Data Dictionary

Item Number NM37
Calculation of Excess Tentative Net Capital (If Applicable): Tentative net capital in excess of 120% of minimum tentative net capital requirements reported on Line 2 (Reported by a: Stand-Alone SBSD; SBSD registered as an OTC Derivatives Dealer)

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECFNM37 2021-10-06 9999-12-31 Yes SEC 1695/1696

Data Description:

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Last update: May 08, 2024