Proposals for Comment
The Board has requested public comment on the proposals listed below. Comments can be submitted through this web site using the "Submit comment" links. Comments may also be submitted in writing or by electronic mail (see text of each proposal for contact information). Please note the closing date for each comment period.
Public comments on the proposals and, if publicly available, related staff materials can be viewed by following the associated links. Public comments may also be viewed electronically or in paper form in Room 146, 1709 New York Avenue, N.W., Washington, D.C. 20006 between 9:00 a.m. and 5:00 p.m. on weekdays. All comments are reproduced without alteration except when necessary for technical reasons or to remove sensitive PII.
The proposals are grouped by subject: (1) Dodd-Frank Act Proposals, (2) regulations ("Rulemaking Proposals"), (3) policies ("Other Proposals"), (4) reports of financial and other information ("Information Collection Proposals"), and (5) Economic Growth Regulatory Paperwork Reduction Act of 1996 ("EGRPRA"). Under each heading, the proposals are listed in reverse order of publication in the Federal Register, with the most recently published proposal as the first entry.
The rules and proposed rules that the Board expects to issue during the next six months are summarized in the Unified Agenda (also known as the Semiannual Regulatory Agenda), which is published twice a year in the Federal Register. View the Board's Unified Agenda (PDF).
You can find, review, and submit comments on other federal documents that are open for comment and published in the Federal Register at Regulations.gov.
Rulemaking Proposals
Proposals concerning Board regulations codified in the Code of Federal Regulations
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See Dodd-Frank Act Proposals
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See Dodd-Frank Act Proposals
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See Dodd-Frank Act Proposals
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Quality Control Standards for Automated Valuation Models [R-1807]
See Dodd-Frank Act Proposals
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Resolution-Related Resource Requirements for Large Banking Organizations [R-1786]
The Board and FDIC (together, the agencies) are publishing for public comment this advance notice of proposed rulemaking (ANPR) to solicit public input regarding whether an extra layer of loss-absorbing capacity could improve optionality in resolving a large banking organization or its insured depository institution, and the costs and benefits of such a requirement. The agencies are seeking comment on all aspects of the ANPR from all interested parties and also request commenters to identify other issues that the Board and FDIC should consider.
Updated: HTM
Closing date for comments: 1/23/2023
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Regulation HH: Financial Market Utilities [R-1782]
See Dodd-Frank Act Proposals
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Regulation BB: Community Reinvestment Act [R-1769]
The Board, FDIC, and OCC propose to amend their regulations implementing the Community Reinvestment Act of 1977 (CRA) to update how CRA activities qualify for consideration, where CRA activities are considered, and how CRA activities are evaluated.
Updated: HTM
Closing date for comments: 8/5/2022
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Rules of Practice and Procedure [R-1766]
See Dodd-Frank Act Proposals
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Tax Allocation Agreements [R-1746]
The OCC, Board, and FDIC are inviting comment on a proposed rule under section 39 of the Federal Deposit Insurance Act that would establish requirements for tax allocation agreements between institutions and their holding companies in a consolidated tax filing group. The proposal would promote safety and soundness by preserving depository institutions’ ownership rights in tax refunds and ensuring equitable allocation of tax liabilities among entities in a holding company structure.
Closing date for comments: 7/9/2021
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Amendment to the Capital Rule to Facilitate the Emergency Capital Investment Program [R-1741]
In order to support and facilitate the timely implementation and acceptance of the Congressionally authorized Emergency Capital Investment Program (ECIP) for the Department of the Treasury to make capital investments in low-and moderate-income community financial institutions, the OCC, Board, and FDIC (together, the agencies) are issuing an interim final rule that provides that preferred stock issued under ECIP qualifies as additional tier 1 capital and that subordinated debt issued under ECIP qualifies as tier 2 capital under the agencies’ capital rule.
Closing date for comments: 5/21/2021
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On April 17 and July 15, 2020, the Board issued two interim final rules to except certain loans made through June 30 and August 8, 2020, respectively, that are guaranteed under the Small Business Administration's Paycheck Protection Program from the requirements of section 22(h) of the Federal Reserve Act and the Board's Regulation O. The Board is issuing this interim final rule to further extend this relief to PPP loans, including PPP second draw loans, made through March 31, 2021.
Updated: HTM
Closing date for comments: 7/6/2021
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The Board is inviting comment on a proposed rule that would modify the requirements to file Suspicious Activity Reports for state member banks, Edge and agreement corporations, U.S. offices of foreign banking organizations supervised by the Federal Reserve, and bank holding companies and their nonbank subsidiaries.
Closing date for comments: 2/22/2021
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Temporary Asset Thresholds [R-1731]
See Dodd-Frank Act Proposals
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Board and FinCEN (collectively, the “Agencies”) are issuing this proposed rule to modify the threshold in the rule implementing the Bank Secrecy Act (“BSA”) requiring financial institutions to collect and retain information on certain funds transfers and transmittals of funds. The Agencies are also proposing to clarify the meaning of “money” as used in these same rules to ensure that the rules apply to domestic and cross-border transactions involving convertible virtual currency (“CVC”), which is a medium of exchange (such as cryptocurrency) that either has an equivalent value as currency, or acts as a substitute for currency, but lacks legal tender status. The Agencies further propose to clarify that these rules apply to domestic and cross-border transactions involving digital assets that have legal tender status.
Closing date for comments: 30 Days after publication in the Federal Register
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Regulation BB: Community Reinvestment Act [R-1723]
The Board is publishing for public comment an advance notice of proposed rulemaking to solicit public input regarding modernizing the Board's Community Reinvestment Act regulatory and supervisory framework. The Board is seeking comment on all aspects of the ANPR from all interested parties and also requests commenters to identify other issues that the Board should consider.
