Data Dictionary
Item Number 9060
FUNCTIONAL REGULATORCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| RSSD9060 | 2000-03-11 | 9999-12-31 | No | |
| SCNB9060 | 2026-04-09 | 9999-12-31 | No | FR Y-10 |
Data Description:
A field to indicate the functional regulator of financial subsidiaries of unaffiliated state member banks, regulated financial subsidiaries of commercial banks (i.e., part of a BHC or FHC) and regulated U.S. nonbank subsidiaries of financial holding companies, bank holding companies and foreign banking organizations (only required if the FBO nonbank subsidiary has operations in the U.S.). For non-financial subsidiaries of unaffiliated state member or regulated commercial banks, and bank subsidiaries and nonbank subsidiaries of BHCs, FHCs or FBOs that do not have a functional regulator as shown below, use zero for not applicable. 0 = Not applicable 1 = SEC/CFTC (Regulated by both) 2 = SEC (Securities and Exchange Commission) 3 = State Securities Department 4 = State Insurance Regulator 5 = CFTC (Commodity Futures Trading Commission) 6 = Other