Data Dictionary

Item Number NM38
Calculation of Minimum Net Capital Requirement: Ratio minimum net capital requirement - Percentage of risk margin amount computed under 17 CFR 240.18a-1(a)(1) (Reported by a: Stand-Alone SBSD; SBSD registered as an OTC Derivatives Dealer)

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECFNM38 2021-10-06 9999-12-31 Yes SEC 1695/1696

Data Description:

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Last update: May 08, 2024