Closing date for comments: 2/16/2021
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On April 17, 2020, the Board issued an interim final rule [R-1714] to except certain loans made by June 30, 2020, that are guaranteed under the Small Business Administration’s Paycheck Protection Program from the requirements of section 22(h) of the Federal Reserve Act and the corresponding provisions of the Board’s Regulation O. The Board is issuing this interim final rule to expand the exception to apply to PPP loans made through August 8, 2020.
Closing date for comments: 8/31/2020
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Margin and Capital Requirements for Covered Swap Entities [R-1721]
The OCC, Board, FDIC, FCA, and FHFA are adopting and inviting comment on an interim final rule amending the Agencies’ regulations that require swap dealers, security-based swap dealers, major swap participants, and major security-based swap participants under the Agencies’ respective jurisdictions to exchange margin with their counterparties for swaps that are not centrally cleared (non-cleared swaps) (Swap Margin Rule). Under the Swap Margin Rule, as amended, initial margin requirements will take effect under a phased compliance schedule spanning from 2016 through 2020, and in a final rule published elsewhere in today’s issue of the Federal Register, the Agencies have extended the phase-in period to 2021. Due to the COVID-19 pandemic, the Agencies are extending by one year the phases 5 and 6 implementation deadlines for initial margin requirements from September 1, 2020, to September 1, 2021 (for phase 5) and from September 1, 2021, to September 1, 2022 (for phase 6). The Agencies’ objective is to give covered swap entities additional time to meet their initial margin requirements under the rule so as not to hamper any efforts underway to address exigent circumstances caused by COVID-19.
Closing date for comments: 8/31/2020
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See Dodd-Frank Act Proposals
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Regulation D: Reserve Requirements of Depository Institutions [R-1715]
The Board invites comments on proposed amendments to Regulation D (Reserve Requirements of Depository Institutions 12 CFR Part 204) to delete the numeric limits on certain kinds of transfers and withdrawals that may be made each month from "savings deposits." The amendments are intended to allow depository institution customers more convenient access to their funds and to simplify account administration for depository institutions. There are no mandatory changes to deposit reporting associated with the amendments.
Closing date for comments: 6/29/2020
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In light of recent disruptions in economic conditions caused by the Coronavirus Disease 2019 and current strains in U.S. financial markets, the Board is issuing an interim final rule that excepts certain loans that are guaranteed under the Small Business Administration's Paycheck Protection Program from the requirements of section 22(h) of the Federal Reserve Act and the corresponding provisions of the Board's Regulation O.
Closing date for comments: 6/8/2020
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Regulatory Capital Rule: Temporary Changes to the Community Bank Leverage Ratio Framework [R-1710]
This interim final rule makes temporary changes to the community bank leverage ratio framework, pursuant to section 4012 of the Coronavirus Aid, Relief, and Economic Security Act (statutory interim final rule). As of the second quarter 2020, a banking organization with a leverage ratio of 8 percent or greater (and that meets other qualifying criteria) may elect to use the community bank leverage ratio framework. The statutory interim final rule also establishes a two-quarter grace period for a qualifying community banking organization whose leverage ratio falls below the 8-percent community bank leverage ratio requirement, so long as the banking organization maintains a leverage ratio of 7 percent or greater.
Closing date for comments: 6/8/2020
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See Dodd-Frank Act Proposals
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See Dodd-Frank Act Proposals
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The Office of the Comptroller of the Currency, the Board of Governors of the Federal Reserve System, and the Federal Deposit Insurance Corporation (collectively, the agencies) are issuing a notice of proposed rulemaking (proposal) to seek comment on the treatment of loans that finance the development of land for purposes of the one- to four-family residential properties exclusion in the definition of high volatility commercial real estate (HVCRE) exposure in the agencies' regulatory capital rule. This proposal expands upon the notice of proposed rulemaking (HVCRE NPR) issued on September 28, 2018 (R-1621).
Closing date for comments: 8/22/2019
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Margin and Capital Requirements for Covered Swap Entities [R-1654]
See Dodd-Frank Act Proposals
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Regulation D: Reserve Requirements of Depository Institutions [R-1652]
The Board is requesting comment on whether it should propose amendments to its Regulation D (Reserve Requirements of Depository Institutions) to lower the rate of interest paid on excess balances ("IOER") maintained at Federal Reserve Banks by eligible institutions that hold a very large proportion of their assets in the form of balances at Reserve Banks.
Closing date for comments: 5/13/2019
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The Board invites comment on an interim final rule that raises the asset size threshold for determining applicability of the Board's Small Bank Holding Company and Savings and Loan Holding Company Policy Statement (Regulation Y, Appendix C) (Policy Statement) to $3 billion from $1 billion of total consolidated assets. The interim final rule also makes related and conforming revisions to the Board's regulatory capital rule (Regulation Q) and requirements for bank holding companies (Regulation Y).
Closing date for comments: 10/29/2018
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The Board and the OCC are seeking comment on a proposal that would modify the enhanced supplementary leverage ratio standards for U.S. top-tier bank holding companies identified as global systemically important bank holding companies, or GSIBs, and certain of their insured depository institution subsidiaries. Specifically, the proposal would modify the current 2 percent leverage buffer, which applies to each GSIB, to equal 50 percent of the firm's GSIB risk-based capital surcharge.
Closing date for comments: 6/25/2018
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Regulation M: Consumer Leasing [R-1591]
See Dodd-Frank Act Proposals
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Banking Organization Systemic Risk Report [R-1535]
See Dodd-Frank Act Proposals
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Enhanced Cyber Risk Management Standards [R-1550]
The Board, OCC, and FDIC are inviting comment on an advanced notice of proposed rulemaking regarding enhanced cyber risk management standards for large and interconnected entities under their supervision and those entities' service providers.
Closing date for comments: 2/17/2017
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The Board invites comment on a proposed rule that would strengthen existing requirements and limitations on the physical commodity activities of financial holding companies. The proposal would help reduce the catastrophic, legal, reputational, and financial risks that physical commodity activities pose to financial holding companies.
Closing date for comments: 2/20/2017
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Regulation YY: Enhanced Prudential Standards for Systemically Important Insurance Companies [R-1540]
See Dodd-Frank Act Proposals
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See Dodd-Frank Act Proposals
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Incentive-based Compensation Arrangements [R-1536]
See Dodd-Frank Act Proposals
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The Board invites comment on an interim final rule that would exempt savings and loan holding companies that have total consolidated assets of less than $500 million and meet certain other requirements from the Board's regulatory capital requirements (Regulation Q). The amendments implement Public Law 113-250, which exempts small savings and loan holding companies from the minimum capital requirements mandated by section 171 of the Dodd-Frank Wall Street Reform and Consumer Protection Act that would meet the Board's Small Bank Holding Company Policy Statement if they were bank holding companies. In connection with this interim final rule, the Board is proposing to remove the requirement that qualifying savings and loan holding companies complete Schedule SC-R, Part I (Regulatory Capital Components and Ratios), of form FR Y-9SP (Parent Company Only Financial Statements for Small Holding Companies).
Closing date for comments: 3/4/2015
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See Dodd-Frank Act Proposals
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See Dodd-Frank Act Proposals
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Advance notice of proposed rulemaking on various issues related to physical commodity activities conducted by financial holding companies and the restrictions imposed on these activities to ensure they are conducted in a safe and sound manner and consistent with applicable law.
Closing date for comments: 4/16/2014
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Regulation H - Loans in Areas Having Special Flood Hazards [R-1462]
Joint notice of proposed rulemaking to amend regulations pertaining to loans secured by property located in areas having special flood hazards to implement provisions of the Biggert-Waters Flood Insurance Reform Act of 2012.
Closing date for comments: 12/10/2013
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See Dodd-Frank Act Proposals
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Incentive-Based Compensation Arrangements [R-1410]
See Dodd-Frank Act Proposals
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See Dodd-Frank Act Proposals
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Joint advanced notice of proposed rulemaking requesting comment from the public, including law enforcement and financial institutions, to assess whether the potential benefit to law enforcement of a lower threshold outweighs the potential burden to financial institutions.
Closing date for comments: 8/21/2006
Other Proposals
Proposals concerning Board policies not codified in the Code of Federal Regulations
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Privacy Act of 1974; Notice of a Modified System of Records [OP-SORN-202308]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records, entitled BGFRS–24, “FRB—EEO General Files.” BGFRS–24 presently includes self-identification reports of current and former employees regarding race, national origin, sex, and disability and identification by Board staff regarding the race, national origin, and sex for those current and former employees who decline to voluntarily provide the information.
Closing date for comments: 10/16/2023
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Privacy Act of 1974; Notice of a Modified System of Records [OP-SORN-202307]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records, entitled BGFRS–7, “FRB—Payroll and Leave Records.” This system of records includes records of pay statements, tax forms, leave entries for worker's compensation data, and leave data, including codes indicating reasons for taking leave (e.g., family illness, military leave).
Closing date for comments: 10/11/2023
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Privacy Act of 1974; Notice of Modified Systems of Records [OP-SORN-202306]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records, entitled BGFRS–29, “FRB—Benefits Records.” This system of records contains records necessary to administer and maintain the Board's benefits programs and to assist in personnel management.
Closing date for comments: 10/11/2023
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Privacy Act of 1974; Notice of a Modified System of Records [OP-SORN-202305]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records, entitled BGFRS–26, “FRB—Employee Relations Records.” BGFRS–26 includes written communications and related documents involved in adjusting work-related problems, including records such as interpersonal and organizational conflicts and related documentation.
Closing date for comments: 10/11/2023
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Guidance for Resolution Plan Submissions of Foreign Triennial Full Filers [OP-1817]
See Dodd-Frank Act Proposals
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Guidance for Resolution Plan Submissions of Domestic Triennial Full Filers [OP-1816]
See Dodd-Frank Act Proposals
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Privacy Act of 1974; Notice of a Modified System of Records [OP-SORN-202304]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records, entitled BGFRS–9, “FRB—Supplier Files.” BGFRS–9 includes the supplier information form, W–9 tax identification document, and any other information pertaining to a supplier's status.
Closing date for comments: 7/21/2023
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Privacy Act of 1974; Notice of a New System of Records [OP-SORN-202303]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to establish a new system of records, entitled BGFRS–45, “FRB—Debt Collection Records.” BGFRS–45 includes records concerning debts owed to the Board or to the United States (including but not limited to restitution collectible by the United States) that arise out of the Board's operations or other activities, and records concerning the Board's efforts to collect these debts.
Closing date for comments: 7/21/2023
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Privacy Act of 1974; Notice of a Modified System of Records [OP-SORN-202302]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records entitled BGFRS–20, “FRB—Survey of Consumer Finances” to account for changes necessitated by title III of the Foundations for Evidence-Based Policymaking Act of 2018.
Closing date for comments: 7/21/2023
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Interagency Guidance on Reconsiderations of Value of Residential Real Estate Valuations [OP-1809]
The Board, CFPB, FDIC, NCUA, and OCC are issuing proposed guidance that would highlight risks associated with deficient residential real estate valuations and describe how financial institutions may incorporate reconsiderations of value processes and controls into established risk management functions.
Closing date for comments: 9/19/2023
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Privacy Act of 1974; Rescindment of a System of Records Notice [OP-SORN-202301]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to rescind an existing system of records, entitled BGFRS-8, “FRB—Travel Records.” BGFRS-8 included travel authorization forms and supporting documentation, travel expense statements and supporting documentation, applications for government travel cards, records regarding Board reimbursement of travel expenses, and records regarding reservations for transportation and lodging sent to the Board's Travel Office.
