Freedom of Information Office

Interagency Advance Notice of Proposed Rulemaking on Implementing the New Basel Capital Accord in the United States (Regulations H and Y) [R-1154]

Proposed framework for Risk-Based Capital Guidelines; Implementation of New Basel Capital Accord

• Community Investment Corp, John Pritscher (79 KB PDF)
• New York Bankers Association (199 KB PDF)
• National Community Capital Association, Mark Pinsky (394 KB PDF)
• Risk Management Association, Emmanuelle Sebton (122 KB PDF)
• Housing Vermont, R. Andrew Broderick (461 KB PDF)
• Mellon Financial Corp, Steven G. Elliott (549 KB PDF)
• National Housing Conference, Conrad Egan (91 KB PDF)
• The Leasing Exchange, Inc. (15 KB PDF)
• National Association of State & Local Equity Funds, Bernard Deasy (315 KB PDF)
• Lynda Ott (61 KB PDF)
• Mortgage Insurance Companies of America, Suzanne Hutchinson (61 KB PDF)
• New Jersey League of Community Banks, James M. Meredith (35 KB PDF)
• Federal Advisory Council (60 KB PDF)
• LISC, National Equity Fund & Community Development Trust, Benson F. Roberts (59 KB PDF)
• Deutsche Bank Ag, Christine Sior (306 KB PDF)
• Financial Guardian Group, Karen Shaw Petrou (59 KB PDF)
• McHenry Savings Bank, Renee M. Jenkins (76 KB PDF)
• Capital One Financial Corp, Frank R. Brochert (96 KB PDF)
• National Association of Affordable Housing Lenders, Judith A. Kennedy (33 KB PDF)
• Juniper Financial Corp, Clinton W. Walker (76 KB PDF)
• SunTrust Banks, Inc., Theodore Hoepner (149 KB PDF)
• International Swaps and Derivatives & Bond Market Association, David Mengle & Omer Oztan (149 KB PDF)
• Loyola University Chicago, George G. Kaufman (136 KB PDF)
• Recapitalization Advisors, David Smith (149 KB PDF)
• Commerce Bancshares, Inc., Robert C. Matthews, Jr (63 KB PDF)
• McHenry Savings Bank, Karl Truty (14 KB PDF)
• Independent Community Bankers of America, C. R. Cloutier (138 KB PDF)
• JP Morgan Chase & Co, David B. Edelson (535 KB PDF)
• Massachusetts Housing Investment Corp., Joseph L. Flatley (124 KB PDF)
• CRA Qualified Investment Coalition, Timothy McTaggart (61 KB PDF)
• Coalition of Community Development Financial Institution, Jennifer A. Vasiloff (65 KB PDF)
• Aon Risk Services, Lori Marin (65 KB PDF)
• California Community Reinvestment Corp, Mary Kaiser (29 KB PDF)
• National City Corporation, Jeffrey D. Kelly (1971 KB PDF)
• Low Income Investment Fund, Abigail McBride (82 KB PDF)
• ERisk, Peter Nakada & Andrew Hickman (288 KB PDF)
• Cascadia Revolving Fund, Shaw Canale (149 KB PDF)
• Woodstock Institute, Malcolm Bush (85 KB PDF)
• HSBC Bank USA, Robert Butcher (69 KB PDF)
• Neighborhood Leading Partners, Inc., Debra S. Reyes (114 KB PDF)
• Nonprofit Finance Fund, Clara Miller (305 KB PDF)
• New York State Banking, Katherine Wyatt (314 KB PDF)
• Massachusetts Bankers Association, Daniel J. Forte (55 KB PDF)
• State Street Corp, David Spina (1548 KB PDF)
• National Community Investment Fund, Lisa Richter (36 KB PDF)
• Northern Trust Corp, Peter Rossiter (220 KB PDF)
• PNC Financial Services Group, Shaheen Dil (196 KB PDF)
• Mortgage Bankers Association, Jonathan Kempner (115 KB PDF)
