Board of Governors of the Federal Reserve System

The Federal Reserve, the central bank of the United States, provides the nation with a safe, flexible, and stable monetary and financial system.

Micro Data Reference Manual

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Data Dictionary

Item Number B427

IS THE FIRM IN COMPLIANCE WITH RULE 17A-13 REGARDING PERIODIC COUNT AND VERIFICATION OF SECURITIES POSITIONS AND LOCATIONS AT LEAST ONCE IN EACH CALENDAR QUARTER? YES

Call confidentiality applies to FFIEC 031/041.

Series	Start Date	End Date	Confidential?	Reporting Forms
SECFB427	2000-03-31	9999-12-31	Yes	SEC 1695/1696

Data Description:

Is the firm in compliance with Rule 17a-13 regarding periodic count and verification of securities positions and locations at least once in each calendar year?

Check Yes

NOTE:

Reported on the Focus Report.

Last update: May 08, 2024