal Assistants 2150 Miscellaneous Legal Support Workers Teachers 2200 Post-secondary Teachers 2300 Preschool and Kindergarten Teachers 2310 Elementary and Middle School Teachers 2320 Secondary School Teachers 2330 Special Education Teachers 2340 Other Teachers and Instructors Education, Training, and Library Workers 2400 Archivists, Curators, and Museum Technicians 2430 Librarians 2440 Library Technicians 2540 Teacher Assistants 2550 Other Education, Training, and Library Workers Entertainers and Performers, Sports and Related Workers 2600 Artists and Related Workers 2630 Designers 2700 Actors 2710 Producers and Directors 2720 Athletes, Coaches, Umpires, and Related Workers 2740 Dancers and Choreographers 2750 Musicians, Singers, and Related Workers 2760 Entertainers and Performers, Sports and Related Workers, All Other Media and Communication Workers 2800 Announcers 2810 News Analysts, Reporters and Correspondents 2820 Public Relations Specialists 2830 Editors 2840 Technical Writers 2850 Writers and Authors 2860 Miscellaneous Media and Communication Workers 2900 Broadcast and Sound Engineering Technicians and Radio Operators 2910 Photographers 2920 Television, Video, and Motion Picture Camera Operators and Editors 2960 Media and Communication Equipment Workers, All Other Health Diagnosing and Treating Practitioners 3000 Chiropractors 3010 Dentists 3030 Dietitians and Nutritionists 3040 Optometrists 3050 Pharmacists 3060 Physicians and Surgeons 3110 Physician Assistants 3120 Podiatrists 3130 Registered Nurses 3140 Audiologists 3150 Occupational Therapists 3160 Physical Therapists 3200 Radiation Therapists 3210 Recreational Therapists 3220 Respiratory Therapists 3230 Speech-Language Pathologists 3240 Therapists, All Other 3250 Veterinarians 3260 Health Diagnosing and Treating Practitioners, All Other Health Care Technical and Support Occupations 3300 Clinical Laboratory Technologists and Technicians 3310 Dental Hygienists 3320 Diagnostic Related Technologists and Technicians 3400 Emergency Medical Technicians and Paramedics 3410 Health Diagnosing and Treating Practitioner Support Technicians 3500 Licensed Practical and Licensed Vocational Nurses 3510 Medical Records and Health Information Technicians 3520 Opticians, Dispensing 3530 Miscellaneous Health Technologists and Technicians 3540 Other Healthcare Practitioners and Technical Occupations 3600 Nursing, Psychiatric, and Home Health Aides 3610 Occupational Therapist Assistants and Aides 3620 Physical Therapist Assistants and Aides 3630 Massage Therapists 3640 Dental Assistants 3650 Medical Assistants and Other Healthcare Support Occupations Protective Service Occupations 3700 First-Line Supervisors/Managers of Correctional Officers 3710 First-Line Supervisors/Managers of Police and Detectives 3720 First-Line Supervisors/Managers of Fire Fighting and Prevention Workers 3730 Supervisors, Protective Service Workers, All Other 3740 Fire Fighters 3750 Fire Inspectors 3800 Bailiffs, Correctional Officers, and Jailers 3820 Detectives and Criminal Investigators 3830 Fish and Game Wardens 3840 Parking Enforcement Workers 3850 Police and Sheriff's Patrol Officers 3860 Transit and Railroad Police 3900 Animal Control Workers 3910 Private Detectives and Investigators 3920 Security Guards and Gaming Surveillance Officers 3940 Crossing Guards 3950 Lifeguards and Other Protective Service Workers Food Preparation and Serving Related Occupations 4000 Chefs and Head Cooks 4010 First-Line Supervisors/Managers of Food Preparation and Serving Workers 4020 Cooks 4030 Food Preparation Workers 4040 Bartenders 4050 Combined Food Preparation and Serving Workers, Including Fast Food 4060 Counter Attendants, Cafeteria, Food Concession, and Coffee Shop 4110 Waiters and Waitresses 4120 Food Servers, Nonrestaurant 4130 Dining Room and Cafeteria Attendants and Bartender Helpers 4140 Dishwashers 4150 Hosts and Hostesses, Restaurant, Lounge, and Coffee Shop 4160 Food Preparation and Serving Related Workers, All Other Cleaning and Building Service Occupations 4200 First-Line Supervisors/Managers of Housekeeping and Janitorial Workers 4210 First-Line Supervisors/Managers of Landscaping, Lawn Service, and Groundskeeping Workers 4220 Janitors and Building Cleaners 4230 Maids and Housekeeping Cleaners 4240 Pest Control Workers 4250 Grounds Maintenance Workers Entertainment Attendants and Related Workers 4300 First-Line Supervisors/Managers of Gaming Workers 4320 First-Line Supervisors/Managers of Personal Service Workers 4340 Animal Trainers 4350 Nonfarm Animal Caretakers 4400 Gaming Services Workers 4410 Motion Picture Projectionists 4420 Ushers, Lobby Attendants, and Ticket Takers 4430 Miscellaneous Entertainment Attendants and Related Workers Funeral Related Occupations 4460 Funeral Service Workers Personal Care and Service Workers 4500 Barbers 4510 Hairdressers, Hairstylists, and Cosmetologists 4520 Miscellaneous Personal Appearance Workers 4530 Baggage Porters, Bellhops, and Concierges 4540 Tour and Travel Guides 4550 Transportation Attendants 4600 Child Care Workers 4610 Personal and Home Care Aides 4620 Recreation and Fitness Workers 4640 Residential Advisers 4650 Personal Care and Service Workers, All Other Sales and Related Workers 4700 First-Line Supervisors/Managers of Retail Sales Workers 4710 First-Line Supervisors/Managers of Non-Retail Sales Workers 4720 Cashiers 4740 Counter and Rental Clerks 4750 Parts Salespersons 4760 Retail Salespersons 4800 Advertising Sales Agents 4810 Insurance Sales Agents 4820 Securities, Commodities, and Financial Services Sales Agents 4830 Travel Agents 4840 Sales Representatives, Services, All Other 4850 Sales Representatives, Wholesale and Manufacturing 4900 Models, Demonstrators, and Product Promoters 4920 Real Estate Brokers and Sales Agents 4930 Sales Engineers 4940 Telemarketers 4950 Door-To-Door Sales Workers, News and Street Vendors, and Related Workers 4960 Sales and Related Workers, All Other Office and Administrative Support Workers 5000 First-Line Supervisors/Managers of Office and Administrative Support Workers 5010 Switchboard Operators, Including Answering Service 5020 Telephone Operators 5030 Communications Equipment Operators, All Other 5100 Bill and Account Collectors 5110 Billing and Posting Clerks and Machine Operators 5120 Bookkeeping, Accounting, and Auditing Clerks 5130 Gaming Cage Workers 5140 Payroll and Timekeeping Clerks 5150 Procurement Clerks 5160 Tellers 5200 Brokerage Clerks 5210 Correspondence Clerks 5220 Court, Municipal, and License Clerks 5230 Credit Authorizers, Checkers, and Clerks 5240 Customer Service Representatives 5250 Eligibility Interviewers, Government Programs 5260 File Clerks 5300 Hotel, Motel, and Resort Desk Clerks 5310 Interviewers, Except Eligibility and Loan 5320 Library Assistants, Clerical 5330 Loan Interviewers and Clerks 5340 New Accounts Clerks 5350 Order Clerks 5360 Human Resources Assistants, Except Payroll and Timekeeping 5400 Receptionists and Information Clerks 5410 Reservation and Transportation Ticket Agents and Travel Clerks 5420 Information and Record Clerks, All Other 5500 Cargo and Freight Agents 5510 Couriers and Messengers 5520 Dispatchers 5530 Meter Readers, Utilities 5540 Postal Service Clerks 5550 Postal Service Mail Carriers 5560 Postal Service Mail Sorters, Processors, and Processing Machine Operators 5600 Production, Planning, and Expediting Clerks 5610 Shipping, Receiving, and Traffic Clerks 5620 Stock Clerks and Order Fillers 5630 Weighers, Measurers, Checkers, and Samplers, Recordkeeping 5700 Secretaries and Administrative Assistants 5800 Computer Operators 5810 Data Entry Keyers 5820 Word Processors and Typists 5830 Desktop Publishers 5840 Insurance Claims and Policy Processing Clerks 5850 Mail Clerks and Mail Machine Operators, Except Postal Service 5860 Office Clerks, General 5900 Office Machine Operators, Except Computer 5910 Proofreaders and Copy Markers 5920 Statistical Assistants 5930 Office and Administrative Support Workers, All Other Farming, Fishing, and Forestry Occupations 6000 First-Line Supervisors/Managers/Contractors of Farming, Fishing, and Forestry Workers 6010 Agricultural Inspectors 6020 Animal Breeders 6040 Graders and Sorters, Agricultural Products 6050 Other Agricultural Workers 6100 Fishers and Related Fishing Workers 6110 Hunters and Trappers 6120 Forest and Conservation Workers 6130 Logging Workers Construction Trades and Extraction Workers 6200 First-Line Supervisor/Managers of Construction Trades and Extraction Workers 6210 Boilermakers 6220 Brickmasons, Blockmasons, and Stonemasons 6230 Carpenters 6240 Carpet, Floor, and Tile Installers and Finishers 6250 Cement Masons, Concrete Finishers, and Terrazzo Workers 6260 Construction Laborers 6300 Paving, Surfacing, and Tamping Equipment Operations 6310 Pile-Driver Operators 6320 Operating Engineers and Other Construction Equipment Operators 6330 Drywall Installers, Ceiling Tile Installers, and Tapers 6350 Electricians 6360 Glaziers 6400 Insulation Workers 6420 Painters, Construction and Maintenance 6430 Paperhangers 6440 Pipelayers, Plumbers, Pipefitters, and Steamfitters 6460 Plasterers and Stucco Masons 6500 Reinforcing Iron and Rebar Workers 6510 Roofers 6520 Sheet Metal Workers 6530 Structural Iron and Steel Workers 6600 Helpers, Construction Trades 6660 Construction and Building Inspectors 6700 Elevator Installers and Repairers 6710 Fence Erectors 6720 Hazardous Materials Removal Workers 6730 Highway Maintenance Workers 6740 Rail-Track Laying and Maintenance Equipment Operators 6750 Septic Tank Servicers and Sewer Pipe Cleaners 6760 Miscellaneous Constructions and Related Workers 6800 Derrick, Rotary Drill, and Service Unit Operators, Oil,Gas, and Mining 6820 Earth Drillers, Except Oil and Gas 6830 Explosives Workers, Ordnance Handling Experts, and Blasters 6840 Mining Machine Operators 6910 Roof Bolters, Mining 6920 Roustabouts, Oil and Gas 6930 Helpers - Extraction Workers 6940 Other Extraction Workers Installation, Maintenance, and Repair Workers 7000 First-Line Supervisors/Managers of Mechanics, Installers, and Repairers 7010 Computer, Automated Teller, and Office Machine Repairers 7020 Radio and Telecommunications Equipment Installers and Repairers 7030 Avionics Technicians 7040 Electric Motor, Power Tool, and Related Repairers 7050 Electrical and Electronics Installers and Repairers, Transportation Equipment 7100 Electrical and Electronics Repairers, Industrial and Utility 7110 Electronic Equipment Installers and Repairers, Motor Vehicles 7120 Electronic Home Entertainment Equipment Installers and Repairers 7130 Security and Fire Alarm Systems Installers 7140 Aircraft Mechanics and Service Technicians 7150 Automotive Body and Related Repairers 7160 Automotive Glass Installers and Repairers 7200 Automotive Service Technicians and Mechanics 7210 Bus and Truck Mechanics and Diesel Engine Specialists 7220 Heavy Vehicle and Mobile Equipment Service Technicians and Mechanics 7240 Small Engine Mechanics 7260 Miscellaneous Vehicle and Mobile Equipment Mechanics, Installers, and Repairers 7300 Control and Valve Installers and Repairers 7310 Heating, Air Conditioning, and Refrigeration Mechanics and Installers 7320 Home Appliance Repairers 7330 Industrial and Refractory Machinery Mechanics 7340 Maintenance and Repair Workers, General 7350 Maintenance Workers, Machinery 7360 Millwrights 7410 Electrical Power-Line Installers and Repairers 7420 Telecommunications Line Installers and Repairers 7430 Precision Instrument and Equipment Repairers 7510 Coin, Vending, and Amusement Machine Servicers and Repairers 7520 Commercial Divers 7540 Locksmiths and Safe Repairers 7550 Manufactured Building and Mobile Home Installers 7560 Riggers 7600 Signal and Track Switch Repairers 7610 Helpers - Installation, Maintenance, and Repair Workers 7620 Other Installation, Maintenance, and Repair Workers Production and Operating Workers 7700 First-Line Supervisors/Managers of Production and Operating Workers 7710 Aircraft Structure, Surfaces, Rigging, and Systems Assemblers 7720 Electrical, Electronics, and Electromechanical Assemblers 7730 Engine and Other Machine Assemblers 7740 Structural Metal Fabricators and Fitters 7750 Miscellaneous Assemblers and Fabricators Food Preparation Occupations 7800 Bakers 7810 Butchers and Other Meat, Poultry, and Fish Processing Workers 7830 Food and Tobacco Roasting, Baking, and Drying Machine Operators and Tenders 7840 Food Batchmakers 7850 Food Cooking Machine Operators and Tenders Setter, Operators, and Tenders 7900 Computer Control Programmers and Operators 7920 Extruding and Drawing Machine Setters, Operators, and Tenders, Metal and Plastic 7930 Forging Machine Setters, Operators, and Tenders, Metal and Plastic 7940 Rolling Machine Setters, Operators, and Tenders, Metal and Plastic 7950 Cutting, Punching, and Press Machine Setters, Operators, and Tenders, Metal and Plastic 7960 Drilling and Boring Machine Tool Setters, Operators, and Tenders, Metal and Plastic 8000 Grinding, Lapping, Polishing, and Buffing Machine Tool Setters, Operators, and Tenders, Metal and Plastic 8010 Lathe and Turning Machine Tool Setters, Operators and Tenders, Metal and Plastic 8020 Milling and Planing Machine Setters, Operators, and Tenders, Metal and Plastic 8030 Machinists 8040 Metal Furnace and Kiln Operators and Tenders 8060 Model Makers and Patternmakers, Metal and Plastic 8100 Molders and Molding Machine Setters, Operators, and Tenders, Metal and Plastic 8120 Multiple Machine Tool Setters, Operators, and Tenders, Metal and Plastic 8130 Tool and Die Makers 8140 Welding, Soldering, and Brazing Workers 8150 Heat Treating Equipment Setters, Operators, and Tenders, Metal and Plastic 8160 Lay-Out Workers, Metal and Plastic 8200 Plating and Coating Machine Setters, Operators, and Tenders, Metal and Plastic 8210 Tool Grinders, Filers, and Sharpeners 8220 Metalworkers and Plastic Workers, All Other 8230 Bookbinders and Bindery Workers 8240 Job Printers 8250 Prepress Technicians and Workers 8260 Printing Machine Operators 8300 Laundry and Dry-Cleaning Workers 8310 Pressers, Textile, Garment, and Related Materials 8320 Sewing Machine Operator 8330 Shoe and Leather Workers and Repairers 8340 Shoe Machine Operators and Tenders 8350 Tailors, Dressmakers, and Sewers 8360 Textile Bleaching and Dyeing Machine Operators and Tenders 8400 Textile Cutting Machine Setters, Operators, and Tenders 8410 Textile Knitting and Weaving Machine Setters, Operators, and Tenders 8420 Textile Winding, Twisting, and Drawing Out Machine Setters, Operators, and Tenders 8430 Extruding and Forming Machine Setters, Operators, and Tenders, Synthetic and Glass Fibers 8440 Fabric and Apparel Patternmakers 8450 Upholsters 8460 Textile, Apparel, and Furnishings Workers, All Other 8500 Cabinetmakers and Bench Carpenters 8510 Furniture Finishers 8520 Model Makers and Patternmakers, Wood 8530 Sawing Machine Setters, Operators, and Tenders, Wood 8540 Woodworking Machine Setters, Operators, and Tenders, Except Sawing 8550 Woodworkers, All Other 8600 Power Plant Operators 8610 Stationary Engineers and Boiler Operators 8620 Water and Liquid Waste Treatment Plant and System Operators 8630 Miscellaneous Plant and System Operators 8640 Chemical Processing Machine Setters, Operators, and Tenders 8650 Crushing, Grinding, Polishing, Mixing, and Blending Workers 8710 Cutting Workers 8720 Extruding, Forming, Pressing, and Compacting Machine Setters, Operators, and Tenders 8730 Furnace, Kiln, Oven, Drier, and Kettle Operators and Tenders 8740 Inspectors, Testers, Sorters, Samplers, and Weighers 8750 Jewelers and Precious Stone and Metal Workers 8760 Medical, Dental, and Ophthalmic Laboratory Technicians 8800 Packaging and Filling Machine Operators and Tenders 8810 Painting Workers 8830 Photographic Process Workers and Processing Machine Operators 8840 Semiconductor Processors 8850 Cementing and Gluing Machine Operators and Tenders 8860 Cleaning, Washing, and Metal Pickling Equipment Operators and Tenders 8900 Cooling and Freezing Equipment Operators and Tenders 8910 Etchers and Engravers 8920 Molders, Shapers, and Casters, Except Metal and Plastic 8930 Paper Goods Machine Setters, Operators, and Tenders 8940 Tire Builders 8950 Helpers - Production Workers 8960 Production Workers, All Other Transportation and Material Moving Workers 9000 Supervisors, Transportation and Material Moving Workers 9030 Aircraft Pilots and Flight Engineers 9040 Air Traffic Controllers and Airfield Operations Specialists 9110 Ambulance Drivers and Attendants, Except Emergency Medical Technicians 9120 Bus Drivers 9130 Driver/Sales Workers and Truck Drivers 9140 Taxi Drivers and Chauffeurs 9150 Motor Vehicle Operators, All Other 9200 Locomotive Engineers and Operators 9230 Railroad Brake, Signal, and Switch Operators 9240 Railroad Conductors and Yardmasters 9260 Subway, Streetcar, and Other Rail Transportation Workers 9300 Sailors and Marine Oilers 9310 Ship and Boat Captains and Operators 9330 Ship Engineers 9340 Bridge and Lock Tenders 9350 Parking Lot Attendants 9360 Service Station Attendants 9410 Transportation Inspectors 9420 Other Transportation Workers 9500 Conveyor Operators and Tenders 9510 Crane and Tower Operators 9520 Dredge, Excavating, and Loading Machine Operators 9560 Hoist and Winch Operators 9600 Industrial Truck and Tractor Operators 9610 Cleaners of Vehicles and Equipment 9620 Laborers and Freight, Stock, and Material Movers, Hand 9630 Machine Feeders and Offbearers 9640 Packers and Packagers, Hand 9650 Pumping Station Operators 9720 Refuse and Recyclable Material Collectors 9730 Shuttle Car Operators 9740 Tank Car, Truck, and Ship Loaders 9750 Material Moving Workers, All Other Armed Forces (for CPS) 9800 Military officer special and tactical operations leaders/managers 9810 First-line enlisted military supervisor/managers 9820 Military enlisted tactical operations and air/weapons specialists and crew members 9830 Military, rank not specified 9840 Armed Forces ACS Special Codes 9970 Problem Referral 9990 Not Reported (Includes Refused, Classified, Blank and all other non-codable entries) 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (10 <= 4-digit occ. code <=200) THEN occ. code=1; IF (220 <= 4-digit occ. code <=1530) THEN occ. code=1; IF (1600 <= 4-digit occ. code <=1860) THEN occ. code=1; IF (2000 <= 4-digit occ. code <=3650) THEN occ. code=1; ELSE IF (1540 <= 4-digit occ. code <=1560) THEN occ. code=2; ELSE IF (4700 <= 4-digit occ. code <=5930) THEN occ. code=2; ELSE IF (1900 <= 4-digit occ. code <=1960) THEN occ. code=2; ELSE IF (7900 <= 4-digit occ. code <=7900) THEN occ. code=2; ELSE IF (3700 <= 4-digit occ. code <=4320) THEN occ. code=3; ELSE IF (4400 <= 4-digit occ. code <=4400) THEN occ. code=3; ELSE IF (4420 <= 4-digit occ. code <=4650) THEN occ. code=3; ELSE IF (9840 <= 4-digit occ. code <=9840) THEN occ. code=3; ELSE IF (6200 <= 4-digit occ. code <=7850) THEN occ. code=4; ELSE IF (8330 <= 4-digit occ. code <=8330) THEN occ. code=4; ELSE IF (8350 <= 4-digit occ. code <=8350) THEN occ. code=4; ELSE IF (8440 <= 4-digit occ. code <=8630) THEN occ. code=4; ELSE IF (8740 <= 4-digit occ. code <=8760) THEN occ. code=4; ELSE IF (8810 <= 4-digit occ. code <=8810) THEN occ. code=4; ELSE IF (4410 <= 4-digit occ. code <=4410) THEN occ. code=5; ELSE IF (7920 <= 4-digit occ. code <=8320) THEN occ. code=5; ELSE IF (8340 <= 4-digit occ. code <=8340) THEN occ. code=5; ELSE IF (8360 <= 4-digit occ. code <=8430) THEN occ. code=5; ELSE IF (8640 <= 4-digit occ. code <=8730) THEN occ. code=5; ELSE IF (8800 <= 4-digit occ. code <=8800) THEN occ. code=5; ELSE IF (8830 <= 4-digit occ. code <=9750) THEN occ. code=5; ELSE IF (210 <= 4-digit occ. code <=210) THEN occ. code=6; ELSE IF (4340 <= 4-digit occ. code <=4350) THEN occ. code=6; ELSE IF (6000 <= 4-digit occ. code <=6130) THEN occ. code=6; ************************************************************ ----------------------------------------------------------------------------- INFORMATION LINKED FROM 2007 AND 2009 CURRENT POPULATION SURVEYS BY OCCUPATION CODE ----------------------------------------------------------------------------- X8112(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8113(#2) P8112(#1) Recode: Average for occupation group of fraction of last 52 P8113(#2) weeks worked; multiplied by 10 Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8114(#1) Recode: Average for occupation group of hours worked per year X8115(#2) in 2007; multiplied by 10 P8114(#1) Recode: Average for occupation group of hours worked per year P8115(#2) in 2009; multiplied by 10 Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8116(#1) Recode: Fraction of occupation group unemployed in 2007; X8117(#2) multiplied by 1000 P8116(#1) Recode: Fraction of occupation group unemployed in 2009; P8117(#2) multiplied by 1000 Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8169(#1) Recode: Unconditional mean wage for occupation group in 2007 X8170(#2) P8169(#1) Recode: Unconditional mean wage for occupation group in 2009 P8170(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* For each occupation group, regressions were run separately for males and females of the log of annualized wages on a constant, a spline on age (AGE, MAX(0, AGE-35), MAX(0,AGE-55)), a dummy variable for part-time employment (1 = working fewer than 20 hours per week), a dummy variable for self-employment (1 = self-employed), a dummy for race (1 = Hispanic or non-white), and dummy variables for years of education (1 = : 12 years of education, some college or an Associate's degree, Bachelor's degree, higher degree than Bachelor's degree). If there were too few people in a CPS 3-digit occupation group, either the SCF case was matched to a neighboring occupation group, or the match was made at the level of the 2-digit occupation code. Some of the model coefficients may be identically zero where there are too few cases in the appropriate cells in the CPS data to identify these coefficients; for example, a coefficient for the [36,55) element of the age spline may be identically zero if there are no CPS cases in that age group for the given occupation. X8105(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8106(#2) P8105(#1) Recode: 10000 * Intercept P8106(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8099(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8100(#2) P8099(#1) Recode: For age in [1, 35]: 10000 * Coefficient of AGE P8100(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8101(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8102(#2) P8101(#1) Recode: For age in [36, 55]: 10000 * Coefficient of MAX(0,AGE-35) P8102(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8103(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8104(#2) P8103(#1) Recode: For age in [55, 999]: 10000 * Coefficient of MAX(0,AGE-55) P8104(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8318(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8319(#2) P8318(#1) Recode: 10000 * Coefficient of dummy for part-time employment P8319(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8320(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8321(#2) P8320(#1) Recode: 10000 * Coefficient of dummy for self-employment P8321(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8322(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8323(#2) P8322(#1) Recode: 10000 * Coefficient of dummy for Hispanic or nonwhite P8323(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8324(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8325(#2) P8324(#1) Recode: 10000 * Coefficient of dummy for 12 years of education P8325(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8326(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8327(#2) P8326(#1) Recode: 10000 * Coefficient of dummy for some college or P8327(#2) Associate's degree Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8328(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8329(#2) P8328(#1) Recode: 10000 * Coefficient of dummy for Bachelor's degree P8329(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8330(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8331(#2) P8330(#1) Recode: 10000 * Coefficient of dummy for higher degree than P8331(#2) Bachelor's degree Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8107(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8108(#2) P8107(#1) Recode: 10000 * Standard error log regression P8108(#2) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8109(#1) DEFINED COMPARABLY TO 2009 VARIABLE X8111(#2) P8109(#1) Recode: Annualized level of expected income from regression P8111(#2) (corrected for non-zero expectation of error term for level) Code number 0. Inap. (/no spouse/partner; no job: X/P7401=0/ X/P7411=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* ----------------------------------------------------------------------------- X4110(#1) QUESTION TEXT SAME AS 2009 VERSION X4710(#2) P4110(#1) How many hours (do you/does [he/she]) work on P4710(#2) (your/her/his) main job in a normal week? (NOT SELF-EMPLOYED) How many hours (do you/does [he/she]) work in this business in a normal week? (SELF-EMPLOYED) RECORD THE NUMBER OF HOURS (R/SP) WORKS IN A NORMAL WEEK, NOT THE OFFICIAL NUMBER OF HOURS (R/SP) IS PAID TO WORK. Code number of hours 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,168] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 85: UNLIKELY VALUE ERROR MESSAGE ********************************************************* X4111(#1) QUESTION TEXT SAME AS 2009 VERSION X4711(#2) P4111(#1) INTERVIEWER: READ SLOWLY P4711(#2) Counting paid vacations as weeks of work, how many weeks (do you/does your [wife/partner]) work on this job in a normal year? WEEKS FOR WORK PLUS PAID VACATIONS AND SICK LEAVE. Code number of weeks 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,52] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4125(#1) QUESTION TEXT SAME AS 2009 VERSION X4725(#2) P4125(#1) How (are you/is [he/she]) paid? (Are you/Is [he/she]) paid P4725(#2) a regular salary or wages? 