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Micro Data Reference Manual

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Data Dictionary

You Searched For: CASK

CASK is a Confidential Series

MDRM Item	Start Date	End Date	Item Name	Reporting Forms
CASK2148	2013-09-30	9999-12-31	NET DEFERRED TAX ASSETS	FR Y-14A
CASK2221	2013-09-30	2015-12-31	UNREALIZED GAINS ON AVAILABLE-FOR-SALE EQUITY SECURITIES	FR Y-14A
CASK3049	2013-09-30	9999-12-31	NET DEFERRED TAX LIABILITIES	FR Y-14A
CASK3210	2013-09-30	9999-12-31	TOTAL EQUITY CAPITAL	FR Y-14A
CASK3217	2013-09-30	9999-12-31	EQUITY CAPITAL, MOST RECENTLY REPORTED FOR THE END OF PREVIOUS CALENDAR YEAR (I.E., AFTER ADJUSTMENTS FROM AMENDED REPORTS OF INCOME)	FR Y-14A
CASK3247	2013-09-30	9999-12-31	UNDIVIDED PROFITS AND CAPITAL RESERVES (RETAINED EARNINGS)	FR Y-14A
CASK3368	2013-09-30	9999-12-31	QUARTERLY AVERAGE OF TOTAL ASSETS	FR Y-14A
CASK3459	2013-09-30	2016-06-30	TOTAL NUMBER OF BANK HOLDING COMPANY SHARES OUTSTANDING	FR Y-14A
CASK3577	2013-09-30	9999-12-31	SALES OF PERPETUAL PREFERRED STOCK, GROSS	FR Y-14A
CASK3578	2013-09-30	9999-12-31	CONVERSION OR RETIREMENT OF PERPETUAL PREFERRED STOCK	FR Y-14A
CASK3579	2013-09-30	9999-12-31	SALE OF COMMON STOCK, GROSS	FR Y-14A
CASK3580	2013-09-30	9999-12-31	CONVERSION OR RETIREMENT OF COMMON STOCK	FR Y-14A
CASK3581	2013-09-30	9999-12-31	OTHER ADJUSTMENTS TO EQUITY CAPITAL	FR Y-14A
CASK3792	2013-09-30	2015-12-31	TOTAL QUALIFYING CAPITAL ALLOWABLE UNDER THE RISK-BASED CAPITAL GUIDELINES	FR Y-14A
CASK4336	2013-09-30	2015-12-31	ACCUMULATED NET GAINS (LOSSES) ON CASH FLOW HEDGES	FR Y-14A
CASK4340	2013-09-30	9999-12-31	NET INCOME (LOSS)	FR Y-14A
CASK4356	2013-09-30	9999-12-31	CHANGES INCIDENT TO BUSINESS COMBINATIONS, NET	FR Y-14A
CASK4460	2013-09-30	9999-12-31	CASH DIVIDENDS DECLARED ON COMMON STOCK	FR Y-14A
CASK4591	2013-09-30	9999-12-31	CHANGES IN THE OFFSETTING DEBT TO THE LIABILITY FOR EMPLOYEE STOCK OWNERSHIP PLAN (ESOP) GUARANTEED BY THE BANK HOLDING COMPANY	FR Y-14A
CASK4598	2013-09-30	9999-12-31	LESS: CASH DIVIDENDS DECLARED ON PERPETUAL PREFERRED STOCK	FR Y-14A
CASK4782	2013-09-30	9999-12-31	SALE OF TREASURY STOCK	FR Y-14A
CASK4783	2013-09-30	9999-12-31	PURCHASES OF TREASURY STOCK	FR Y-14A
CASK5310	2013-09-30	2015-12-31	ADJUSTED ALLOWANCES FOR CREDIT LOSSES IN TIER2 CAPITAL	FR Y-14A
