Data Dictionary

Item Number NM31
Calculation of Minimum Net Capital Requirement: Ratio minimum net capital requirement: Percentage of risk margin amount computed under 17 CFR 240.15c3-1(a)(7)(i) or (a)(10) (Reported by a: Stand-Alone Broker-Dealer; Broker-Dealer SBSD (other than OTC Derivatives Dealer); Broker-Dealer MSBSP)

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECFNM31 2021-10-06 9999-12-31 Yes SEC 1695/1696

Data Description:

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Last update: May 08, 2024