Data Dictionary

Item Number NM34
Calculation of Minimum Net Capital Requirement: Net capital and tentative net capital in relation to early warning thresholds: Net capital in excess of 120% of minimum net capital requirement reported on Line 7 (Reported by a: Stand-Alone Broker-Dealer; Broker-Dealer SBSD (other than OTC Derivatives Dealer); Broker-Dealer MSBSP)

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECFNM34 2021-10-06 9999-12-31 Yes SEC 1695/1696

Data Description:

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Last update: May 08, 2024