CASK5311	2013-09-30	2015-12-31	TIER 2 (SUPPLEMENTARY) CAPITAL	FR Y-14A
CASK5479	2013-09-30	2015-12-31	PERPETUAL PREFERRED STOCK (INCLUDING RELATED SURPLUS): PERPETUAL PREFERRED STOCK ELIGIBLE FOR INCLUSION IN TIER 1 CAPITAL: NONCUMULATIVE PERPETUAL PREFERRED STOCK	FR Y-14A
CASK5483	2013-09-30	2015-12-31	TREASURY STOCK: IN THE FORM OF PERPETUAL PREFERRED STOCK	FR Y-14A
CASK5484	2013-09-30	2015-12-31	TREASURY STOCK: IN THE FORM OF COMMON STOCK	FR Y-14A
CASK5610	2013-09-30	2015-12-31	DEFERRED TAX ASSETS DISALLOWED FOR REGULATORY CAPITAL PURPOSES	FR Y-14A
CASK5990	2013-09-30	2015-12-31	PERPETUAL PREFERRED STOCK (INCLUDING RELATED SURPLUS): PERPETUAL PREFERRED STOCK ELIGIBLE FOR INCLUSION IN TIER 1 CAPITAL: CUMULATIVE PERPETUAL PREFERRED STOCK	FR Y-14A
CASK8274	2013-09-30	2015-12-31	TIER 1 CAPITAL ALLOWABLE UNDER THE RISK-BASED CAPITAL GUIDELINES	FR Y-14A
CASK8275	2013-09-30	2015-12-31	TIER 2 CAPITAL ALLOWABLE UNDER THE RISK-BASED CAPITAL GUIDELINES	FR Y-14A
CASK8434	2013-09-30	2015-12-31	NET UNREALIZED HOLDING GAINS (LOSSES) ON AVAILABLE-FOR-SALE SECURITIES	FR Y-14A
CASKA221	2013-09-30	2015-12-31	NET UNREALIZED LOSS ON AVAILABLE-FOR-SALE EQUITY SECURITIES	FR Y-14A
CASKA223	2013-09-30	2015-12-31	RISK-WEIGHTED ASSETS (NET OF ALLOWANCES AND OTHER DEDUCTIONS)	FR Y-14A
CASKA224	2013-09-30	9999-12-31	AVERAGE TOTAL ASSETS (NET OF DEDUCTIONS)	FR Y-14A
CASKA507	2013-09-30	2015-12-31	OTHER CUMULATIVE PREFERRED STOCK ELIGIBLE FOR INCLUSION IN TIER 1 CAPITAL (E.G. TRUST PREFERRED SECURITIES)	FR Y-14A
CASKB507	2013-09-30	9999-12-31	RESTATEMENTS DUE TO CORRECTIONS OF MATERIAL ACCOUNTING ERRORS AND CHANGES IN ACCOUNTING PRINCIPLES	FR Y-14A
CASKB508	2013-09-30	9999-12-31	BALANCE END OF PREVIOUS CALENDAR YEAR AS RESTATED	FR Y-14A
CASKB511	2013-09-30	9999-12-31	OTHER COMPREHENSIVE INCOME	FR Y-14A
CASKB588	2013-09-30	2015-12-31	LESS: NONQUALIFYING PERPETUAL PREFERRED STOCK	FR Y-14A
CASKB590	2013-09-30	2015-12-31	LESS: DISALLOWED GOODWILL AND OTHER DISALLOWED INTANGIBLE ASSETS	FR Y-14A
CASKB591	2013-09-30	2015-12-31	LESS: DISALLOWED SERVICING ASSETS AND PURCHASED CREDIT CARD RELATIONSHIPS	FR Y-14A
CASKB592	2013-09-30	2015-12-31	OTHER ADDITIONS TO (DEDUCTIONS FROM) TIER 1 CAPITAL	FR Y-14A
CASKB594	2013-09-30	2015-12-31	OTHER TIER 2 CAPITAL COMPONENTS	FR Y-14A
CASKB595	2013-09-30	2015-12-31	LESS: DEDUCTIONS FOR TOTAL RISK-BASED CAPITAL	FR Y-14A
