Data Dictionary
Item Number NM39
Calculation of Minimum Net Capital Requirement: Net capital in excess of 120% of minimum net capital requirement reported on Line 7 (Line Item 3750 - [Line Item 3760 x 120%]) (Reported by a: Stand-Alone SBSD; SBSD registered as an OTC Derivatives Dealer)Call confidentiality applies to FFIEC 031/041.
Series | Start Date | End Date | Confidential? | Reporting Forms |
---|---|---|---|---|
SECFNM39 | 2021-10-06 | 9999-12-31 | Yes | SEC 1695/1696 |
Data Description: