Data Dictionary
Item Number NM34
Calculation of Minimum Net Capital Requirement: Net capital and tentative net capital in relation to early warning thresholds: Net capital in excess of 120% of minimum net capital requirement reported on Line 7 (Reported by a: Stand-Alone Broker-Dealer; Broker-Dealer SBSD (other than OTC Derivatives Dealer); Broker-Dealer MSBSP)Call confidentiality applies to FFIEC 031/041.
Series | Start Date | End Date | Confidential? | Reporting Forms |
---|---|---|---|---|
SECFNM34 | 2021-10-06 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description: