Data Dictionary

Item Number N473
NUMBER OF SHARES OWNED OR HELD OF EQUITIES, INCLUDING FRACTIONAL SHARES, ROUNDED TO THE NEAREST SHARE

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SHCDN473 2014-12-31 9999-12-31 Yes
SHLDN473 2014-06-30 9999-12-31 Yes

Data Description:

SHCD (SHCA, Schedule 2): Enter the number of shares held, rounded to the nearest share. Securities for which the amount of shares held is zero should not be reported.   SHLD (SHLA, Schedule 2): Enter the number of shares owned by foreigners, including fractional shares, rounded to the nearest share. Wherever possible, combine partial shares with other ownership shares of the same security to reduce reporting disparities introduced by rounding partial shares. Securities for which the amount foreign owned is zero should not be reported.

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Last update: Jun 12, 2024