Closing date for comments: 3/1/2023
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Principles for Climate-Related Financial Risk Management for Large Financial Institutions [OP-1793]
The Board is requesting comment on draft principles that would provide a high-level framework for the safe and sound management of exposures to climate-related financial risks for Board-supervised financial institutions with over $100 billion in assets.
Closing date for comments: 2/6/2023
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202207]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records, entitled BGFRS-3, “FRB—Medical Records.” BGFRS-3 includes information relating to medical examinations and drug testing of current and prospective employees, and any other medical-related information that may be submitted by employees, contractors, candidates for Board employment, and members of the public.
Closing date for comments: 10/27/2022
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202206]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records, entitled BGFRS-37, “FRB—Electronic Applications.” This system enables bank holding companies (BHCs), savings and loan holding companies (SLHCs), state member banks, and foreign banks with operations in the United States, or other companies, and persons to submit an application or notice to the Federal Reserve System for approval or non-objection, as appropriate, to conduct certain transactions or engage in certain activities.
Updated: HTM
Closing date for comments: 9/12/2022
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202205]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records entitled, BGFRS-12 “FRB—Bank Officers Personnel System” which the Board proposes to rename as BGFRS-12 “FRB—Bank Employees Personnel System.” BGFRS-12 is a system of records that contains personal and organizational information about Federal Reserve Bank officers, which the Board is modifying to include all Reserve Bank employees.
Closing date for comments: 8/15/2022
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202204]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records, entitled BGFRS-41, “FRB—Ethics Program Records,” which maintains information collected in connection with the administration of the Board's Ethics Program and enables the Board to ensure public trust in the Board's and the Federal Open Market Committee's monetary responsibilities.
Closing date for comments: 7/6/2022
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202203]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records, entitled BGFRS-5, “FRB—EEO Discrimination Complaint File.” BGFRS-5 includes documents relating to Equal Employment Opportunity (EEO) complaints and the subsequent decisions or determinations made by the Board affecting individuals under the Board's EEO regulations and procedures.
Closing date for comments: 7/6/2022
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202202]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records entitled, BGFRS-36, “FRB—Federal Reserve Application Name Check System.” The Board uses BGFRS-36 to track the processing of applications, notifications, and other filings submitted by financial institutions supervised by the Board, including through the Federal Reserve Banks.
Closing date for comments: 7/6/2022
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202201]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to modify an existing system of records, entitled BGFRS-30, “FRB—Academic Assistance Program Files” to reflect the outsourcing of Academic Assistance program administration. BGFRS-30 includes applications for academic assistance and related documents in addition to documents relating to requests for exceptions to the Academic Assistance Policy.
Closing date for comments: 6/23/2022
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Privacy Act of 1974: Notice of a New System of Records [OP-SORN-202103]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board proposes to establish a new system of records, entitled BGFRS-44, “FRB—Public Health and Safety System.” This system of records maintains information collected in response to a public health emergency, such as a pandemic or disaster, or other health and safety concerns when necessary to ensure a safe and healthy environment for Board employees, contractors, and other individuals who work for the Board.
Closing date for comments: 12/6/2021
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The Federal Reserve is conducting a review under the Primary Dealers Act of 1988 of the treatment of U.S. firms operating in the Spanish government debt market. As part of that review, the Board requests public comment on the treatment of U.S. firms in the Spanish government debt market, and specifically on whether Spain grants to U.S. companies the same competitive opportunities to underwrite and distribute Spanish government debt instruments that Spain accords to Spanish companies.
Closing date for comments: 11/26/2021
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202102]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board proposes to modify an existing system of records entitled, BGFRS–17, ‘‘FRB— Municipal or Government Securities Principals and Representatives.’’ BGFRS–17 contains the regulatory filings (i.e., applications) for individuals seeking to become municipal securities principals or representatives associated with a municipal securities dealer or government securities principals or representatives associated with a government securities broker or dealer. The filings also include notifications of termination of activities for municipal securities principals or representatives.
Closing date for comments: 8/30/2021
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202101]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records, entitled BGFRS–27, ‘‘FRB—Performance Management Program Records,’’ which the Board proposes to rename BGFRS–27, ‘‘FRB—Performance Records.’’ BGFRS–27 includes performance appraisals, attachments and supporting documentation related to performance including feedback from various sources.
Closing date for comments: 5/27/2021
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The OCC, Board, FDIC, NCUA, and FinCEN (collectively, the agencies), seek information and comment from interested parties on the extent to which the principles discussed in the interagency Supervisory Guidance on Model Risk Management (referred to as the “model risk management guidance,” or MRMG) support compliance by banks with Bank Secrecy Act/anti-money laundering (BSA/AML) and Office of Foreign Assets Control (OFAC) requirements. The OCC, Board, and FDIC, in consultation with NCUA and FinCEN, are concurrently issuing a statement to clarify that the risk management principles discussed in the MRMG are appropriate considerations in the context of the BSA/AML statutory and regulatory requirements.
Closing date for comments: 6/11/2021
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The agencies are gathering information and comments on financial institutions’ use of artificial intelligence (AI), including machine learning (ML). The purpose of this request for information (RFI) is to understand respondents’ views on the use of AI by financial institutions in their provision of services to customers and for other business or operational purposes; appropriate governance, risk management, and controls over AI; and any challenges in developing, adopting, and managing AI. The RFI also solicits respondents’ views on the use of AI in financial services to assist in determining whether any clarifications from the agencies would be helpful for financial institutions’ use of AI in a safe and sound manner and in compliance with applicable laws and regulations, including those related to consumer protection.