1. *YES 5. *NO --> SKIP TO P4127/P4727 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not self-employed: X/P4106^=2, 3, 4, or -7 / X/P4706^=2, 3, 4, or -7) X4112(#1) QUESTION TEXT SAME AS 2009 VERSION X4712(#2) P4112(#1) About how much (do you/does [he/she]) earn before taxes P4712(#2) on (your/her/his) main job? (NOT SELF-EMPLOYED) INCLUDE NORMAL OVERTIME, BONUSES, AND TIPS. IF WAGE IS HOURLY, ENTER DOLLARS AND CENTS. CONFIRMATION SCREEN WILL ONLY SHOW DOLLARS. How much in salary or wages (are you/is [he/she]) paid before taxes? (SELF-EMPLOYED) In total, how much did (you/[he/she]) get in 2008 [in 2007: 2006]? Code amount -1. Nothing (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4113(#1) QUESTION TEXT SAME AS 2009 VERSION X4713(#2) P4113(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. P4713(#2) (And that amount is per...?) Code frequency 1. *Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only; in total 11. *Twice per year; every six months 12. Every two months 14. *By the job/piece 18. *Hour 22. Varies 31. *Twice a month -1. Nothing (includes self-employed and not receiving salary: X/P4106^=1 and X/P4125=5 / X/P4706^=1 and X/P725=5) -7. *Other 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) P091104(#1) P091704(#2) CHECKPOINT: SELF-EMPLOYED 1. SELF-EMPLOYED 2. NOT SELF-EMPLOYED 0. Inap. (not doing any work for pay: P4105^=1/P4705^=1; /no spouse/partner) X4127(#1) QUESTION TEXT SAME AS 2009 VERSION X4727(#2) P4127(#1) (Do you/Does [he/she]) (also) receive a portion of the net P4727(#2) earnings, or some other kind of income? 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not self-employed: X/P4106^=2, 3, 4, or -7 / X/P4706^=2, 3, 4, or -7) X4131(#1) QUESTION TEXT SAME AS 2009 VERSION X4731(#2) P4131(#1) (In addition to regular salary, how/How) much (do you/does P4731(#2) [he/she]) personally receive from the business before taxes? PROBE: What did (you/[he/she]) get in 2008 [in 2007: 2006]? Code amount -1. Nothing 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not self-employed: X/P4106^=2, 3, 4, or -7 / X/P4706^=2, 3, 4, or -7; no net earnings from business: X/P4127^=1 / X/P4727^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [-999999999,...,9999999999] ********************************************************* X4132(#1) QUESTION TEXT SAME AS 2009 VERSION X4732(#2) P4132(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. P4732(#2) (And how often (do you/does [he/she]) receive that amount?) Code frequency 1. *Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only; in total 11. *Twice per year; every six months 12. Every two months 14. *By the job/piece 18. *Hour 21. Three times a year 22. Varies 31. *Twice a month -1. Nothing -7. *Other 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not self-employed: X/P4106^=2, 3, 4, or -7 / X/P4706^=2, 3, 4, or -7; no net earnings from business: X/P4127^=1 / X/P4727^=1) X6797(#1) QUESTION TEXT SAME AS 2009 VERSION X6798(#2) P6797(#1) Some employers give their employees financial options that P6798(#2) can be used to purchase company stock at a later time. During the past year, has your ([wife/partner]'s) current employer given (you/[him/her]) any of these, either as a regular part of (your/[his/her]) compensation, or as a bonus? DO NOT INCLUDE DIRECT TRANSFERS OF STOCK, OR PENSION ARRANGEMENTS. 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not working for someone else: X/P4106=2, 3, 4, or -7 / X/P4706=2, 3, 4, or -7) X4114(#1) QUESTION TEXT SAME AS 2009 VERSION X4714(#2) P4114(#1) About how many employees work for this company or P4714(#2) organization, including all locations? (PROBE: Is it fewer than 10, 10 to 19, 20 to 99, 100 to 499, or 500 or more?) 1. *Less than 10 2. *10 to 19 3. *20 to 99 4. *100 to 499 5. *500 or MORE 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) How many years in total (have you/has [he/she]) worked (for this employer/in this business)? (CODE LESS THAN ONE YEAR AS ZERO YEARS) INCLUDE ALL YEARS WITH CURRENT EMPLOYER, EVEN IF IN SEVERAL SPELLS. X4115(#1) QUESTION TEXT SAME AS 2009 VERSION X4715(#2) P4115(#1) Code number of years P4715(#2) -1. Less than one year 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 51: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE 2007 PUBLIC DATA SET, TOP-CODED AT 50 FOR THE 2009 PUBLIC DATA SET, TOP-CODED AT 52 ********************************************************* X7199(#1) QUESTION TEXT SAME AS 2009 VERSION X7266(#2) P7199(#1) Code age P7266(#2) 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X/P8022: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT CURRENT AGE-50 ********************************************************* X7679(#1) QUESTION TEXT SAME AS 2009 VERSION X7706(#2) P7679(#1) Code year (4 digits) P7706(#2) 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,2009]/ [in 2007: 1890,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age when started current job: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-P5908) IF (((RAGE,X/P104 - X/P4115,X/P4715) < 12)| ((RAGE,X/P104 - X/P4115,X/P4715) > 95)| (X/P7199,X/P7266 < 12)| (X/P7199,X/P7266 > 95)| ((RAGE,X/P104-(X/P8095 - X/P7679,X/P7706)) < 12)| ((RAGE,X/P104-(X/P8095 - X/P7679,X/P7706)) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} WORKING FOR EMPLOYER IN ([X/P4115]/[X/P4715]) YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] WORKED FOR EMPLOYER AT AGE ([RAGE,X/P104]-[X/P4115,X/P4715]). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} WORKING FOR EMPLOYER AT AGE ([X/P7199]/[X/P7266]). THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] WORKED FOR EMPLOYER AT AGE ([X/P7199]/[X/P7266]). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} WORKING FOR EMPLOYER IN ([X/P7679]/[X/P7706]). THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] WORKED FOR EMPLOYER AT AGE ([RAGE,X/P104]-(X/P8095-([X/P7679]/[X/P7706]))). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-50/P8095-52 ********************************************************* How many years (do you/does [he/she]) expect to continue working (for this employer/in this business)? (RECORD LESS THAN ONE YEAR AS 00) X4116(#1) QUESTION TEXT SAME AS 2009 VERSION X4716(#2) P4116(#1) Code number of years P4716(#2) -1. Less than a year -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7680(#1) QUESTION TEXT SAME AS 2009 VERSION X7707(#2) P7680(#1) Code age P7707(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF < X/P8022,X/P104 LESS THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7200(#1) QUESTION TEXT SAME AS 2009 VERSION X7267(#2) P7200(#1) Code year (4 digits) P7267(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual when stopped current job: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=([X/P8095 - X/P5908) IF (((RAGE/[X/P104] + [X/P4116]/[X/P4716]) < 12)| ((RAGE/[X/P104] + [X/P4116]/[X/P4716]) > 95)| ([X/P7680]/[X/P7707] < 12)| ([X/P7680]/[X/P7707] > 95)| ((RAGE/[X/P104] + ([X/P7200]/[X/P7267] - [X/P8095]) < 12)| ((RAGE/[X/P104] + ([X/P7200]/[X/P7267] - [X/P8095]) > 95)) Age leaving current job cannot be less than current age RAGE/SAGE depending on if R/SP CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} WILL LEAVE CURRENT JOB IN [X/P4116]/[X/P4716] YEARS. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] WILL LEAVE CURRENT JOB AT AGE (RAGE/[X/P104] + [X/P4116]/[X/P4716]). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} WILL LEAVE CURRENT JOB AT AGE [X/P7680]/[X/P7707]. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] WILL LEAVE CURRENT JOB AT AGE [X/P7680]/[X/P7707]. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} WILL LEAVE CURRENT JOB IN [X/P7200]/[X/P7267]. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] WILL LEAVE CURRENT JOB AT AGE ((RAGE/[X/P104] + ([X/P7200]/[X/P7267] - X/P8095)). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- PENSION FOR HEAD AND SPOUSE/PARTNER FROM CURRENT MAIN JOB ----------------------------------------------------------------------------- X4135(#1) QUESTION TEXT SAME AS 2009 VERSION X4735(#2) P4135(#1) IN PERSON VERSION: P4735(#2) (SHOW CARD 7 [in 2007: CARD 10]) NOT SELF-EMPLOYED: (Are you/Is [he/she]) included in any pension, retirement, or tax-deferred savings plans connected with the job you just told me about? Please do not include any assets I have already recorded. DO NOT INCLUDE SOCIAL SECURITY, PLANS CONNECTED ONLY WITH EARLIER JOBS, OR PLANS FROM WHICH R/SP IS CURRENTLY RECEIVING RETIREMENT PAYMENTS. THESE ARE RECORDED LATER IN THE INTERVIEW. INTERVIEWER: IF R MENTIONS IRA (OTHER THAN SEP IRA OR SIMPLE IRA) OR KEOGH PLANS, MAKE A NOTE AND SAY: "We covered those earlier in the interview. Here, I just want to find out about other plans operated through your (husband/wife/partner)'s employer." SELF-EMPLOYED: Aside from IRA or KEOGH plans, (are you/is [he/she]) included in any pension, retirement, or tax-deferred savings plans connected with the job you just told me about? Please do not include any assets I have already recorded. (Are you/Is [he/she]) included in any pension, retirement, or tax-deferred savings plans connected with the job you just told me about? Please do not include any assets I have already recorded. INCLUDE PLANS THROUGH A UNION. DO NOT INCLUDE SOCIAL SECURITY, PLANS CONNECTED ONLY WITH EARLIER JOBS, OR PLANS FROM WHICH R/SP IS CURRENTLY RECEIVING RETIREMENT PAYMENTS. THESE ARE RECORDED LATER IN THE INTERVIEW. 1. *YES 3. [2009 only] Yes, but only ones where currently already receiving benefits (should appear at P091124 etc.) 5. *NO --> SKIP TO P4501 / P5101 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner) X4139(#1) QUESTION TEXT SAME AS 2009 VERSION X4739(#2) P4139(#1) In how many different plans of this sort (are you/is P4739(#2) [he/she]) included on this job? 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 5 ********************************************************* X091107(#1) X091707(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X4201/X11032/X11132/X11232 (#1) X4801/X11332/X11432/X11532 (#2) P091107(#1) P091707(#2) There are two general types of pension plans. In one type, a worker is entitled to receive regular retirement payments for as long as the worker lives, which are most often determined by a formula as a percentage of final or average pay. In the other type of plan, money accumulates in an account designated for the worker, such as a 401(k), and that money may be paid out in a variety of ways depending on the plan or the worker's choice. Some plans may be like both of these types. Is there any type of account balance associated with ([your/his/her] plans/any of [your/his/her] pension plans)? 1. *YES 5. *NO --> SKIP TO P091118/P091718 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) X091108(#1) X091708(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11032/X11132/X11232/X11259/X8465 (#1) X11332/X11432/X11532/X11559/X8466 (#2) P091108(#1) P091708(#2) What is the (total) balance of (all these/this) pension account(s) now? Code amount -1. Nothing 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091109(#1) X091709(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11026/X11126/X11226 (#1) X11326/X11426/X11526 (#2) P091109(#1) P091709(#2) (Do you/Does [he/she]) currently have a loan against (any of these plans/this plan)? 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1) X091159(#1) X091759(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11070/X11170/X11270 (#1) X11370/X11470/X11570 (#2) P091159(#1) P091759(#2) Did I record this loan earlier in the interview? 1. YES 5. NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; no loan against plan: X/P091109^=1 / X/P091709^=1) NOTE: where (P091109/P091709)=1, the amount of the loan is not edited out of the earlier location. X091160(#1) X091760(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11071/X11171/X11271 (#1) X11371/X11471/X11571 (#2) P091160(#1) P091760(#2) Where did you tell me about this loan? 1. *Credit card or store debt 2. *Mortgage debt 4. *Other home purchase loan 6. *Loan for other real estate 7. *Line of credit 8. Business loan 9. Vehicle loan 10. Education Loan 11. Other installment loan 12. Margin loan 13. Insurance loan 14. Pension loan -7. *Other 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; no loan against plan: X/P091109^=1 / X/P091709^=1; did not report loan earlier: X/P091159^=1 / X/P091759^=1) X091110(#1) X091710(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11026/X11126/X11226 (#1) X11326/X11426/X11526 (#2) P091110(#1) P091710(#2) Is the balance you reported net of the loan amount? 1. *NET 3. R originally gave net value, but edited to gross 5. *GROSS 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; no loan against plan: X/P091109^=1 / X/P091709^=1) X091111(#1) X091711(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11027/X11127/X11227 (#1) X11327/X11427/X11527 (#2) P091111(#1) P091711(#2) What is the current loan balance? Code amount 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; no loan against plan: X/P091109 / X/P091709^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091112(#1) X091712(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11028/X11128/X11228 (#1) X11328/X11428/X11528 (#2) P091112(#1) P091712(#2) How much are the payments? Code amount -1. *NOTHING -2. *NO TYPICAL PAYMENTS 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; no loan against plan: X/P091109^=1 / X/P091709^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091113(#1) X091713(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11029/X11129/X11229 (#1) X11329/X11429/X11529 (#2) P091113(#1) P091713(#2) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. (And that amount is per...?) Code frequency 1. Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. *Lump sum/one payment only 11. *Twice per year; every six months 12. Every two months 14. By the job/piece 18. Hour 22. Varies 31. *Twice a month -1. Nothing -2. No regular payment -7. *Other 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; no loan against plan: X/P091109^=1 / X/P091709^=1) X091114(#1) X091714(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11130/X11130/X11230 (#1) X11330/X11430/X11530 (#2) P091114(#1) P091714(#2) For what purpose did (you/he/she) borrow this money? What was the main purpose?) See MASTER LOAN PURPOSE LIST at X6723/P09339 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; no loan against plan: X/P091109^=1 / X/P091709^=1) ******************************************************** SEE MASTER LOAN PURPOSE LIST FOR INFORMATION ON CODE COLLAPSING FOR LOAN PURPOSE VARIABLES FOR PUBLIC DATA SET ******************************************************** X091115(#1) X091715(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11036/X11136/X11236 (#1) X11336/X11436/X11536 (#2) P091115(#1) P091715(#2) How is the money in (this/these) account(s) invested? Is it all in stocks, all in interest-earning assets, is it split between these, or something else? IF R SAYS "MUTUAL FUND", PROBE FOR WHETHER IT IS A STOCK FUND, A BOND FUND, OR ONE SPLIT OVER BOTH TYPES 1. *ALL IN STOCKS 2. *ALL IN INTEREST EARNING ASSETS/BONDS 3. *SPLIT 4. Real estate 5. Hedge fund 6. Annuities 8. Mineral rights 9. *GIC/guaranteed income contract 12. Business investment n.e.c. 15. Life insurance 25. Non publicly traded business or other such investment 30. *MUTUAL FUND (NOT A PREFERRED RESPONSE) -2. Code for 2007 or 2009 panel variable only - Does not know how invested -7. *OTHER 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 4, 5, 6, 8, 12, 15, AND 25 ARE COMBINED WITH CODE -7; CODE 9 IS COMBINED WITH CODE 2 ********************************************************* X091116(#1) X091716(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11037/X11137/X11237 (#1) X11337/X11437/X11537 (#2) P091116(#1) P091716(#2) About what percent of it is in stocks? Code percent * 100 -1. Nothing 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; money invested not split or in mutual funds: X/P091115^=3 or 30/ X/P091715^=3 or 30) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 500 IF BETWEEN 250 AND 9750 INCLUSIVE, OTHERWISE IF > 0 ROUNDED TO NEAREST 100 WITH A TOP-CODE AT 9900 AND A BOTTOM-CODE AT 100 FOR THOSE VALUES ROUNDED ******************************************************** X091117(#1) X091717(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X4201/X11000/X11032/X11100/X11132/X11200/X11232 (#1) X4801/X11300/X11332/X11400/X11432/X11500/X11532 (#2) P091117(#1) P091717(#2) (Do you/Does [he/she]) also have a plan that does not have an account balance? 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1; no account balance: X/P091107^=1 / X/P091707^=1; account balance and only one plan: X/P091107=1 and P4139=1 / X/P091707=1 and X/P4739=1) How long (have you/has your[husband/wife/partner]) been in (this plan/any of these plans)? CODE ZERO FOR CURRENT YEAR. X091118(#1) X091718(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11002/X11102/X11202 (#1) X11302/X11402/X11502 (#2) P091118(#1) P091718(#2) Code number of years -1. Less than a year 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE 2007 PUBLIC DATA SET, TOP-CODED AT 50 FOR THE 2009 PUBLIC DATA SET, TOP-CODED AT 52 ********************************************************* X091119(#1) X091719(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11003/X11103/X11203 (#1) X11303/X11403/X11503 (#2) P091119(#1) P091719(#2) Code age 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,110] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > P8022/P104: GREATER THAN CURRENT AGE MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT CURRENT AGE-50 ********************************************************* X091120(#1) X091720(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11004/X11104/X11204 (#1) X11304/X11404/X11504 (#2) P091120(#1) P091720(#2) Code year (4 digits) 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1889,...,9999] IF < 1889 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > 2009: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* SEE 2007 SCF CODEBOOK FOR ANALAGOUS EDIT CHECK(S) EDIT CHECK: If an unusual age for entering pension plan of current job: IF P7001 NOT EQUAL 1 THEN RAGE=P8022 ELSE RAGE=(P8095-P5908) IF ((RAGE/P104-(P11002...P11302/P11302...P11502) < 12)| (RAGE/P104-(P11002...P11302/P11302...P11502) > 95)| (P11003...P11303/P11303...P11503 < 12)| (P11003...P11203/P11303...P11503 > 95)| (RAGE/P104-(P11004...P11304/P11304...P11504) < 12)| (RAGE/P104-(P11004...P11304/P11304...P11504) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} ENTERING PENSION PLAN P11002..P11202/P11302... P11502 YEARS AGO. THIS IMPLIES ENTERED PLAN AT AGE (RAGE/P104-P11002...P11302/P11302... P11502). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} ENTERING PENSION PLAN AT AGE P11003..P11203/P11303... P11503. THIS IMPLIES ENTERED PLAN AT AGE P11003...P11203/P11303...P11503. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} ENTERING PENSION PLAN IN P11004..P11204/P11304... P11504. THIS IMPLIES ENTERED PLAN AT AGE (RAGE/P104- (P11004...P11304/P11304...P11504)). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* FOR THE PUBLIC DATA SET, BOTTOM-CODED AT X8095-50/P8095-52 ********************************************************* At what age (do you/does [he/she]) expect to receive or start receiving any money from (this plan/any of these plans)? X091121(#1) X091721(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11005/X11105/X11205 (#1) X11305/X11405/X11505 (#2) P091121(#1) P091721(#2) Code age -2. *NEVER/DOES NOT PLAN TO RETIRE/LEAVE ACCOUNT TO ESTATE 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,110] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF < P8022/P104: LESS THAN CURRENT AGE ERROR MESSAGE ********************************************************* X091122(#1) X091722(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11006/X11106/X11206 (#1) X11306/X11406/X11506 (#2) P091122(#1) P091722(#2) Code number of years -1. Less than a year -2. *NEVER/DOES NOT PLAN TO RETIRE/LEAVE ACCOUNT TO ESTATE 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091123(#1) X091723(#2) GENERATED FROM 2007 INDIVIDUAL VALUES: X11007/X11107/X11207 (#1) X11307/X11407/X15207 (#2) P091123(#1) P091723(#2) Code year (4 digits) -2. *NEVER/DOES NOT PLAN TO RETIRE/LEAVE ACCOUNT TO ESTATE 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no pensions: X/P4135^=1 / X/P4735^=1) ********************************************************* [IN 2007] ORIGINALLY ALLOWED VALUES [2007,...,2099] [IN 2009] ORIGINALLY ALLOWED VALUES [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* SEE 2007 SCF CODEBOOK FOR ANALAGOUS EDIT CHECK(S) EDIT CHECK: If an unusual age when expecting to receive benefits from pension plan of current job: IF P7001 NOT EQUAL 1 THEN RAGE=P8022 ELSE RAGE=(P8095-P5908) IF ((P11005...P11205/P11305...P11505 < 12)| (P11005...P11205/P11305...P11505 > 95)| (RAGE/P104+(P11006...P11306/P11306...P11506) > 12)| (RAGE/P104+(P11006...P11306/P11306...P11506) > 95)| (RAGE/P104+(P11007...P11307/P11307...P11507)- P8095) < 12)| (RAGE/P104+(P11007...P11307/P11307...P11507)- P8095) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} EXPECTING TO START RECEIVING BENEFITS FROM PENSION PLAN AT AGE P11005..P11205/P11305...P11505. THIS IMPLIES EXPECTS TO START RECEIVING PAYMENTS AT AGE P11005...P11205/P11305...P11505. