Data Dictionary
Item Number B929
TRANSFER AGENT, REGISTRAR, PAYING AGENT, AND OTHER CORPORATE AGENCY - NUMBER OF ISSUESCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| RCFDB929 | 2001-12-31 | 9999-12-31 | No | Multiple Forms |
| RCONB929 | 2001-12-31 | 9999-12-31 | No | FFIEC 041 |
| RCONB929 | 2001-12-31 | 9999-12-31 | No | FFIEC 051 |
| SVGLB929 | 2002-03-31 | 2008-12-31 | Yes | OTS 1313 |
| SVGLB929 | 2009-03-31 | 2011-12-31 | No | OTS 1313 |
| UBPRB929 | 2001-12-31 | 9999-12-31 | No |
Data Description:
Report in column A the total number of issues for which the institution acts in a corporate agency capacity. Include the total number of equity, debt, and mutual fund issues for which the institution acts as transfer agent or registrar. Separate classes of a mutual fund should be consolidated and reflected as a single issue. Include the total number of stock or bond issues for which the institution disburses dividend or interest payments. Also include the total number of issues of any other corporate appointments that are performed by the institution through its fiduciary capacity. Issues for which the institution serves in a dual capacity should be reported once. Corporate and Municipal Trusteeships reported in Schedule RC-T, Memorandum item 2.a, in which the institution also serves as transfer agent, registrar, paying agent, or other corporate agency capacity should not be included in Memorandum item 2.b. Include only those agency appointments that do not relate to issues reported in Schedule RC-T, Memorandum item 2.a.
COMPARABILITY:
Beginning 3/31/02, reported on Schedule FS for the SVGL report.
NOTE:
Reported on Schedule RC-T Fiduciary and Related Services for the FFIEC 031 and 041 reports.
Reported on Schedule T Memoranda for the FFIEC 002 report.
For the UBPR series, the FDIC's Data Element name is H-CPOTHNUM