Data Dictionary

Item Number A469
STOCK OR BOND TRANSFER AGENT OR REGISTRAR: NUMBER OF ISSUES

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
TRSTA469 1991-12-31 2001-12-31 No FFIEC 001

Data Description:


Includes the total number of equity and debt issues for which the institution acts as transfer agent or registrar. Also includes closed-end mutual funds. Those issues for which the institution acts in the dual capacity of transfer agent and registrar, or co-transfer agent and co-registrar, should be reported as a single issue.

NOTE:

Reported on the DB2 table on Schedule C for the FFIEC 001 report.

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Last update: Oct 05, 2026