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER]} REPORTED EXPECTING TO START RECEIVING BENEFITS FROM PENSION PLAN IN P11006..P11206/P11306...P11506 YEARS. THIS IMPLIES EXPECTS TO START RECEIVING PAYMENTS AT AGE (RAGE/ P104+(P11006...P11306/P11306...P11506)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER]} REPORTED EXPECTING TO START RECEIVING BENEFITS FROM PENSION PLAN IN P11007..P11207/P11307...P11507. THIS IMPLIES EXPECTS TO START RECEIVING PAYMENTS AT AGE (RAGE/ P104+(P11007...P11307/P11307...P11507)). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- SECOND JOB OF HEAD AND SPOUSE/PARTNER ----------------------------------------------------------------------------- #1 refers to second job of head #2 refers to second job of spouse/partner ----------------------------------------------------------------------------- X4501(#1) QUESTION TEXT SAME AS 2009 VERSION X5101(#2) P4501(#1) Other than (your/your [husband's/wife's/partner's]) main P5101(#2) job, (are you/is [he/she]) doing any work for pay now, such as a second job, the military services, or (another) business of (your/her/his) own? 1. *YES 5. *NO --> SKIP TO P4511/P5111 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner) X4502 X4503 X4504 X4505 (#1) X5102 X5103 X5104 X5105 (#2) QUESTION TEXT SAME AS 2009 VERSION Is this a second job, the military services, your (husband/wife/partner)'s own business, or something else? (CODE ALL THAT APPLY) P4502(#1) *Second job P5102(#2) P4503(#1) *Military P5103(#2) P4504(#1) *Business P5104(#2) P4505(#1) *Other P5105(#2) 1. Checked (only for X/P4502-X/P4504 / X/P5102-X/P5104) 5. Not checked Other non-inap responses for X/P4505 / X/P5105 only 6. Consultant 7. Director; board member 8. Hobby 9. Manage investments/real estate 10. Third (or more) job 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no second job: X/P4501^=1 / X/P5101^=1) ********************************************************* FOR THE PUBLIC DATA SET, X4503/X5103 IS NOT INCLUDED BUT COMBINED WITH "YES" RESPONSES FOR X4502/X5102; CODES 9 AND 10 ARE COMBINED WITH "YES" RESPONSES FOR X4504/X5104; CODE 7 IS COMBINED WITH CODE 6 ********************************************************* X4507(#1) QUESTION TEXT SAME AS 2009 VERSION X5107(#2) P4507(#1) How many hours (do you/does [he/she]) work on (this P5107(#2) job/these jobs) in a normal week? Code number -1. None 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no second job: X/P4501^=1 / X/P5101^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,168] IF < 1 OR > 168 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 85: UNLIKELY VALUE ERROR MESSAGE ********************************************************* X4508(#1) QUESTION TEXT SAME AS 2009 VERSION X5108(#2) P4508(#1) Counting paid vacations as weeks of work, how many weeks P5108(#2) (do you/does [he/she]) work on (this job/these jobs) in a normal year? Code number 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no second job: X/P4501^=1 / X/P5101^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,52] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4509(#1) QUESTION TEXT SAME AS 2009 VERSION X5109(#2) P4509(#1) About how much (do you/does [he/she]) earn before taxes P5109(#2) from (this other job/these other jobs)? Code amount -1. Nothing 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no second job: X/P4501^=1 / X/P5101^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4510(#1) QUESTION TEXT SAME AS 2009 VERSION X5110(#2) P4510(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. P5110(#2) (And that amount is per...?) Code frequency 1. *Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. Lump sum/one payment only; in total 11. *Twice per year; every six months 12. Every two months 14. By the piece/job 18. *Hour 22. Varies 31. *Twice a month -1. Nothing -7. *Other 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no second job: X/P4501^=1 / X/P5101^=1) X4511(#1) QUESTION TEXT SAME AS 2009 VERSION X5111(#2) P4511(#1) Thinking about all your (husband/wife/partner)'s current P5111(#2) work for pay, (do you/does [he/she]) consider (yourself/herself/himself) to be working full-time or part-time? IF R IS LAID OFF OR A SEASONAL WORKER, ASK ABOUT "JOBS WHEN R IS WORKING". 1. *Full-time 2. *Part-time --> SKIP TO P4543/P5143 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; no second job: X/P4501^=1 / X/P5101^=1) ********************************************************* EDIT CHECK: If working at least 32 hours per week and at least 40 weeks per year, but reports being part-time: IF ((X/P4110, X/P4710 >= 32 & X/P4111, X/P4711 >= 40) & X/P4511, X/P5111 = 2); CAPI text displayed: ATTENTION: SOME PEOPLE WHO WORK AS MUCH AS THIS R/SPOUSE/PARTNER CONSIDER THEMSELVES FULL-TIME. PROBE TO BE SURE PART-TIME STATUS IS CORRECT? COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If working at least 32 combined hours per week on current job and second job and at least 40 weeks per year on current job and at least 41 weeks per year on second job, but reports being part-time: IF (((X/P4110+X/P4507)/(X/P4710+X/P5107) >= 32) & (X/P4111, X/P4711 >= 40 & X/P4508, X/P5108 > 40) & X/P4511, X/P5111 = 2); CAPI text displayed: ATTENTION: SOME PEOPLE WHO WORK AS MUCH AS THIS R/SPOUSE/PARTNER CONSIDER THEMSELVES FULL-TIME. PROBE TO BE SURE PART-TIME STATUS IS CORRECT? COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- CURRENTLY WORKING FULL-TIME ----------------------------------------------------------------------------- X4512(#1) (READ SLOWLY) Now I have a few questions about your X5112(#2) (husband/wife/partner)'s work experience. Including any periods of self-employment, the military, and (your/his/her) current job, since (you were/[he/she] was) 18, how many years (have you/has [he/she]) worked full-time? Roughly how many years? Code number of years -1. None 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 71: UNLIKELY VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If years worked full-time plus 12 is greater than current age: IF (X4512/X5112+12) > RAGE/X104 CAPI text displayed: ATTENTION: RESPONDENT/[SPOUSE/PARTNER] IS RAGE/X104 YEARS OLD BUT REPORTS WORKING FULL-TIME FOR X4512/X5112 YEARS. PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 60 ********************************************************* X4513(#1) Including any self-employment and your X5113(#2) (husband/wife/partner)'s current job, for how many different employers (have you/has [he/she]) worked in full-time jobs lasting one year or more? TREAT SELF-EMPLOYMENT AS ONE EMPLOYER. Code number of employers -1. None 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 21: UNLIKELY VALUE ERROR MESSAGE ********************************************************* X4514(#1) Now, not counting (your/her/his) current job, (have you/has X5114(#2) [he/she]) ever had a full-time job with a different employer that lasted three years or more? TREAT SELF-EMPLOYMENT AS ONE EMPLOYER. 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1) X4515(#1) I would like to know about the longest such job (you/[he/she]) had. X5115(#2) Did (you/[he/she]) work for someone else, (were you/was [he/she]) self-employed, or what? THE JOB REPORTED HERE SHOULD NOT BE THE SAME AS THE CURRENT JOB. 1. *Someone else 2. *Self-employed; other non-corporate business owned by PEU 3. Partnership; law firm; medical/dental partnership -7. *Other 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODE 3 IS COMBINED WITH CODE 2 ********************************************************* X7406(#1) What kind of business or industry did (you/your X7416(#2) [husband/wife/partner]) work in -- that is, what did they make or do at the place where (you/[he/she]) worked? Code Census 2006 4-digit industry code See X7402/X7412 for definitions ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (170 <= 4-digit ind. code <=290) THEN ind. code=1; ELSE IF (7480 <= 4-digit ind. code <=7480) THEN ind. code=1; ELSE IF (7770 <= 4-digit ind. code <=7770) THEN ind. code=1; ELSE IF (370 <= 4-digit ind. code <=490) THEN ind. code=2; ELSE IF (770 <= 4-digit ind. code <=770) THEN ind. code=2; ELSE IF (1070 <= 4-digit ind. code <=3990) THEN ind. code=3; ELSE IF (6470 <= 4-digit ind. code <=6480) THEN ind. code=3; ELSE IF (8560 <= 4-digit ind. code <=8560) THEN ind. code=3; ELSE IF (4070 <= 4-digit ind. code <=5790) THEN ind. code=4; ELSE IF (8680 <= 4-digit ind. code <=8690) THEN ind. code=4; ELSE IF (6490 <= 4-digit ind. code <=6490) THEN ind. code=5; ELSE IF (6695 <= 4-digit ind. code <=6695) THEN ind. code=5; ELSE IF (6870 <= 4-digit ind. code <=7080) THEN ind. code=5; ELSE IF (7190 <= 4-digit ind. code <=7190) THEN ind. code=5; ELSE IF (7580 <= 4-digit ind. code <=7590) THEN ind. code=5; ELSE IF (7680 <= 4-digit ind. code <=7680) THEN ind. code=5; ELSE IF (8770 <= 4-digit ind. code <=8890) THEN ind. code=5; ELSE IF (570 <= 4-digit ind. code <=690) THEN ind. code=6; ELSE IF (6070 <= 4-digit ind. code <=6390) THEN ind. code=6; ELSE IF (6570 <= 4-digit ind. code <=6692) THEN ind. code=6; ELSE IF (6770 <= 4-digit ind. code <=6780) THEN ind. code=6; ELSE IF (7170 <= 4-digit ind. code <=7180) THEN ind. code=6; ELSE IF (7270 <= 4-digit ind. code <=7470) THEN ind. code=6; ELSE IF (7490 <= 4-digit ind. code <=7570) THEN ind. code=6; ELSE IF (7670 <= 4-digit ind. code <=7670) THEN ind. code=6; ELSE IF (7690 <= 4-digit ind. code <=7690) THEN ind. code=6; ELSE IF (7780 <= 4-digit ind. code <=8470) THEN ind. code=6; ELSE IF (8570 <= 4-digit ind. code <=8670) THEN ind. code=6; ELSE IF (8970 <= 4-digit ind. code <=9290) THEN ind. code=6; ELSE IF (9370 <= 4-digit ind. code <=9890) THEN ind. code=7; ************************************************************ 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) X7405(#1) What sort of work (did you/did your [husband/wife/partner]) X7415(#2) do on (your/[his/her]) job? (Tell me a little more about what (you/[he/she]) did.) Code Census 2006 4-digit occupation codes See X7401/X7411 for definitions ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (10 <= 4-digit occ. code <=200) THEN occ. code=1; IF (220 <= 4-digit occ. code <=1530) THEN occ. code=1; IF (1600 <= 4-digit occ. code <=1860) THEN occ. code=1; IF (2000 <= 4-digit occ. code <=3650) THEN occ. code=1; ELSE IF (1540 <= 4-digit occ. code <=1560) THEN occ. code=2; ELSE IF (4700 <= 4-digit occ. code <=5930) THEN occ. code=2; ELSE IF (1900 <= 4-digit occ. code <=1960) THEN occ. code=2; ELSE IF (7900 <= 4-digit occ. code <=7900) THEN occ. code=2; ELSE IF (3700 <= 4-digit occ. code <=4320) THEN occ. code=3; ELSE IF (4400 <= 4-digit occ. code <=4400) THEN occ. code=3; ELSE IF (4420 <= 4-digit occ. code <=4650) THEN occ. code=3; ELSE IF (9840 <= 4-digit occ. code <=9840) THEN occ. code=3; ELSE IF (6200 <= 4-digit occ. code <=7850) THEN occ. code=4; ELSE IF (8330 <= 4-digit occ. code <=8330) THEN occ. code=4; ELSE IF (8350 <= 4-digit occ. code <=8350) THEN occ. code=4; ELSE IF (8440 <= 4-digit occ. code <=8630) THEN occ. code=4; ELSE IF (8740 <= 4-digit occ. code <=8760) THEN occ. code=4; ELSE IF (8810 <= 4-digit occ. code <=8810) THEN occ. code=4; ELSE IF (4410 <= 4-digit occ. code <=4410) THEN occ. code=5; ELSE IF (7920 <= 4-digit occ. code <=8320) THEN occ. code=5; ELSE IF (8340 <= 4-digit occ. code <=8340) THEN occ. code=5; ELSE IF (8360 <= 4-digit occ. code <=8430) THEN occ. code=5; ELSE IF (8640 <= 4-digit occ. code <=8730) THEN occ. code=5; ELSE IF (8800 <= 4-digit occ. code <=8800) THEN occ. code=5; ELSE IF (8830 <= 4-digit occ. code <=9750) THEN occ. code=5; ELSE IF (210 <= 4-digit occ. code <=210) THEN occ. code=6; ELSE IF (4340 <= 4-digit occ. code <=4350) THEN occ. code=6; ELSE IF (6000 <= 4-digit occ. code <=6130) THEN occ. code=6; ************************************************************ 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) In what year did (you/[he/she]) start working for that employer? X4518(#1) Code year (4 digits) X5118(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1900,...,9999] IF < 1900 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7233(#1) Code age X7300(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7234(#1) Code number of years X7301(#2) -1. None 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for starting longest prior job: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4518/X5118)) < 12)| (RAGE/X104-(X8095-X4518/X5118)) > 95)| (X7233/X7300 < 12)| (X7233/X7300 > 95)| ((RAGE/X104-X7234/X7301) < 12)| ((RAGE/X104-X7234/X7301) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB IN X4518/X5118. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE (RAGE/X104-(X8095-X4518/X5118)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB AT AGE X7233/X7300. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE X7233/X7300. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB X7234/X7301 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE (RAGE/X104-X7234/X7301). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* In what year did (you/[he/she]) stop working at that job? X4519(#1) Code year (4 digits) X5119(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1945,...,9999] IF < 1945 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7235(#1) Code age X7302(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7236(#1) Code number of years X7303(#2) -1. None 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If past job ended before past job started: IF ((X4519 < X4518|X7235 < X7233|X7236 < X7234)| (X5119 < X5118|X7302 < X7300|X7303 < X7301)) CAPI text displayed: ATTENTION: ERROR: [RESPONDENT/(SPOUSE/PARTNER)] STOPPED WORKING PREVIOUS JOB BEFORE STARTED. | STARTED JOB | STOPPED JOB YEAR: | X4518/X5118 | X4519/X5119 AGE: | X7233/X7300 | X7235/X7302 # YEARS: | X7234/X7301 | X7236/X7303 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for stopping longest prior job: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4519/X5119)) < 12)| (RAGE/X104-(X8095-X4519/X5119)) > 95)| (X7235/X7302 < 12)| (X7235/X7302 > 95)| ((RAGE/X104-X7236/X7303) < 12)| ((RAGE/X104-X7236/X7303) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB IN X4519/X5119. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE (RAGE/X104-(X8095-X4519/X5119)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB AT AGE X7235/X7302. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE X7235/X7302. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB X7236/X7303 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE (RAGE/X104-X7236/X7303). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4520(#1) About how much (were you/was [he/she]) earning before taxes X5120(#2) when (you/[he/she]) stopped? IF WAGE IS HOURLY, ENTER DOLLARS AND CENTS. CONFIRMATION SCREEN WILL ONLY SHOW DOLLARS. Code amount -1. Nothing 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4521(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. X5121(#2) (And that amount is per...?) Code frequency 1. *Day 2. *Week 3. Every two weeks 4. *Month 5. *Quarter 6. *Year 8. Lump sum/one payment only; in total 11. *Twice per year; every six months 12. Every two months 14. By the piece/job 18. *Hour 22. Varies 31. *Twice a month -1. Nothing -7. *Other 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; less than one year of full-time employment: X4512<1/X5112<1; no jobs longer than a year: X4513<1/X5113<1; no job longer than 3 years: X4514^=1/X5114^=1) X4522(#1) Since (you were/[he/she] was) 18, have there been years X5122(#2) when (you/your [husband/wife/partner]) worked only part-time for all or most of the year? 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1) X4523(#1) About how many years in total did (you/[he/she]) only work X5123(#2) part-time? Code number of years -1. None 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working full-time: X4511^=1/ X5111^=1; no part-time work: X4522^=1/X5122^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* Thinking now of the future, in what year or at what age (do you/does your [husband/wife/partner]) expect to stop working full-time? X7237(#1) QUESTION TEXT SAME AS 2009 VERSION X7304(#2) P7237(#1) Code year (4-digits) P7304(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not currently working full-time: X/P4511^=1 / X/P5111^=1) ********************************************************* [IN 2007] ORIGINALLY ALLOWED VALUES: [2007,...,9999] [IN 2009] ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7728(#1) QUESTION TEXT SAME AS 2009 VERSION X7727(#2) P7728(#1) Code age P7727(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not currently working full-time: X/P4511^=1 / X/P5111^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4524(#1) QUESTION TEXT SAME AS 2009 VERSION X5124(#2) P4524(#1) Code number of years P5124(#2) -1. Less than a year -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not currently working full-time: X/P4511^=1 / X/P5111^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for expecting to stop full-time work: IF P7001 NOT EQUAL 1 THEN RAGE=P8022 ELSE RAGE=(X/P8095-X/P5908) IF ((RAGE/X/P104+(X/P7237/X/P7304-X/P8095) < 12)| (RAGE/X/P104+(X/P7237/X/P7304-X/P8095) > 95)| (X/P7728, X/P7727 < 12)| (X/P7728, X/P7727 > 95)| ((RAGE/X/P104+X/P4524/X/P5124) < 12)| ((RAGE/X/P104+X/P4524/X/P5124) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} EXPECTS TO STOP WORKING FULL-TIME IN P7237/P7304. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE ((RAGE/P104+(P7237/P7304-P8095)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} EXPECTS TO STOP WORKING FULL-TIME AT AGE X/P7728/ X/P7727. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE X/P7728 / X/P7727. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: {(RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER])/[SPOUSE/PARTNER] REPORTED} EXPECTS TO STOP WORKING FULL-TIME IN X/P4524 / X/P5124 YEARS. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE (RAGE/X/P104+X/P4524/X/P5124). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4525(#1) QUESTION TEXT SAME AS 2009 VERSION X5125(#2) P4525(#1) (Do you/Does [he/she]) expect to work part-time after that? P5125(#2) 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not currently working full-time: X/P4511^=1 / X/P5111^=1; answer to future full-time work NEVER STOP: X/P4524=-2 / X/P5124=-2) In what year (do you/does [he/she]) expect to stop working altogether? X7238(#1) QUESTION TEXT SAME AS 2009 VERSION X7305(#2) P7238(#1) Code year (4 digits) P7305(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not currently working full-time: X/P4511^=1 / X/P5111^=1; answer to future full-time work NEVER STOP: X/P4524=-2 / X/P5124=-2; not expecting to work part-time: X/P4525^=1 / X/P5125^=1) ********************************************************* [IN 2007] ORIGINALLY ALLOWED VALUES: [2007,...,2060] [IN 2009] ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 2041: UNLIKELY VALUE ERROR MESSAGE ********************************************************* X7700(#1) QUESTION TEXT SAME AS 2009 VERSION X7729(#2) P7700(#1) Code age P7729(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not currently working full-time: X/P4511^=1 / X/P5111^=1; answer to future full-time work NEVER STOP: X/P4524=-2 / X/P5124=-2; not expecting to work part-time: X/P4525^=1 / X/P5125^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4526(#1) QUESTION TEXT SAME AS 2009 VERSION X5126(#2) P4526(#1) Code number of years P5126(#2) -1. Less than a year -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5;/ no spouse/partner; not currently working full-time: X/P4511^=1 / X/P5111^=1; answer to future full-time work NEVER STOP: X/P4524=-2 / X/P5124=-2; not expecting to work part-time: X/P4525^=1 / X/P5125^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If expecting to stop full-time work after expecting to stop working altogether: IF X/P7728 / X/P7727 > X/P7700 / X/P7729 CAPI text displayed: ATTENTION: LIKELY ERROR: RESPONDENT/[SPOUSE/PARTNER] WILL WORK PART-TIME AFTER STOPPING FULL-TIME, BUT WHEN? | START FULL-TIME | STOP ALTOGETHER YEAR: | X/P7237 / X/P7304 | X/P7238 / X/P7305 AGE: | X/P7728 / X/P7727 | X/P7700 / X/P7729 YEARS AGO: | X/P4524 / X/P5124 | X/P4526 / X/P5126 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for expecting to stop working altogether: IF P7001 NOT EQUAL 1 THEN RAGE=P8022 ELSE RAGE=(P8095-P5908) IF ((RAGE/X/P104+(X/P7238/X/P7305-X/P8095) < 12)| (RAGE/X/P104+(X/P7238/X/P7305-X/P8095) > 95)| (X/P7700/X/P7729 < 12)| (X/P7700/X/P7729 > 95)| ((RAGE/X/P104+X/P4526/X/P5126) < 12)| ((RAGE/X/P104+X/P4526/X/P5126) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER IN P7238/P7305. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE ((RAGE/X/P104+ (X/P7238/X/P7305-X/P8095)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER AT AGE X/P7700/X/P7729. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE X/P7700/X/P7729. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER IN P4526/P5126 YEARS. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE (RAGE/X/P104+X/P4526/X/P5126). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- CURRENTLY WORKING PART-TIME ----------------------------------------------------------------------------- X4527(#1) Now I have a few questions about your (husband/wife/partner)'s X5127(#2) work experience. Including any self-employment and (your/your [husband's/wife's/partner's]) current job, since (you were/[he/she] was) 18, about how many years (have you/has [he/she]) worked part-time for all or most of the year? Code number of years -1. Less than a year 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4528(#1) Since (you were/[he/she] was) 18, (have you/has [he/she]) X5128(#2) ever worked full-time for pay -- including any self-employment and the military? 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2) X4529(#1) How many years (have you/has [he/she]) worked full-time for X5129(#2) all or most of the year? Code number of years -1. Less than a year 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If years worked full-time plus 12 is greater than current age: IF (X4529/X5129+12) > RAGE/X104 CAPI text displayed: ATTENTION: RESPONDENT/[SPOUSE/PARTNER] IS RAGE/X104 YEARS OLD BUT REPORTS WORKING FULL-TIME FOR X4529/X5129 YEARS. PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 60 ********************************************************* X4530(#1) Was that five years or more? X5130(#2) INTERVIEWER CHECKPOINT - SEE X4529/X5129 1. R HAS WORKED FULL-TIME FOR 5 YEARS OR MORE OR DK 2. LESS THAN 5 YEARS 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* In what year did (you/[he/she]) last work full-time for pay? X4531(#1) Code year (4 digits) X5131(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; worked 5 years or more full-time: X4530=1/X5130=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1900,...,9999] IF < 1900 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7239(#1) Code age X7306(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; worked 5 years or more full-time: X4530=1/X5130=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7240(#1) Code number of years X7307(#2) -1. Less than a year 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; worked 5 years or more full-time: X4530=1/X5130=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for last working full-time: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4531/X5131)) < 12)| ((RAGE/X104-(X8095-X4531/X5131)) > 95)| (X7239/X7306 < 12)| (X7239/X7306 > 95)| ((RAGE/X104-X7240/X7307) < 12)| ((RAGE/X104-X7240/X7307) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKING FULL-TIME IN X4531/X5131. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE (RAGE/X104-(X8095-X4531/X5131)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKING FULL-TIME AT AGE X7239/X7306. