Data Dictionary
Item Number B953
INVESTMENT MANAGEMENT AGENCY ACCOUNTS - GROSS LOSSES MANAGED ACCOUNTSCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| RIADB953 | 2001-12-31 | 2008-12-31 | Yes | Multiple Forms |
| RIADB953 | 2009-03-31 | 9999-12-31 | No | Multiple Forms |
| SVGLB953 | 2002-03-31 | 2008-12-31 | Yes | OTS 1313 |
| SVGLB953 | 2009-03-31 | 2011-12-31 | No | OTS 1313 |
| UBPRB953 | 2001-03-31 | 2008-12-31 | Yes | |
| UBPRB953 | 2009-03-31 | 9999-12-31 | No |
Data Description:
Report aggregate gross settlements, surcharges, and other losses arising from errors, misfeasance, or malfeasance on managed accounts in column A. For the definitions of managed accounts, refer to the instructions for the Fiduciary and Related Assets section of this schedule. Gross losses should reflect losses recognized on an accrual basis before recoveries or insurance payments. Exclude contingent liabilities for fiduciary-related loss contingencies, including pending or threatened litigation, for which a loss has not yet been recognized in accordance with FASB Statement No. 5.
Report gross losses for investment management agency accounts as defined for item 7 of this schedule.
COMPARABILITY:
Beginning 3/31/02, reported on Schedule FS for the SVGL report. Reported as confidential.
NOTE:
Reported on Schedule RC-T Fiduciary and Related Services for the FFIEC 031 and 041 reports. Reported as confidential.
UBPR DERIVATION -- IF UBPR9999 > '2001-10-01' AND UBPRB867 = 1 THEN RIADB953