Data Dictionary

Item Number NM33
Calculation of Minimum Net Capital Requirement: Ratio minimum net capital requirement: Minimum ratio requirement (sum of Lines 5A, 5B, 5C, and/or 5D, as applicable) (Reported by a: Stand-Alone Broker-Dealer; Broker-Dealer SBSD (other than OTC Derivatives Dealer); Broker-Dealer MSBSP)

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECFNM33 2021-10-06 9999-12-31 Yes SEC 1695/1696

Data Description:

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Last update: May 08, 2024