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE X7239/X7306. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKED FULL-TIME X7240/X7307 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE (RAGE/X104-X7240/X7307). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4532(#1) About how much did (you/[he/she]) earn before taxes that year? X5132(#2) IF WAGE IS HOURLY, ENTER DOLLARS AND CENTS. CONFIRMATION SCREEN WILL ONLY SHOW DOLLARS. Code amount -1. Nothing 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; worked 5 years or more full-time: X4530=1/X5130=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4533(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. X5133(#2) (And that amount is per...?) Code frequency 1. *Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. Lump sum/one payment only; in total 11. *Twice per year; every six months 12. Every two months 14. By the piece/job 18. *Hour 22. Varies 31. *Twice a month -1. Nothing -7. *Other 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; worked 5 years or more full-time: X4530=1/X5130=1) X4534(#1) Including any self-employment and any full-time work on X5134(#2) your (husband/wife/partner)'s current job, for how many different employers (have you/has [he/she]) worked in full-time jobs lasting one year or more? TREAT SELF-EMPLOYMENT AS ONE EMPLOYER. Code number of employers -1. None 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > 21: UNLIKELY VALUE ERROR MESSAGE ********************************************************* X4535(#1) I would like to know about the longest full-time job (you/[he/she]) X5135(#2) had. Was the employer the same as (your/your [husband's/wife's/partner's]) current employer, (were you/was [he/she]) self-employed, did (you/[he/she]) work for someone else, or what? 1. *Someone else 2. *Self-employed; other non-corporate business owned by PEU 3. Partnership; law firm; medical/dental partnership 4. *Same as current employer -7. *Other 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODE 3 IS COMBINED WITH CODE 2 ********************************************************* X7408(#1) What kind of business or industry did X7418(#2) (you/your [husband/wife/partner]) work in -- that is, what did they make or do at the place where (you/[he/she]) worked? Code Census 2006 4-digit industry code See X7402/X7412 for definitions ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (170 <= 4-digit ind. code <=290) THEN ind. code=1; ELSE IF (7480 <= 4-digit ind. code <=7480) THEN ind. code=1; ELSE IF (7770 <= 4-digit ind. code <=7770) THEN ind. code=1; ELSE IF (370 <= 4-digit ind. code <=490) THEN ind. code=2; ELSE IF (770 <= 4-digit ind. code <=770) THEN ind. code=2; ELSE IF (1070 <= 4-digit ind. code <=3990) THEN ind. code=3; ELSE IF (6470 <= 4-digit ind. code <=6480) THEN ind. code=3; ELSE IF (8560 <= 4-digit ind. code <=8560) THEN ind. code=3; ELSE IF (4070 <= 4-digit ind. code <=5790) THEN ind. code=4; ELSE IF (8680 <= 4-digit ind. code <=8690) THEN ind. code=4; ELSE IF (6490 <= 4-digit ind. code <=6490) THEN ind. code=5; ELSE IF (6695 <= 4-digit ind. code <=6695) THEN ind. code=5; ELSE IF (6870 <= 4-digit ind. code <=7080) THEN ind. code=5; ELSE IF (7190 <= 4-digit ind. code <=7190) THEN ind. code=5; ELSE IF (7580 <= 4-digit ind. code <=7590) THEN ind. code=5; ELSE IF (7680 <= 4-digit ind. code <=7680) THEN ind. code=5; ELSE IF (8770 <= 4-digit ind. code <=8890) THEN ind. code=5; ELSE IF (570 <= 4-digit ind. code <=690) THEN ind. code=6; ELSE IF (6070 <= 4-digit ind. code <=6390) THEN ind. code=6; ELSE IF (6570 <= 4-digit ind. code <=6692) THEN ind. code=6; ELSE IF (6770 <= 4-digit ind. code <=6780) THEN ind. code=6; ELSE IF (7170 <= 4-digit ind. code <=7180) THEN ind. code=6; ELSE IF (7270 <= 4-digit ind. code <=7470) THEN ind. code=6; ELSE IF (7490 <= 4-digit ind. code <=7570) THEN ind. code=6; ELSE IF (7670 <= 4-digit ind. code <=7670) THEN ind. code=6; ELSE IF (7690 <= 4-digit ind. code <=7690) THEN ind. code=6; ELSE IF (7780 <= 4-digit ind. code <=8470) THEN ind. code=6; ELSE IF (8570 <= 4-digit ind. code <=8670) THEN ind. code=6; ELSE IF (8970 <= 4-digit ind. code <=9290) THEN ind. code=6; ELSE IF (9370 <= 4-digit ind. code <=9890) THEN ind. code=7; ************************************************************ 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) X7407(#1) What sort of work (did you/did your [husband/wife/partner]) X7417(#2) do on (your/[his/her]) job? When (you/your [husband/wife/partner]) stopped working full-time for (your/[his/her]) current employer, what sort of work (did you/did your [husband/wife/partner]) do on (your/[his/her]) job? (Tell me a little more about what (you/[he/she]) did.) Code Census 2006 4-digit occupation codes See X7401/X7411 for definitions ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (10 <= 4-digit occ. code <=200) THEN occ. code=1; IF (220 <= 4-digit occ. code <=1530) THEN occ. code=1; IF (1600 <= 4-digit occ. code <=1860) THEN occ. code=1; IF (2000 <= 4-digit occ. code <=3650) THEN occ. code=1; ELSE IF (1540 <= 4-digit occ. code <=1560) THEN occ. code=2; ELSE IF (4700 <= 4-digit occ. code <=5930) THEN occ. code=2; ELSE IF (1900 <= 4-digit occ. code <=1960) THEN occ. code=2; ELSE IF (7900 <= 4-digit occ. code <=7900) THEN occ. code=2; ELSE IF (3700 <= 4-digit occ. code <=4320) THEN occ. code=3; ELSE IF (4400 <= 4-digit occ. code <=4400) THEN occ. code=3; ELSE IF (4420 <= 4-digit occ. code <=4650) THEN occ. code=3; ELSE IF (9840 <= 4-digit occ. code <=9840) THEN occ. code=3; ELSE IF (6200 <= 4-digit occ. code <=7850) THEN occ. code=4; ELSE IF (8330 <= 4-digit occ. code <=8330) THEN occ. code=4; ELSE IF (8350 <= 4-digit occ. code <=8350) THEN occ. code=4; ELSE IF (8440 <= 4-digit occ. code <=8630) THEN occ. code=4; ELSE IF (8740 <= 4-digit occ. code <=8760) THEN occ. code=4; ELSE IF (8810 <= 4-digit occ. code <=8810) THEN occ. code=4; ELSE IF (4410 <= 4-digit occ. code <=4410) THEN occ. code=5; ELSE IF (7920 <= 4-digit occ. code <=8320) THEN occ. code=5; ELSE IF (8340 <= 4-digit occ. code <=8340) THEN occ. code=5; ELSE IF (8360 <= 4-digit occ. code <=8430) THEN occ. code=5; ELSE IF (8640 <= 4-digit occ. code <=8730) THEN occ. code=5; ELSE IF (8800 <= 4-digit occ. code <=8800) THEN occ. code=5; ELSE IF (8830 <= 4-digit occ. code <=9750) THEN occ. code=5; ELSE IF (210 <= 4-digit occ. code <=210) THEN occ. code=6; ELSE IF (4340 <= 4-digit occ. code <=4350) THEN occ. code=6; ELSE IF (6000 <= 4-digit occ. code <=6130) THEN occ. code=6; ************************************************************ 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) In what year did (you/[he/she]) start working for that employer? X4538(#1) Code year (4 digits) X5138(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1900,...,9999] IF < 1900 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7241(#1) Code age X7308(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7242(#1) Code number of years X7309(#2) -1. Less than a year 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for starting longest prior job: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4538/X5138)) < 12)| (RAGE/X104-(X8095-X4538/X5138)) > 95)| (X7241/X7308 < 12)| (X7241/X7308 > 95)| ((RAGE/X104-X7242/X7309) < 12)| ((RAGE/X104-X7242/X7309) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB IN X4538/X5138. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE (RAGE/X104-(X8095-X4538/X5138)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB AT AGE X7241/X7308. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE X7241/X7308. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB X7242/X7309 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE (RAGE/X104-X7242/X7309). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* When did (you/[he/she]) stop working full-time at that job? X4539(#1) Code year (4 digits) X5139(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1900,...,9999] IF < 1900 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7243(#1) Code age X7310(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7244(#1) Code number of years X7311(#2) -1. Less than a year 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If past job ended before past job started: IF ((X4539 < X4538|X7243 < X7241|X7244 < X7242)| (X5139 < X5138|X7310 < X7308|X7311 < X7309)) CAPI text displayed: ATTENTION: ERROR: [RESPONDENT/(SPOUSE/PARTNER)] STOPPED WORKING PREVIOUS JOB BEFORE STARTED. | STARTED JOB | STOPPED JOB YEAR: | X4538/X5138 | X4539/X5139 AGE: | X7241/X7308 | X7243/X7310 # YEARS: | X7242/X7309 | X7244/X7311 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for stopping longest prior job: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4539/X5139)) < 12)| ((RAGE/X104-(X8095-X4539/X5139)) > 95)| (X7243/X7310 < 12)| (X7243/X7310 > 95)| ((RAGE/X104-X7244/X7311) < 12)| ((RAGE/X104-X7244/X7311) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB IN X4539/X5139. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE (RAGE/X104-(X8095-X4539/X5139)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB AT AGE X7243/X7310. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE X7243/X7310. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB X7244/X7311 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE (RAGE/X104-X7244/X7311). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4540(#1) About how much (were you/was [he/she]) earning before taxes X5140(#2) when (you/[he/she]) stopped? When (you/your [husband/wife/partner]) stopped working full-time for (your/[his/her]) current employer, about how much (were you/was [he/she]) earning before taxes when (you/[he/she]) stopped? IF WAGE IS HOURLY, ENTER DOLLARS AND CENTS. CONFIRMATION SCREEN WILL ONLY SHOW DOLLARS. Code amount -1. Nothing 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4541(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. X5141(#2) (And that amount is per...?) Code frequency 1. *Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. Year 8. Lump sum/one payment only; in total 11. *Twice per year; every six months 12. Every two months 14. By the piece/job 18. *Hour 22. Varies 31. *Twice a month -1. Nothing -7. *Other 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) In what year did (you/your [husband/wife/partner]) last work full-time for pay? X4542(#1) Code year (4 digits) X5142(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1900,...,9999] IF < 1900 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7245(#1) Code age X7312(#2) 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7246(#1) Code number of years X7313(#2) -1. Less than a year 0. Inap. (not doing any work for pay: X4105=5/X4705=5;/ no spouse/partner; not currently working part-time: X4511^=2/X5111^=2; no full-time jobs: X4528^=1/X5128^=1; did not work 5 years or more full-time: X4530=^1/X5130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for last working full-time: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4542/X5142)) < 12)| ((RAGE/X104-(X8095-X4542/X5142)) > 95)| (X7245/X7312 < 12)| (X7245/X7312 > 95)| ((RAGE/X104-X7246/X7313) < 12)| ((RAGE/X104-X7246/X7313) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKING FULL-TIME IN X4542/X5142. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE (RAGE/X104-(X8095-X4542/X5142)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKING FULL-TIME AT AGE X7245/X7312. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE X7245/X7312. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKED FULL-TIME X7246/X7313 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE (RAGE/X104-X7246/X7313). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4543(#1) QUESTION TEXT SAME AS 2009 VERSION X5143(#2) P4543(#1) Thinking now of the future, (do you/does your P5143(#2) [husband/wife/partner]) expect to do any full-time work for pay? 1. *YES 5. *NO 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2) In what year (do you/does [he/she]) expect to start working full-time? X7247(#1) QUESTION TEXT SAME AS 2009 VERSION X7314(#2) P7247(#1) Code year (4 digits) P7314(#2) 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2; no future full-time work: X/P4543^=1 / X/P5143^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [X8095,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7248(#1) QUESTION TEXT SAME AS 2009 VERSION X7315(#2) P7248(#1) Code age P7315(#2) 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2; no future full-time work: X/P4543^=1 / X/P5143^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4544(#1) QUESTION TEXT SAME AS 2009 VERSION X5144(#2) P4544(#1) Code number of years P5144(#2) -1. Less than a year 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2; no future full-time work: X/P4543^=1 / X/P5143^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for expecting to start working full-time: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF (((X/P7247/X/P7314-X/P8095)+RAGE/X/P104 < 12)| ((X/P7247/X/P7314-X/P8095)+RAGE/X/P104 > 95)| (X/P7248, X/P7315 < 12)| (X/P7248, X/P7315 > 95)| (RAGE/X/P104+X/P4544/X/P5144 < 12)| (RAGE/X/P104+X/P4544/X/P5144 > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING IN X/P7247/X/P7314. THIS IMPLIES RESPONDENT/ [SPOUSE/PARTNER] WILL START WORKING AT AGE (X/P7247/X/P7314- X/P8095)+RAGE/X/P104. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING AT AGE X/P7248/X/P7315. THIS IMPLIES RESPONDENT /[SPOUSE/PARTNER] WILL START WORKING AT AGE X/P7248/X/P7315. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING IN X/P4544/X/P5144 YEARS. THIS IMPLIES RESPONDENT /[SPOUSE/PARTNER] WILL START WORKING AT AGE (RAGE/X/P104+ X/P4544/X/P5144). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* In what year (do you/does [he/she]) expect to stop working full-time? X7249(#1) QUESTION TEXT SAME AS 2009 VERSION X7316(#2) P7249(#1) Code year (4 digits) P7316(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2; no future full-time work: X/P4543^=1 / X/P5143^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7701(#1) QUESTION TEXT SAME AS 2009 VERSION X7730(#2) P7701(#1) Code age P7730(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2; no future full-time work: X/P4543^=1 / X/P5143^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4545(#1) QUESTION TEXT SAME AS 2009 VERSION X5145(#2) P4545(#1) Code number of years P5145(#2) -1. Less than a year -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2; no future full-time work: X/P4543^=1 / X/P5143^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If expecting to start working full-time after expecting to stop working full-time: IF X/P7248/X/P7315 > X/P7701/X/P7730; CAPI text displayed: ATTENTION: LIKELY ERROR: RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO START FULL-TIME AFTER STOPPING. | START FULL-TIME | STOP ALTOGETHER YEAR: | X/P7247 / X/P7314 | X/P7249 / X/P7316 AGE: | X/P7248 / X/P7315 | X/P7701 / X/P7730 # YEARS: | X/P4544 / X/P5144 | X/P4545 / X/P5145 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for expecting to stop working full-time: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF ((RAGE/X/P104+(X/P7249/X/P7316-X/P8095) < 12)| (RAGE/X/P104+(X/P7249/X/P7316-X/P8095) > 95)| (X/P7701, X/P7730 < 12)| (X/P7701, X/P7730 > 95)| ((RAGE/X/P104+X/P4545/X/P5145) < 12)| ((RAGE/X/P104+X/P4545/X/P5145) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING FULL-TIME IN P7249/P7316. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE ((RAGE/P104+(P7249/P7316-P8095)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING FULL-TIME AT AGE X/P7701/X/P7730. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE X/P7701/X/P7730. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING FULL-TIME IN X/P4545/X/P5145 YEARS. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE (RAGE/X/P104+X/P4545/X/P5145). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* In what year (do you/does [he/she]) expect to stop working for pay altogether? X7250(#1) QUESTION TEXT SAME AS 2009 VERSION X7317(#2) P7250(#1) Code year (4 digits) P7317(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7702(#1) QUESTION TEXT SAME AS 2009 VERSION X7731(#2) P7702(#1) Code age P7731(#2) -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4546(#1) QUESTION TEXT SAME AS 2009 VERSION X5146(#2) P4546(#1) Code number of years P5146(#2) -1. Less than a year -2. *NEVER STOP 0. Inap. (not doing any work for pay: X/P4105=5/ X/P4705=5; /no spouse/partner; not currently working part-time: X/P4511^=2 / X/P5111^=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If expecting to stop working full-time after expecting to stop working altogether: IF X/P7701/X/P7730 > X/P7702/X/P7731; CAPI text displayed: ATTENTION: LIKELY ERROR: RESPONDENT/[SPOUSE/PARTNER] WILL STOP FULL-TIME AFTER STOPPING WORK ALTOGETHER. | STOP FULL-TIME | STOP ALTOGETHER YEAR: | X/P7249 / X/P7316 | X/P7250 / X/P7317 AGE: | X/P7701 / X/P7730 | X/P7702 / X/P7731 YEARS AGO: | X/P4545 / X/P5145 | X/P4546 / X/P5146 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for expecting to stop working altogether: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF ((RAGE/X/P104+(X/P7250/X/P7317-X/P8095) < 12)| (RAGE/X/P104+(X/P7250/X/P7317-X/P8095) > 95)| (X/P7702, X/P7731 < 12)| (X/P7702, X/P7731 > 95)| ((RAGE/X/P104+X/P4546/X/P5146) < 12)| ((RAGE/X/P104+X/P4546/X/P5146) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER IN X/P7250/X/P7317. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE ((RAGE/X/P104+ (X/P7250/X/P7317-X/P8095)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER AT AGE X/P7702/X/P7731. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE X/P7702/X/P7731. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER IN X/P4526/X/P5126 YEARS. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE (RAGE/X/P104+X/P4546/X/P5146). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- CURRENTLY NOT WORKING ----------------------------------------------------------------------------- X4601(#1) Since (you were/[he/she] was) 18, (have you/has [he/she]) X5201(#2) ever worked full-time for pay? 1. *YES 5. *NO 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner) X4602(#1) How many years (have you/has [he/she]) worked full-time for X5202(#2) all or most of the year? Include any periods of self-employment, and the military. Roughly, how many years? Code number of years -1. None 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 51: UNLIKELY VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If years worked full-time plus 12 is greater then current age: IF (X4602/X5202+12) > RAGE/X104 CAPI text displayed: ATTENTION: RESPONDENT/[SPOUSE/PARTNER] IS RAGE/X104 YEARS OLD BUT REPORTS WORKING FULL-TIME FOR X4602/X5202 YEARS. PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 60 ********************************************************* X4603(#1) Was that five years or more? X5203(#2) INTERVIEWER CHECKPOINT - SEE X4602/X5202 1. R HAS WORKED FULL-TIME FOR 5 YEARS OR MORE OR DK 2. LESS THAN 5 YEARS 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* In what year did (you/[he/she]) last work full-time for pay? X4604(#1) Code year X5204(#2) 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; at least 5 years full-time: X4603=1/X5203=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1900,...,9999] IF < 1900 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7251(#1) Code age X7318(#2) 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; at least 5 years full-time: X4603=1/X5203=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7252(#1) Code number of years X7319(#2) -1. Less than one 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; at least 5 years full-time: X4603=1/X5203=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for last working full-time: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4604/X5204)) < 12)| ((RAGE/X104-(X8095-X4604/X5204)) > 95)| (X7251/X7318 < 12)| (X7251/X7318 > 95)| ((RAGE/X104-X7252/X7319) < 12)| ((RAGE/X104-X7252/X7319) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKING FULL-TIME IN X4604/X5204. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE (RAGE/X104-(X8095-X4604/X5204)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKING FULL-TIME AT AGE X7251/X7318. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE X7251/X7318. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED LAST WORKED FULL-TIME X7252/X7319 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] LAST WORKED FULL-TIME AT AGE (RAGE/X104-X7252/X7319). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4605(#1) About how much did (you/[he/she]) earn before taxes that year? X5205(#2) IF WAGE IS HOURLY, ENTER DOLLARS AND CENTS. CONFIRMATION SCREEN WILL ONLY SHOW DOLLARS. Code amount -1. Nothing 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; at least 5 years full-time: X4603=1/X5203=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4606(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. X5206(#2) (And that amount is per...?) Code frequency 1. *Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. Lump sum/one payment only; in total 11. Twice per year; every six months 12. Every two months 14. By the piece/job 18. *Hour 22. Varies 31. *Twice a month -1. Nothing -7. *Other 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; at least 5 years full-time: X4603=1/X5203=1) X4607(#1) Including any self-employment, for how many different X5207(#2) employers (have you/has [he/she]) worked in full-time jobs lasting one year or more? TREAT SELF-EMPLOYMENT AS ONE EMPLOYER. Code number of employers -1. None 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4608(#1) I would like to know about this full-time job (you/[he/she]) X5208(#2) I would like to know about the longest full-time job (you/[he/she]) had. Did (you/[he/she]) work for someone else, (were you/was [he/she]) self-employed, or what? 1. *Someone else 2. *Self-employed; other non-corporate business owned by PEU 3. Partnership; law firm; medical/dental partnership -7. *Other 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* FOR THE PUBLIC DATA SET, CODE 3 IS COMBINED WITH CODE 2 ********************************************************* X7410(#1) What kind of business or industry did (you/your[husband/wife/ X7420(#2) partner]) work in -- that is, what did they make or do at the place where (you/[he/she]) worked? Code Census 2006 4-digit industry code See X7402/X7412 for definitions ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (170 <= 4-digit ind. code <=290) THEN ind. code=1; ELSE IF (7480 <= 4-digit ind. code <=7480) THEN ind. code=1; ELSE IF (7770 <= 4-digit ind. code <=7770) THEN ind. code=1; ELSE IF (370 <= 4-digit ind. code <=490) THEN ind. code=2; ELSE IF (770 <= 4-digit ind. code <=770) THEN ind. code=2; ELSE IF (1070 <= 4-digit ind. code <=3990) THEN ind. code=3; ELSE IF (6470 <= 4-digit ind. code <=6480) THEN ind. code=3; ELSE IF (8560 <= 4-digit ind. code <=8560) THEN ind. code=3; ELSE IF (4070 <= 4-digit ind. code <=5790) THEN ind. code=4; ELSE IF (8680 <= 4-digit ind. code <=8690) THEN ind. code=4; ELSE IF (6490 <= 4-digit ind. code <=6490) THEN ind. code=5; ELSE IF (6695 <= 4-digit ind. code <=6695) THEN ind. code=5; ELSE IF (6870 <= 4-digit ind. code <=7080) THEN ind. code=5; ELSE IF (7190 <= 4-digit ind. code <=7190) THEN ind. code=5; ELSE IF (7580 <= 4-digit ind. code <=7590) THEN ind. code=5; ELSE IF (7680 <= 4-digit ind. code <=7680) THEN ind. code=5; ELSE IF (8770 <= 4-digit ind. code <=8890) THEN ind. code=5; ELSE IF (570 <= 4-digit ind. code <=690) THEN ind. code=6; ELSE IF (6070 <= 4-digit ind. code <=6390) THEN ind. code=6; ELSE IF (6570 <= 4-digit ind. code <=6692) THEN ind. code=6; ELSE IF (6770 <= 4-digit ind. code <=6780) THEN ind. code=6; ELSE IF (7170 <= 4-digit ind. code <=7180) THEN ind. code=6; ELSE IF (7270 <= 4-digit ind. code <=7470) THEN ind. code=6; ELSE IF (7490 <= 4-digit ind. code <=7570) THEN ind. code=6; ELSE IF (7670 <= 4-digit ind. code <=7670) THEN ind. code=6; ELSE IF (7690 <= 4-digit ind. code <=7690) THEN ind. code=6; ELSE IF (7780 <= 4-digit ind. code <=8470) THEN ind. code=6; ELSE IF (8570 <= 4-digit ind. code <=8670) THEN ind. code=6; ELSE IF (8970 <= 4-digit ind. code <=9290) THEN ind. code=6; ELSE IF (9370 <= 4-digit ind. code <=9890) THEN ind. code=7; ************************************************************ 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) X7409(#1) What sort of work (did you/did your [husband/wife/partner]) X7419(#2) do on (your/[his/her]) job? (Tell me a little more about what (you/[he/she]) did.) Code Census 2006 4-digit occupation codes See X7401/X7411 for definitions ************************************************************ In the public version of the data set, these codes have been collapsed in the following way: IF (10 <= 4-digit occ. code <=200) THEN occ. code=1; IF (220 <= 4-digit occ. code <=1530) THEN occ. code=1; IF (1600 <= 4-digit occ. code <=1860) THEN occ. code=1; IF (2000 <= 4-digit occ. code <=3650) THEN occ. code=1; ELSE IF (1540 <= 4-digit occ. code <=1560) THEN occ. code=2; ELSE IF (4700 <= 4-digit occ. code <=5930) THEN occ. code=2; ELSE IF (1900 <= 4-digit occ. code <=1960) THEN occ. code=2; ELSE IF (7900 <= 4-digit occ. code <=7900) THEN occ. code=2; ELSE IF (3700 <= 4-digit occ. code <=4320) THEN occ. code=3; ELSE IF (4400 <= 4-digit occ. code <=4400) THEN occ. code=3; ELSE IF (4420 <= 4-digit occ. code <=4650) THEN occ. code=3; ELSE IF (9840 <= 4-digit occ. code <=9840) THEN occ. code=3; ELSE IF (6200 <= 4-digit occ. code <=7850) THEN occ. code=4; ELSE IF (8330 <= 4-digit occ. code <=8330) THEN occ. code=4; ELSE IF (8350 <= 4-digit occ. code <=8350) THEN occ. code=4; ELSE IF (8440 <= 4-digit occ. code <=8630) THEN occ. code=4; ELSE IF (8740 <= 4-digit occ. code <=8760) THEN occ. code=4; ELSE IF (8810 <= 4-digit occ. code <=8810) THEN occ. code=4; ELSE IF (4410 <= 4-digit occ. code <=4410) THEN occ. code=5; ELSE IF (7920 <= 4-digit occ. code <=8320) THEN occ. code=5; ELSE IF (8340 <= 4-digit occ. code <=8340) THEN occ. code=5; ELSE IF (8360 <= 4-digit occ. code <=8430) THEN occ. code=5; ELSE IF (8640 <= 4-digit occ. code <=8730) THEN occ. code=5; ELSE IF (8800 <= 4-digit occ. code <=8800) THEN occ. code=5; ELSE IF (8830 <= 4-digit occ. code <=9750) THEN occ. code=5; ELSE IF (210 <= 4-digit occ. code <=210) THEN occ. code=6; ELSE IF (4340 <= 4-digit occ. code <=4350) THEN occ. code=6; ELSE IF (6000 <= 4-digit occ. code <=6130) THEN occ. code=6; ************************************************************ 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) In what year did (you/[he/she]) start working for that employer? X4611(#1) Code year (4 digits) X5211(#2) 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1900,...,X8095] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7253(#1) Code age X7320(#2) 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7254(#1) Code number of years X7321(#2) -1. Less than a year 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* EDIT CHECK: If an unusual age for starting longest prior job: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4611/X5211)) < 12)| ((RAGE/X104-(X8095-X4611/X5211)) > 95)| (X7253/X7320 < 12)| (X7253/X7320 > 95)| ((RAGE/X104-X7254/X7321) < 12)| ((RAGE/X104-X7254/X7321) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB IN X4611/X5211. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE (RAGE/X104-(X8095-X4611/X5211)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB AT AGE X7253/X7320. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE X7253/X7320. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STARTING LONGEST PRIOR JOB X7254/X7321 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STARTED LONGEST PRIOR JOB AT AGE (RAGE/X104-X7254/X7321). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* In what year did (you/[he/she]) stop working at that job? X4612(#1) Code year (4 digits) X5212(#2) 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [1945,...,9999] IF < 1944 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8095: GREATER THAN CURRENT YEAR ERROR MESSAGE ********************************************************* X7255(#1) Code age X7322(#2) 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* X7256(#1) Code number of years X7323(#2) -1. Less than a year 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF > X8022/X104: GREATER THAN CURRENT AGE ERROR MESSAGE ********************************************************* EDIT CHECK: If past job ended before past job started: IF ((X4612 < X4611|X7255 < X7253|X7256 < X7254)| (X5212 < X5211|X7322 < X7320|X7223 < X7321)) CAPI text displayed: ATTENTION: ERROR: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/ PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPED WORKING PREVIOUS JOB BEFORE STARTED. | STARTED JOB | STOPPED JOB YEAR: | X4611/X5111 | X4612/X5212 AGE: | X7253/X7320 | X7255/X7322 # YEARS: | X7254/X7321 | X7256/X7323 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for stopping longest prior job: IF X7001 NOT EQUAL 1 THEN RAGE=X8022 ELSE RAGE=(X8095-X5908) IF (((RAGE/X104-(X8095-X4612/X5212)) < 12)| ((RAGE/X104-(X8095-X4612/X5212)) > 95)| (X7255/X7322 < 12)| (X7255/X7322 > 95)| ((RAGE/X104-X7256/X7323) < 12)| ((RAGE/X104-X7256/X7323) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB IN X4612/X5212. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE (RAGE/X104-(X8095-X4612/X5212)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB AT AGE X7255/X7322. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE X7255/X7322. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED STOPPING LONGEST PRIOR JOB X7256/X7323 YEARS AGO. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] STOPPED LONGEST PRIOR JOB AT AGE (RAGE/X104-X7256/X7323). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4613(#1) About how much (were you/was [he/she]) earning before taxes X5213(#2) when (you/[he/she]) stopped working full-time at this job? IF WAGE IS HOURLY, ENTER DOLLARS AND CENTS. CONFIRMATION SCREEN WILL ONLY SHOW DOLLARS. Code amount -1. Nothing 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4614(#1) INTERVIEWER: CODE WITHOUT ASKING IF ALREADY MENTIONED. X5214(#2) (And that amount is per...?) Code frequency 1. *Day 2. *Week 3. *Every two weeks 4. *Month 5. *Quarter 6. *Year 8. Lump sum/one payment only; in total 11. *Twice per year; every six months 12. Every two months 14. By the piece/job 18. *Hour 22. Varies 31. *Twice a month -1. Nothing -7. *Other 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; never worked full-time: X4601^=1/X5201^=1; less than 5 years full-time: X4603=2/X5203=2) X4615(#1) Since (you were/[he/she] was) 18, were there any years when X5215(#2) (you/[he/she]) only worked part-time for all or most of the year? 1. *YES 5. *NO 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner) X4616(#1) For about how many years did (you/[he/she]) work part-time X5216(#2) for all or most of the year? Code number of years -1. Less than a year 0. Inap. (doing any work for pay: X4106^=0/X4706^=0;/ no spouse/partner; no part-time work: X4615^=1/X5215^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4617(#1) QUESTION TEXT SAME AS 2009 VERSION X5217(#2) P4617(#1) (Do you/Does [he/she]) expect to work for pay in the future? P5217(#2) 1. *YES 5. *NO 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner) In what year (do you/does your [husband/wife/partner]) expect to start working? X7257(#1) QUESTION TEXT SAME AS 2009 VERSION X7324(#2) P7257(#1) Code year (4 digits) P7324(#2) 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [X/P8095,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7258(#1) QUESTION TEXT SAME AS 2009 VERSION X7325(#2) P7258(#1) Code age P7325(#2) 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4618(#1) QUESTION TEXT SAME AS 2009 VERSION X5218(#2) P4618(#1) Code number of years P5218(#2) -1. Less than a year 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for expecting to start working. IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF (((X/P7257/X/P7324-X/P8095)+RAGE/X/P104 < 12)| ((X/P7257/X/P7324-X/P8095)+RAGE/X/P104 > 95)| (X/P7258, X/P7325 < 12)| (X/P7258, X/P7325 > 95)| (RAGE/X/P104+X/P4618/X/P5218 < 12)| (RAGE/X/P104+X/P4618/X/P5218 > 95) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING IN X/P7257/X/P7324. THIS IMPLIES RESPONDENT/ [SPOUSE/PARTNER] WILL START WORKING AT AGE (X/P7257/X/P7324- X/P8095)+RAGE/X/P104. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING AT AGE X/P7258/X/P7325. THIS IMPLIES RESPONDENT /[SPOUSE/PARTNER] WILL START WORKING AT AGE X/P7258/X/P7325. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING IN X/P4618/X/P5218 YEARS. THIS IMPLIES RESPONDENT /[SPOUSE/PARTNER] WILL START WORKING AT AGE (RAGE/X/P104+ X/P4618/X/P5218). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* X4619(#1) QUESTION TEXT SAME AS 2009 VERSION X5219(#2) P4619(#1) Will any of that be full-time work? P5219(#2) 1. *YES 5. *NO 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1) In what year (do you/does [he/she]) expect to start working full-time? X7259(#1) QUESTION TEXT SAME AS 2009 VERSION X7326(#2) P7259(#1) Code year (4 digits) P7326(#2) 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1; does not expect to work full-time: X/P4619^=1 / X/P5219^=1) ********************************************************* [IN 2007] ORIGINALLY ALLOWED VALUES: [2007,...,9999] [IN 2009] ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF < OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7260(#1) QUESTION TEXT SAME AS 2009 VERSION X7327(#2) P7260(#1) Code age P7327(#2) 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1; does not expect to work full-time: X/P4619^=1 / X/P5219^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF < P8022/P104: LESS THAN CURRENT AGE MESSAGE ********************************************************* X4620(#1) QUESTION TEXT SAME AS 2009 VERSION X5220(#2) P4620(#1) Code number of years P5220(#2) -1. Less than a year 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1; does not expect to work full-time: X/P4619^=1 / X/P5219^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If expecting to start working after expecting to start working full-time: IF X/P7258/X/P7325 > X/P7260/X/P7327; CAPI text displayed: ATTENTION: LIKELY ERROR: RESPONDENT/[SPOUSE/PARTNER] WILL START WORKING AT ALL AFTER STARTING FULL-TIME WORK. | START FULL-TIME | STOP ALTOGETHER YEAR: | X/P7257 / X/P7324 | X/P7259 / X/P7326 AGE: | X/P7258 / X/P7325 | X/P7260 / X/P7327 YEARS AGO: | X/P4618 / X/P5218 | X/P4620 / X/P5220 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for expecting to start working full-time. IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF (((X/P7259/X/P7326-X/P8095)+RAGE/X/P104 < 12)| ((X/P7259/X/P7326-X/P8095)+RAGE/X/P104 > 95)| (X/P7260, X/P7327 < 12)| (X/P7260, X/P7327 > 95)| (RAGE/X/P104+X/P4620/X/P5220 < 12)| (RAGE/X/P104+X/P4620/X/P5220 > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING IN X/P7259/X/P7326. THIS IMPLIES RESPONDENT/ [SPOUSE/PARTNER] WILL START WORKING AT AGE (X/P4620/X/P5220- X/P8095)+RAGE/X/P104. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING AT AGE X/P7260/X/P7327. THIS IMPLIES RESPONDENT /[SPOUSE/PARTNER] WILL START WORKING AT AGE X/P7260/X/P7327. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO START WORKING IN X/P4620/X/P5220 YEARS. THIS IMPLIES RESPONDENT /[SPOUSE/PARTNER] WILL START WORKING AT AGE (RAGE/X/P104+ X/P4620/X/P5220). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* In what year (do you/does [he/she]) expect to stop working full-time? X7261(#1) QUESTION TEXT SAME AS 2009 VERSION X7328(#2) P7261(#1) Code year (4 digits) P7328(#2) -2. *NEVER STOP 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1; does not expect to work full-time: X/P4619^=1 / X/P5219^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7703(#1) QUESTION TEXT SAME AS 2009 VERSION X7732(#2) P7703(#1) Code age P7732(#2) -2. *NEVER STOP 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1; does not expect to work full-time: X/P4619^=1 / X/P5219^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4621(#1) QUESTION TEXT SAME AS 2009 VERSION X5221(#2) P4621(#1) Code number of years P5221(#2) -1. Less than a year -2. *NEVER STOP 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1; does not expect to work full-time: X/P4619^=1 / X/P5219^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If expecting to start working full-time after expecting to stop working full-time: IF X/P7248/X/P7315 > X/P7701/X/P7730; CAPI text displayed: ATTENTION: LIKELY ERROR: RESPONDENT/SPOUSE/PARTNER EXPECTS TO START FULL-TIME AFTER STOPPING. | START FULL-TIME | STOP ALTOGETHER YEAR: | X/P7259 / X/P7326 | X/P7261 / X/P7328 AGE: | X/P7260 / X/P7327 | X/P7703 / X/P7732 YEARS AGO: | X/P4620 / X/P5220 | X/P4621 / X/P5221 COMMENT LATER COMMENT NOW ********************************************************* EDIT CHECK: If an unusual age for expecting to stop working full-time: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF ((RAGE/X/P104+(X/P7261/X/P7328-X/P8095) < 12)| (RAGE/X/P104+(X/P7261/X/P7328-X/P8095) > 95)| (X/P7703, X/P7732 < 12)| (X/P7703, X/P7732 > 95)| ((RAGE/X/P104+X/P4621/X/P5221) < 12)| ((RAGE/X/P104+X/P4621/X/P5221) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING FULL-TIME IN X/P7261/X/P7328. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE ((RAGE/X/P104+ (X/P7261/X/P7328-X/P8095)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING FULL-TIME AT AGE X/P7703/X/P7732. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE X/P7703/X/P7732. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING FULL-TIME IN X/P4621/X/P5221 YEARS. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING FULL-TIME AT AGE (RAGE/X/P104+X/P4621/X/P5221). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* In what year (do you/does [he/she]) expect to stop working for pay altogether? X7262(#1) QUESTION TEXT SAME AS 2009 VERSION X7329(#2) P7262(#2) Code year P7329(#2) -2. *NEVER STOP 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [2009,...,9999] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7704(#1) QUESTION TEXT SAME AS 2009 VERSION X7733(#2) P7704(#1) Code age P7733(#1) -2. *NEVER STOP 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X4622(#1) QUESTION TEXT SAME AS 2009 VERSION X5222(#2) P4622(#1) Code number of years P5222(#2) -1. Less than a year -2. *NEVER STOP 0. Inap. (doing any work for pay: X/P4106^=0 / X/P4706^=0;/ no spouse/partner; does not expect to work in future: X/P4617^=1 / X/P5217^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,99] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If an unusual age for expecting to stop working altogether: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF ((RAGE/X/P104+(X/P7262/X/P7329-X/P8095) < 12)| (RAGE/X/P104+(X/P7262/X/P7329-X/P8095) > 95)| (X/P7704, X/P7733 < 12)| (X/P7704, X/P7733 > 95)| ((RAGE/X/P104+X/P4622/X/P5222) < 12)| ((RAGE/X/P104+X/P4622/X/P5222) > 95)) CAPI text displayed: ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER IN X/P7262/X/P7329. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE ((RAGE/X/P104+ (X/P7262/X/P7329-X/P8095)). PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER AT AGE X/P7704/X/P7733. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE X/P7704/X/P7733. PLEASE CONFIRM. ATTENTION: UNUSUAL RESPONSE: RESPONDENT REPORTED/RESPONDENT REPORTED [SPOUSE/PARTNER]/[SPOUSE/PARTNER] REPORTED EXPECTS TO STOP WORKING ALTOGETHER IN X/P4622/X/P5222 YEARS. THIS IMPLIES RESPONDENT/[SPOUSE/PARTNER] EXPECTS TO STOP WORKING ALTOGETHER AT AGE (RAGE/X/P104+X/P4622/X/P5222). PLEASE CONFIRM. COMMENT LATER COMMENT NOW ********************************************************* ----------------------------------------------------------------------------- INFORMATION LINKED FROM 2007 AND 2009 CURRENT POPULATION SURVEYS BY OCCUPATION CODE FOR PRIOR JOB ----------------------------------------------------------------------------- X8171(#1) Recode: Unconditional mean wage for occupation group in 2007 X8172(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* For each occupation group, regressions were run separately for males and females of the log of annualized wages on a constant, a spline on age (AGE, MAX(0, AGE-35), MAX(0,AGE-55)), a dummy variable for part-time employment (1 = working 20 or fewer hours per week), a dummy variable for self-employment (1 = self-employed), a dummy for race (1 = Hispanic or non-white), and dummy variables for years of education (1 = : 12 years of education, some college or an Associate's degree, Bachelor's degree, higher degree than Bachelor's degree). If there were too few people in a CPS 3-digit occupation group, either the SCF case was matched to a neighboring occupation group, or the match was made at the level of the 2-digit occupation code. Some of the model coefficients may be identically zero where there are too few cases in the appropriate cells in the CPS data to identify these coefficients; for example, a coefficient for the [36,55) element of the age spline may be identically zero if there are no CPS cases in that age group for the given occupation. X8125(#1) Recode: 10000 * Intercept X8126(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8119(#1) Recode: For age in [1, 35]: 10000 * Coefficient of AGE X8120(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8121(#1) Recode: For age in [36, 55]: 10000 * Coefficient of MAX(0,AGE-35) X8122(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8123(#1) Recode: For age in [55, 999]: 10000 * Coefficient of MAX(0,AGE-55) X8124(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8332(#1) Recode: 10000 * Coefficient of dummy for part-time employment X8333(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8334(#1) Recode: 10000 * Coefficient of dummy for self-employment X8335(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8336(#1) Recode: 10000 * Coefficient of dummy for Hispanic or nonwhite X8337(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8338(#1) Recode: 10000 * Coefficient of dummy for 12 years of education X8339(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8340(#1) Recode: 10000 * Coefficient of dummy for some college or X8341(#2) Associate's degree Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8342(#1) Recode: 10000 * Coefficient of dummy for Bachelor's degree X8343(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8344(#1) Recode: 10000 * Coefficient of dummy for higher degree than X8345(#2) Bachelor's degree Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8127(#1) Recode: 10000 * Standard error log regression X8128(#2) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X8129(#1) Recode: Annualized level of expected income from regression X8130(#2) (corrected for non-zero expectation of error term for level) Code number 0. Inap. (/no spouse/partner; no 3-digit occupation code for past job: X7405=0 and X7407=0 and X7409=0/X7415=0 and X7417=0 and X7419=0) ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* ----------------------------------------------------------------------------- CURRENT OR FUTURE PENSION BENEFITS OTHER THAN SOCIAL SECURITY ----------------------------------------------------------------------------- In 2007, the household was asked separately about pensions for which benefits were currently being received and any aside from possible benefits on a current job from which benefits were expected in the future. In 2009, the household was asked about both types together. IF X/P4712=SPOUSE/PARTNER: SPOUSE/PARTNER ANSWERED OWN EMPLOYMENT QUESTIONS. RETURN TO THE DESIGNATED RESPONDENT NOW. X091124 GENERATED FROM 2007 INDIVIDUAL VALUES: X5313/X5601 P091124 IF NO CURRENT JOB FOR R OR S/P: Aside from Social Security and anything else I have already recorded, are you (or your [husband/wife/partner]) covered by any other retirement plans or pensions from past jobs? IF CURRENT JOB FOR R OR S/P: Aside from Social Security and anything else I have already recorded, are you (or your [husband/wife/partner]) covered by any other retirement plans or pensions from current or past jobs? INCLUDE PLANS FROM WHICH BENEFITS ARE CURRENTLY BEING RECEIVED, AS WELL AS PLANS TO WHICH RIGHTS HAVE ALREADY BEEN EARNED BUT NO BENEFITS ARE YET BEING PAID. 1. *YES 5. *NO X091125 GENERATED FROM 2007 INDIVIDUAL VALUES: X5314/X5602 P091125 How many such plans do you (or your [husband/wife/partner]) have? Code number 0. Inap. (no current pension benefits: X/P091124^=1) ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 7 ********************************************************* X091126 GENERATED FROM 2007 INDIVIDUAL VALUES: X6461/X6466/X6471/X6476/X6481/X6486/X5603/X5611/X5619/ X5627/X5635/X5643 P091126 There are two general types of pension plans. In one type, a worker is entitled to receive regular retirement payments for as long as the worker lives, which are most often determined by a formula as a percentage of final or average pay. In the other type of plan, money accumulates in an account designated for the worker, such as a 401(k), and that money may be paid out in a variety of ways depending on the plan or the worker's choice. Some plans may be like both of these types. Is there any type of account balance associated with (this pension plan/these pension plans)? 1. *YES 5. *NO --> SKIP TO P5701 0. Inap. (no current pension benefits: X/P091124^=1) X091127 GENERATED FROM 2007 INDIVIDUAL VALUES: X6462/X6467/X6472/X6477/X6482/X6487/X6957/X8467 P091127 What is the (total) balance of (all these/this) pension account(s) now? Code amount 0. Inap. (no current pension benefits: X/P091124^=1; no account balance: X/P091126^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091128 GENERATED FROM 2007 INDIVIDUAL VALUES: X6933/X6937/X6941/X6945/X6949/X6953/X6962/X6968/X6974/ X6980/X6986/X6992 P091128 How is it invested? Is it all in stocks, all in interest-earning assets, is it split between these, or something else? IF R SAYS "MUTUAL FUND", PROBE FOR WHETHER IT IS A STOCK FUND, A BOND FUND, OR ONE SPLIT OVER BOTH TYPES 1. *ALL IN STOCKS 2. *ALL IN INTEREST EARNING ASSETS/BONDS 3. *SPLIT 4. Real estate 5. Hedge fund 6. Annuities 8. Mineral rights 9. *GIC/guaranteed income contract 12. Business investment n.e.c. 15. Life insurance 25. Non publicly traded business or other such investment 30. *MUTUAL FUND (NOT A PREFERRED RESPONSE) -7. OTHER 0. Inap. (no current pension benefits: X/P091124^=1; no account balance: X/P091126^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 4, 5, 6, 8, 12, 15, AND 25 ARE COMBINED WITH CODE -7; CODE 9 IS COMBINED WITH CODE 2 ********************************************************* X091129 GENERATED FROM 2007 INDIVIDUAL VALUES: X6963/X6969/X6975/X6981/X6987/X6993 P091129 About what percent of it is in stocks? Code percent * 100 -1. Nothing 0. Inap. (no current pension benefits: X/P091124^=1; no account balance: X/P091126^=1; investment not split or in mutual funds: X/P091128^=3 or 30) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,100] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 500 IF BETWEEN 250 AND 9750 INCLUSIVE, OTHERWISE IF > 0 ROUNDED TO NEAREST 100 WITH A TOP-CODE AT 9900 AND A BOTTOM-CODE AT 100 FOR THOSE VALUES ROUNDED ******************************************************** X091130 GENERATED FROM 2007 INDIVIDUAL VALUES: X6464/X6469/X6474/X6479/X6484/X6489/X6965/X6971/X6977/ X6983/X6989/X6995 P091130 Did (you/anyone) take any withdrawals from (this/these) account(s) in 2008? 