Legal Interpretations
Bank Holding Company/Change in Control - 2010 Letters
September 21, 2010 (PDF)
Letter to Robert L. Tortoriello approving the notice by BNP Paribas, Paris, France, to engage in physically settled tolling agreements with power plant owners and provide energy management services to owners of power generation facilities under energy management agreements, all in the United States.
June 30, 2010 (PDF)
Letter to Kathryn V. McCulloch approving the notice by JPMorgan Chase & Co., New York, New York, to enter into physically settled tolling agreements with power plant owners and provide energy management services to owners of power generation facilities under energy management agreements.
May 10, 2010 (PDF)
Letter to Michael N. Delune, Esq., concluding that a proposed assignment of an economic interest in a qualified family partnership ("QFP") to a person who is not a family member would cause the partnership to lose its status as a QFP.
March 2, 2010 (PDF)
Letter to Judith Muncy, Esq., advising that the following entities would not be deemed to control Three Shores Bancorporation, Inc., Orlando, Florida, under the Bank Holding Company Act, as amended, if the transactions described in the letter are conducted according to the terms and conditions described in the letter and related correspondence: LM-SNBT LLC; Lovell Minnick Holdings LLC; Lovell Minnick Equity Advisors II LLC; Lovell Minnick Partners LLC; and Lovell Minnick Equity Partners II LP; all of El Segundo, California.
March 2, 2010 (PDF)
Letter to Paul Pilecki, Esq., advising that Continental Investors Fund LLC and Continental Investors LLC, both of Chicago, Illinois, would not be deemed to control Three Shores Bancorporation, Inc., Orlando, Florida, under the Bank Holding Company Act, as amended, if the transactions described in the letter are conducted according to the terms and conditions described in the letter and related correspondence.
March 2, 2010 (PDF)
Letter to Judith Muncy, Esq., advising that the following entities would not be deemed to control Three Shores Bancorporation, Inc., Orlando, Florida, under the Bank Holding Company Act, as amended, if the transactions described in the letter are conducted according to the terms and conditions described in the letter and related correspondence: PCAP Managers, LLC, Parthenon Investors III, L.P.; PCAP Partners III, LLC; PCAP Associates; PCAP III, LLC; PCAP Associates-SNBT LLC; PCAP-SNBT LLC; J&R Advisors F.F., LLC; J&R Founders Fund II, L.P.; and J&R Founders-SNBT LLC; all of Boston, Massachusetts.
January 29, 2010 (PDF)
Letter to Andrew S. Baer approving the notice by Deutsche Bank AG, Frankfurt, Germany, and Taunus Corporation, New York, New York, to enter into physically settled tolling agreements with power plant owners and provide energy management services to owners of power generation facilities under energy management agreements, all in the United States.