Data Dictionary
Item Number B490
INVESTMENT BANKING, ADVISORY, BROKERAGE, AND UNDERWRITING FEES AND COMMISSIONSCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| BAGQB490 | 2001-03-31 | 9999-12-31 | No | |
| BAGYB490 | 2001-03-31 | 9999-12-31 | No | |
| BHBCB490 | 2003-03-31 | 9999-12-31 | No | FR Y-9C |
| BHCKB490 | 2001-03-31 | 2006-12-31 | No | FR Y-9C |
| BHCSB490 | 2001-03-31 | 9999-12-31 | No | Multiple Forms |
| FNBKB490 | 2002-12-31 | 9999-12-31 | No | FR Y-7N/FR Y-7NS |
| RIADB490 | 2001-03-31 | 2006-12-31 | No | Multiple Forms |
| SUBIB490 | 2002-12-31 | 9999-12-31 | No | FR 2314/FR-2314S |
| UBPRB490 | 2001-03-31 | 9999-12-31 | No |
Data Description:
Report fees and commissions from underwriting (or participating in the underwriting of) securities, private placements of securities, investment advisory and management services, merger and acquisition services, and other related consulting fees.
Include fees and commissions from securities brokerage activities, from the sale and servicing of mutual funds, from the purchase and sale of securities and money market instruments where the bank is acting as agent for other banks or customers, and from the lending of securities owned by the bank or by bank customers (if these fees and commissions are not included in Schedule RI, item 5.a, "Income from fiduciary activities," or item 5.c, "Trading revenue)". Also include commissions and fees from the sale of annuities to bank customers by the bank's securities brokerage subsidiary.
Also include the bank's proportionate share of the income or loss before extraordinary items and other adjustments from its investments in:
unconsolidated subsidiaries, associated companies, and corporate joint ventures, unincorporated joint ventures, general partnerships, and limited partnerships over which the bank exercises significant influence that are principally engaged in investment banking, advisory, brokerage, or securities
COMPARABILITY:
Beginning 3/31/03, reported on Notes to the Income Statement-Predecesor Financial Items for the FR Y-9C (BHCK) report.
Beginning 12/31/02, reported on Schedule IS-Income Statement for the FR Y-11 (BHCS) report.
Beginning 12/31/02, reported on Schedule IS-Income Statement for the FR Y-7N (FNBK) report.
Beginning 12/31/02, reported on Schedule IS-Income Statement for the FR 2314 (SUBI) report.
NOTE:
Reported on Schedule HI-Consolidated Income Statement for the FR Y-9C (BHCK) report.
Reported on the Income Statement for the FR Y-11Q (BHCS) report.
Reported on Schedule RI-Income Statement for the FFIEC 031 and 041 reports.
UBPR DERIVATION -- IF UBPR9999 > '2007-01-01' AND UBPRB867 = 1 THEN RIADC886 + RIADC887 + RIADC888 ELSE IF UBPR9999 > '2001-01-01- AND UBPR9999 < '2007-01-01' AND UBPRB867 = 1 THEN RIADB490
BAGQ Original Variable name: IBABUFQT Formula:
IBABUFQT=IF DT ge 20010331 THEN IBABUFQT=RIADB490/1000;
BAGY Original Variable name: IBABUFYD Formula:
IBABUFYD=IF DT ge 20010331 THEN IBABUFYD=RIADB490/1000;