Data Dictionary
Item Number C888
INVESTMENT BANKING, ADVISORY, AND UNDERWRITING FEES AND COMMISSIONSCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| BHCKC888 | 2007-03-31 | 9999-12-31 | No | FR Y-9C |
| RIADC888 | 2007-03-31 | 9999-12-31 | No | Multiple Forms |
Data Description:
Report fees and commissions from underwriting (or participating in the underwriting of) securities, private placements of securities, investment advisory and management services, merger and acquisition services, and other related consulting fees. Include fees and commissions from the placement of commercial paper, both for transactions issued in the bank's name and transactions in which the bank acts as an agent for a third party issuer.
Also include the bank's proportionate share of the income or loss before extraordinary items and other adjustments from its investments in equity method investees that are principally engaged in investment banking, advisory, or securities underwriting activities. Equity method investees include unconsolidated subsidiaries; associated companies; and corporate joint ventures, unincorporated joint ventures, general partnerships, and limited partnerships over which the bank exercises significant influence.
NOTE:
Reported on Schedule RI, on the FFIEC 031 & 041 reports.
Added to Y9C 20070331