Data Dictionary
Item Number 9056
SEC REPORTING STATUSCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| RSSD9056 | 1956-05-09 | 9999-12-31 | No |
Data Description:
A code indicating the registration or reporting status of an entity whose securities are traded and are subject to registration or reporting requirements pursuant to the Securities Exchange Act of 1934.
0 = Not applicable
1 = Registered with the SEC
2 = Not registered with the SEC
3 = Subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and section 404 of the Sarbanes-Oxley Act of 2002.
4 = Subject to section 13(a) or 15(d) of the Securities Exchange Act of 1934 and NOT section 404 of the Sarbanes-Oxley Act of 2002
5 = Terminated or suspended its reporting requirements under section 13(a) or 15(d) of the Securities Exchange Act of 1934
NOTE: TITLE AND DATA STUB WERE REVISED IN CONJUNCTION WITH SPA CONVERSION