Data Dictionary
Item Number B202
PAYLABLE TO-FAILLED TO RECEIVE: INCLUDABLE IN "FORMULA FOR RESERVE REQUIEMENTS"Call confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| SECAB202 | 2000-03-31 | 9999-12-31 | Yes | SEC 1695/1696 |
| SECFB202 | 2000-03-31 | 9999-12-31 | Yes | SEC 1695/1696 |
| SECNB202 | 2000-03-31 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description:
The following accounts carried by other brokers or dealers shall be included in "Omnibus accounts" in the appropriate subsection:
1. Accounts secured by or containing collateral.
2. Payables for regulated and non-regulated commodities futures accounts liquiting to an equity on the respondent's books of account.
Regarding item 2 the amount (payable) included in the "Omnibus account" shall include net leder balances and gains and losses on companies future contracts.
Amounts payable to clearing organizations utilizing a continuous net settlement system shall be included in the category "Clearing organizations" in the appropriate subsection.
Other payables to brokers or dealers (floor brokerage, commissions, etc.) shall be included in the category "Other - A.I. Liabilities."
Regarding failed to receive, refer to Rule 15c3-1(c)(1)(iii) and (iv) as to inclusion and exclusion in the determination of Aggregate Indebtedness.
Regarding securities loaned (firm), exclude from Aggregate Indebtedness the ledger amount relative to securities which are carried long by the broker or dealer and which have not been sold. See Rule 15c3-1(c)(1)(ii).
NOTE:
Reported on the Focus Report.