1. *YES 5. *NO 0. Inap. (no current pension benefits: X/P091124^=1; no account balance: X/P091126^=1) X091131 GENERATED FROM 2007 INDIVIDUAL VALUES: X6464/X6469/X6474/X6479/X6484/X6489/X6965/X6971/X6977/ X6983/X6989/X6995 P091131 How much in total was withdrawn in 2008 [in 2007: 2006]? Code amount 0. Inap. (no current pension benefits: X/P091124^=1; no account balance: X/P091126^=1; no withdrawals: X/P091130^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,99999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X091132 GENERATED FROM 2007 INDIVIDUAL VALUES: X5316/X5324/X5332/X5416/X5424/X5432/X6461/X6466/X6471/ X6476/X6481/X6486/X5603/X5611/X5619/X5627/X5635/X5643 P091132 Do you (or your [husband/wife/[partner]) also have a plan that does not have an account balance? 1. *YES 5. *NO 0. Inap. (no current pension benefits: X/P091124^=1; account balance and only one plan: X/P091125=1 and X/P091126=1) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION T: INCOME, SUPPORT, ALIMONY ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ********************************************************* NOTE TO USERS: The IRS form 1040 line references shown in this section of the codebook were used by the interviewers to provide guidance to the respondents about the types of income to be included in their answers. The income data included in the data set are based on the values given by the survey respondents, and they do not necessarily agree with amounts actually reported on the tax return. It should also be noted that the members of a given primary economic unit may have filed more than one tax return. ********************************************************* We have covered many sources of income in this interview. Because of the importance of income in this study, we would like to make sure we have the best overview of the sources of income you (and your family living here) received in 2008 [in 2007: 2006]. X5701 QUESTION TEXT SAME AS 2009 VERSION P5701 Did you (or anyone else) have income from wages and salaries? IRS FORM 1040 LINE NUMBER: 7 WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5702 QUESTION TEXT SAME AS 2009 VERSION P5702 In total, what was your (family's) annual income from wages and salaries in 2008 [in 2007: 2006], before deductions for taxes and anything else? INCLUDE OVERTIME, BONUSES, AND TIPS. IRS FORM 1040 LINE NUMBER: 7 Code amount 0. Inap. (no wage income: X/P5701^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5703 QUESTION TEXT SAME AS 2009 VERSION P5703 (Other than wages or salaries, did/Did) you (or anyone else) have income or losses from a sole proprietorship or a farm in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 12,18 PROBE IF NECESSARY: DID YOU FILE EITHER A SCHEDULE C OR F? WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5704 QUESTION TEXT SAME AS 2009 VERSION P5704 In total, what was your (family's) net annual income from a sole proprietorship or a farm in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 12,18 Code amount -1. Nothing -2. Negative value inferred from data on business -9. Other negative value and x5729 negative (public data set only) 0. Inap. (no business income: X/P5703^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [-99999999,...,999999999] ********************************************************* FOR THE PUBLIC DATA SET, NEGATIVE VALUES INCLUDING -2 ARE SET TO -9 WHEN X/P5729 IS NEGATIVE ********************************************************* X5705 QUESTION TEXT SAME AS 2009 VERSION P5705 Did you (or anyone else) have income from non-taxable investments such as municipal bonds? IRS FORM 1040 LINE NUMBER: 8b WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5706 QUESTION TEXT SAME AS 2009 VERSION P5706 In total, what was your (family's) annual income from non-taxable investments such as municipal bonds in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 8b Code amount 0. Inap. (no non-taxable income: X/P5705^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5707 QUESTION TEXT SAME AS 2009 VERSION P5707 Did you (or anyone else) have any other interest income? IRS FORM 1040 LINE NUMBER: 8a WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5708 QUESTION TEXT SAME AS 2009 VERSION P5708 In total, what was your (family's) annual income from other interest in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 8a Code amount 0. Inap. (no other interest income: X/P5707^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5709 QUESTION TEXT SAME AS 2009 VERSION P5709 Did you (or anyone else) have income from dividends? IRS FORM 1040 LINE NUMBER: 9a WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5710 QUESTION TEXT SAME AS 2009 VERSION P5710 In total, what was your (family's) annual income from dividends in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 9a Code amount 0. Inap. (no dividend income: X/P5709^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5711 QUESTION TEXT SAME AS 2009 VERSION P5711 Did you (or anyone else) have income or losses from net gains or losses from the sale of stocks, bonds, or real estate? IRS FORM 1040 LINE NUMBER: 13, 14 WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5712 QUESTION TEXT SAME AS 2009 VERSION P5712 In total, what was your (family's) annual income from net gains or losses from mutual funds or from the sale of stocks, bonds, or real estate in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 13, 14 Code amount -1. Nothing 0. Inap. (no capital gains or losses: X/P5711^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [-99999999,...,999999999] ********************************************************* X5713 QUESTION TEXT SAME AS 2009 VERSION P5713 Did you (or anyone else) have income from other businesses or investments, net rent, trusts, or royalties? IRS FORM 1040 LINE NUMBER: 17 PROBE IF NECESSARY: DID YOU FILE A SCHEDULE E? WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5714 QUESTION TEXT SAME AS 2009 VERSION P5714 In total, what was your (family's) annual income from other businesses or investments, net rent, trusts, or royalties in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 17 Code amount -1. Nothing -9. Negative and X/P5729 negative (public data set only) 0. Inap. (no rental, trust, or royalty income: X/P5713^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [-99999999,...,999999999] ********************************************************* FOR THE PUBLIC DATA SET, NEGATIVE VALUES ARE SET TO -9 WHEN X/P5729 IS NEGATIVE ********************************************************* X5715 QUESTION TEXT SAME AS 2009 VERSION P5715 Did you (or anyone else) have income from unemployment or worker's compensation? IRS FORM 1040 LINE NUMBER: 19 WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5716 QUESTION TEXT SAME AS 2009 VERSION P5716 In total, what was your (family's) annual income from unemployment or worker's compensation in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 19 Code amount 0. Inap. (no unemployment income: X/P5715^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5717 QUESTION TEXT SAME AS 2009 VERSION P5717 Did you (or anyone else) have income from child support or alimony which you or your family here received? IRS FORM 1040 LINE NUMBER: 11 WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5718 QUESTION TEXT SAME AS 2009 VERSION P5718 In total, what was your (family's) annual income from child support or alimony which you or your family here received in 2008 [in 2007: 2006], before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBER: 11 Code amount 0. Inap. (no child support or alimony income: X/P5717^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5721 QUESTION TEXT SAME AS 2009 VERSION P5721 Did you (or anyone else) have income from Social Security or other pensions, annuities, or other disability or retirement programs? IRS FORM 1040 LINE NUMBER: 16a,20a DO NOT INCLUDE PENSION ACCOUNT OR IRA WITHDRAWALS REPORTED EARLIER. DO NOT INCLUDE SSI (SUPPLEMENTAL SECURITY INCOME): THIS IS COVERED IN THE NEXT QUESTION. WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5722 QUESTION TEXT SAME AS 2009 VERSION P5722 (Including the retirement income you told me about, in/In) total, what was your (family's) net income from Social Security or other pensions, annuities, or other disability or retirement programs in 2008 [in 2007: 2006], before deductions for taxes and anything else? (Please do not include withdrawals from IRAS, 401(k)s and other such retirement accounts.) IRS FORM 1040 LINE NUMBER: 16a,20a Code amount 0. Inap. (no Social Security, pension, or annuity income: X/P5721^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,999999999] ********************************************************* X5719 QUESTION TEXT SAME AS 2009 VERSION P5719 Did you (or anyone else) have income from TANF, food stamps, or other forms of welfare or assistance such as SSI? WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5720 QUESTION TEXT SAME AS 2009 VERSION P5720 In total, what was your (family's) annual income from TANF, food stamps, or other forms of welfare or assistance such as SSI in 2008 [in 2007: 2006], before deductions for taxes and anything else? Code amount 0. Inap. (no welfare income: X/P5719^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5723 QUESTION TEXT SAME AS 2009 VERSION P5723 Did you (or anyone else) have income from any other sources? IRS FORM 1040 LINE NUMBERS: 10 AND 21 DO NOT INCLUDE PENSION ACCOUNT OR IRA WITHDRAWALS REPORTED EARLIER. WE WANT TOTAL INCOME FOR THE YEAR, NOT MONTHLY INCOME. 1. *YES 5. *NO X5725 QUESTION TEXT SAME AS 2009 VERSION P5725 What other sources? 1. Settlements; from lawsuits, divorce, insurance 2. Gambling winnings; prize money 3. Education scholarships or grants (not including loans); G.I. Bill; "fellowships" 4. Honorarium 7. Agricultural support payments; rural housing subsidy 11. "IRA", n.f.s.; IRA/401(k) withdrawal; withdrawal from deferred compensation account and not reported elsewhere as an IRA or pension withdrawal; settlement of other employer-provided pension in 2008 [in 2007: 2006] 12. Inheritance/gifts 13. Other help/support from relatives 14. Repayment of debts 15. Income tax refund; income tax credit or other tax benefit 21. Care of foster child in the home 22. Housing subsidy/rent paid by a government agency or employer; other subsidy paid by a government agency or employer 23. Trustee fee; executor fee 24. Director's fee 25. Misc. other fees (e.g., fee for guaranteeing a loan, jury duty) 28. Gift or support, n.e.c. 29. Amount of loan forgiven 30. Sale of asset (coding as capital gain/loss has priority at X/P5711, X/P5712); combined interest and principal on notes/loans (other than X/P5707, X/P5708) 31. Alaska Permanent Fund; other payments made on the basis of membership in a group defined by heritage or location, e.g., tribal revenue sharing 32. Payment from former employer (other than X/P5721, X/P5722) 35. Foreign earned income, n.e.c.; Form 2555 income, n.e.c. 36. Net operating loss carry-forward, n.e.c. 40. Referral fee 41. Miscellaneous taxable non-wage benefits from work (e.g., the value of personal use of a car provided for business purposes) -7. Other 0. Inap. (no other income: X/P5723^=1) NOTE: In contrast to years of the SCF before 2004, this wave of the SCF does not include withdrawals from existing IRAs and other existing tax deferred pension accounts in "other" income. To create a measure comparable to that in the earlier surveys, users should add in the amount of withdrawals from IRAs and tax-deferred pension accounts to X/P5724: X/P5724=X/P5724+X/P6558+X/P6566+X/P6574+MAX(0,X/P6464)+ MAX(0,X/P6469)+MAX(0,X/P6474)+MAX(0,X/P6479)+MAX(0,X/P6484)+ MAX(0,X/P6489)+MAX(0,X/P6965)+MAX(0,X/P6971)+MAX(0,X/P6977)+ MAX(0,X/P6983)+MAX(0,X/P6989)+MAX(0,X/P6995). ********************************************************* FOR THE PUBLIC DATA SET, CODE 2 IS COMBINED WITH CODE 1; CODE 23 IS COMBINED WITH CODE 24; CODE 21 IS COMBINED WITH CODE 22; CODE 29 IS COMBINED WITH CODE 28; CODE 30 IS COMBINED WITH CODE 32; CODE 35 IS COMBINED WITH CODE 36; CODE 40 AND 41 ARE COMBINED WITH CODE 25; CODES 3, 4, AND 31 ARE COMBINED WITH CODE -7 ********************************************************* X5724 QUESTION TEXT SAME AS 2009 VERSION P5724 (Other than withdrawals from account-type pensions or IRAs you told me about earlier in the interview, in/In) total, what was your (family's) annual income from any other sources in 2008, before deductions for taxes and anything else? IRS FORM 1040 LINE NUMBERS: 10 AND 21 Code amount -9. Negative and X/P5729 negative (public data set only) 0. Inap. (no other income: X/P5723^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [-99999999,...,999999999] ********************************************************* FOR THE PUBLIC DATA SET, NEGATIVE VALUES ARE SET TO -9 WHEN X/P5729 IS NEGATIVE ********************************************************* X7361 QUESTION TEXT SAME AS 2009 VERSION P7361 I would like to confirm that your (family's) total 2008 [in 2007: 2006] income from all sources was {X/P5702+X/P5704+X/P5706+X/P5708+X/P5710+X/P5712+ X/P5714+X/P5716+X/P5718+X/P5720+X/P5722+X/P5724}. Is that correct? DO NOT INCLUDE IRA/KEOGH OR 401K WITHDRAWALS IN TOTAL INCOME; THEY SHOULD HAVE BEEN REPORTED EARLIER IN SECTION N OR R. 1. *YES 5. *NO 0. Inap. (at least one value in {J/K5702,J/K5704,J/K5706, J/K5708,J/K5710,J/K5712,J/K5714,J/K5716,J/K5718,J/K5720, J/K5722,J/K5724} >=90) ********************************************************* EDIT CHECK: If X/P7361=5 CAPI text displayed: You reported: $X/P5701/ $X/P5703/ . . . $X/P5723/ ...is (this/each of these) correct? COMMENT LATER COMMENT NOW ********************************************************* X5729 QUESTION TEXT SAME AS 2009 VERSION P5729 What would be the correct total? How much was the total income you (and your family living here) received in 2008 [in 2007: 2006] from all sources, before taxes and other deductions were made? IF R SAYS TOTAL IS ZERO, ASK WHETHER THERE WAS A LOSS OR IF THE AMOUNT IS ACTUALLY ZERO. Code amount -1. Nothing -9. Negative (public data set only) 0. Inap. (already have correct amount: X/P7361=1) NOTE: if X/P7361=1, the computed total is held in X/P5729. NOTE: in the public version of the data set, the X/P7361 may be YES, but the value of the income in X/P5729 may not be equal to X/P5702+X/P5704+X/P5706+X/P5708+X/P5710+X/P5712+ X/P5714+X/P5716+X/P5718+X/P5720+X/P5722+X/P5724 because of various operations applied to the data for disclosure avoidance. The details of this operation cannot be revealed, but a general description of the process is available in the papers cited in the introduction to this codebook. ********************************************************* ORIGINALLY ALLOWED VALUES: [-99999999,...,999999999] ********************************************************* FOR THE PUBLIC DATA SET, NEGATIVE VALUES ARE SET TO -9 ********************************************************* X7650 QUESTION TEXT SAME AS 2009 VERSION P7650 Is this income unusually high or low compared to what you would expect in a "normal" year, or is it normal? 1. *High 2. *Low 3. *Normal X6765 QUESTION TEXT SAME AS 2009 VERSION P6765 Why is that? NOTE: some respondents reported that their 2006/2008 income was unusually high (low), but gave a normal income figure at X/P7362 that was higher (lower). These cases appear to be ones where the frame of reference for "normal" has shifted: e.g., a student made an unusually large amount last year as a student, but in a full-time job now makes more. Code reason income unusually high 1. Capital gains 2. Sale of assets 3. Higher business/self-employment income 4. Higher return on investments 5. Worked more; worked overtime; took second job; started working; retired since then; other compensation from job, including vesting of shares etc. 9. Pension settlement 10. Other settlement 11. Bonus; other unusual compensation from an employer 12. Inheritance, executor fee 13. Good weather, good crop 14. Took more money out of business 15. Good economy, n.e.c. 16. Unexpected income, n.e.c. 17. Change in household composition 18. Salary increase/higher salary; promotion 19. Social security/retirement/support payments began or increased 21. Loans payed off 22. Changed jobs 23. Qualified for unemployment 24. Less able to work now; ill since then; 30. Scholarship 31. Support/gifts 0. Inap. (income not unusually high: X/P7650^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODE 12 IS COMBINED WITH CODE 10 ********************************************************* X6766 QUESTION TEXT SAME AS 2009 VERSION P6766 Why is that? Code reason income unusually low 1. Low business/self-employment income 2. Low returns on investments 3. Worked less; no overtime; laid off; fired; other not working in past 4. Illness; disability 5. In school 6. Stopped working: child 7. Stopped working: retired 8. Stopped working: other 9. Current pension or other type of income not started yet 10. Depreciation 11. Business/job startup; business expansion 12. Bad weather, bad crop, other natural occurrence 13. Took less money out of business; compensation deferred 14. Bad economy, n.e.c. 15. Change in household composition 16. Charitable donation made 17. Decrease in benefits relative to the past/benefits higher now 18. Legal expenses/law suit 19. Not enough tax write-offs/tax problems 20. Bankruptcy 21. Lower salary/wages 22. Capital loss 23. Moved 24. Social security/retirement/support payments stopped or decreased 25. Divorce: spouse died 26. Inflation 27. Took pay cut 0. Inap. (income not unusually low: X/P7650^=2) ********************************************************* FOR THE PUBLIC DATA SET, CODE 20 IS COMBINED WITH 14; CODE 21 IS COMBINED WITH CODE 19 ********************************************************* X7362 QUESTION TEXT SAME AS 2009 VERSION P7362 About what would your total income have been if it had been a normal year? Code amount -1. Nothing -9. Negative 0. inap. (income normal: X/P7650=3) ********************************************************* ORIGINALLY ALLOWED VALUES: [-99999999,...,999999999] IF X/P7650 = 1 & X/P7362 >= X/P5729: NORMAL INCOME MUST BE LOWER THAN INCOME LAST YEAR ERROR MESSAGE IF X/P7650 = 2 & X/P7362 <= X/P5729: NORMAL INCOME MUST BE HIGHER THAN INCOME LAST YEAR ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, NEGATIVE VALUES ARE SET TO -9 ********************************************************* X7364 QUESTION TEXT SAME AS 2009 VERSION P7364 Over the next year, do you expect your total (family) income to go up more than prices, less than prices, or about the same as prices? 1. *Up more 2. *Up less 3. *About the same X7586 QUESTION TEXT SAME AS 2009 VERSION P7586 At this time, do you have a good idea of what your (family's) income for next year will be? 1. *YES 5. *NO X7366 QUESTION TEXT SAME AS 2009 VERSION P7366 Do you usually have a good idea of what your (family's) next year's income will be? 1. *YES 5. *NO X5731 QUESTION TEXT SAME AS 2009 VERSION P5731 During 2008 [in 2007: 2006], did you (or anyone in your family living here) pay any alimony, separation payments, or child support? 1. *YES 5. *NO X5732 QUESTION TEXT SAME AS 2009 VERSION P5732 Altogether, how much alimony and/or child support did you (and your family) pay in 2008 [in 2007: 2006]? Code amount 0. Inap. (no alimony: X/P5731^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,999999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X5733 QUESTION TEXT SAME AS 2009 VERSION P5733 During 2008 [in 2007: 2006], did you (or anyone in your family living here) provide any (other) financial support for relatives or friends who do not live here? Please do not include alimony or child support. INCLUDE SUBSTANTIAL GIFTS. 1. *YES 5. *NO X5734 QUESTION TEXT SAME AS 2009 VERSION P5734 How much support did you (and your family) pay? Code amount 0. Inap. (no support given: X/P5733^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [1,...,9999999] IF < 1 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION X: CHARITABLE CONTRIBUTIONS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- X5822 QUESTION TEXT SAME AS 2009 VERSION P5822 During 2008 [in 2007: 2006], did you (or anyone in your family living here make charitable contributions of money or property totaling $500 or more? IF YES: Please do not include political contributions. DO NOT INCLUDE CONTRIBUTIONS OF TIME. 1. *YES 5. *NO X5823 QUESTION TEXT SAME AS 2009 VERSION P5823 Roughly, how much did you (or your family living here) contribute? SCHEDULE A, LINE 18 Code amount 0. Inap. (no charitable contributions: X/P5822^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [500,...,99999999] IF < 500 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* X7660 Do you have any sort of charitable trust or foundation? Do you or your family living here have any sort of charitable trust or foundation? INCLUDE CHARITABLE REMAINDER TRUSTS. 1. *YES 5. *NO X7661 What is the current value of the trust or foundation? Code amount -1. No current value 0. Inap. (no charitable trust or foundation: X7660^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,9999999999] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, VALUES ARE TRUNCATED AT THE 99.5th PERCENTILE OF THE DISTRIBUTION (ORIGINAL 2007 DATA) FOR THOSE FAMILIES THAT HAVE A CHARITABLE TRUST OR FOUNDATION ********************************************************* X7662 QUESTION TEXT SAME AS 2009 VERSION P7662 During 2008 [in 2007: 2006], did you (or anyone in your family living here) volunteer an average of one hour or more a week to any charitable organizations? IF YES: Please do not include time volunteered for political causes. 1. *YES 5. *NO ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION Y: DEMOGRAPHIC CHARACTERISTICS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- During the 2009 interview, the respondent was only asked for his or her demographic characteristics if that person had not been included in the 2007 interview; similarly information for a spouse or partner of that person would have been asked only if the spouse or partner had not been included in the 2007 interview. For purposes of the final research version of the panel data set, when such people were present in the 2007 survey, their information has been used to fill in the appropriate panel variables. ----------------------------------------------------------------------------- X5901(#1) QUESTION TEXT SAME AS 2009 VERSION X6101(#2) P5901(#1) Next I need to ask some questions about (your/your P6101(#2) [husband's/wife's/partner's]) education, and family background. What is the highest grade of school or year of college (you/ [he/she]) completed? RECORD THE HIGHEST LEVEL OF EDUCATION COMPLETED, NOT THE TIME IT TOOK TO COMPLETE IT. DO NOT INCLUDE TRADE SCHOOLS AS COLLEGE. -1. NO GRADES COMPLETED 1. *1ST GRADE 2. *2ND GRADE 3. *3RD GRADE 4. *4TH GRADE 5. *5TH GRADE 6. *6TH GRADE 7. *7TH GRADE 8. *8TH GRADE 9. *9TH GRADE 10. *10TH GRADE 11. *11TH GRADE 12. *12TH GRADE 13. *1 YEAR OF COLLEGE 14. *2 YEARS OF COLLEGE 15. *3 YEARS OF COLLEGE 16. *4 YEARS OF COLLEGE 17. *GRADUATE SCHOOL 0. Inap. (/no [in 2009: new] spouse/partner) X5902(#1) QUESTION TEXT SAME AS 2009 VERSION X6102(#2) P5902(#1) Did (you/he/she) either get a high school diploma or pass a P6102(#2) high school equivalency test? PROBE: Was that a diploma, GED or other equivalency program? 