Reporting Forms

The Federal Reserve uses reporting forms to collect data from bank holding companies, depository institutions, other financial and nonfinancial entities, and consumers. Use of the forms is required in some cases, voluntary in others. Forms and instructions on this website may be reproduced for use by respondents.(More about reporting forms)

Forms used exclusively by the Federal Reserve have numbers preceded by the letters FR; those used by other federal banking agencies as well as the Federal Reserve have numbers preceded by the letters FFIEC (for Federal Financial Institutions Examination Council).

To find a particular form, either search using a keyword / the form number, or select a category from the choices below.

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12 Results found. Please see results below.

Form 13F

Report of Institutional Investment Managers Pursuant to Section 13(f) of the Securities Exchange Act of 1934

Form Link

Form 3

Initial Statement of Beneficial Ownership in Securities

Form Link

Form 4

Statement of Changes in Beneficial Ownership

Form Link

Form 5

Annual Statement of Changes in Beneficial Ownership in Securities

Form Link

Form TA-1

Transfer Agent Registration and Amendment Form

Form | Instructions

Form TA-W

Transfer Agent Deregistration

Form | Included with Form

FR G-1

Registration Statement for Persons Who Extend Credit Secured by Margin Stock (Other Than Banks, Brokers, or Dealers)

Form | Included with Form

FR G-2

Deregistration Statement for Persons Registered Pursuant to Regulation U

Form | Included with Form

FR G-3

Statement of Purpose for an Extension of Credit Secured by Margin Stock by a Person Subject to Registration Under Regulation U

Form | Included with Form

FR G-4

Annual Report

Form | Included with Form

Last Update: June 27, 2022