Data Dictionary

Item Number B358
FREQUENCY OF COMPUTATION: MONTHLY

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECFB358 2000-03-31 9999-12-31 Yes SEC 1695/1696

Data Description:


Computations may be made monthly if the broker's or dealer's Net Capital ratio is not over 800% and the total of free credit and other credit balances carried for the accounts of customers does not exceed $1,000,000.


NOTE:

Reported on the Focus Report.   

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Last update: May 08, 2024