Please enable JavaScript if it is disabled in your browser or access the information through the links provided below.
Data Dictionary
You Searched For: SLCI
MDRM Item
Start Date
End Date
Item Name
Confidential?
Reporting Forms
SLCI6649
2012-03-31
2014-09-30
CONFIDENTIAL DATA INDICATOR
Yes
SLCI9191
2012-03-31
2014-09-30
PROCESSING DISTRICT
No
SLCIC564
2012-03-31
2014-09-30
HAVE ANY SIGNIFICANT SUBSIDIARIES OF THE HOLDING COMPANY BEEN FORMED, SOLD, OR DISSOLVED DURING THE QUARTER?
Yes
SLCIC565
2012-03-31
2014-09-30
IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: A BROKER OR DEALER REGISTERED UNDER THE SECURITIES EXCHANGE ACT OF 1934?
Yes
SLCIC566
2012-03-31
2014-09-30
IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: AN INVESTMENT ADVISER REGULATED BY THE SECURITIES EXCHANGE COMMISSION OR ANY STATE?
Yes
SLCIC567
2012-03-31
2014-09-30
IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: AN INVESTMENT COMPANY REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940?
Yes
SLCIC568
2012-03-31
2014-09-30
IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: AN INSURANCE COMPANY SUBJECT TO SUPERVISION BY A STATE INSURANCE REGULATOR?
Yes
SLCIC569
2012-03-31
2014-09-30
IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: SUBJECT TO REGULATION BY THE COMMODITY FUTURES TRADING COMMISSION?
Yes
SLCIC570
2012-03-31
2014-09-30
IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: REGULATED BY A FOREIGN FINANCIAL SERVICES REGULATOR?
Yes
SLCIC571
2012-03-31
2014-09-30
HAS THE HOLDING COMPANY APPOINTED ANY NEW SENIOR EXECUTIVE OFFICERS OR DIRECTORS DURING THE QUARTER?
Yes
SLCIC572
2012-03-31
2014-09-30
HAS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES ENTERED INTO A NEW PLEDGE, OR CHANGED THE TERMS AND CONDITIONS OF ANY EXISTING PLEDGE, OF CAPITAL STOCK OF ANY SUBSIDIARY SAVING ASSOCIATIONS THAT SECURES SHORT-TERM OR LONG-TERM DEBT OR OTHER BORROWINGS OF THE HOLDING COMPANY?
Yes
SLCIC573
2012-03-31
2014-09-30
HAS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES IMPLEMENTED CHANGES TO ANY CLASS OF SECURITIES THAT WOULD NEGATIVELY IMPACT INVESTORS?
Yes
SLCIC574
2012-03-31
2014-09-30
HAS THERE BEEN ANY DEFAULT IN THE PAYMENT OF PRINCIPAL, INTEREST, A SINKING OR PURCHASE FUND INSTALLMENT, OR ANY OTHER DEFAULT OF THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES DURING THE QUARTER?
Yes
SLCIC575
2012-03-31
2014-09-30
HAS THERE BEEN A CHANGE IN THE HOLDING COMPANY'S INDEPENDENT AUDITORS DURING THE QUARTER?
Yes
SLCIC576
2012-03-31
2014-09-30
HAS THERE BEEN A CHANGE IN THE HOLDING COMPANY'S FISCAL YEAR END DURING THE QUARTER?
Yes
SLCIC577
2012-03-31
2014-09-30
DOES THE HOLDING COMPANY OR ANY OF ITS GAAP-CONSOLIDATED SUBSIDIARIES (OTHER THAN THE REPORTING THRIFT) CONTROL OTHER U.S. DEPOSITORY INSTITUTIONS?
Yes
SLCIC582
2012-03-31
2014-09-30
IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER
Yes
SLCIC583
2012-03-31
2014-09-30
IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER
Yes
SLCIC584
2012-03-31
2014-09-30
IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER
Yes
SLCIC585
2012-03-31
2014-09-30
IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER
Yes
SLCIC586
2012-03-31
2014-09-30
IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER
Yes
Back to Top
Last update: Feb 19, 2026