Updated: HTM
Closing date for comments: 7/1/2021
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202003]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records, entitled BGFRS-23, “FRB—Freedom of Information Act and Privacy Act Case Tracking and Reporting System.” The system, which the Board is proposing to rename as BGFRS-23, “FRB—Freedom of Information Act and Privacy Act Case Automation System,” contains tracking, reporting, and processing information for Freedom of Information Act (FOIA) and Privacy Act requests.
Updated: HTM
Closing date for comments: 1/21/2021
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-202002]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board proposes to modify an existing system of records, entitled BGFRS–33, ‘‘FRB—Telephone Call Detail Records’’ to reflect changes in the format, location, and source of its wireless phone records. The Board also proposes to rename the system of records BGFRS–33, ‘‘FRB—Wired and Wireless Telephone Records,’’ as it stores information on the use of Board telephones, both wired and wireless.
Closing date for comments: 12/31/2020
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Privacy Act of 1974: Notice of a new system of records [OP-SORN-202001]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System proposes to establish a new system of records, BGFRS-43, "FRB-Security Sharing Platform."
Closing date for comments: 5/1/2020
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-201907]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records entitled, BGFRS-23, "FRB-Freedom of Information Act and Privacy Act Case Tracking and Reporting System." BGFRS-23 permits Board staff to track Freedom of Information Act (FOIA) and Privacy Act (PA) requests, input processing data, and produce reports.
Closing date for comments: 1/27/2020
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Request for Information on Application of the Uniform Financial Institutions Rating System [OP-1681]
The Board of Governors of the Federal Reserve System and the Federal Deposit Insurance Corporation are seeking information and comments from interested parties regarding the consistency of ratings assigned under the Uniform Financial Institutions Rating System (UFIRS). The assigned ratings are commonly known as CAMELS ratings. They also are interested in receiving feedback concerning the current use of CAMELS ratings by the agencies in their bank application and enforcement action processes.
Updated: PDF
Closing date for comments: 12/30/2019
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Privacy Act of 1974: Notice of a Modified System of Records [OP-SORN-201906]
Pursuant to the provisions of the Privacy Act of 1974, notice is given that the Board of Governors of the Federal Reserve System (Board) proposes to modify an existing system of records entitled, BGFRS-38, 'FRB-Transportation Subsidy Records.' The Board uses BGFRS-38 to track and monitor employees participation in the transportation subsidy program.
Closing date for comments: 10/3/2019
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Privacy Act of 1974: Notice of Modified System of Records [OP-SORN-201905]
Privacy Act of 1974, notice is given that the Board proposes to modify an existing system of records entitled, BGFRS-12 "FRB-Bank Officers Personnel System." BGFRS-12 is a system of records that contains personal information about Federal Reserve Bank officers.
Closing date for comments: 8/29/2019
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Potential Federal Reserve Actions to Support Interbank Settlement of Faster Payments [OP-1625]
The Board is seeking input on potential actions that the Federal Reserve could take to promote ubiquitous, safe, and efficient faster payments in the United States by facilitating real-time interbank settlement of faster payments.
Closing date for comments: 12/14/2018
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Policy on Payment System Risk and Expanded Real-Time Monitoring [OP-1607]
The Board is requesting comment on the benefits and drawbacks of a potential change to part II of the Federal Reserve Policy on Payment System Risk. The potential change would entail the Federal Reserve Banks monitoring in real time all Fedwire Funds transfers and rejecting those transfers that would breach the Fedwire sender's net debit cap, that is, the ceiling on its total daylight overdraft position that it is permitted to incur in its Federal Reserve account during any given day.
Closing date for comments: 7/6/2018
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The Board is seeking comment on proposed guidance describing core principles of effective senior management, the management of business lines, and independent risk management and controls for large financial institutions.
Closing date for comments: 3/15/2018
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Proposed Guidance on Supervisory Expectations for Boards of Directors [OP-1570]
The Board invites comment on a proposal addressing supervisory expectations for the boards of directors of bank holding companies, savings and loan holding companies, state member banks, U.S. branches and agencies of foreign banking organizations, and systemically important nonbank financial companies designated by the Financial Stability Oversight Council for supervision by the Federal Reserve.
Closing date for comments: 2/15/2018
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Continued Application of Regulations to Savings and Loan Holding Companies [OP-1427]
See Dodd-Frank Act Proposals
Information Collection Proposals
Proposals concerning the reporting of financial and other information under authority delegated to the Board by the Office of Management and Budget
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Agency Information Collection [ICP-202335]
The Federal Financial Institutions Examination Council, of which the OCC, the Board, and the FDIC are members, has approved the agencies' publication for public comment of a proposal to revise and extend for three years the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), which are currently approved collections of information. The FFIEC has also approved the Board's publication for public comment, on behalf of the agencies, of a proposal to revise and extend for three years the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002), and the Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank (FFIEC 002S), which are also currently approved collections of information. Additionally, the agencies are requesting comment on proposed revisions related to the Financial Accounting Standards Board's (FASB) Accounting Standards Update (ASU) 2022–02, “Financial Instruments—Credit Losses (Topic 326): Troubled Debt Restructurings and Vintage Disclosures” (ASU 2022–02); reporting of past due loans; and reporting of internet website addresses of depository institution trade names.
Closing date for comments: 11/27/2023
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Agency Information Collection [ICP-202334]
Proposal to approve under OMB delegated authority the extension for three years, with revision, the Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation LL (FR LL; OMB No. 7100–0380).
Closing date for comments: 11/27/2023
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Agency Information Collection [ICP-202333]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Reporting, Recordkeeping, and Disclosure Requirements Associated with Rules Regarding Availability of Information (FR 4035; OMB No. 7100–0381).
Closing date for comments: 11/27/2023
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Agency Information Collection [ICP-202332]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Reporting, Recordkeeping, and Disclosure Requirements Associated with Regulation VV (FR VV; OMB No. 7100–0360).
