Proposals for Comment

The Board has requested public comment on the proposals listed below. Comments can be submitted through this web site using the "Submit comment" links. Comments may also be submitted in writing or by electronic mail (see text of each proposal for contact information). Please note the closing date for each comment period.

Public comments on the proposals and, if publicly available, related staff materials can be viewed by following the associated links. Public comments may also be viewed electronically or in paper form in Room 146, 1709 New York Avenue, N.W., Washington, D.C. 20006 between 9:00 a.m. and 5:00 p.m. on weekdays. All comments are reproduced without alteration except when necessary for technical reasons or to remove sensitive PII.

The proposals are grouped by subject: (1) Dodd-Frank Act Proposals, (2) regulations ("Rulemaking Proposals"), (3) policies ("Other Proposals"), (4) reports of financial and other information ("Information Collection Proposals"), and (5) Economic Growth Regulatory Paperwork Reduction Act of 1996 ("EGRPRA"). Under each heading, the proposals are listed in reverse order of publication in the Federal Register, with the most recently published proposal as the first entry.

The rules and proposed rules that the Board expects to issue during the next six months are summarized in the Unified Agenda (also known as the Semiannual Regulatory Agenda), which is published twice a year in the Federal Register. View the Board's Unified Agenda (PDF).

You can find, review, and submit comments on other federal documents that are open for comment and published in the Federal Register at Regulations.gov.

 

Rulemaking Proposals

Proposals concerning Board regulations codified in the Code of Federal Regulations
 

Other Proposals

Proposals concerning Board policies not codified in the Code of Federal Regulations
 
Dodd-Frank Act Proposals | Rulemaking Proposals | Other Proposals | Information Collection Proposals | EGRPRA

Information Collection Proposals

Proposals concerning the reporting of financial and other information under authority delegated to the Board by the Office of Management and Budget
  • Agency Information Collection (277 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, with revision, the Intermittent Survey of Businesses (FR 1374; OMB No. 7100-0302).

    Closing date for comments: 12/24/2019

    Comments: Submit |  View


  • Agency Information Collection (289 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, without revision, the Filings Related to the Gramm-Leach-Bliley Act (FR 4010, FR 4011, FR 4012, FR 4017, FR 4019, and FR 4023; OMB No. 7100-0292).

    Closing date for comments: 12/17/2019

    Comments: Submit |  View


  • Agency Information Collection (303 KB PDF)

    The OCC, the Board, and the FDIC (collectively, the agencies) are requesting comment on ways to modify the current requirements for reporting data on loans to small businesses and small farms in the Consolidated Reports of Condition and Income (Call Report) so that the reported data better reflect lending to these sectors of the U.S. economy.

    Closing date for comments: 12/16/2019

    Comments: Submit |  View


  • Agency Information Collection (353 KB PDF)

    The Federal Financial Institutions Examination Council (FFIEC), of which the OCC, the Board, and the FDIC are members, has approved the agencies' publication for public comment of a proposal to revise and extend the Consolidated Reports of Condition and Income (Call Reports) (FFIEC 031, FFIEC 041, and FFIEC 051) and the Regulatory Capital Reporting for Institutions Subject to the Advanced Capital Adequacy Framework (FFIEC 101), which are currently approved collections of information.

    Closing date for comments: 12/3/2019

    Comments: Submit |  View


  • Agency Information Collection (300 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, without revision, the Recordkeeping and Disclosure Requirements Associated with Regulation RR (FR RR; OMB No. 7100-0372).

    Closing date for comments: 11/29/2019

    Comments: Submit |  View


  • Agency Information Collection (307 KB PDF)

    See Dodd-Frank Act Proposals


  • Agency Information Collection (304 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, with revision, the Banking Organization Systemic Risk Report (FR Y-15; OMB No. 7100-0352).

    Closing date for comments: 11/12/2019

    Comments: Submit |  View


  • Agency Information Collection (297 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, without revision, the Notice of Branch Closure (FR 4031; OMB No. 7100-0264).

    Closing date for comments: 11/12/2019

    Comments: Submit |  View


  • Agency Information Collection (297 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, without revision, the Transfer Agent Registration and Amendment Form (Form TA-1; OMB No. 7100-0099).

    Closing date for comments: 11/12/2019

    Comments: Submit |  View


  • Agency Information Collection (302 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, without revision, the Consumer Satisfaction Questionnaire, the Federal Reserve Consumer Help-Consumer Survey, the Consumer Online Complaint Form, and the Appraisal Complaint Form (FR 1379a, b, c, and d; OMB No. 7100-0135).

    Closing date for comments: 11/12/2019

    Comments: Submit |  View


  • Agency Information Collection (303 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, without revision, the Savings Association Holding Company Report (FR LL-(b)11;[1] OMB No. 7100-0334).

    Closing date for comments: 11/12/2019

    Comments: Submit |  View


  • Agency Information Collection

    See Dodd-Frank Act Proposals


  • Agency Information Collection (311 KB PDF)

    Proposal to extend for three years, with revision, the Notice by Financial Institutions of Government Securities Broker or Government Securities Dealer Activities and the Notice by Financial Institutions of Termination of Activities as a Government Securities Broker or Government Securities Dealer (Form G-FIN and Form G-FINW; OMB Nos. 7100-0224 (Board), 3064-0093 (FDIC)).

    Closing date for comments: 10/28/2019

    Comments: Submit |  View


  • Agency Information Collection (308 KB PDF)

    Proposal to extend for three years, with revision, the Notice of Mutual Holding Company Reorganization (FR MM-10(o)-1), Application for Approval of a Stock Issuance by a Subsidiary Holding Company of a Mutual Holding Company (FR MM-10(o)-2), Application for Conversion of a Mutual Holding Company to Stock Form (FR FR MM-AC), Proxy Statement (FR MM-PS), Offering Circular (FR MM-OC), and Order Form (FR MM-OF) (OMB No. 7100-0340).

    Closing date for comments: 10/11/2019

    Comments: Submit |  View


  • Agency Information Collection (308 KB PDF)

    Proposal to extend for three years, with revision, the Reporting and Disclosure Requirements Related to Securities of State Member Banks as Required by Regulation H (FR H-1; OMB No. 7100-0091).

    Closing date for comments: 10/11/2019

    Comments: Submit |  View


  • Agency Information Collection (304 KB PDF)

    Proposal to approve under OMB delegated authority the extension for three years, with revision, the Savings and Loan Holding Company Registration Statement (FR LL-10(b); OMB No. 7100-0337).

    Closing date for comments: 10/7/2019

    Comments: Submit |  View


  • Agency Information Collection (333 KB PDF)

    See Dodd-Frank Act Proposals


  • Agency Information Collection (345 KB PDF)

    See Dodd-Frank Act Proposals


  • Agency Information Collection (332 KB PDF)

    The Federal Financial Institutions Examination Council (FFIEC), of which the agencies are members, has approved the agencies' publication for public comment of a proposal to extend for three years, without revision, the Market Risk Regulatory Report for Institutions Subject to the Market Risk Capital Rule(FFIEC 102), which is currently an approved collection of information for each agency.

    Closing date for comments: 11/18/2019

    Comments: Submit |  View


  • Agency Information Collection (256 KB PDF)

    The Federal Financial Institutions Examination Council (FFIEC), of which the agencies are members, has approved the agencies' publication for public comment of a proposal to extend for three years, without revision, the Country Exposure Report (FFIEC 009) and the Country Exposure Information Report (FFIEC 009a), which are currently approved collections of information.

    Updated: PDF

    Closing date for comments: 10/9/2019

    Comments: Submit |  View


  • Agency Information Collection (235 KB PDF)

    The Federal Financial Institutions Examination Council, of which the agencies are members, has approved the Board's publication for public comment of a proposal to revise and extend for three years the Consolidated Reports of Condition and Income for a Bank with Domestic and Foreign Offices (FFIEC 031), the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only (FFIEC 041), and the Consolidated Reports of Condition and Income for a Bank with Domestic Offices Only and Total Assets Less than $1 Billion (FFIEC 051), which are currently approved collections of information.

