Data Dictionary
Item Number 1570
OTHER LOANS FOR PURCHASING OR CARRYING SECURITIESCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| RCFD1570 | 1978-12-31 | 1983-12-31 | No | FFIEC 014 |
| RCFN1570 | 1978-12-31 | 1983-12-31 | No | FFIEC 014 |
| RCON1570 | 1959-06-10 | 1985-12-31 | No | Multiple Forms |
| WRBK1570 | 1959-07-08 | 1983-12-28 | Yes | FR 2416 |
| WRJK1570 | 1959-07-08 | 1983-12-28 | Yes |
Data Description:
Includes loans made by the reporting bank, or by others for its account, to any borrower other than a broker or dealer in securities, or other than a financial institution, for the purpose of purchasing or carrying equity or debt securities. Loans to carry securities includes the following: (1) Loans made for the purpose of providing funds to repay indebtedness incurred in purchasing securities; (2) Loans that represent the renewal of loans to purchase or carry securities; (3) Loans to investment companies including mutual funds but not small business investment companies; (4) Loans to "plan lenders" as defined in Section 207.4(a) of Federal Reserve Regulation G; (5) Loans to lenders other than brokers, dealers, and banks whose principal business is to extend credit for the purpose of purchasing or carrying securities as described in Section 221.3(q) of Regulation U, unless the loan is excepted by that section. The determination of the purpose of a loan is made as follows: (1) For loans that are fully collateralized by "stock", as defined by Regulation U, the purpose of the loan is determined by the latest statement of purpose (form FR U-1) on file. (2) For loans that are partially collateralized by "stock", the bank may determine the purpose of the loan according to the most current information available. COMPARABILITY: Prior to 7/2/69, W416 series includes "Federal Funds Sold and Securities Purchased Under Agreements to Resell (1350)". Prior to 6/30/67, RCON series includes part of securities purchased under agreements to resell. Prior to 12/31/65, RCON series includes a small portion of federal funds sold.