Data Dictionary

Item Number 5309
OTHER EQUITY INSTRUMENTS

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SVCC5309 1990-03-31 2011-12-31 No OTS 1313

Data Description:


Includes equity instruments issued by the reporting thrift permitted as supplemental capital but not as core capital and deducted from capital in item 5265.

Also include cumulative preferred stock reported in item 3489 (Schedule SC item 3489 for those thrift institutions that are not required to file Schedule CSC); preferred stock reported in item 3489 (Schedule SC item 3489 for those thrift institutions that are not required to file Schedule CSC) where the dividend adjusts based on current market conditions or indexes and the issue's current credit rating; Permanent Income Capital Certificates (PICCs) reported in item 3489 (Schedule SC item 3489 for those thrift institutions that are not required to file Schedule CSC); and any other equity instruments reported in item 5265 except preferred stock that is, in effect, collateralized by assets of the reporting thrift.

Excludes equity instruments issued by subsidiaries of the reporting thrift.

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Last update: May 20, 2024