• Real Estate Roundtable, Clifton Rodgers & Eric Hillenbrand (560 KB PDF)
• National Association of Home Builders, Gerald Howard (1623 KB PDF)
• Illinois Facilities Fund, Elizabeth Evans (32 KB PDF)
• Bank of Oklahoma, Steven Nell (47 KB PDF)
• FleetBoston Financial Corp, Thomas Loeffler (215 KB PDF)
• Wachovia Corp, Donald Truslow & Robert Kelly (917 KB PDF)
• Bank One Corp, Heidi Miller (525 KB PDF)
• Financial Service Roundtable, Richard Whiting (203 KB PDF)
• Merrill Lynch & Co, Steve Teather & Nicole Degnan (257 KB PDF)
• Washington Mutual, William Longbrake (243 KB PDF)
• Dollar Bank, Jeffrey Morrow (247 KB PDF)
• Marsh, Inc., Michael Epstein (178 KB PDF)
• U. S. House of Representatives, Hon Michael Oxley (258 KB PDF)
• McHenry Savings Bank, Lynn Kinast (222 KB PDF)
• Illinois Equity Fund, William W. Higginson (206 KB PDF)
• Chicago Equity Fund, William W. Higginson (106 KB PDF)
• Zions Bancorp, Doyle Arnold (418 KB PDF)
• Shorebank Corp, Fran Grossman (383 KB PDF)
• National Association of Realtors, Peter Morgan (284 KB PDF)
• Neighborhood Lending Partners, Inc. Debra S. Reyes (83 KB PDF)
• Nonprofit Finance Fund, Clara Miller (596 KB PDF)
• National Community Reinvestment Coalition, John Taylor (508 KB PDF)
• Sovereign Bank, James D. Hogan (4487 KB PDF)
• Inner City Press/Community on the Move & Fair Finace Watch, Matthew Lee (1753 KB PDF)
• U.S. Bancorp, David Moffett (706 KB PDF)
• McHenry Savings Bank, Robert E. Powers (252 KB PDF)
• McHenry Savings Bank, Kathleen Marinangel (548 KB PDF)
• Comerica Bank, Julius Loeser (180 KB PDF)
• American Securitization Forum, Vernon Wright & Greg Mederaft (767 KB PDF)
• MBNA American Bank, Vernon Wright (2600 KB PDF)
• World Savings Bank, Herbert M. Sandler (637 KB PDF)
• KeyCorp, Michael Pykhtin (100 KB PDF)
• Community Partners Financial Corp, Bradley Jefferies (76 KB PDF)
• JP Morgan Chase Community Development Group, Mark Willis (85 KB PDF)
• Risk Management Association, Maurice H. Hartigan, II (641 KB PDF)
• McHenry Savings Bank, Wayne Amore (135 KB PDF)
• U.S. House of Representatives, Hon Barney Frank (206 KB PDF)
• Community Development Bankers Association, Robert M. McGill (73 KB PDF)
• McHenry Savings Bank, Brian F. Bara (123 KB PDF)
• Colonial BancGroup, Young Boozer, III (351 KB PDF)
• American Bankers Association, Paul Smith (368 KB PDF)
• American Community Bankers, Robert R. Davis (568 KB PDF)
• United States Senate, Hon Rick Santorum (129 KB PDF)
• Institute of International Bankers, Lawrence Uhlick (294 KB PDF)
• Citigroup, Eric W. Aboaf (1055 KB PDF)
• Bank of America, James Hance, Jr. (1627 KB PDF)
• Risk Management Association, Charles Taylor (205 KB PDF)
• Royal Bank of Scotland Group, Richard Gossage (479 KB PDF)
• MBNA Europe Bank Ltd, Vernon Wright (1218 KB PDF)
• Wells Fargo & Co, Howard Atkins (9964 KB PDF)
• MBNA Europe Bank Limited, Vernon Wright (856 KB PDF)
• New York Clearing House Association, Norman Nelson (171 KB PDF)
• Wachovia Corporation, Gary Wilhite (118 KB PDF)
• The Bear Stearns Companies, Inc., Michael Alix (101 KB PDF)