1. *YES, DIPLOMA 2. *YES, GED OR OTHER EQUIVALENCY PROGRAM 5. *NEITHER 0. Inap. (/no [in 2009: new] spouse/partner; more than 12 years of education: X/P5901>12 / X/P6101>12) X5903(#1) QUESTION TEXT SAME AS 2009 VERSION X6103(#2) P5903(#1) Since completing your formal education, have you had P6103(#2) on-the-job training or other vocational training lasting 100 hours or more? Since completing (his/her) formal education, has (he/she) had on-the-job training or other vocational training lasting 100 hours or more? 1. *YES 5. *NO 0. Inap. (/no [in 2009: new] spouse/partner; more than 12 years of education: X/P5901>12 / X/P6101>12) X5904(#1) QUESTION TEXT SAME AS 2009 VERSION X6104(#2) P5904(#1) Did you get a college degree? P6104(#2) Did (he/she) get a college degree? DO NOT INCLUDE CERTIFICATES FROM TRADE SCHOOLS AS A COLLEGE DEGREE. 1. *YES 5. *NO 0. Inap. (/no [in 2009: new] spouse/partner; 12 years or less of education: X/P5901<=12 / X/P6101<=12) X5905(#1) QUESTION TEXT SAME AS 2009 VERSION X6105(#2) P5905(#1) What is the highest degree (you/he/she) earned? P6105(#2) INTERVIEWER: WE WANT THE DEGREE, NOT A LICENSE Code degree 1. *Associate's; and other junior college degree 2. *Bachelor's 3. *MA/MS; and other master's except MBA 4. *Ph.D; including post-doctorate 5. *MD; DDS/DMD; Doctor of Osteopathy 6. *Law; JD 9. *MBA -7. *Other 10. Nursing degree (RN, LPN) 11. Other certificate, Chiropractic, Naprapathy, Homeopathy, Pharmacology, teaching certificate 12. Other doctorate (DVM, Doctor of Divinity, etc.) 0. Inap. (/no [in 2009: new] spouse/partner; 12 years or less of education: X/P5901<=12 / X/P6101<=12; did not get a degree: X/P5904^=1 / X/P6104^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODE 9 IS COMBINED WITH CODE 3; CODES 5, 6, AND 12 ARE COMBINED WITH CODE 4; CODE 10 IS COMBINED WITH CODE 11 ********************************************************* X5906(#1) QUESTION TEXT SAME AS 2009 VERSION X6106(#2) P5906(#1) (Have you/Has [he/she]) ever been in the military service? P6106(#2) INCLUDE ONLY SERVICE IN U.S. MILITARY OR NATIONAL GUARD. 1. *YES 5. *NO 0. Inap. (/no [in 2009: new] spouse/partner) X7004 Do you consider yourself to be Hispanic or Latino in culture or origin? 1. *YES 5. *NO X6809 X6810 X6811 X6812 X6813 X6814 IN PERSON VERSION: (SHOW CARD 12) Please look at this card. Which of these categories do you feel best describe you: (white, black or African-American, Hispanic or Latino, Asian, American Indian or Alaska Native, Hawaiian Native or other Pacific Islander, or another race?) TELEPHONE VERSION: Which of these categories do you feel best describe you: white, black or African-American, Hispanic or Latino, Asian, American Indian or Alaska Native, Hawaiian Native or other Pacific Islander, or another race? CODE ALL THAT APPLY: CODE RESPONSES IN THE ORDER THEY ARE GIVEN 1. *WHITE (INCLUDE MIDDLE EASTERN/ARAB WITH WHITE); Caucasian 2. *BLACK/AFRICAN-AMERICAN 3. *HISPANIC/LATINO 4. *ASIAN 5. *AMERICAN INDIAN/ALASKA NATIVE 6. *NATIVE HAWAIIAN/PACIFIC ISLANDER -7. *OTHER 0. Inap. (/no further responses) ********************************************************* FOR THE PUBLIC DATA SET: ONLY X6809 AND X6810 ARE INCLUDED. FOR X6809, CODES 4, 5, AND 6 ARE COMBINED WITH CODE -7. IF AN ADDITIONAL RESPONSE WAS GIVEN IN X6810-X6814, X6810 IS SET TO 1; OTHERWISE X6810 IS SET TO 5. ********************************************************* NOTE: This question was asked only of the designated respondent (if X8000=5, this person is the head, otherwise it is the spouse/partner) NOTE: CARD 12 contains the following text printed in a vertical column: "Native American; Eskimo; Aleut," "Asian; Pacific Islander," "Hispanic," "Black; African American," "White," "Other." X5910 Now I'd like to ask some questions about your family living elsewhere. Altogether, including children from previous marriages and adopted children, how many sons and daughters do you or your (husband/wife/partner) have who do not live with you? children, how many sons and daughters do you have who do not live with you? INCLUDE ONLY LIVING CHILDREN/STEP-CHILDREN Code number -1. None ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,25] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 10 ********************************************************* X5911 How many of them are 25 or older? Is that child 25 or older? Code number -1. *NONE -2. *ALL OF THEM 0. Inap. (no children who do not live with R: X5910=-1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,25] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 5 ********************************************************* X5912 How many of them are less than 18 years old? Is that child less than 18 years old? Code number -1. *NONE -2. *ALL OF THEM 0. Inap. (no children who do not live with R: X5910=-1) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,25] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 5 ********************************************************* X5913(#1) QUESTION TEXT SAME AS 2009 VERSION X6109(#2) P5913(#1) How many living brothers and sisters (do you/does [he/she]) P6109(#2) have? DO NOT INCLUDE SISTERS-IN-LAW/BROTHERS-IN-LAW INCLUDE ADOPTED SIBLINGS Code number -1. None 0. Inap. (/no [in 2009: new] spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,25] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 6 ********************************************************* X5914(#1) QUESTION TEXT SAME AS 2009 VERSION X6110(#2) P5914(#1) How many of them are older than (you/him/her)? P6110(#2) Is he or she older than (you/him/her)? Code number -1. *NONE OF THEM -2. *ALL OF THEM 0. Inap. (/no [in 2009: new] spouse/partner) ********************************************************* ORIGINALLY ALLOWED VALUES: [0,...,25] IF < 0 OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE IF >= 11: UNLIKELY VALUE ERROR MESSAGE ********************************************************* FOR THE PUBLIC DATA SET, TOP-CODED AT 6 ********************************************************* X6026(#1) QUESTION TEXT SAME AS 2009 VERSION X6120(#2) P6026(#1) Now I'd like to ask about (your/his/her) parents. P6120(#2) Is your (husband's/wife's/partner's) mother still living? 1. *YES 5. *NO 0. Inap. (/no [in 2009: new] spouse/partner) X6027(#1) QUESTION TEXT SAME AS 2009 VERSION X6121(#2) P6027(#1) What is her age? P6121(#2) Code age 0. Inap. (/no [in 2009: new] spouse/partner; mother not living: X/P6026^=1 / X/P6120^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [30,...,110] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If unusual age for mother: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF ((X/P6027 / X/P6121)-RAGE/P104) < 13 CAPI text displayed: ATTENTION: UNUSUAL AGE DIFFERENCE: RESPONDENT'S/[S/P'S] MOTHER REPORTED AS X/P6027 / X/P6121 AND RESPONDENT'S/[S/P'S] AGE REPORTED AS RAGE/ X/P104. IS THIS CORRECT? COMMENT LATER COMMENT NOW ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 5 AND TOP-CODED AT 95 ********************************************************* X6028(#1) QUESTION TEXT SAME AS 2009 VERSION X6122(#1) P6028(#1) Is your (husband's/wife's/partner's) father still living? P6122(#2) 1. *YES 5. *NO 0. Inap. (/no [in 2009: new] spouse/partner) X6029(#1) QUESTION TEXT SAME AS 2009 VERSION X6123(#2) P6029(#1) What is his age? P6123(#2) Code age 0. Inap. (/no new [in 2009: new] spouse/partner; father not living: X/P6028^=1 / X/P6122^=1) ********************************************************* ORIGINALLY ALLOWED VALUES: [30,...,110] IF OUT OF RANGE: ILLEGAL VALUE ERROR MESSAGE ********************************************************* EDIT CHECK: If unusual age for father: IF X/P7001 NOT EQUAL 1 THEN RAGE=X/P8022 ELSE RAGE=(X/P8095-X/P5908) IF ((X/P6029/P6123)-RAGE/X/P104) < 13 CAPI text displayed: ATTENTION: UNUSUAL AGE DIFFERENCE: RESPONDENT'S/[S/P'S] FATHER REPORTED AS X/P6029 / X/P6123 AND RESPONDENT'S/[S/P'S] AGE REPORTED AS RAGE/ X/P104. IS THIS CORRECT? COMMENT LATER COMMENT NOW ********************************************************* FOR THE PUBLIC DATA SET, ROUNDED TO NEAREST 5 AND TOP-CODED AT 95 ********************************************************* X7380(#1) QUESTION TEXT SAME AS 2009 VERSION X7395(#2) P7380(#1) Now I'd like to ask you some questions about your health; P7395(#2) do you currently smoke? Now I'd like to ask you some questions about your (husband's/wife's/partner's) health; (do you/does your [husband/wife/partner]) currently smoke? 1. *YES 5. *NO 0. Inap. (/no [in 2009: new] spouse/partner) X6030(#1) QUESTION TEXT SAME AS 2009 VERSION X6124(#2) P6030(#1) Would you say your (husband's/wife's/partner's) health is P6124(#2) excellent, good, fair, or poor? 1. *Excellent 2. *Good 3. *Fair 4. *Poor 0. Inap. (/no [in 2009: new] spouse/partner) ----------------------------------------------------------------------------- HEALTH INSURANCE ----------------------------------------------------------------------------- In the 2007 survey, questions asked separately about publicly provided and private health insurance. In 2009, the initial question about coverage (P091312) included both types of plan, but the types were distinguished by the questions that followed. ----------------------------------------------------------------------------- (For the next questions about health insurance, please include the people in your household who have independent finances./ For the next questions about health insurance, please include the people in your household who have independent finances, not just the ones we have been referring to as "your family" as we have gone through the interview.) HOUSEHOLD MEMBERS WITH INDEPENDENT FINANCES RELATIONSHIP SEX AGE MARITAL X091302 GENERATED FROM 2007 INDIVIDUAL VALUES: X6301/X6315 P091302 (Including household members with independent finances, are [if any NPEU members]/Are [if nobody in the NPEU]) you (or anyone in your family living here [if number in the NPEU>1]) covered by any type of public or private health insurance? 1. *YES 5. *NO X091303 GENERATED FROM 2007 INDIVIDUAL VALUES: X6302 X091304 GENERATED FROM 2007 INDIVIDUAL VALUES: X6303 X091305 GENERATED FROM 2007 INDIVIDUAL VALUES: X6304 X091306 GENERATED FROM 2007 INDIVIDUAL VALUES: X7399 X091307 GENERATED FROM 2007 INDIVIDUAL VALUES: X6393 X091308 GENERATED FROM 2007 INDIVIDUAL VALUES: X6316/X6317 X091309 GENERATED FROM 2007 INDIVIDUAL VALUES: X6318/X6321 X091310 GENERATED FROM 2007 INDIVIDUAL VALUES: X6322/X7767 X091311 GENERATED FROM 2007 INDIVIDUAL VALUES: X6305/X6323 What types of plans are these: Medicare, Medicaid, VA, Tri-Care, SCHIP, employer- or union-provided plans, a personal plan, or some other type of public or private plans? CODE ALL THAT APPLY TREAT PRIVATE PLANS PAID FOR BY MEDICARE (MEDICAID) AS MEDICARE (MEDICAID). P091303 *MEDICARE P091304 *MEDICAID OR STATE VARIANTS OF MEDICAID P091305 *VA P091306 *TRI-CARE P091307 *SCHIP P091308 *EMPLOYER-PROVIDED; provided by former employer P091309 *UNION-PROVIDED P091310 *PERSONAL PLAN P091311 *Other 1. Checked 5. Not checked 6. Women, Infants, and Children (WIC), other federal welfare (X/P091311 only) 7. Other federal government plans; Indian Health Service (X/P091311 only) 8. Other state/local government plans (X/P091311 only) 9. Foreign government health plan (X/P091311 only) 13. Plan from another person outside of HU (incl. divorced/separated spouse) (X/P091311 only) 16. Plan through school (X/P091311 only) -7. Other (X/P091311 only) 0. Inap. (no health insurance: X/P091302^=1) ********************************************************* FOR THE PUBLIC DATA SET, CODES 7 AND 9 ARE COMBINED WITH CODE 8 (X/P091311 ONLY); X/P091306 IS NOT INCLUDED BUT IS COMBINED WITH CODE 8 (X/P091311 ONLY); X/P091305 IS COMBINED WITH CODE 8 (X/P091311 ONLY); X/P091307 IS COMBINED WITH "YES" RESPONSES FOR X/P091304 (MEDICAID) ********************************************************* X091312 GENERATED FROM 2007 INDIVIDUAL VALUES: X6324 X091313 GENERATED FROM 2007 INDIVIDUAL VALUES: X6325 X091314 GENERATED FROM 2007 INDIVIDUAL VALUES: X6326 X091315 GENERATED FROM 2007 INDIVIDUAL VALUES: X6327 X091316 GENERATED FROM 2007 INDIVIDUAL VALUES: X6301/X6328 X091317 GENERATED FROM 2007 INDIVIDUAL VALUES: X6328 IF PLAN OTHER THAN MEDICARE, MEDICAID, VA, TRI-CARE, SCHIP: How is this insurance paid for -- by you, (your [spouse/partner]), by an employer, by you and an employer, by a relative, or someone else? CODE ALL THAT APPLY: CODE RESPONSES IN THE ORDER THEY ARE GIVEN P091312 *R/Family; primary economic unit P091313 *Employer P091314 *Relative P091315 *FORMER EMPLOYER P091316 *GOVERNMENT P091317 *OTHER 1. Checked 5. Not checked 6. Employer or union (current or former) of someone else in HH other than R/Spouse/partner (X/P091317 only) 7. Employer or union (current or former) of person outside HH, incl. relatives; employer (current or former) of divorced/separated spouse (X/P091317 only) 8. Divorced/separated spouse (X/P091317 only) 10. Union (X/P091317 only) 11. Other organization (including church, fraternal organizations, etc.) (X/P091317 only) 15. Someone in the HH, but not a part of the primary economic unit (X/P091317 only) 30. Deceased spouse's former employer (X/P091317 only) 35. Someone outside the HH (X/P091317 only) 0. Inap. (no health insurance: X/P091302^=1) ********************************************************* SEE 2007 SCF CODEBOOK FOR ANALAGOUS EDIT CHECK(S) EDIT CHECK: If not employed, but health insurance is paid by current employer: IF ((P6670...P6677/P6678...P6685 ^=1 & (P4101=5|P4105=5)/ (P4701=5|P4705=5)) & (P091313=1)) CAPI text displayed: ATTENTION: RESPONDENT REPORTS HEALTH INSURANCE PAID BY AN EMPLOYER, BUT RESPONDENT AND SPOUSE/PARTNER ARE NOT CURRENTLY WORKING. PLEASE PROBE FOR CLARIFICATION. COMMENT LATER COMMENT NOW ********************************************************* X091318 GENERATED FROM 2007 INDIVIDUAL VALUES: X6306/X6329/X7397 P091318 IF X/P101>1: Is everyone in your household covered by some type of health insurance? 1. *YES 5. *NO 0. Inap. (no health insurance: X/P091302^=1) X091319 GENERATED FROM 2007 INDIVIDUAL VALUES: X6308/X6330 X091320 GENERATED FROM 2007 INDIVIDUAL VALUES: X6309/X6331 X091321 GENERATED FROM 2007 INDIVIDUAL VALUES: X6310/X6332 X091322 GENERATED FROM 2007 INDIVIDUAL VALUES: X6311/X6333 X091323 GENERATED FROM 2007 INDIVIDUAL VALUES: X6312/X6313/X6334/X6335 X091324 GENERATED FROM 2007 INDIVIDUAL VALUES: X6314 X091325 GENERATED FROM 2007 INDIVIDUAL VALUES: X6336 IF P101>1 and P091318=NO: Who is NOT covered by health insurance? P091319 Head; Originally *Respondent P091320 *Spouse/partner P091321 *Child(ren) under 18 P091322 *Child(ren) 18 and Over P091323 Parent(s) P091324 *Other (#1) P091325 Other (#2) 1. Checked (only for X/P9091319-X/P091323) 5. Not checked 8. Other relative living there (X/P9091324-X/P091325 only) 9. Paid help (X/P9091324-X/P091325 only) 10. Other unrelated person living there (X/P9091324-X/P091325 only) 11. Grandchild (X/P9091324-X/P091325 only) -7. Other 0. Inap. (no health insurance: X/P091302^=1; everyone covered: X/P091318=1) X091326 GENERATED FROM 2007 INDIVIDUAL VALUES: X6337 P091326 IF P091302=NO OR P091318=NO: IN PERSON VERSION: (SHOW CARD 9 [in 2007: CARD 13) This is a list of reasons why some people don't have health insurance. Which reason best describes why (you are not covered/not everyone living here is covered)? READ RESPONSES IF NECESSARY. TELEPHONE VERSION: Which of the following reasons best describes why (you don't have/not everyone living here has) have health insurance: 1. *It's too expensive, can't afford health insurance 2. *Can't get health insurance because of poor health, age, or illness 3. *Don't believe in health insurance 4. *Not much sickness in the family - we haven't needed health insurance 5. *Dissatisfied with previous insurance 6. *Job layoff or job loss 7. Everyone covered by some health insurance 11. Not covered on job yet, but will be soon; negotiating now 12. Too old for parental coverage 13. Haven't gotten around to it 14. Lost public assistance 15. Not eligible 18. Not offered by employer 20. Able to manage own health without insurance 25. Self insured 27. Processing delays 95. Those without private insurance are already covered by Medicare/Medicaid -7. *Some other reason 0. Inap. (everyone covered: X/P091318=1) ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- SECTION ZZ: WRAP-UP QUESTIONS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- P091401 Finally, I would like to ask about a few of your opinions. P091402 P091403 Over the past two years what have been the most important P091404 positive events for your (family's) finances? P091405 P091406 CODE ALL THAT APPLY P091407 P091408 P091409 1. Got raise/promotion at work; got combat deployment pay P091410 2. Got increase in benefits at work 3. Business was good 4. Received inheritance/gift/scholarship/lottery winnings 5. Received insurance/legal settlement 6. Received or received increase in disability/unemployment/welfare payments 9. Received or received increase in Social Security or pension payments 10. Received income/support/help from others 11. New family member received income 13. Had higher income from assets 14. Had higher income, n.f.s 15. Income steady or little changed 16. Had enough money to maintain lifestyle 17. Had enough money to get by, n.f.s. 20. Got/kept job 21. Worked more 22. New businesses/higher demand for workers in the area 25. Purchased a home or other assets/investments 26. Sold a home or other assets 27. Rearranged assets at a good time; was able to make favorable investments 28. Was able to save 33. Assets retained some value 34. Assets did not lose value 35. Assets increased in value 36. "Market" increased 37. "Market" stabilized 38. "Market" decreased 39. Still have some assets, n.f.s. 44. Declared bankruptcy or obtained debt forgiveness 45. Able to get credit/refinance 46. Had no debt, paid off debt 47. Was able to pay down debt 48. Avoided going (further) into debt 49. Was able to keep or avoid foreclosure/repossession of an asset (house. car, business, etc.) 55. Little/no deterioration in finances 60. Traveled/made special purchases/expenditures other than assets 61. Had low expenses; expenses decreased n.e.c. 62. Prices (in general or in particular) did not rise, or went down 65. Economy did not collapse 66. Tax credit/rebate, "stimulus program," other one-time government program 67. Other fiscal policy; taxes or government spending n.f.s 68. Interest rates for borrowing low 69. Monetary policy or Federal Reserve n.f.s. 75. Present political situation 76. Past political situation 77. International economic situation; exchange rate 78. International political situation 85. Had good health; "still alive" 86. Had health insurance 87. Favorable legal decision 88. Got good advice/asset management 89. Completed education/training 90. Children independent/finished school 91. Other family events 92. Other personal events -1. Nothing, none 0. Inap. (/no further responses) P091411 Over the past two years what have been the most important P091412 negative events for your (family's) finances? P091413 P091414 CODE ALL THAT APPLY P091415 P091416 P091417 1. Salary/pay cut P091418 2. Decrease in benefits at work P091419 3. Business was bad, lost customers P091420 4. Lower or no government transfers/benefits 5. No cost of living adjustment 8. Lower income from/interest rates on assets 9. Lower income, n.f.s 10. Did not received child support/alimony/other payments owed to PEU 12. Had to go on welfare 13. Had to ask family/others for help 15. Did not have enough to maintain lifestyle 16. Did not have enough to get by, n.f.s. 17. "No income" 20. Lost/laid off from/could not find job 21. Worked fewer hours, no overtime available 22. Business closures/lower demand for workers in the area 25. Could not sell house/other assets 26. Had to sell/borrow against assets 27. Lost money on asset sale 30. Foreclosure/repossession of an asset 31. Bankruptcy 35. Decline in stock prices 36. Decline in real estate prices 37. Decline in other asset values 38. Lost money n.f.s. 39. Bad investment n.f.s. 45. Limited credit availability; unable to borrow 46. Borrowed too much 47. Higher interest expenses 48. Mortgage reset to higher payments 49. Prices (in general or in particular) rose; inflation 50. Expenses increased n.f.s. 51. "Bills" n.f.s. 60. Unexpected repairs 61. Had to make particular purchases 62. Spent too much 65. Financial/banking crisis 66. "The economy," n.f.s. 67. Tax credit/rebate, "stimulus program," other one-time government program 68. Other fiscal policy; taxes or government spending n.f.s 69. Monetary policy or Federal Reserve n.f.s. 70. "The banks" n.f.s. 75. Present political situation 76. Past political situation 77. International economic situation; exchange rate 78. International political situation 85. Had bad health 86. Health care costs, lost health insurance 87. Unfavorable legal decision 88. Bad advice/asset management 89. Had accident 90. Natural disaster 91. Robbery, identity theft, other crime 92. Had to move 93. Children or other family members returned home or required support; had to pay child support 94. Children in college 95. Divorce 96. Death in family 97. Other family events 98. Other personal events -1. Nothing, none 0. Inap. (/no further responses) P091460 Over this time, have you (and your family) made decisions to change the ways you arrange your money or investments? 1. YES 5. NO P091421 Generally, what were those decisions? P091422 P091423 CODE ALL THAT APPLY P091424 P091425 1. Invest less in CDs, other deposits, "cash" P091426 2. Invest more in CDs, other deposits, "cash" P091427 3. Invest less in stocks P091428 4. Invest more in stocks P091429 5. Invest less in mutual funds P091430 6. Invest more in mutual funds 7. Invest less in hedge funds 8. Invest more in hedge funds 9. Invest less in inflation-protected assets 10. Invest more in inflation-protected assets 11. Invest less in tax-exempt bonds 12. Invest more in tax-exempt bonds 13. Invest less in Treasury bills/bonds 14. Invest more in Treasury bills/bonds 15. Invest less in other bonds 16. Invest more in other bonds 17. Invest less in retirement assets (IRA, Keogh, 401(k), Roth, etc.) 18. Invest more in retirement assets (IRA, Keogh, 401(k), Roth, etc.) 19. Invest less in real estate assets 20. Invest more in real estate assets 21. Invest less in commodities/gold or other precious metals 22. Invest more in commodities/gold or other precious metals 23. Invest less in private business 24. Invest more in private business 25. Invest less in foreign assets 26. Invest more in foreign assets 27. Invest less for the long term 28. Invest more for the long term 29. Invest less in assets with high current yield/rate 30. Invest more in assets with high current yield/rate 41. Other rearrangement of assets 46. More conservative/disciplined investments; less risk/aggressive 47. Save but not invest 48. Buy/sell/trade assets less frequently 49. Buy/sell/trade assets more frequently 54. Changed tax withholding 55. Try to work/get more income 56. Try to get job or better job 57. Try to go into business 58. Try to invest to get more income 59. Try to get additional income, n.f.s. 60. Retire 65. Spend less, cut back 66. Budget expenses more carefully, more cautious about buying/spending 67. Use old things longer 68. Buy less expensive things 69. No money to spend beyond necessities 70. Try to get by, n.f.s. 71. Spend more 75. Save more 76. Draw down savings 77. Sell or otherwise dispose of home or other specific assets 78. Buy home or other specific assets 79. Preserve existing assets 80. Save less 85. Borrow less 86. Use credit cards less 87. Use credit cards more 88. Pay off debt 89. Refinance debt 90. Consolidate debt 91. Declare bankruptcy 92. Accept foreclosure/short sale 93. Borrow more 96. Use financial planner 97. Monitor investments more carefully; more financial research 0. Inap. (/no further responses; not made changes to financial arrangements: P091460=5) P091470 As a result of the experiences of the past two years, do you (and your family) expect to make (other) changes in the way you arrange your money or investments in the future? 