Board of Governors of the Federal Reserve System

The Federal Reserve, the central bank of the United States, provides the nation with a safe, flexible, and stable monetary and financial system.

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Data Dictionary

Item Number B191

SECURITIES BORROWED UNDER SUBORDINATION AGREEMENTS AND PARTNERS' INDIVIDUAL AND CAPITAL SECURITIES ACCOUNTS, AT MARKET VALUE: EXEMPTED SECURITIES

Call confidentiality applies to FFIEC 031/041.

Series	Start Date	End Date	Confidential?	Reporting Forms
SECFB191	2000-03-31	9999-12-31	Yes	SEC 1695/1696

Data Description:

Subordination agreements must conform with the minimum requirements of Rule 15c3-1 Appendix D in order that the respective amounts may be included in Net Capital (satisfactory subordination agreements). See Appendix D, (c)(7) regarding subordinaion agteements in effect prior to adoption of Rule 15c3-1. Subordinations which are not covered by satisfactory subordination agreements will be included as non-allowable assets.

NOTE:

Reported on the Focus Report.

Last update: May 08, 2024