Closing date for comments: 11/27/2023
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Agency Information Collection [ICP-202331]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Reporting, Recordkeeping, and Disclosure Provisions Associated with the Guidance on Response Programs for Unauthorized Access to Customer Information and Customer Notice (FR 4100; OMB No. 7100–0309).
Closing date for comments: 11/27/2023
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Agency Information Collection [ICP-202330]
Proposal to approve under OMB delegated authority the extension for three years, with revision, the Application for Exemption from Prohibited Service at Savings and Loan Holding Companies (FR LL–12; OMB No. 7100–0338).
Closing date for comments: 11/27/2023
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Agency Information Collection [ICP-202329]
Proposal to approve under OMB delegated authority the extension for three years, with revision, the Recordkeeping and Disclosure Requirements Associated with Regulation O (FR O; OMB No. 7100–0382).
Closing date for comments: 11/27/2023
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Agency Information Collection [ICP-202328]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Reporting and Recordkeeping Requirements Associated with Regulation Y (Capital Plans) (FR Y–13; OMB No. 7100–0342).
Closing date for comments: 11/13/2023
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Agency Information Collection [ICP-202327]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Recordkeeping and Disclosure Requirements Associated with Regulation H (Securities Transactions by State Member Banks) (FR H–3; OMB No. 7100–0196).
Closing date for comments: 11/13/2023
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Agency Information Collection [ICP-202326]
Proposal to approve under OMB delegated authority the extension for three years, with revision, the Single-Counterparty Credit Limits (FR 2590; OMB No. 7100–0377).
Closing date for comments: 11/13/2023
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Agency Information Collection [ICP-202325]
Proposal to approve under OMB delegated authority the extension for three years, with revision, the Recordkeeping and Disclosure Requirements Associated with Regulation R (FR R; OMB No. 7100–0316).
Closing date for comments: 11/13/2023
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Agency Information Collection [ICP-202324]
Proposal to implement, under OMB delegated authority, the Whistleblower Intake Guide (FR 30; OMB No. 7100–NEW).
Closing date for comments: 11/7/2023
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Agency Information Collection [ICP-202323]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Notifications Related to Community Development and Public Welfare Investments by State Member Banks (FR H–6; OMB No. 7100–0278).
Closing date for comments: 10/17/2023
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Agency Information Collection [ICP-202322]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Disclosure Requirements Associated with the Consumer Financial Protection Bureau's Regulation DD (FR DD; OMB No. 7100–0271).
Closing date for comments: 10/17/2023
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Agency Information Collection [ICP-202321]
Proposal to approve under OMB delegated authority the extension for three years, with revision, the Survey of Household Economics and Decisionmaking (SHED) (FR 3077; OMB No. 7100–0374).
Closing date for comments: 10/17/2023
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Agency Information Collection [ICP-202320]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Surveys of Consumer and Community Affairs Publications and Resources (FR 1378; OMB No. 7100–0358).
Closing date for comments: 10/17/2023
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Agency Information Collection [ICP-202319]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Reports of Deposits (FR 2900; OMB No. 7100–0087).
Closing date for comments: 10/17/2023
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Agency Information Collection [ICP-202318]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Consumer and Stakeholder Surveys (FR 3073; OMB No. 7100–0359).
Closing date for comments: 10/17/2023
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Agency Information Collection [ICP-202317]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Recordkeeping Requirements Associated with Regulation H (Real Estate Lending Standards Regulation for State Member Banks) (FR H–5; OMB No. 7100–0261).
Closing date for comments: 9/18/2023
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Agency Information Collection [ICP-202316]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Reporting Requirements Associated with Regulation XX (FR XX; OMB No. 7100–0363).
Closing date for comments: 9/18/2023
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Agency Information Collection [ICP-202315]
Proposal to approve under OMB delegated authority the extension for three years, with revision, the Consolidated Holding Company Report of Equity Investments in Nonfinancial Companies and the Annual Report of Merchant Banking Investments Held for an Extended Period (FR Y–12, FR Y–12A; OMB No. 7100–0300).
Closing date for comments: 9/18/2023
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Agency Information Collection [ICP-202314]
The Federal Financial Institutions Examination Council (FFIEC), of which the Board, the OCC, and the FDIC are members, has approved the agencies' publication for public comment of a proposal to extend for three years, without revision, the Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC 101), which is currently an approved collection of information for each agency.
Closing date for comments: 8/28/2023
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Agency Information Collection [ICP-202313]
The Board, OCC, and FDIC, under the auspices of the Federal Financial Institutions Examination Council, is giving notice that it is sending the revisions to the following collection to OMB for review: A proposal to revise and extend the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), and the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002), all of which are currently approved collections of information.
Closing date for comments: 7/13/2023
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Agency Information Collection [ICP-202304]
The Federal Financial Institutions Examination Council (FFIEC), of which the Board, the OCC, and the FDIC are members, has approved the agencies' publication for public comment of a proposal to revise and extend for three years the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), which are currently approved collections of information.
Closing date for comments: 4/24/2023
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Agency Information Collection [ICP-202228]
The OCC, Board, and FDIC, under the auspices of the Federal Financial Institutions Examination Council, are giving notice that they are sending the revisions to the following collection to OMB for review: Country Exposure Report (FFIEC 009) and the Country Exposure Information Report (FFIEC 009a).
Closing date for comments: 9/12/2022
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Agency Information Collection [ICP-202225]
The OCC, Board, and FDIC, under the auspices of the Federal Financial Institutions Examination Council, are giving notice that it is sending the revisions to the following collection to OMB for review: Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102).
Closing date for comments: 8/24/2022
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Agency Information Collection [ICP-202217]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-202210]
The Federal Financial Institutions Examination Council (FFIEC), of which the Board, the OCC, and the FDIC are members, has approved the agencies’ publication for public comment of a proposal to extend for three years, without revision, the Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule (FFIEC 102), which is currently an approved collection of information for each agency.
Closing date for comments: 5/27/2022
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Agency Information Collection [ICP-202201]
The Federal Financial Institutions Examination Council (FFIEC), of which the Board, the OCC, and the FDIC are members, has approved the agencies’ publication for public comment of a proposal to revise and extend the Country Exposure Report (FFIEC 009) and the Country Exposure Information Report (FFIEC 009a), which are currently approved collections of information.
Closing date for comments: 3/21/2022
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Agency Information Collection [ICP-202145]
The OCC, Board, and FDIC, under the auspices of the Federal Financial Institutions Examination Council, are giving notice that it may not conduct or sponsor, and the respondent is not required to respond to, an information collection unless it displays a currently valid OMB control number. On July 22, 2021, the agencies requested public comment for 60 days on proposals to revise and extend for three years the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), which is currently an approved collection of information. The agencies requested comment on proposed changes to the instructions for reporting of deferred tax assets (DTAs) and to add a new item related to the standardized approach for counterparty credit risk (SA-CCR). The comment period for the notice has closed. The agencies are adding the new item related to SA-CCR as proposed.
Closing date for comments: 12/6/2021
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Agency Information Collection [ICP-202132]
The OCC, Board, and FDIC, under the auspices of the Federal Financial Institutions Examination Council, are giving notice that it is sending the revisions to the following collection to OMB for review: the Country Exposure Report for U.S. Branches and Agencies of Foreign Banks (FFIEC 019).
Closing date for comments: 9/17/2021
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Agency Information Collection [ICP-202131]
The Federal Financial Institutions Examination Council, of which the agencies are members, has approved the Board's publication for public comment of a proposal to extend for three years, without revision, the Foreign Branch Report of Condition (FFIEC 030) and the Abbreviated Foreign Branch Report of Condition (FFIEC 030S).
Updated: PDF
Closing date for comments: 12/10/2021
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Agency Information Collection [ICP-202130]
The Federal Financial Institutions Examination Council, of which the agencies are members, has approved the agencies' publication for public comment of a proposal to revise and extend the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), which are currently approved collections of information. The agencies are requesting comment on proposed changes to clarify instructions for reporting of deferred tax assets (DTAs) consistent with a proposed rule on tax allocation agreements and a new item related to the final rule on the standardized approach for counterparty credit risk.
Closing date for comments: 9/20/2021
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Agency Information Collection [ICP-202122]
The OCC, Board, and FDIC, under the auspices of the Federal Financial Institutions Examination Council, are giving notice that it is sending the revisions to the following collections to OMB for review: Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002), and the Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank (FFIEC 002S).
Closing date for comments: 6/23/2021
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Proposed Agency Information Collection Activities [ICP-202121]
The Federal Financial Institutions Examination Council, of which the Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency are members, has approved the Board's publication, on behalf of the agencies, for public comment of a proposal to revise and extend the Country Exposure Report for U.S. Branches and Agencies of Foreign Banks (FFIEC 019), which is currently an approved collection of information.
Closing date for comments: 7/6/2021
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Agency Information Collection [ICP-202109]
The OCC, Board, and FDIC, under the auspices of the Federal Financial Institutions Examination Council, are giving notice that it is sending the revisions to the following collection to OMB for review: Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051).
Closing date for comments: 3/22/2021
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Agency Information Collection [ICP-202106]
The Federal Financial Institutions Examination Council, of which the agencies are members, has approved the agencies’ publication for public comment of a proposal to revise and extend the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), which are currently approved collections of information. The FFIEC has also approved the Board’s publication for public comment, on behalf of the agencies, of a proposal to revise and extend the Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002) and the Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank (FFIEC 002S), which also are currently approved collections of information.
Closing date for comments: 4/6/2021
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Agency Information Collection [ICP-202044]
The Federal Financial Institutions Examination Council, of which the agencies are members, has approved the Office of the Comptroller of the Currency (OCC), Treasury; Board of Governors of the Federal Reserve System (Board); and Federal Deposit Insurance Corporation (FDIC) publication for public comment of a proposal to revise and extend the Consolidated Reports of Condition and Income (Call Reports) for a Bank with Domestic and Foreign Offices (FFIEC 031), the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only (FFIEC 041), and the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $5 Billion (FFIEC 051), which are currently approved collections of information.
Closing date for comments: 2/16/2021
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Agency Information Collection [ICP-202041]
The Federal Financial Institutions Examination Council, of which the agencies are members, has approved the Office of the Comptroller of the Currency (OCC), Treasury; Board of Governors of the Federal Reserve System (Board); and Federal Deposit Insurance Corporation (FDIC) publication for public comment of a proposal to revise and extend the Consolidated Reports of Condition and Income (Call Reports) for a Bank with Domestic and Foreign Offices (FFIEC 031), the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only (FFIEC 041), and the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $5 Billion (FFIEC 051), which are currently approved collections of information.
Closing date for comments: 1/29/2021
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Agency Information Collection [ICP-202039]
The Board, under the auspices of the Federal Financial Institutions Examination Council, is giving notice that it is sending the revisions to the following collection to OMB for review: Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051), Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC 101), Report of Assets and Liabilities of U.S. Branches and Agencies of Foreign Banks (FFIEC 002) and the Report of Assets and Liabilities of a Non-U.S. Branch that is Managed or Controlled by a U.S. Branch or Agency of a Foreign (Non-U.S.) Bank (FFIEC 002S), and Call Report and FFIEC 101 revisions to implement the agencies’ proposed total loss absorbing capacity (TLAC) investments rule for advanced approaches banking organizations.
