Data Dictionary
Item Number 9389
FOURTH REGULATORY DIRECT HOLDER ID_RSSDCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| RSSD9389 | 1956-05-09 | 9999-12-31 | No |
Data Description:
For a base entity with CHTR_TYPE_CD = 200, 250, 300, 310, 320, 340, 350, 360, 400, 410, 420, 430, or 500 and CNTRY_CD = 1007, 1031, 1058, 1074, 1104, 1139, 1155, 60305, 61204, or 62502 this field contains the entity's direct holder ID_RSSD with the least (fourth largest) PCT_EQUITY.
For first relationship in an upward tier, the following checks are made:
Attributes Table BHC_IND = 1 or FBO_4C9_IND = 1, 2, or 3.
Relationships Table RELN_LVL = 1, REG_IND = 1, CTRL_IND = 1, EQUITY_IND = 1
If the relationship does not meet the above requirements, this item is set to zero.
The direct relationship with the least (fourth largest) PCT_EQUITY that meets the above requirements will be used to set the following item:
REG_DH_4_ID = Parent ID_RSSD
If the tier level and the percentage are equal, then the earliest DT_RELN_EST will be the deciding factor in deriving this field. This field will be derived until the percentage totals 100%. The rest of the fields (items 9381, 9383, 9387, 9391, 9350, 9384, 9388, and 9392) will be zero-filled.