Types of Filings
Applications generally must be filed for the following types of activities: formation/expansion; engaging in nonbank activities; addition or changes in directors or senior executive officers; and stock redemptions. In addition, institutions interested in membership in the Federal Reserve must file an application for membership. Lastly, individuals and certain entities must file a notice for changes in control. An overview of the types of applications and the circumstances under which they must be filed can be assessed using the "Application Types" link below.
The applications and notices required by the Federal Reserve System are listed in the sections below. Click on a section to obtain information regarding a particular type of application. Each section provides a general description of the filing, the publication requirements, the form to be submitted, the processing time frame, and the relevant statutory factors associated with that type of proposal. The Federal Reserve may, as appropriate, request additional information following the submission of an application or notice to further clarify a proposal. The time frames represent the normal processing period; the processing period may be extended in certain cases. Prior to submitting an application or notice, banking organizations are encouraged to contact the Applications Department of the appropriate Federal Reserve Bank to discuss their proposal.
Bank Holding Company
Savings and Loan Holding Company (SLHC)
SLHC Mutual Holding Company
Financial Holding Company
State Member Bank
International Organization