Data Dictionary
Item Number 3545
TRADING ASSETS, TOTALCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| BHC03545 | 1995-03-31 | 2014-12-31 | No | FR Y-9C |
| BHC23545 | 1995-03-31 | 2014-12-31 | No | FR Y-9C |
| BHC53545 | 1995-03-31 | 2014-12-31 | No | FR Y-9C |
| BHC93545 | 1995-03-31 | 2014-12-31 | No | FR Y-9C |
| BHCC3545 | 1995-12-31 | 2001-12-31 | No | FR Y-11I |
| BHCE3545 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHCK3545 | 1995-03-31 | 9999-12-31 | No | FR Y-9C |
| BHCS3545 | 1995-03-31 | 9999-12-31 | No | Multiple Forms |
| BHCT3545 | 1995-12-31 | 9999-12-31 | No | FR Y-9C |
| BHCX3545 | 2001-03-31 | 2014-12-31 | No | FR Y-9C |
| BHDM3545 | 2008-03-31 | 2018-03-31 | No | FR Y-9C |
| CACG3545 | 2014-09-30 | 2017-06-30 | Yes | FR Y-14A |
| CASS3545 | 2014-09-30 | 9999-12-31 | Yes | FR Y-14A |
| CBPB3545 | 2015-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPL3545 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPM3545 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPN3545 | 2017-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CBPP3545 | 2015-12-31 | 9999-12-31 | Yes | FR Y-14A |
| CPSB3545 | 2013-09-30 | 9999-12-31 | Yes | FR Y-14A |
| CPSS3545 | 2014-09-30 | 9999-12-31 | Yes | FR Y-14A |
| CQCG3545 | 2014-09-30 | 2019-09-30 | Yes | FR Y-14Q |
| CSAT3545 | 2013-09-30 | 2017-12-31 | Yes | Multiple Forms |
| CSPT3545 | 2013-09-30 | 2017-12-31 | Yes | Multiple Forms |
| FNBK3545 | 2002-12-31 | 9999-12-31 | No | FR Y-7N/FR Y-7NS |
| ISUD3545 | 1999-09-30 | 2005-03-31 | Yes | FR Y-20 |
| RCFD3545 | 1994-03-31 | 2002-12-31 | No | Multiple Forms |
| RCFD3545 | 2003-03-31 | 9999-12-31 | No | Multiple Forms |
| RCFN3545 | 1994-03-31 | 2002-12-31 | Yes | Multiple Forms |
| RCFN3545 | 2003-03-31 | 9999-12-31 | No | Multiple Forms |
| RCON3545 | 1994-03-31 | 9999-12-31 | No | Multiple Forms |
| SUBC3545 | 1996-03-31 | 9999-12-31 | No | Multiple Forms |
| UBPR3545 | 1994-03-31 | 9999-12-31 | No |
Data Description:
Banks that (a) regularly underwrite or deal in securities, interest rate contracts, foreign exchange rate contracts, other off-balance sheet commodity and equity contracts, other financial instruments, and other assets for resale, (b) acquire or take positions in such items principally for the purpose of selling in the near term or otherwise with the intent to resell in order to profit from short-term price movements, or (c) acquire or take positions in such items as an accommodation to customers or for other trading purposes shall report in this item the value of such assets or positions on the report date. Assets and other financial instruments held for trading shall be consistently valued at fair value (or, if appropriate, at the lower of cost or fair value). Does not include the carrying value of any available-for-sale securities or of any loans or leases that are held for sale. Available-for-sale securities are generally reported in item 1773 (reported in Schedule RC, item 2(b)), and in Schedule RC-B, columns C and D. Loans and leases held for sale should be reported in item 2122 (reported in Schedule RC, item 4(a) and in Schedule RC-C (including Memorandum item 5 (5369)). For the FFIEC 002 report, available-for-sale securities are reported in Schedule RAL, item 1918 or item 0373, and in Schedule RAL, Memo items 1773 and 1772. Loans and leases that are held for sale are reported in Schedule RAL, item 2122, and in Schedule C. Assets held in trading accounts include but are not limited to U.S. Treasury securities, U.S. Government agency and corporation obligations, securities issued by states and political subdivisions in the U.S., other bonds, notes, and debentures, certificates of deposit, commercial paper, and bankers acceptances. Assets held in trading accounts also include the amount of revaluation gains (i.e., assets) from the "marking to market" of interest rate, foreign exchange rate, and other off-balance sheet commodity and equity contracts held for trading purposes. Revaluation gains and losses (i.e., assets and liabilities) from the "marking to market" (or the "lower of cost or market") of the reporting bank's interest rate, foreign exchange rate, and other off-balance sheet commodity and equity contracts with the same counter party that meet the criteria for a valid right of setoff contained in FASB Interpretation No. 39 (e.g., those contracts subject to a qualifying master netting agreement) may be reported on a net basis using this item and item 3548 (reported in Schedule RC, item 15(b)), as appropriate. Note: For those banks filing the FFIEC 031 or 032 reports that must complete Schedule RC-D, this item equals Schedule RC-D, item 12, "Total trading assets." Beginning 3/31/01, for series BHCK, report in column A, the fair value of trading assets reported in Schedule HC, item 5. Report in column A the fair value of trading assets reported in Schedule HC, item 5. If the bank holding company is subject to the market risk capital requirement, also include the fair value of all trading assets reported in Schedule HC, item 5, in column B. The bank holding company will report its market risk equivalent assets in Schedule HC-R, item 58. For bank holding companies not subject to the market risk capital requirement: In column B, if the bank holding company completes Schedule HC-D, include the fair value of derivative