Data Dictionary
Item Number 1773
Available-for-sale debt securities (from Schedule RC-B, column D)Call confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| BAGR1773 | 1994-03-31 | 9999-12-31 | No | |
| BHC01773 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHC21773 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHC51773 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHC91773 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHCE1773 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHCK1773 | 1994-03-31 | 9999-12-31 | No | FR Y-9C |
| BHCS1773 | 1995-03-31 | 9999-12-31 | No | Multiple Forms |
| BHCT1773 | 1994-03-31 | 9999-12-31 | No | FR Y-9C |
| BHCX1773 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHCY1773 | 2009-06-30 | 2017-12-31 | No | FR Y-9C |
| CACG1773 | 2014-09-30 | 2017-06-30 | Yes | FR Y-14A |
| CASF1773 | 2013-09-30 | 2015-12-31 | Yes | FR Y-14A |
| CASS1773 | 2014-09-30 | 9999-12-31 | Yes | FR Y-14A |
| CBPB1773 | 2015-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPF1773 | 2015-12-31 | 2015-12-31 | Yes | FR Y-14A |
| CBPL1773 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPM1773 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPN1773 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPP1773 | 2015-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CPSB1773 | 2013-09-30 | 9999-12-31 | Yes | FR Y-14A |
| CPSF1773 | 2013-09-30 | 2015-12-31 | Yes | FR Y-14A |
| CPSS1773 | 2014-09-30 | 9999-12-31 | Yes | FR Y-14A |
| CQCG1773 | 2014-09-30 | 2019-09-30 | Yes | FR Y-14Q |
| CSAT1773 | 2013-09-30 | 2017-12-31 | Yes | Multiple Forms |
| CSPT1773 | 2013-09-30 | 2017-12-31 | Yes | Multiple Forms |
| CUSA1773 | 1995-03-31 | 2019-12-31 | No | NCUA 5300/5300S |
| FNBK1773 | 2002-12-31 | 9999-12-31 | No | FR Y-7N/FR Y-7NS |
| RCFD1773 | 1994-03-31 | 9999-12-31 | No | Multiple Forms |
| RCFN1773 | 1993-03-31 | 9999-12-31 | No | Multiple Forms |
| RCFN1773 | 1994-03-31 | 9999-12-31 | Yes | FFIEC 002 |
| RCFN1773 | 1994-03-31 | 9999-12-31 | Yes | FR 2886b |
| RCON1773 | 1994-03-31 | 9999-12-31 | No | Multiple Forms |
| RISI1773 | 2020-06-30 | 9999-12-31 | No | FR Y-15 |
| RISK1773 | 2012-12-31 | 9999-12-31 | No | FR Y-15 |
| RISO1773 | 2020-06-30 | 9999-12-31 | No | FR Y-15 |
| SUBC1773 | 1996-03-31 | 9999-12-31 | No | Multiple Forms |
| SVGL1773 | 1996-06-30 | 2011-12-31 | Yes | OTS 1313 |
| UBPR1773 | 1994-03-31 | 9999-12-31 | No |
Data Description:
Includes the total fair value of available-for-sale securities. (This amount includes the sum of items 1287, items 8495(D), 8499(D), 8503(D) and 8507(D) which is reported from Schedule RC-B, column D on the FFIEC 031-034 reports. Also includes the sum of items 1287, 8495, 8534, 8538, 8542, 8544, 8548 and 8550 which is reported from Schedule HC-A, column D (BHCT) on the FR Y-9C report.) For series BHCK, beginning 3/31/01, report in column A the fair value of available-for-sale (AFS) securities reported in Schedule HC, item 2(b). For regulatory capital purposes, however, AFS debt securities are risk weighted at their amortized cost. In addition, when AFS equity securities with readily determinable fair values have a net unrealized loss, they are risk weighted at their fair value. When such equity securities have a net unrealized gain, they are risk weighted at their historical cost plus the portion of the unrealized gain (up to 45 percent) included in Tier 2 capital. This unrealized gain is reported in Schedule HC-R, item 15. In column B, include the difference between the fair value and amortized cost of AFS debt securities. This difference equals Schedule HC-B, items 1 through 6, column D, minus items 1 through 6, column C. When fair value exceeds cost, report the difference as a positive number in Schedule HC-R, item 36, column B. When cost exceeds fair value, report the difference as a negative number (i.e., in parentheses) in Schedule HC-R, item 36, column B. If AFS equity securities with readily determinable fair values have a net unrealized gain (i.e., Schedule HC-B, item 7, column D, exceeds item 7, column C), the portion of the net unrealized gain (55 percent or more) not included in Tier 2 capital should be included in Schedule HC-R, item 36, column B. The portion that is not included in Tier 2 capital equals Schedule HC-B, item 7, column D minus column C, minus