1. YES 5. NO P091431 Generally, what changes do you expect to make? P091432 P091433 CODE ALL THAT APPLY P091434 P091435 1. Invest less in CDs, other deposits, "cash" P091436 2. Invest more in CDs, other deposits, "cash" P091437 3. Invest less in stocks P091438 4. Invest more in stocks P091439 5. Invest less in mutual funds P091440 6. Invest more in mutual funds 7. Invest less in hedge funds 8. Invest more in hedge funds 9. Invest less in inflation-protected assets 10. Invest more in inflation-protected assets 11. Invest less in tax-exempt bonds 12. Invest more in tax-exempt bonds 13. Invest less in Treasury bills/bonds 14. Invest more in Treasury bills/bonds 15. Invest less in other bonds 16. Invest more in other bonds 17. Invest less in retirement assets (IRA, Keogh, 401(k), Roth, etc.) 18. Invest more in retirement assets (IRA, Keogh, 401(k), Roth, etc.) 19. Invest less in real estate assets 20. Invest more in real estate assets 21. Invest less in commodities/gold or other precious metals 22. Invest more in commodities/gold or other precious metals 23. Invest less in private business 24. Invest more in private business 25. Invest less in foreign assets 26. Invest more in foreign assets 27. Invest less for the long term 28. Invest more for the long term 29. Invest less in assets with high current yield/rate 30. Invest more in assets with high current yield/rate 41. Other rearrangement of assets 46. More conservative/disciplined investments; less risk/aggressive 47. Save but not invest 48. Buy/sell/trade assets less frequently 49. Buy/sell/trade assets more frequently 54. Will change tax withholding 55. Try to work more income 56. Try to get job or better job 57. Try to go into business 58. Try to invest to get more income 59. Try to get additional income, n.f.s. 60. Retire 65. Spend less, cut back 66. Budget expenses more carefully, more cautious about buying/spending 67. Use old things longer 68. Buy less expensive things 69. No money to spend beyond necessities 70. Try to get by, n.f.s. 71. Spend more 75. Save more 76. Draw down savings 77. Sell or otherwise dispose of home or other specific assets 78. Buy home or other specific assets 79. Preserve existing assets 80. Save less 85. Borrow less 86. Use credit cards less 87. Use credit cards more 88. Pay off debt 89. Refinance debt 90. Consolidate debt 91. Declare bankruptcy 92. Accept foreclosure/short sale 93. Borrow more 96. Use financial planner 97. Monitor investments more carefully; more financial research 0. Inap. (/no further responses; no expected changes in financial arrangements: P091470=5) P091441 What do you see as the biggest financial challenge facing P091442 (you/your family) now? P091443 P091444 CODE ALL THAT APPLY P091445 P091446 P091447 1. Maintaining income/status quo P091448 2. Making enough money to pay for necessities/daily living P091449 3. Coping with a fixed income P091450 4. Dealing with reduced income/no money 5. "Surviving," getting by 6. Living comfortably 10. Not having a job (self or others in the household) 11. Getting/keeping a job 12. Making more money on an existing job (getting overtime, raise, bonus, etc.) 13. Increasing business 20. Increasing/rebuilding wealth 21. Preserving assets 22. Dealing with depressed asset values/losses 23. Avoiding bankruptcy/foreclosure/short sale 24. Keeping home, business or other specific assets 30. Paying off debt 31. Getting credit 32. Improving credit history/score 40. Saving more 41. Keeping expenses/spending low 42. Being careful with money 43. Deciding how to invest 50. Buying a home 51. Having a place to live 52. Need to move 53. Moving in with other people 54. Having others move in to the household, supporting others 55. Home repairs 60. Buying a new car 61. Keeping car running 62. Education for self/children/others 63. Health care, long-term care 64. Health insurance expenses 65. Legal expenses 66. Raising children, child care 67. Support for elderly parents 68. Support for children 69. Support for other relatives or friends 70. Expense for wedding or other ceremony 71. Divorce/separation 72. Making payments on taxes 73. Retirement 74. Planning for the future, n.e.c. 75. Maintaining charitable work 76. Saving for a specific purpose n.e.c. 77. Other purchases or expenses, n.e.c. 85. "The economy"; coping with continuing overall economic/financial problems 86. Banks/the financial system 87. Prospect of limited growth 88. Prospect of higher inflation 89. Prospect of deflation 90. Prospect of higher taxes, deficit 91. Monetary policy or Federal Reserve n.f.s. 92. Political situation 93. International economic situation, exchange rate 94. International political situation 97. Other family issues 98. Other personal issues -1. Nothing 0. Inap. (/no further responses) Thank you for your time and cooperation. This is the end of the structured interview. Did we miss anything that you think is important for describing your (family's) finances and the changes since we last interviewed you? IF YES: Please tell me more. ________________________________________________ Were any of the questions in the interview difficult for you to answer? IF YES: Which ones? ________________________________________________ Is there anything you would like to add to any of the subjects we've discussed? ________________________________________________ INTERVIEWER: PLEASE THANK THE RESPONDENT! ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- INTERVIEWER REMARKS ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- NOTE: The data in this section were obtained from the interviewer debriefing question, which was required for every completed interview. This section is completed by the interviewer as soon as possible after leaving the respondent. ----------------------------------------------------------------------------- X6523 QUESTION TEXT SAME AS 2009 VERSION P6523 Please rate the physical condition of the interior of the HU: 1. *EXCELLENT. WALLS AND CEILINGS HAVE NO CRACKS. PAINT OR PANELLING IN GOOD CONDITION 2. *GOOD. NEEDS SOME MINOR PAINTING OR REFINISHING. 3. *FAIR. NEEDS MAJOR INTERIOR WORK. HOLES AND/OR CRACKS NEED PATCHING. PAINTING NEEDED. ETC. 4. *POOR. SOME WALLS OR CEILINGS NEED REPLACEMENT. 5. *DON'T KNOW--WASN'T INSIDE HOUSE. ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* X6525 QUESTION TEXT SAME AS 2009 VERSION P6525 R's understanding of the questions was... 1. *EXCELLENT 2. *GOOD 3. *FAIR 4. *POOR X6526 QUESTION TEXT SAME AS 2009 VERSION P6526 R's ability to express himself/herself was... 1. *EXCELLENT 2. *GOOD 3. *FAIR 4. *POOR X6527 QUESTION TEXT SAME AS 2009 VERSION P6527 Was R suspicious about the study before the interview? 1. *NO, NOT AT ALL SUSPICIOUS 2. *YES, SOMEWHAT SUSPICIOUS 5. *YES, VERY SUSPICIOUS X6528 QUESTION TEXT SAME AS 2009 VERSION P6528 Was R suspicious about the study after the interview? 1. *NO, NOT AT ALL SUSPICIOUS 2. *YES, SOMEWHAT SUSPICIOUS 5. *YES, VERY SUSPICIOUS X6529 QUESTION TEXT SAME AS 2009 VERSION P6529 Overall, how great was R's interest in the interview? 1. *VERY HIGH 2. *ABOVE AVERAGE 3. *AVERAGE 4. *BELOW AVERAGE 5. *VERY LOW X6530 QUESTION TEXT SAME AS 2009 VERSION X6531 X6532 X6533 X6534 X6535 Other persons present at the interview: (CODE ALL THAT APPLY) P6530 CHILDREN UNDER AGE 6 P6531 CHILDREN 6 AND OVER P6532 SPOUSE/PARTNER P6533 OTHER RELATIVES P6534 OTHER ADULTS P6535 NO ONE 1. Checked 5. Not checked X6536 QUESTION TEXT SAME AS 2009 VERSION P6536 Did R refer to documents to answer questions? 1. *FREQUENTLY 2. *SOMETIMES 3. *RARELY 4. *NEVER X7451 QUESTION TEXT SAME AS 2009 VERSION X7452 X7453 X7454 X7455 X7456 X7457 X7458 X7459 X7460 Which documents did R refer to? (CODE ALL THAT APPLY) P7451 INCOME TAX RETURNS P7452 PENSION DOCUMENTS P7453 ACCOUNT STATEMENTS P7454 INVESTMENT/BUSINESS RECORDS P7455 LOAN DOCUMENTS 1. Checked (only for X/P7451-X/P7455) 5. Not checked -7. OTHER .U. NOT CODABLE 0. Inap. (did not refer to any documents: X/P6536=4) P7456 OTHER P7457 P7458 7. CREDIT CARDS/CREDIT CARD STATEMENTS P7459 8. CHECK BOOK/CHECK REGISTRY P7460 9. INCOME/PAYCHECK STUB/OTHER INCOME RECORDS 10. COMPUTER/PC/LAPTOP 11. HANDWRITTEN LEDGERS/PAPERS/NOTES 12. HEALTH INSURANCE/LIFE INSURANCE 13. TAX BILLS 14. SECRETARY/ACCOUNTANT/FINANCIAL ADVISER 15. RENT RECEIPT/APARTMENT AGREEMENTS 18. SOME, NOT KNOWN WHAT KIND 19. MANY, NEC 20. REAL ESTATE RECORDS 21. SOCIAL SECURITY CHECKS/STATEMENT 22. VEHICLE LEASE 23. EMPLOYMENT RECORDS/EMPLOYEE HANDBOOK/union records 24. PHONE BOOK 25. INHERITANCE PAPERS 26. Misc. bills, n.e.c. 27. Misc. government records 28. Misc. personal documents 29. Internet 5. NOT CHECKED -7. OTHER .D. DON'T KNOW .U. NOT CODABLE 0. Inap. (did not refer to any documents: X/P6536=4) ********************************************************* IN THE PUBLIC DATA SET, CODE 25 IS COMBINED WITH -7. ********************************************************* sameasset OTHER THAN INHERITANCES, DO YOU BELIEVE THAT THE RESPONDENT REPORTED THE SAME ASSET OR DEBT MORE THAN ONCE IN THE INTERVIEW? 1. YES 5. NO WHICH ASSETS AND/OR DEBTS DO YOU THINK THE RESPONDENT REPORTED MORE THAN ONCE? ______________________________________________ notcoll DO YOU BELIEVE THAT ANY IMPORTANT ASSETS OR DEBTS WERE NOT COLLECTED IN THE INTERVIEW? 1. YES 5. NO WHICH ASSETS AND/OR DEBTS DO YOU THINK WERE NOT COLLECTED IN THIS INTERVIEW? ______________________________________________ inconsprob DO YOU BELIEVE THERE ARE ANY IMPORTANT CONSISTENCY PROBLEMS WITH THIS INTERVIEW? 1. YES 5. NO WHAT DO YOU THINK ARE THE CONSISTENCY PROBLEMS WITH THIS INTERVIEW? ______________________________________________ carelessrange SOME RESPONDENTS HAVE OCCASIONALLY BEEN CARELESS IN THEIR USE OF THE RANGE CARD. DID THIS RESPONDENT REPORT ANY RANGES FROM THE CARD THAT YOU THOUGHT WERE IN ERROR? 1. YES 5. NO WHAT RANGES DO YOU THINK WERE REPORTED CARELESSLY? ______________________________________________ VERY IMPORTANT! AFTER THE FIELD PERIOD, CASES ARE REVIEWED INTENSIVELY FOR INCONSISTENCIES. IS THERE ANYTHING ELSE ABOUT THIS CASE THAT YOU THINK MIGHT BE USEFUL IN UNDERSTANDING ANY PROBLEMS WITH THIS CASE? IF THE CASE WAS UNUSUAL, BUT THERE WERE NO OBVIOUS PROBLEMS, PLEASE ANSWER YES HERE AND MAKE A NOTE ON THE NEXT SCREEN. 1. YES 5. NO PLEASE EXPLAIN ______________________________________________ X6549 QUESTION TEXT SAME AS 2009 VERSION P6549 INTERVIEWER: DID R REQUEST A COPY OF THE "RESULTS" OF THE SURVEY? 1. *YES 2. *NO THANK YOU FOR YOUR WORK ON THIS CASE! ********************************************************* NOT INCLUDED IN THE PUBLIC DATA SET ********************************************************* ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- LIST OF VARIABLES INCLUDED ON PUBLIC DATA SET ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- YY1 Y1 P42000 P42001 X33001 P33001 X7578 P7578 P9001-P9007 P0901-P0902 X8000 X7019 X7020 X7021 X7022 P8000 P7019 P7020 P7021 P7022 X14 X19 X5908 X6108 X7000-X7002 X7005-X7017 X7035 X7050 X100 X101 X8020-X8024 X8098 X102-X108 X110-X114 X116-X120 X122-X126 X128-X132 X134-X137 X202 X204-X208 X210-X214 X216-X220 X222-X226 X228-X231 P14 P19 P5908 P6108 P7000-P7002 P7005 P7015 P7016 P7017 P7050 P100 P101 P8020-P8024 P8098 P102-P108 P110-P114 P116-P120 P122-P126 P128-P132 P134-P137 P202 P204-P208 P210-P214 P216-P220 P222-P226 P228-P231 X301 X7100-X7121 X6849 X6861-X6863 X6865-X6868 P301 P09101 P7100-P7121 P6849 P6861-P6863 P6865-P6868 X401 X7131 X407 X408 X7585 X7584 X409 X7583 X410 X09204 X09205 X09206 X414 X432 X7577 X7575 P401 P09201 P09202 P408 P7585 P7584 P09203 P7583 P410 P09204 P09205 P09206 P09207 P432 P7577 P7575 P09304 P09305 P09301 P09306 P09368-P09371 P09373 P09383 P09307-P09319 X501-X503 X507-X508 X513 X514 X516 X520-X523 X526 P501-P503 P507-P508 P513 P514 P516 P520-P523 P526 X601-X604 X606 X607 X609 X611-X614 X616 X617 X619 X620 X622-X624 X626 X627 X630-X631 X634-X635 P601-P604 P606 P607 P609 P611-P614 P616 P617 P619 P620 P622-P624 P626 P627 P630-P631 P634-P635 X7133 X7134 X701-X705 X707-X711 X713-X717 X7572 X7135 X7136 X720-X724 X726 X727 P7133 P7134 P701-P705 P707-P711 P713-P717 P7572 P7135 P7136 P720-P724 P726 P727 P09322-P09333 P09335-P09339 P09356-P09359 X802 X804-X816 X7137 X7138 X6723 X820-X821 X7571 X7053-X7062 X825 X830 X902 X904-X909 X911-X916 X918 X920 X7570 P802 P804-P816 P820-P821 P7571 P7053-P7062 P825 P830 P902 P904-P909 P911-P916 P920 P7570 X1032 X1039 X7567 X1044 X7136 P1032 P1039 P7567 P1044 P7136 X09340-X09355 P09340-P09355 X1401 X1402 X09401-X09419 P1401 P1402 P09401-P09419 X3101 X3103-X3105 X09509-X09521 P3101 P3103-P3105 P09509-P09521 P09501-P09502 P09507-P09508 P09522-P09527 X3401-X3402 X09528 P3401-P3402 P09528 X2501 X2502 X2101 X2102 X09601 X09602 X2201 X2202 X09603-X09607 X2503 X2504 X09608-X09612 P2501 P2502 P2101 P2102 P09601 P09602 P2201 P2202 P09603-P09607 P2503 P2504 P09608-P09612 X7801 X7802 X09701-X09704 P7801 P7802 P09701-P09704 X7182 X2709 X09801-X09804 P7182 P2709 P09801-P09804 X7063 X3004 X3005 X6772 X6773 X6774 P7063 P3004 P3005 P09805 P09809-P09813 X3006 X3007 X7513-X7515 X6848 X3010-X3013 X7512 X7511 X6667 X7186 X3008 X3014-X3020 X3023 X7510 X7509 X7508 X7507 X7187 X6789 X6443 P3006 P3007 P7513-P7515 P6848 P3010-P3013 P7512 P7511 P6667 P7186 P3008 P3014-P3020 P7510 P7509 P7508 P7507 P7187 P6789 P09902 P09903 P6443 X3501 X3504 X091001 X3601 X091002-X091007 X3719-X3721 X3727 X3728 X091008-X091017 X3819 X3820 X091018-X091020 X091025 X3901-X3904 X091021-X091022 X3913-X3915 X3923 X3928 X7193 X3929-X3932 X6815 X6576 X6577 X6579 X6581 X6582 X6827-X6830 X6583-X6584 X6595-X6599 X6900-X6905 X6585 X6586 X6587 X6589 X6591 X6592 X4001-X4009 X7645 X4010-X4012 P3501 P3504 P091001 P3601 P091002-P091007 P3719-P3721 P3727 P3728 P091008-P091017 P3819 P3820 P091018-P091020 P091025 P3901-P3904 P091021-P091022 P3913-P3915 P3923 P3928 P7193 P3929-P3932 P6815 P6576 P6577 P6579 P6581 P6582 P6827-P6830 P6583-P6584 P6595-P6599 P6900-P6905 P6585 P6586 P6587 P6589 P6591 P6592 P4001-P4009 P7645 P4010-P4012 P091026-P091028 X4017-X4020 X4022 X4024 X4026 X4028 X4030-X4032 P4017-P4020 P4022 P4024 P4026 P4028 P4030-P4032 X7196 X6670-X6677 X4100 X4101 X4103 X4104 X7197 X7198 X6780 X6781 X4105 X4106 X7092-X7094 X7402 X7401 X4110 X4111 X4125 X4112 X4113 X4127 X4131 X4132 X6797 X4114 X4115 X7199 X7679 X4116 X7680 X7200 X4135 X4139 X091107-X091123 X091159 X091160 X4501 X4502 X4504 X4505 X4507-X4515 X7406 X7405 X4518 X7233 X7234 X4519 X7235 X7236 X4520-X4523 X7237 X7728 X4524 X4525 X7238 X7700 X4526-X4529 X4531 X7239 X7240 X4532-X4535 X7408 X7407 X4538 X7241 X7242 X4539 X7243 X7244 X4540-X4542 X7245 X7246 X4543 X7247 X7248 X4544 X7249 X7701 X4545 X7250 X7702 X4546 X4601 X4602 X4604 X7251 X7252 X4605-X4608 X7410 X7409 X4611 X7253 X7254 X4612 X7255 X7256 X4613-X4617 X7257 X7258 X4618 X4619 X7259 X7260 X4620 X7261 X7703 X4621 X7262 X7704 X4622 X7263 X6678-X6685 X4700 X4701 X4703 X4704 X7264 X7265 X6784 X6785 X4705 X4706 X7096-X7098 X7412 X7411 X4710 X4711 X4725 X4712 X4713 X4727 X4731 X4732 X6798 X4714 X4715 X7266 X7706 X4716 X7707 X7267 X4735 X4739 X091707-X091723 X091759 X091760 X5101 X5102 X5104 X5105 X5107-X5115 X7416 X7415 X5118 X7300 X7301 X5119 X7302 X7303 X5120-X5123 X7304 X7727 X5124 X5125 X7305 X7729 X5126-X5129 X5131 X7306 X7307 X5132-X5135 X7418 X7417 X5138 X7308 X7309 X5139 X7310 X7311 X5140-X5142 X7312 X7313 X5143 X7314 X7315 X5144 X7316 X7730 X5145 X7317 X7731 X5146 X5201 X5202 X5204 X7318 X7319 X5205-X5208 X7420 X7419 X5211 X7320 X7321 X5212 X7322 X7323 X5213-X5217 X7324 X7325 X5218 X5219 X7326 X7327 X5220 X7328 X7732 X5221 X7329 X7733 X5222 P7196 P6670-P6677 P4100 P4101 P4103 P4104 P7197 P7198 P6780 P6781 P4105 P4106 P7092-P7094 P7402 P7401 P4110 P4111 P4125 P4112 P4113 P4127 P4131 P4132 P6797 P4114 P4115 P7199 P7679 P4116 P7680 P7200 P4135 P4139 P091107-P091123 P091159 P091160 P4501 P4502 P4504 P4505 P4507-P4511 P7237 P7728 P4524 P4525 P7238 P7700 P4526 P4543 P7247 P7248 P4544 P7249 P7701 P4545 P7250 P7702 P4546 P4617 P7257 P7258 P4618 P4619 P7259 P7260 P4620 P7261 P7703 P4621 P7262 P7704 P4622 P7263 P6678-P6685 P4700 P4701 P4703 P4704 P7264 P7265 P6784 P6785 P4705 P4706 P7096-P7098 P7412 P7411 P4710 P4711 P4725 P4712 P4713 P4727 P4731 P4732 P6798 P4714 P4715 P7266 P7706 P4716 P7707 P7267 P4735 P4739 P091707-P091723 P091759 P091760 P5101 P5102 P5104 P5105 P5107-P5111 P7304 P7727 P5124 P5125 P7305 P7729 P5126 P5143 P7314 P7315 P5144 P7316 P7730 P5145 P7317 P7731 P5146 P5217 P7324 P7325 P5218 P5219 P7326 P7327 P5220 P7328 P7732 P5221 P7329 P7733 P5222 X091124-X091132 P091124-P091132 X5701-X5725 X5729 X7361 X7650 X6765 X6766 X7362 X7364 X7586 X7366 X5731-X5734 X5822-X5823 X7660 X7661 X7662 P5701-P5725 P5729 P7361 P7650 P6765 P6766 P7362 P7364 P7586 P7366 P5731-P5734 P5822-P5823 P7662 X5901-X5906 X7004 X6809-X6810 X5910-X5914 X6026-X6030 X7380 X6101-X6106 X6109 X6110 X6120-X6124 X7395 P5901-P5906 P5908 P5913 P5914 P6026-P6030 P7380 P6101-P6106 P6108 P6109 P6110 P6120-P6124 P7395 X091302-X091305 X091307-X091326 P091302-P091305 P091307-P091326 P091401-P091450 P091460 P091470 X6525-X6536 X7451-X7460 P6525-P6536 P7451-P7460 JYY1 JY1 K42000 K42001 J33001 K33001 J7578 K7578 K9001-K9007 K0901-K0902 J8000 J7019 J7020 J7021 J7022 K8000 K7019 K7020 K7021 K7022 J14 J19 J5908 J6108 J7000-J7002 J7005-J7017 J7035 J7050 J100 J101 J8020-J8024 J8098 J102-J108 J110-J114 J116-J120 J122-J126 J128-J132 J134-J137 J202 J204-J208 J210-J214 J216-J220 J222-J226 J228-J231 K14 K19 K5908 K6108 K7000-K7002 K7005 K7015 K7016 K7017 K7050 K100 K101 K8020-K8024 K8098 K102-K108 K110-K114 K116-K120 K122-K126 K128-K132 K134-K137 K202 K204-K208 K210-K214 K216-K220 K222-K226 K228-K231 J301 J7100-J7121 J6849 J6861-J6863 J6865-J6868 K301 K09101 K7100-K7121 K6849 K6861-K6863 K6865-K6868 J401 J7131 J407 J408 J7585 J7584 J409 J7583 J410 J09204 J09205 J09206 J414 J432 J7577 J7575 K401 K09201 K09202 K408 K7585 K7584 K09203 K7583 K410 K09204 K09205 K09206 K09207 K432 K7577 K7575 K09304 K09305 K09301 K09306 K09368-K09371 K09373 K09383 K09307-K09319 J501-J503 J507-J508 J513 J514 J516 J520-J523 J526 K501-K503 K507-K508 K513 K514 K516 K520-K523 K526 J601-J604 J606 J607 J609 J611-J614 J616 J617 J619 J620 J622-J624 J626 J627 J630-J631 J634-J635 K601-K604 K606 K607 K609 K611-K614 K616 K617 K619 K620 K622-K624 K626 K627 K630-K631 K634-K635 J7133 J7134 J701-J705 J707-J711 J713-J717 J7572 J7135 J7136 J720-J724 J726 J727 K7133 K7134 K701-K705 K707-K711 K713-K717 K7572 K7135 K7136 K720-K724 K726 K727 K09322-K09333 K09335-K09339 K09356-K09359 J802 J804-J816 J7137 J7138 J6723 J820-J821 J7571 J7053-J7062 J825 J830 J902 J904-J919 J911-J916 J918 J920 J7570 K802 K804-K816 K820-K821 K7571 K7053-K7062 K825 K830 K902 K904-K909 K911-K916 K920 K7570 J1032 J1039 J7567 J1044 J7136 K1032 K1039 K7567 K1044 K7136 J09340-J09355 K09340-K09355 J1401 J1402 J09401-J09419 K1401 K1402 K09401-K09419 J3101 J3103-J3105 J09509-J09521 K3101 K3103-K3105 K09509-K09521 K09501-K09502 K09507-K09508 K09522-K09527 J3401-J3402 J09528 K3401-K3402 K09528 J2501 J2502 J2101 J2102 J09601 J09602 J2201 J2202 J09603-J09607 J2503 J2504 J09608-J09612 K2501 K2502 K2101 K2102 K09601 K09602 K2201 K2202 K09603-K09607 K2503 K2504 K09608-K09612 J7801 J7802 J09701-J09704 K7801 K7802 K09701-K09704 J7182 J2709 J09801-J09804 K7182 K2709 K09801-K09804 J7063 J3004 J3005 J6772 J6773 J6774 K7063 K3004 K3005 K09805 K09809-K09813 J3006 J3007 J7513-J7515 J6848 J3010-J3013 J7512 J7511 J6667 J7186 J3008 J3014-J3020 J3023 J7510 J7509 J7508 J7507 J7187 J6789 J6443 K3006 K3007 K7513-K7515 K6848 K3010-K3013 K7512 K7511 K6667 K7186 K3008 K3014-K3020 K7510 K7509 K7508 K7507 K7187 K6789 K09902 K09903 K6443 J3501 J3504 J091001 J3601 J091002-J091007 J3719-J3721 J3727 J3728 J091008-J091017 J3819 J3820 J091018-J091020 J091025 J3901-J3904 J091021-J091022 J3913-J3915 J3923 J3928 J7193 J3929-J3932 J6815 J6576 J6577 J6579 J6581 J6582 J6827-J6830 J6583-J6584 J6595-J6599 J6900-J6905 J6585 J6586 J6587 J6589 J6591 J6592 J4001-J4009 J7645 J4010-J4012 K3501 K3504 K091001 K3601 K091002-K091007 K3719-K3721 K3727 K3728 K091008-K091017 K3819 K3820 K091018-K091020 K091025 K3901-K3904 K091021-K091022 K3913-K3915 K3923 K3928 K7193 K3929-K3932 K6815 K6576 K6577 K6579 K6581 K6582 K6827-K6830 K6583-K6584 K6595-K6599 K6900-K6905 K6585 K6586 K6587 K6589 K6591 K6592 K4001-K4009 K7645 K4010-K4012 K091026-K091028 J4017-J4020 J4022 J4024 J4026 J4028 J4030-J4032 K4017-K4020 K4022 K4024 K4026 K4028 K4030-K4032 J7196 J6670-J6677 J4100 J4101 J4103 J4104 J7197 J7198 J6780 J6781 J4105 J4106 J7092-J7094 J7402 J7401 J4110 J4111 J4125 J4112 J4113 J4127 J4131 J4132 J6797 J4114 J4115 J7199 J7679 J4116 J7680 J7200 J4135 J4139 J091107-J091123 J091159 J091160 J4501 J4502 J4504 J4505 J4507-J4515 J7406 J7405 J4518 J7233 J7234 J4519 J7235 J7236 J4520-J4523 J7237 J7728 J4524 J4525 J7238 J7700 J4526-J4529 J4531 J7239 J7240 J4532-J4535 J7408 J7407 J4538 J7241 J7242 J4539 J7243 J7244 J4540-J4542 J7245 J7246 J4543 J7247 J7248 J4544 J7249 J7701 J4545 J7250 J7702 J4546 J4601 J4602 J4604 J7251 J7252 J4605-J4608 J7410 J7409 J4611 J7253 J7254 J4612 J7255 J7256 J4613-J4617 J7257 J7258 J4618 J4619 J7259 J7260 J4620 J7261 J7703 J4621 J7262 J7704 J4622 J7263 J6678-J6685 J4700 J4701 J4703 J4704 J7264 J7265 J6784 J6785 J4705 J4706 J7096-J7098 J7412 J7411 J4710 J4711 J4725 J4712 J4713 J4727 J4731 J4732 J6798 J4714 J4715 J7266 J7706 J4716 J7707 J7267 J4735 J4739 J091707-J091723 J091759 J091760 J5101 J5102 J5104 J5105 J5107-J5115 J7416 J7415 J5118 J7300 J7301 J5119 J7302 J7303 J5120-J5123 J7304 J7727 J5124 J5125 J7305 J7729 J5126-J5129 J5131 J7306 J7307 J5132-J5135 J7418 J7417 J5138 J7308 J7309 J5139 J7310 J7311 J5140-J5142 J7312 J7313 J5143 J7314 J7315 J5144 J7316 J7730 J5145 J7317 J7731 J5146 J5201 J5202 J5204 J7318 J7319 J5205-J5208 J7420 J7419 J5211 J7320 J7321 J5212 J7322 J7323 J5213-J5217 J7324 J7325 J5218 J5219 J7326 J7327 J5220 J7328 J7732 J5221 J7329 J7733 J5222 K7196 K6670-K6677 K4100 K4101 K4103 K4104 K7197 K7198 K6780 K6781 K4105 K4106 K7092-K7094 K7402 K7401 K4110 K4111 K4125 K4112 K4113 K4127 K4131 K4132 K6797 K4114 K4115 K7199 K7679 K4116 K7680 K7200 K4135 K4139 K091107-K091123 K091159 K091160 K4501 K4502 K4504 K4505 K4507-K4511 K7237 K7728 K4524 K4525 K7238 K7700 K4526 K4543 K7247 K7248 K4544 K7249 K7701 K4545 K7250 K7702 K4546 K4617 K7257 K7258 K4618 K4619 K7259 K7260 K4620 K7261 K7703 K4621 K7262 K7704 K4622 K7263 K6678-K6685 K4700 K4701 K4703 K4704 K7264 K7265 K6784 K6785 K4705 K4706 K7096-K7098 K7412 K7411 K4710 K4711 K4725 K4712 K4713 K4727 K4731 K4732 K6798 K4714 K4715 K7266 K7706 K4716 K7707 K7267 K4735 K4739 K091707-K091723 K091759 K091760 K5101 K5102 K5104 K5105 K5107-K5111 K7304 K7727 K5124 K5125 K7305 K7729 K5126 K5143 K7314 K7315 K5144 K7316 K7730 K5145 K7317 K7731 K5146 K5217 K7324 K7325 K5218 K5219 K7326 K7327 K5220 K7328 K7732 K5221 K7329 K7733 K5222 J091124-J091132 K091124-K091132 J5701-J5725 J5729 J7361 J7650 J6765 J6766 J7362 J7364 J7586 J7366 J5731-J5734 J5822-J5823 J7660 J7661 J7662 K5701-K5725 K5729 K7361 K7650 K6765 K6766 K7362 K7364 K7586 K7366 K5731-K5734 K5822-K5823 K7662 J5901-J5906 J7004 J6809-J6810 J5910-J5914 J6026-J6030 J7380 J6101-J6106 J6109 J6110 J6120-J6124 J7395 K5901-K5906 K5908 K5913 K5914 K6026-K6030 K7380 K6101-K6106 K6108 K6109 K6110 K6120-K6124 K7395 J091302-J091305 J091307-J091326 K091302-K091305 K091307-K091326 K091401-K091450 K091460 K091470 J6525-J6536 J7451-J7460 K6525-K6536 K7451-K7460 ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- END OF CODEBOOK ----------------------------------------------------------------------------- ----------------------------------------------------------------------------- -----------------------------------------------------------------------------