Data Dictionary
Item Number NM31
Calculation of Minimum Net Capital Requirement: Ratio minimum net capital requirement: Percentage of risk margin amount computed under 17 CFR 240.15c3-1(a)(7)(i) or (a)(10) (Reported by a: Stand-Alone Broker-Dealer; Broker-Dealer SBSD (other than OTC Derivatives Dealer); Broker-Dealer MSBSP)Call confidentiality applies to FFIEC 031/041.
Series | Start Date | End Date | Confidential? | Reporting Forms |
---|---|---|---|---|
SECFNM31 | 2021-10-06 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description: