Data Dictionary
Item Number 1545
LOANS FOR PURCHASING OR CARRYING SECURITIESCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| BHCK1545 | 2006-03-31 | 9999-12-31 | No | FR Y-9C |
| BHDM1545 | 2006-03-31 | 9999-12-31 | No | FR Y-9C |
| CBPB1545 | 2015-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPL1545 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPM1545 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPN1545 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CPSB1545 | 2013-09-30 | 9999-12-31 | Yes | FR Y-14A |
| RCFD1545 | 1978-12-31 | 9999-12-31 | No | Multiple Forms |
| RCFN1545 | 1978-12-31 | 9999-12-31 | No | Multiple Forms |
| RCON1545 | 1959-12-31 | 9999-12-31 | No | Multiple Forms |
| UBPR1545 | 1984-03-31 | 9999-12-31 | No | |
| WALB1545 | 1981-07-01 | 2009-06-24 | Yes | FR 2069 |
| WRBK1545 | 1984-01-04 | 2009-06-24 | Yes | FR 2416 |
| WRJK1545 | 1984-01-04 | 2009-06-24 | Yes |
Data Description:
Includes: (1) all loans to brokers and dealers in securities (other than those secured by real estate and those to depository institutions); and (2) all loans, whether secured (other than by real estate) or unsecured, to any borrower for the purpose of purchasing or carrying securities (debt or equity), such as: (a) Loans made to provide funds to pay for the purchase of securities at settlement date; (b) Loans made to provide funds to repay indebtedness including purchasing securities; (c) Loans that represent the renewal of loans to purchase or carry securities; (d) Loans to investment companies and mutual funds, but excluding loans to small business investment companies; (e) Loans to "plan lenders" as defined in Section 207.4(a) of Federal Reserve Regulation G; and (f) Loans to lenders other than brokers, dealers, and banks whose principal business is to extend credit for the purpose of purchasing or carrying securities as described in Section 221.3(q) of Federal Reserve Regulation U, unless the loan is excepted by that section. For purposes of the Report of Condition, the purpose of a loan collateralized by "stock" is determined as follows: (1) for loans that are collateralized in whole or in part by "margin stock," as defined by Federal Reserve Regulation U, the purpose of the loan is determined by the latest statement of purpose (Form FR U-1) on file; and (2) for loans that are collateralized by "stock" other than "margin stock," the bank may determine the purpose of the loan according to the most current information available. Excludes loans to banks in foreign countries that act as brokers and dealers in securities (included in item 1510), loans to depository institutions for the purpose of purchasing or carrying securities (included in item 1489), transactions included in "Federal Funds Sold and Securities Purchased Under Agreements to Resell in Domestic Offices of the Bank and of Its Edge and Agreement Subsidiaries, and in IBFs (1350)" and "Loans Secured by Real Estate (1410)". NOTE: For the FFIEC 002 report, excludes all transactions with related depository institutions. Added to Y9C as of 20060331 For the UBPR series, the FDIC's Data Element name is H-SECLOANAGG This variable is used by the FDIC and OCC in the process to generate the UBPR in the Central Data Repository (CDR). The Board does NOT store this MDRM within the UBPR series tables in the Board's Financial Data Repository (FDR).