Board of Governors of the Federal Reserve System

The Federal Reserve, the central bank of the United States, provides the nation with a safe, flexible, and stable monetary and financial system.

Micro Data Reference Manual

Zip

Please enable JavaScript if it is disabled in your browser or access the information through the links provided below.

About Data Dictionary Reports and Mnemonics Download MDRM

Data Dictionary

Item Number B292

COMMISSIONS ON TRANSACTIONS IN LISTED EQUITY SECURITIES EXECUTED ON AN EXCHANGE

Call confidentiality applies to FFIEC 031/041.

Series	Start Date	End Date	Confidential?	Reporting Forms
SECFB292	2000-03-31	9999-12-31	Yes	SEC 1695/1696

Data Description:

Report commissions earned on all agency equity and debt transactions including non-inventory principal transactions. Commission earned on introduced accounts carried by other brokers and on omnibus accounts carried for other brokers should be reported net. Commissions earned on listed options transactions executed on a national securities exchange are to be reported as Item 1b. Commissions earned on over-the-counter option transactions are to be rported in Item 1c.

NOTE:

Reported on the Focus Report.

Last update: May 08, 2024