Data Dictionary
Item Number J254
FIDUCIARY AND RELATED ASSETS:INVESTMENT MANAGEMENT AND INVESTMENT ADVISORY AGENCY ACCOUNTS - NUMBER OF NON-MANAGED ACCOUNTSCall confidentiality applies to FFIEC 031/041.
| Series | Start Date | End Date | Confidential? | Reporting Forms |
|---|---|---|---|---|
| RCFDJ254 | 2009-12-31 | 9999-12-31 | No | FFIEC 031 |
| RCONJ254 | 2009-12-31 | 9999-12-31 | No | FFIEC 041 |
| RCONJ254 | 2009-12-31 | 9999-12-31 | No | FFIEC 051 |
| SVGLJ254 | 2009-12-31 | 2011-12-31 | No | OTS 1313 |
Data Description:
RC-T 7 col D Report the market value and number of accounts for all individual and institutional investment management and investment advisory agency accounts that are administered within the fiduciary area of the institution. Investment management accounts are those agency accounts for which the institution has investment discretion; however, title to the assets remains with the client. Include accounts for which the institution serves as a sub-advisor. Investment advisory accounts are those agency accounts for which the institution provides investment advice for a fee, but for which some other person is responsible for investment decisions. Investment management agency accounts should be reported as managed. Investment advisory agency accounts should be reported as non-managed. Investment management and investment advisory agency accounts maintained for foundations and endowments should be reported in Schedule RC-T, item 8. Exclude investment management and investment advisory agency accounts that are administered in SEC-registered investment advisory subsidiaries of the bank. Include those mutual funds that are advised by the fiduciary area that is a separately identifiable department or division (as defined in Section 217 of the Gramm-Leach-Bliley Act). Classes of the same mutual fund should be combined and reported as a single account.
SVGL - Report the market value and number of accounts for all investment management and investment advisory accounts that are administered within the fiduciary area. Investment management accounts are those accounts for which you have investment discretion although title to the assets remains with the client. Investment advisory accounts are those agency accounts that you provide investment advice for a fee, but for which some other person is responsible for investment decisions. Investment management accounts should be reported as managed. Investment advisory agency accounts should be reported as non-managed. Investment management and advisory accounts maintained for foundations and endowments should be reported in FS264 through FS267. Include accounts for which you serve as a sub-advisor. Include those mutual funds that you advise in a separately identifiable department or division or by an operating subsidiary. The different investment classes of a single mutual fund should be combined and reported as a single account.