Board of Governors of the Federal Reserve System

Note: Above rules do not reflect the totality of financial regulations applicable to financial institutions supervised by the Federal Reserve Board. Instead, these regulations represent a sample of those passed or modified in the post-crisis period that are material from a compliance standpoint. TCA refers to total consolidated assets. NBA refers to nonbank assets. On-BS FE refers to on-balance sheet foreign exposures. AUC refers to assets under custody. AA refers to firms subject to the advanced approaches RWA framework. LISCC refers to the Large Institution Supervision Coordinating Committee. LC refers to Large and Complex firms per SR 15-18.

(1) Foreign banking organizations with total consolidated assets and U.S. non-branch assets of at least $50B are subject to the intermediate holding company requirement. Some classifications include IHCs. Some regulations likewise apply to IHCs.

(2) G-SIB designation by the Basel Committee on Banking Supervision is based on a set of twelve systemic indicators. The U.S. separately calculates its own Method 2 score by substituting reliance on short-term wholesale funding for substitutability.

(3) Firms in the LISCC portfolio are "financial institutions that may pose elevated risks to U.S. financial stability and are supervised by the Federal Reserve."

(4) The market shock by law applies to "large banking organizations with significant trading activities." These firms are currently defined as those subject to the supervisory stress tests that are not large and noncomplex and hold trading assets and liabilities in excess of $50B or 10% of total consolidated assets.

(5) The large counterparty default component applies to companies with substantial trading or processing and custodian operations, which currently consist of the eight domestic G-SIBs.

(6) The Capital Conservation Buffer applies to all Board-regulated institutions. Proposed rulemaking replaces the Capital Conservation Buffer with a Stress Capital Buffer. See Board of Governors of the Federal Reserve System (2018).

(7) The market risk rule applies to institutions with aggregate trading assets and trading liabilities equal to or in excess of 10% of total assets, or $1B. The Board also retains the authority to apply this requirement to any Board-regulated institution if deemed necessary or appropriate.

(8) Notice of proposed rulemaking, not finalized.

(9) Advance notice of proposed rulemaking, not finalized.