Data Dictionary
Item Number B358
FREQUENCY OF COMPUTATION: MONTHLYCall confidentiality applies to FFIEC 031/041.
Series | Start Date | End Date | Confidential? | Reporting Forms |
---|---|---|---|---|
SECFB358 | 2000-03-31 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description:
Computations may be made monthly if the broker's or dealer's Net Capital ratio is not over 800% and the total of free credit and other credit balances carried for the accounts of customers does not exceed $1,000,000.
NOTE:
Reported on the Focus Report.