Data Dictionary

Item Number NM71
Possession or control for security-based swap customers: State the market valuation and number of items: Security-based swap customers' excess securities collateral not in the respondent's possession or control as of the report date (for which instructions to reduce to possession or control had been issued as of the report date) but for which the required action was not taken by respondent within the time frame specified under Rule 15c3-3(p) or Rule 18a-4, as applicable. Notes A and B

Call confidentiality applies to FFIEC 031/041.

Series Start Date End Date Confidential? Reporting Forms
SECFNM71 2021-10-06 9999-12-31 Yes SEC 1695/1696

Data Description:

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Last update: May 08, 2024