• State Street Corporation, John R. Towers (127 KB PDF)
• MBNA America Bank, N.A., Vernon Wright and Kenneth Boehl (121 KB PDF)
• Financial Guardian Group, Karen Shaw Petrou (44 KB PDF)
• American Bankers Association, Paul Smith (276 KB PDF)
• Mellon Financial Corporation, Steven G. Elliott (25 KB PDF)
• The Financial Services Roundtable, Rich Whiting (148 KB PDF)
• Washington Mutual Inc., John F. Robinson (60 KB PDF)
• Citigroup, Eric Aboaf (102 KB PDF)
• Bank of America, John S. Walter (126 KB PDF)
• FleetBoston Financial Corporation, Bill Schomburg (80 KB PDF)
• Bank One Corporation, Randy White (96 KB PDF)
• Wells Fargo & Company, George D. Wick (69 KB PDF)
• The House Committee on Financial Services, Michael Oxley (341 KB PDF)
• The Basel Committee on Banking Supervision & the Institute for International Finance (106 KB PDF)
• Credit Suisse First Boston (202 KB PDF)
• Federal Reserve Staff and J.P. Morgan Chase, 3/15/2004 meeting (53 KB PDF)
• Federal Reserve Staff and George Wick, Wells Fargo Bank, 11/10/2003 meeting (40 KB PDF)
• Federal Regulators and Bank of America Representatives 11/20/2003 meeting (79 KB PDF)
• Federal Reserve Staff and Countrywide Financial 10/10/2003 Conference Call (161 KB PDF)
• Federal Reserve Staff and Fitch Ratings 10/6/2003 Meeting (62 KB PDF)
• Federal Reserve Staff and Morgan Stanley 10/7/2003 Meeting (139 KB PDF)
• Federal Reserve Staff and Moody's 01/02/2004 Meeting (38 KB PDF)
• Institute of International Finance and Federal Reserve Board-Board Member and Staff, March 16, 2004 Meeting (17 KB PDF)
• Federal Reserve Board Staff and Citigroup - January 22, 2004 Meeting (1152 KB PDF)
• Federal Reserve Board Staff & Comptroller of the Currency & Financial Guardian Group - March 5, 2004 Meeting (74 KB PDF)
• Federal Reserve Board and Office of Thrift Supervision Staff and Wachovia Representatives - April 1, 2004 meeting (68 KB PDF)
• Federal Reserve Board and Office of Thrift Supervision Staff and WAMU Representatives- November 11, 2003 meeting (81 KB PDF)
• World Savings Bank, FSB, Herbert M. Sandler (115 KB PDF)
• Federal Reserve Board and Federal Advisory Council and State Street Corporation, May 7, 2004 meeting (57 KB PDF)
• Meeting of a Board Member with the Public on Basel II, 6/4/04 (14 KB PDF)
• Federal Reserve and Citigroup Meeting, July 8,2004 (13 KB PDF)
• Basel Risk Management Group & Institute of International Finance-Operational Risk Group (45 KB PDF)
• Basel Risk Management Group & Insurance Industry Representatives (38 KB PDF)
• Federal Reserve Staff & Securities Industry Association (40 KB PDF)
• Basel Committee & Institute for International Finance (26 KB PDF)
• Federal Reserve & American Bankers Association (16 KB PDF)
• Federal Reserve Bank of Boston and Moody's Investors Service, June 7, 2004 meeting (130 KB PDF)
• Federal Reserve Bank of Boston and The Vanguard Group, June 15, 2004 meeting (37 KB PDF)
• Mellon Financial Corporation, Michael E. Bleier (330 KB PDF)
• Federal Reserve Bank of Boston and Standard & Poor's, June 8, 2004 meeting (235 KB PDF)
• Federal Reserve Bank of Boston and Fitch Ratings, July 15, 2004 meeting (431 KB PDF)
• Federal Reserve Bank of Boston and Mellon Retail Asset Management/The Dreyfus Corporation, July 16, 2004 meeting (34 KB PDF)
• Federal Reserve Bank of Boston and Mellon Financial Corporation Institutional Asset Management, July 15, 2004 meeting (170 KB PDF)
• Comptroller of the Currency, Federal Reserve Board and Mellon Bank , March 7, 2004 meeting (8 KB PDF)
• Federal Reserve Bank of Boston and State Street Corporation, June 14, 2004 meeting (40 KB PDF)
• Federal Reserve Bank of Boston, and Mellon Private Wealth Management, July 16, 2004 meeting (38 KB PDF)
• Federal Reserve Bank of Boston and Russell Investment Group, August 3, 2004 meeting (42 KB PDF)
• Federal Reserve Bank of Boston and Mellon Global Securities Services, August 20, 2004 meeting (45 KB PDF)
• Federal Reserve Bank of Boston and State Street Global Advisors, June 7, 2004 meeting (49 KB PDF)
• Federal Reserve Bank of Atlanta and Sun Trust Bank, Inc., Reps, July 29, 2004 meeting (27 KB PDF)
• RMA Capital Working Group Memorandum, September 13, 2004 (160 KB PDF)
• Wachovia Bank, Gary Wilhite (37 KB PDF)
• Simpson Thacher & Bartlett LLP, John L. Walker (49 KB PDF)
• Real Estate Roundtable, Federal Reserve Board, Office of the Thrift Supervision, Comptroller of the Currency and Federal Deposit Insurance Corporation, September 22, 2004 meeting (38 KB PDF)
• Federal Advisory Council, September 10, 2004 meeting (50 KB PDF)
• Federal Reserve Bank of Boston and Northern Trust Corporation, December 1, 2004 meeting (21 KB PDF)
• Paul Calem (26 KB PDF)
• Federal Reserve Bank of Boston and Risk Advisory Services, August 30, 2004 meeting (24 KB PDF)
• Federal Reserve Bank of Boston, Federal Reserve Bank of New York and The Bank of New York, July 15, 2004 meeting (17 KB PDF)
• US Agencies and US Bank, J.P. Morgan Chase, KeyCorp, Washington Mutual, Wachovia, Bank of New York, HSBC, Wells Fargo, MBNA, Union Bank of California, Bank of America & Risk Management Association, January 24, 2005, meeting (110 KB PDF)
• Federal Reserve Board and Mellon Bank, March 29, 2005 meeting (1075 KB PDF)
• Financial Guardian Group, Karen Shaw Petrou (67 KB PDF)
• Federal Reserve Staff & Standard and Poor's, Fitch Ratings, & Moody's 4/5/05 Meeting (52 KB PDF)
• Equipment Leasing Association, Michael Fleming (208 KB PDF)
• Synovus Financial Corp, Tara Skinner (149 KB PDF)
• Credit Suisse Group, Joseph Seidel (2986 KB PDF)
• Arnold & Porter, LLP, John D. Hawke, Jr. (405 KB PDF)
• Basel Committee's Securitization Group & Banking Industry Representatives 2/18/2004 meeting (34 KB PDF)
• Federal Reserve Staff and Bank of New York 12/12/2003 meeting (35 KB PDF)
• Federal Reserve Governor and Staff, and Karen Shaw Petrou, President, FSM Analysis, 1/20/2004 meeting (12 KB PDF)
• Living Cities, Inc. Douglas Nelson and Mark Willis (437 KB PDF)
• Federal Regulators and World Savings Representatives 11/11/2003 meeting (49 KB PDF)
• Federal Reserve Staff and S&P Representatives 12/11/2004 meeting (239 KB PDF)
• Board of Governors and the Thrift Institutions Advisory Council 3/5/ 2004 Meeting (31 KB PDF)