Data Dictionary
Item Number B169
RECEIVABLE FROM-FAILED TO DELIVER: INCLUDABLE IN "FORMULA FOR RESERVE REQUIREMENTS"Call confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| SECAB169 | 2000-03-31 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description:
The following accounts carried by other brokers or dealers shall be included in "Omnibus accounts" in the appropriate subsection:
1. Accounts secured by, or containing collateral.
2. Receivable for regulated and non-regulated commodities futures' accounts liquidating to a deficit on the respondent's book of accounts.
Regarding item 2, the amount (receivable) included in the "Omnibus account" shall include net ledger balances and losses and gains on commodities future contracts.
Amounts receivable (net) from a clearing organization utilizing a continuous net settlement system shall be included in the category "Clearing organizations" in the appropriate subsection.
Other receivables from brokers or dealers (floor brokerage, commissions, etc.) shall be included in the category "Other" and classified as allowable or non-allowable pursuant to 15c3-1(c)(iv)(C).
NOTE:
Reported on the Focus Report.