    Closing date for comments: 06/18/2019

    Comments: Submit |  View


  • Agency Information Collection (249 KB PDF)

    CECL and EGRRCPA Reporting Revisions: FFIEC 031, FFIEC 041, FFIEC 051, FFIEC 002, FFIEC 002S, FFIEC 030, FFIEC 030S, FFIEC 101, FFIEC 031 and FFIEC 041 have been sent to OMB for review. They incorporate proposed reporting revisions and extensions revisions resulting from two sections of the Economic Growth, Regulatory Relief, and Consumer Protection Act (EGRRCPA), effective upon enactment on May 24, 2018, that affect the information reported in these reports. In addition, this proposal also includes regulatory capital reporting changes related to implementing the agencies' recent final rule on the implementation and capital transition for the current expected credit losses methodology (CECL).

    Closing date for comments: 03/18/2019

    Comments: Submit |  View


  • Agency Information Collection [ICP-201830]

    See Dodd-Frank Act Proposals


  • Agency Information Collection (229 KB PDF)

    See Dodd-Frank Act Proposals


  • Agency Information Collection

    See Dodd-Frank Act Proposals


  • Agency Information Collection (215 KB PDF)

    See Dodd-Frank Act Proposals


  • Agency Information Collection (204 KB PDF)

    See Dodd-Frank Act Proposals


 

Economic Growth and Regulatory Paperwork Reduction Act (EGRPRA)

The Economic Growth and Regulatory Paperwork Reduction Act of 1996 (EGRPRA) requires that regulations prescribed by the Federal Financial Institutions Examination Council, and its member agencies be reviewed by the agencies at least once every 10 years. The purpose of this review is to identify outdated, unnecessary, or unduly burdensome regulations and consider how to reduce regulatory burden on insured depository institutions while, at the same time, ensuring their safety and soundness and the safety and soundness of the financial system.
  • EGRPRA: Rules of Procedure; Safety and Soundness; and Securities [R-1510]

    The OCC, Board, and FDIC are conducting a review of the regulations we have issued in order to identify outdated or otherwise unnecessary regulatory requirements imposed on insured depository institutions, as required by the Economic Growth and Regulatory Paperwork Reduction Act of 1996 (EGRPRA). EGRPRA requires the Agencies to organize the regulations into categories and publish groups of categories for comment. In this notice, the Agencies are seeking public comment on regulations in the following categories: Rules of Procedure; Safety and Soundness; and Securities.

    Correction: PDF

    Closing date for comments: 03/22/2016

    Comments: Submit |  View


  • EGRPRA: Consumer Protection; Directors, Officers and Employees; and Money Laundering [R-1510]

    The OCC, Board, and FDIC are conducting a review of the regulations we have issued in order to identify outdated or otherwise unnecessary regulatory requirements imposed on insured depository institutions, as required by the Economic Growth and Regulatory Paperwork Reduction Act of 1996 (EGRPRA). EGRPRA requires the Agencies to organize the regulations into categories and publish groups of categories for comment. In this notice, the Agencies are seeking public comment on regulations in the following categories: Consumer Protection; Directors, Officers and Employees; and Money Laundering.

    Closing date for comments: 09/3/2015

    Comments: Submit |  View


  • EGRPRA: Banking Operations, Capital, and the Community Reinvestment Act [R-1510]

    The OCC, Board, and FDIC ("Agencies") are seeking public comment on a second set of regulatory categories as part of their review to identify outdated or unnecessary regulations applied to insured depository institutions. The Agencies are seeking comment on regulations in the following categories: Banking Operations, Capital, and the Community Reinvestment Act.

    Closing date for comments: 05/14/2015

    Comments: Submit |  View


  • Regulatory Publication and Review Under the Economic Growth and Regulatory Paperwork Reduction Act of 1996 [OP-1491]

    The OCC, Board, and FDIC ("we" or "Agencies") are conducting a review of the regulations we have issued to identify outdated, unnecessary, or unduly burdensome regulations for insured depository institutions. This review is required by section 2222 of the Economic Growth and Regulatory Paperwork Reduction Act of 1996 ("EGRPRA"). To facilitate this review, the Agencies have divided these regulations into 12 subject-matter categories and identified the regulations within each category. This is the first of the four Federal Register requests for comment. In it, we are seeking comment on the regulations in the following three categories: Applications and Reporting, Powers and Activities, and International Operations. We will address the remaining nine categories in the three subsequent requests for comment.

    Closing date for comments: 09/2/2014

    Comments: Submit |  View


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Last update: November 29, 2019