Data Dictionary

Item Number 7272
OPTIONS DEDUCTIONS/NET CAPITAL RATIO (1000% TEST) TOTAL DEDUCTIONS EXCLUSIVE OF LIQUIDATING EQUITY UNDER RULE 15C-1(A)(6), (A)(7) AND (C)(2)(X)/ NET CAPITAL

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECF7272 2000-03-31 9999-12-31 Yes SEC 1695/1696

Data Description:


Includes options deductions/Net Capital ratio (1000% test) total deductions exclusive of liquidating equity under Rule 15c3-1(aX6), (aX7) and (cX2Xx) + Net Capital.


NOTE:

Reported on the Focus Report.   

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Last update: May 08, 2024