Data Dictionary
Item Number B368
THE SYSTEM AND PROCEDURES UTILIZED IN COMPLYING WITH THE REQUIREMENT TO MAINTAIN PHYSICAL POSSESSION OR CONTROL OF CUSTOMERS' FULLY PAID AND EXCESS MARGIN SECURITIES HAVE BEEN TESTED AND ARE FUNCTIONING IN A MANNER TO FULFILL RQMNTS OF RULE 15C3-3: YESCall confidentiality applies to FFIEC 031/041.
Series | Start Date | End Date | Confidential? | Reporting Forms |
---|---|---|---|---|
SECFB368 | 2000-03-31 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description:
No information available for this item.
NOTE:
Reported on the Focus Report.