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You Searched For: SLCI

MDRM Item Start Date End Date Item Name Confidential? Reporting Forms
SLCI6649 2012-03-31 2014-09-30 CONFIDENTIAL DATA INDICATOR Yes
SLCI9191 2012-03-31 2014-09-30 PROCESSING DISTRICT No
SLCIC564 2012-03-31 2014-09-30 HAVE ANY SIGNIFICANT SUBSIDIARIES OF THE HOLDING COMPANY BEEN FORMED, SOLD, OR DISSOLVED DURING THE QUARTER? Yes
SLCIC565 2012-03-31 2014-09-30 IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: A BROKER OR DEALER REGISTERED UNDER THE SECURITIES EXCHANGE ACT OF 1934? Yes
SLCIC566 2012-03-31 2014-09-30 IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: AN INVESTMENT ADVISER REGULATED BY THE SECURITIES EXCHANGE COMMISSION OR ANY STATE? Yes
SLCIC567 2012-03-31 2014-09-30 IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: AN INVESTMENT COMPANY REGISTERED UNDER THE INVESTMENT COMPANY ACT OF 1940? Yes
SLCIC568 2012-03-31 2014-09-30 IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: AN INSURANCE COMPANY SUBJECT TO SUPERVISION BY A STATE INSURANCE REGULATOR? Yes
SLCIC569 2012-03-31 2014-09-30 IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: SUBJECT TO REGULATION BY THE COMMODITY FUTURES TRADING COMMISSION? Yes
SLCIC570 2012-03-31 2014-09-30 IS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES: REGULATED BY A FOREIGN FINANCIAL SERVICES REGULATOR? Yes
SLCIC571 2012-03-31 2014-09-30 HAS THE HOLDING COMPANY APPOINTED ANY NEW SENIOR EXECUTIVE OFFICERS OR DIRECTORS DURING THE QUARTER? Yes
SLCIC572 2012-03-31 2014-09-30 HAS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES ENTERED INTO A NEW PLEDGE, OR CHANGED THE TERMS AND CONDITIONS OF ANY EXISTING PLEDGE, OF CAPITAL STOCK OF ANY SUBSIDIARY SAVING ASSOCIATIONS THAT SECURES SHORT-TERM OR LONG-TERM DEBT OR OTHER BORROWINGS OF THE HOLDING COMPANY? Yes
SLCIC573 2012-03-31 2014-09-30 HAS THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES IMPLEMENTED CHANGES TO ANY CLASS OF SECURITIES THAT WOULD NEGATIVELY IMPACT INVESTORS? Yes
SLCIC574 2012-03-31 2014-09-30 HAS THERE BEEN ANY DEFAULT IN THE PAYMENT OF PRINCIPAL, INTEREST, A SINKING OR PURCHASE FUND INSTALLMENT, OR ANY OTHER DEFAULT OF THE HOLDING COMPANY OR ANY OF ITS SUBSIDIARIES DURING THE QUARTER? Yes
SLCIC575 2012-03-31 2014-09-30 HAS THERE BEEN A CHANGE IN THE HOLDING COMPANY'S INDEPENDENT AUDITORS DURING THE QUARTER? Yes
SLCIC576 2012-03-31 2014-09-30 HAS THERE BEEN A CHANGE IN THE HOLDING COMPANY'S FISCAL YEAR END DURING THE QUARTER? Yes
SLCIC577 2012-03-31 2014-09-30 DOES THE HOLDING COMPANY OR ANY OF ITS GAAP-CONSOLIDATED SUBSIDIARIES (OTHER THAN THE REPORTING THRIFT) CONTROL OTHER U.S. DEPOSITORY INSTITUTIONS? Yes
SLCIC582 2012-03-31 2014-09-30 IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER Yes
SLCIC583 2012-03-31 2014-09-30 IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER Yes
SLCIC584 2012-03-31 2014-09-30 IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER Yes
SLCIC585 2012-03-31 2014-09-30 IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER Yes
SLCIC586 2012-03-31 2014-09-30 IF LOCATED IN THE U.S. OR ITS TERRITORIES, PROVIDE THE FDIC CERTIFICATE NUMBER Yes

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Last update: Apr 23, 2024