reported in Schedule HC, item 5, that represents the fair value of derivative contracts that are assets. In column C-0% risk weight, if the bank holding com-pany completes Schedule HC-D, include the amount reported in Schedule HC-D, item 1, "U.S. Treasury securities," the portion of the amount reported in Sched-ule HC-D, item 2, that represents the fair value of securities issued by U.S. Government agencies, and the portion of the amounts reported in Schedule HC-D, items 4(a) and 4(b), that represents the fair value of mortgage-backed securities guaranteed by GNMA. If the bank holding company does not complete Schedule HC-D, include the portion of the amount reported in Schedule HC, item 5, that represents the fair value of these types of securities. In column D-20% risk weight, if the bank holding company completes Schedule HC-D, include the portion of the amount reported in Schedule HC-D, item 2, that represents the fair value of securities issued by U.S. Government-sponsored agencies, the portion of the amount reported in Schedule HC-D, item 3, that represents the fair value of general obligations issued by states and political subdivisions in the U.S., the portion of the amount reported in Schedule HC-D, items 4(a) and 4(b), that represents the fair value of mortgage-backed securities issued by FNMA and FHLMC (but excluding any interest-only strips, principal-only strips, residuals, sub-ordinated classes, and similar instruments, which must be assigned a 100 percent risk weight). and the portion of the amount reported in Schedule HC-D, item 9, "Other trading assets," that represents the fair value of certificates of deposit and bankers acceptances (excluding the fair value of any long-term claims on non-OECD banks). If the bank holding company does not complete Sched-ule HC-D, include the portion of the amount reported in Schedule HC, item 5, that represents the fair value of these types of trading assets. In column E-50% risk weight, if the bank holding company completes Schedule HC-D, include the portion of the amount reported in Schedule HC-D, item 3, that represents the fair value of revenue obligations issued by states and political subdivisions in the U.S. and the portion of Schedule HC-D, item 4(c), All other mortgage-backed securities, that represents the fair value of privately-issued mortgage-backed securities eligible for the 50 percent risk weight under the risk-based capital standards. If the bank holding company does not complete Schedule HC-D, include the portion of the amount reported in Schedule HC, item 5, that represents the fair value of these types of securities. (The types of privately-issued mortgage-backed securities not eligible for the 50 percent risk weight includes, but is not limited to, interest-only strips, principal-only strips, residuals, subordinated classes, and similar instruments, all of which are assigned a 100 percent risk weight.) In column F-100% risk weight, include the fair value of trading assets reported in Schedule HC, item 5, that is not included in columns B through E. NOTE: Before 1995, Total assets in trading accounts was stored under item number 2146. Reported on the DB2 SURH01 table. Reported on the DB2 SURV01 table. Beginning 9/30/1997, reported on Schedule RC for the FR 2886B report. Reported on Schedule HC for the FR Y-9C (BHCK) report. Although this item started in 1995, data back to 1976 is stored in FDR under this number. Reported on the Balance Sheet for the FR Y-11Q (BHCS) report. Reported only by banks filing the FFIEC 031 and 032 reports that have $1 billion or more in total assets or $2 billion or more in par/notional amount of off-balance sheet interest rate, foreign exchange rate, and other commodity and equity contracts. Reported on Schedule RAL for the FFIEC 002 report. Also excludes all claims on related depository institutions, but includes claims on related nondepository institutions. COMPARABILITY: As of 20080331 item is derived on for CALL -- CALL DERIVATION -- RCFD3545-RCON3545 Item is not confidential for CALL. Continues to be confidential for FFIEC 002 Beginning 20110331 derivations changed to: RCFD3545 - SUM(RCFDK479, RCFDK298, RCFD3536, RCFDK299, RCFDK302) RCFN3545 - SUM(RCFNK479, RCFNK298, RCFN3536, RCFNK299, RCFNK302) RCON3545 - SUM(RCFDK479, RCFDK298, RCFD3536, RCFDK299, RCFDK302, -RCFNK479, -RCFNK298, -RCFN3536, -RCFNK299, -RCFNK302) Beginning 3/31/03, the following derived items were added to Schedule RAL for the FFIEC 002, RCFDC418 plus RCFDC419 = RCFD3545; RCFNC418 plus RCFNC419 = RCFN3545; RCFD3545 (D) minus RCFN3545 (D) = RCON3545. Prior to 3/31/03, reported as a derived item on Schedule RAL for the FFIEC 002 which included RCFD3545 minus RCFN3545 = RCON3545. Beginning 12/31/02, reported on Schedule BS for the FR Y-11 (BHCS) report. Prior to 12/31/02, reported on the Balance Sheet for the FR Y-11I (BHCC) report. Beginning 12/31/02, reported on Schedule BS for the FR Y-7N (FNBK) report. Beginning 12/31/02, reported on Schedule BS for the FR 2314 (SUBC) report. Beginning 3/31/01, reported on Schedule RC-R Regulatory Capital for the FFIEC 031 and 041 reports. Beginning 3/31/01, reported on Schedule HC-R for the FR Y-9C (BHCK) report. Beginning 9/30/1999, reported on Schedule SUD-Balance Sheet for the FR Y-20 report. For the UBPR series, the FDIC's Data Element name is H-TRADEAST