Data Dictionary
Item Number C565
IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: A BROKER OR DEALER REGISTERED UNDER THE SECURITIES EXCHANGE ACT OF 1934?Call confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| SLCIC565 | 2012-03-31 | 2014-09-30 | Yes | |
| SLHCC565 | 2004-06-30 | 2011-12-31 | Yes | FR 2320 |
| SLHCC565 | 2012-03-31 | 9999-12-31 | No | FR 2320 |
| SVC2C565 | 2010-03-31 | 2011-12-31 | Yes | OTS 1313 |
| SVC3C565 | 2010-03-31 | 2011-12-31 | Yes | OTS 1313 |
| SVC4C565 | 2010-03-31 | 2011-12-31 | Yes | OTS 1313 |
| SVHCC565 | 2004-03-31 | 2011-12-31 | Yes | OTS 1313 |
Data Description:
Check "Yes" for each that may apply to any organization within the holding company structure, including the holding company itself. More than one may be checked if appropriate. Answer "No" if not applicable. The term "subsidiary" means any company which is owned or controlled directly or indirectly by a person, and includes any service corporation owned in whole or in part by a savings association, or a subsidiary of such service corporation. As the term is used here, a "subsidiary: my be a company whose assets and liabilities are not consolidated with those of the holding company.
NOTE:
Reported on Schedule HC for the SVGL report.
SVC2, SVC3, SVC4 = OTS Account HC815