Data Dictionary
Item Number NM33
Calculation of Minimum Net Capital Requirement: Ratio minimum net capital requirement: Minimum ratio requirement (sum of Lines 5A, 5B, 5C, and/or 5D, as applicable) (Reported by a: Stand-Alone Broker-Dealer; Broker-Dealer SBSD (other than OTC Derivatives Dealer); Broker-Dealer MSBSP)Call confidentiality applies to FFIEC 031/041.
Series | Start Date | End Date | Confidential? | Reporting Forms |
---|---|---|---|---|
SECFNM33 | 2021-10-06 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description: