Supervision and Regulation Letters, commonly known as SR Letters, address significant policy and procedural matters related to the Federal Reserve System's supervisory responsibilities. Active SR letters are listed here in reverse chronological order. Obsolete letters or letters that contain confidential supervisory information are not included.
SR Letters are numbered sequentially by year. For example, the first letter issued in 2005 is numbered SR 05-1.
Active SR letters are listed in reverse chronological order by year. Obsolete letters or letters that contain confidential supervisory information are not included.
Attachments to most of the SR letters are included. Hard copies of attachments not provided electronically are available from the Board's Freedom of Information Office.
Letters released prior to November of 2001 were assigned a designation identifying the primary supervisory function addressed in that letter, for example, SR 97-2 (SPE). The designations are explained below.
Letters issued from 1990 through 1994 were classified in one of four functional areas:
- FIS (domestic financial institution supervision),
- IB (international banking supervision),
- SA (specialized banking activities), and
- STR (banking structure and expansion).
In 1995, the functional areas were redefined, as follows:
- APP (Applications)
- ENF (Enforcement)
- GEN (General)
- NIC (National Information Center)
- SPE (Specialized Banking Activities)
- SRV (Surveillance)
- SUP (Financial Institution Supervision)
- TRN (Training)
Letters that concerned only foreign banking activities carried an additional designation, IB (International Banking), for example, SR 97-13 (SUP.IB).
Other Sources of Information on Supervisory Policies and Procedures
- Bank Holding Company Supervision Manual
- Bank Secrecy Act/Anti-Money Laundering Examination Manual
- Commercial Bank Examination Manual
- Examination Manual for U.S. Branches and Agencies of Foreign Banking Organizations
- FFIEC Information Systems Handbook
- Trading and Capital-Markets Activities Manual
Federal Reserve Regulatory Service (FRRS), available through Publications Services
Status of Certain Investment Funds and their Portfolio Investments for Purposes of Regulation O and Reporting Requirements under Part 363 of FDIC Regulations
Inactive Supervisory Guidance
FedEZFile™ and FedEZFile Fluent™ to be Released for Filing Applications with the Federal Reserve
Framework for the Supervision of Insurance Organizations
Policy Statement on Whistleblower Claims
Engagement in Crypto-Asset-Related Activities by Federal Reserve-Supervised Banking Organizations
Joint Statement on the Risk-Based Approach to Assessing Customer Relationships and Conducting Customer Due Diligence
Contact Information in Relation to Computer-Security Incident Notification Requirements
Federal Financial Institutions Examination Council Issues Statement of Principles on Examination Information Requests
Status of Covered Savings Associations and Holding Companies of Covered Savings Associations Under Statutes and Regulations Administered by the Federal Reserve