Closing date for comments: 12/23/2020
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Agency Information Collection [ICP-202024]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-202021]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-202016]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-202015]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-202011]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-202007]
Proposal to approve under OMB delegated authority the extension for three years, without revision, the Reporting Requirements Associated with Regulation A (FR A; OMB No. 7100-0373).
Closing date for comments: 5/1/2020
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Agency Information Collection [ICP-201951]
The OCC, the Board, and the FDIC (collectively, the agencies) are requesting comment on ways to modify the current requirements for reporting data on loans to small businesses and small farms in the Consolidated Reports of Condition and Income (Call Report) so that the reported data better reflect lending to these sectors of the U.S. economy.
Closing date for comments: 12/16/2019
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Agency Information Collection [ICP-201950]
The Federal Financial Institutions Examination Council (FFIEC), of which the OCC, the Board, and the FDIC are members, has approved the agencies' publication for public comment of a proposal to revise and extend the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051) and the Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC 101), which are currently approved collections of information.
Closing date for comments: 2/26/2020
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Agency Information Collection [ICP-201935]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-201930]
The Federal Financial Institutions Examination Council (FFIEC), of which the agencies are members, has approved the agencies' publication for public comment of a proposal to extend for three years, without revision, the Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule(FFIEC 102), which is currently an approved collection of information for each agency.
Closing date for comments: 11/18/2019
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Agency Information Collection [ICP-201921]
The Federal Financial Institutions Examination Council (FFIEC), of which the agencies are members, has approved the agencies' publication for public comment of a proposal to extend for three years, without revision, the Country Exposure Report (FFIEC 009) and the Country Exposure Information Report (FFIEC 009a), which are currently approved collections of information.
Updated: PDF
Closing date for comments: 10/9/2019
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Agency Information Collection [ICP-201918]
The Federal Financial Institutions Examination Council, of which the agencies are members, has approved the Board's publication for public comment of a proposal to revise and extend for three years the Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices (FFIEC 031), the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only (FFIEC 041), and the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion (FFIEC 051), which are currently approved collections of information.
Closing date for comments: 6/18/2019
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Agency Information Collection [ICP-201906]
CECL and EGRRCPA Reporting Revisions: FFIEC 031, FFIEC 041, FFIEC 051, FFIEC 002, FFIEC 002S, FFIEC 030, FFIEC 030S, FFIEC 101, FFIEC 031 and FFIEC 041 have been sent to OMB for review. They incorporate proposed reporting revisions and extensions revisions resulting from two sections of the Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA), effective upon enactment on May 24, 2018, that affect the information reported in these reports. In addition, this proposal also includes regulatory capital reporting changes related to implementing the agencies' recent final rule on the implementation and capital transition for the current expected credit losses methodology (CECL).
Closing date for comments: 3/18/2019
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Agency Information Collection [ICP-201830]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-201808]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-201727]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-201723]
See Dodd-Frank Act Proposals
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Agency Information Collection [ICP-201616]
See Dodd-Frank Act Proposals
Economic Growth and Regulatory Paperwork Reduction Act (EGRPRA)
The Economic Growth and Regulatory Paperwork Reduction Act of 1996 (EGRPRA) requires that regulations prescribed by the Federal Financial Institutions Examination Council, and its member agencies be reviewed by the agencies at least once every 10 years. The purpose of this review is to identify outdated, unnecessary, or unduly burdensome regulations and consider how to reduce regulatory burden on insured depository institutions while, at the same time, ensuring their safety and soundness and the safety and soundness of the financial system.
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EGRPRA: Rules of Procedure; Safety and Soundness; and Securities [R-1510]
The OCC, Board, and FDIC are conducting a review of the regulations we have issued in order to identify outdated or otherwise unnecessary regulatory requirements imposed on insured depository institutions, as required by the Economic Growth and Regulatory Paperwork Reduction Act of 1996 (EGRPRA). EGRPRA requires the Agencies to organize the regulations into categories and publish groups of categories for comment. In this notice, the Agencies are seeking public comment on regulations in the following categories: Rules of Procedure; Safety and Soundness; and Securities.
Correction: PDF
Closing date for comments: 3/22/2016
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EGRPRA: Consumer Protection; Directors, Officers and Employees; and Money Laundering [R-1510]
The OCC, Board, and FDIC are conducting a review of the regulations we have issued in order to identify outdated or otherwise unnecessary regulatory requirements imposed on insured depository institutions, as required by the Economic Growth and Regulatory Paperwork Reduction Act of 1996 (EGRPRA). EGRPRA requires the Agencies to organize the regulations into categories and publish groups of categories for comment. In this notice, the Agencies are seeking public comment on regulations in the following categories: Consumer Protection; Directors, Officers and Employees; and Money Laundering.
Closing date for comments: 9/3/2015
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EGRPRA: Banking Operations, Capital, and the Community Reinvestment Act [R-1510]
The OCC, Board, and FDIC ("Agencies") are seeking public comment on a second set of regulatory categories as part of their review to identify outdated or unnecessary regulations applied to insured depository institutions. The Agencies are seeking comment on regulations in the following categories: Banking Operations, Capital, and the Community Reinvestment Act.
Closing date for comments: 5/14/2015
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The OCC, Board, and FDIC ("we" or "Agencies") are conducting a review of the regulations we have issued to identify outdated, unnecessary, or unduly burdensome regulations for insured depository institutions. This review is required by section 2222 of the Economic Growth and Regulatory Paperwork Reduction Act of 1996 ("EGRPRA"). To facilitate this review, the Agencies have divided these regulations into 12 subject-matter categories and identified the regulations within each category. This is the first of the four Federal Register requests for comment. In it, we are seeking comment on the regulations in the following three categories: Applications and Reporting, Powers and Activities, and International Operations. We will address the remaining nine categories in the three subsequent requests for comment.
Closing date for comments: 9/2/2014