Schedule HC-R, item 15. In column C-0% risk weight, include the amounts reported in Schedule HC-B, column C, for item 1, "U.S. Treasury securities," item 2(a), Securities "Issued by U.S. Government agencies," and item 4(a)(1), Pass-through securities "Guaranteed by GNMA". Also include the portion of Schedule HC-B, item 4(b)(1), column C, Other mortgage-backed securities "Issued or guaranteed by FNMA, FHLMC, or GNMA," that represents the amortized cost of GNMA securities. In column D-20% risk weight, include the amounts reported in Schedule HC-B, column C, for item 2(b), Securities "Issued by U.S. Government-sponsored agencies, and item 4(a)(2), Pass-through securities "Issued by FNMA and FHLMC." Include the portion of Schedule HC-B, item 3, column C, "Securities issued by states and political subdivisions in the U.S.," that represents the amortized cost of general obligation securities and the portion of Schedule HC-B, item 4(b)(1), column C, Other mortgage-backed securities "Issued or guaranteed by FNMA, FHLMC, or GNMA," that represents the amortized cost of FHLMC and FNMA securities. Also include the amount reported in Schedule HC-B, item 4(b)(2), column C, Other mortgage-backed securities "Collateralized by MBS issued or guaranteed by FNMA, FHLMC, or GNMA," excluding any interest-only strips, principal-only strips, residuals, subordinated classes, and similar instruments, which must be assigned a 100 percent risk weight. In column E-50% risk weight, include the portion of Schedule HC-B, item 3, column C, "Securities issued by states and political subdivisions in the U.S.," that represents the amortized cost of revenue obligation securities and the portions of Schedule HC-B, column C, item 4(a)(3), "Other pass-through securities," and item 4(b)(3), "All other mortgage-backed securities," that represent the amortized cost of privately-issued mortgage-backed securities eligible for the 50 percent risk weight under the risk-based capital standards. (The types of privately-issued mortgage-backed securities not eligible for the 50 percent risk weight includes, but is not limited to, interest-only strips, principal-only strips, residuals, subordinated classes, and similar instruments, all of which are assigned a 100 percent risk weight.) In column F-100% risk weight, include the amortized cost of all other AFS debt securities reported in Schedule HC-B, column C, that are not included in columns B through E. In addition, for AFS equity securities with readily determinable fair values reported in Schedule HC-B, item 7, include the fair value of these equity securities (as reported in Schedule HC-B, item 7, column D) if they have a net unrealized loss. If these equity securities have a net unrealized gain, include their historical cost (as reported in Schedule HC-B, item 7, column C) plus the portion of the unrealized gain (up to 45 percent) included in Tier 2 capital (as reported in Schedule HC-R, item 15). (NOTE: Certain investments in mutual funds reported in schedule HC-B, item 7, may qualify for less than a 100 percent risk weight. For further information, refer to the risk-based capital standards.) NOTE: Reported on Schedule RC-R Regulatory Capital for the FFIEC 031 and 041 reports. Prior to 3/31/01, reported on Schedule RC for the FFIEC 031, 032, 033, and 034 reports. Reported on Schedule RAL for the FFIEC 002 report. Reported on Schedule HC for the FR Y-9C (BHCK) report. Reported on the Balance Sheet for the FR Y-11Q (BHCS) report. COMPARABILITY: Beginning 12/31/02, reported on Schedule BS for the FR Y-11 (BHCS) report. Beginning 12/31/02, reported on Schedule BS for the FR Y-7N (FNBK) report. Beginning 12/31/02, reported on Schedule BS for the FR 2314 (SUBC) report. Beginning 3/31/01, reported on Schedule HC-R for the FR Y-9C report, series BHCT. Beginning 12/31/00, for the CUSA report, title changed to "Classification on Investments, Cash on Deposit, and Cash Equivalents Available for Sale Total Amount". Beginning 3/31/1997, included as debt securities are all holdings of commercial paper. FR Y-15 (RISK) - Item Title is "AFS securities." Item pulled from FR Y-9C Item Title is "Available-for-sale securities (AFS)" For the UBPR series, the FDIC's Data Element name is H-TOTAFSFVAL BAGR Original Variable name: SECAFV Formula: SECAFV=IF DT ge 19940331 THEN SECAFV=RCFD1773/1000;