Financial Accounts Guide - Series Analyzer

FL664164103.Q

Series analyzer for FL664164103.Q

Security brokers and dealers; corporate equity securities sold short; liability

Data Source

Beginning 2021:Q4, stocks outstanding from SEC tabulation of submissions of FOCUS reports, Schedule 1 - Aggregate securities, commodities, and swaps positions, short/sold, stocks and warrants (other than arbitrage positions) (series F8281); securities with no ready market, equities (series F8341); and foreign securities, equity securities (series 8236). From 2000:Q1 to 2021:Q3, stocks outstanding from securities brokers and dealers total securities sold short (FL664160000) multiplied by the average stocks outstanding from SEC tabulation of submissions of FOCUS reports, sum of Schedule 1 - Aggregate securities, commodities, and swaps positions, short/sold, stocks and warrants (other than arbitrage positions) (series F8281); securities with no ready market, equities (series F8341); and foreign securities, equity securities (series 8236) over 2021:Q4 to 2022:Q3. Revaluations are estimated based on the percent change in the Dow Jones U.S. total stock market index (FOF series FI073164013) applied to the previous quarter's stocks outstanding. Data for the most recent ten years show no significant seasonality.

Last edited on: 06/10/2025

External links:
http://www.sec.gov/about/forms/formx-17a-5_2.pdf
http://www.treasurydirect.gov/forms/gsrg405pt2.pdf

Shown on: S125s3.s Line 45

Derived from:

FOF Code	Description
+ FL664164103.Q	Security brokers and dealers; corporate equity securities sold short; liability
+ FU664164103.Q	Security brokers and dealers; corporate equity securities sold short; liability
+ FR664164103.Q	Security brokers and dealers; corporate equity securities sold short; liability
+ FV664164103.Q	Security brokers and dealers; corporate equity securities sold short; liability

Used in:

FOF Code	Description
- FL663064105.Q	Security brokers and dealers; corporate equities (net); asset
+ LM664164103.Q	Security brokers and dealers; corporate equity securities sold short; liability
- FL664169305.Q	Security brokers and dealers; derivatives, commodities, and other miscellaneous sold short; liability