CASKC227	2013-09-30	2015-12-31	SUBTOTAL	FR Y-14A
CASKC498	2013-09-30	2015-12-31	OTHER NONCUMULATIVE PREFERRED STOCK ELIGIBLE FOR INCLUSION IN TIER 1 CAPITAL (E.G., REIT PREFERRED SECURITIES)	FR Y-14A
CASKC502	2013-09-30	2015-12-31	QUALIFYING TRUST PREFERRED SECURITIES	FR Y-14A
CASKC699	2013-09-30	9999-12-31	SUBORDINATED NOTES PAYABLE TO TRUSTS ISSUING TRUST PREFERRED SECURITIES	FR Y-14A
CASKF264	2013-09-30	2015-12-31	LESS: CUMULATIVE CHANGE IN FAIR VALUE OF ALL FINANCIAL LIABILITIES ACCOUNTED FOR UNDER A FAIR VALUE OPTION THAT IS INCLUDED IN RETAINED EARNINGS AND IS ATTRIBUTABLE TO CHANGES IN THE BANK'S OWN CREDITWORTHINESS	FR Y-14A
CASKG214	2013-09-30	2015-12-31	QUALIFYING CLASS A NONCONTROLLING (MINORITY) INTERESTS IN CONSOLIDATED SUBSIDIARIES	FR Y-14A
CASKG215	2013-09-30	2015-12-31	QUALIFYING RESTRICTED CORE CAPITAL ELEMENTS	FR Y-14A
CASKG216	2013-09-30	2015-12-31	QUALIFYING MANDATORY CONVERTIBLE PREFERRED SECURITIES OF INTERNATIONALLY ACTIVE BANK HOLDING COMPANIES	FR Y-14A
CASKG217	2013-09-30	2015-12-31	QUALIFYING SUBORDINATED DEBT, REDEEMABLE PREFERRED STOCK, AND RESTRICTED CORE CAPITAL ELEMENTS NOT INCLUDIBLE IN ITEMS 6.B OR 6.C	FR Y-14A
CASKG218	2013-09-30	2015-12-31	CUMULATIVE PERPETUAL PREFERRED STOCK NOT INCLUDED IN ITEM 5 AND CLASS B NONCONTROLLING (MINORITY) INTEREST NOT INCLUDED IN 6.B., BUT INCLUDIBLE IN TIER 2 CAPITAL	FR Y-14A
CASKG219	2013-09-30	2015-12-31	RESTRICTED CORE CAPITAL ELEMENTS INCLUDED IN TIER 1 CAPITAL: QUALIFYING CLASS B NONCONTROLLING (MINORITY) INTEREST	FR Y-14A
CASKG220	2013-09-30	2015-12-31	RESTRICTED CORE CAPITAL ELEMENTS INCLUDED IN TIER 1 CAPITAL: QUALIFYING CLASS C NONCONTROLLING (MINORITY) INTEREST	FR Y-14A
CASKG221	2013-09-30	2015-12-31	GOODWILL NET OF ANY ASSOCIATED DEFERRED TAX LIABILITY	FR Y-14A
CASKG234	2013-09-30	9999-12-31	ISSUANCES ASSOCIATED WITH THE U.S. DEPARTMENT OF TREASURY CAPITAL PURCHASE PROGRAM: SENIOR PERPETUAL PREFERRED STOCK OR SIMILAR ITEMS	FR Y-14A
CASKG235	2013-09-30	9999-12-31	ISSUANCES ASSOCIATED WITH THE U.S. DEPARTMENT OF TREASURY CAPITAL PURCHASE PROGRAM: WARRANTS TO PURCHASE COMMON STOCK OR SIMILAR ITEMS	FR Y-14A
CASKHK22	2016-12-31	9999-12-31	SUPPLEMENTARY LEVERAGE RATIO EXPOSURE	FR Y-14A
CASKHK23	2016-12-31	9999-12-31	SUPPLEMENTARY LEVERAGE RATIO	FR Y-14A
CASKLF29	2020-06-30	9999-12-31	Investments in the capital of unconsolidated financial institutions, net of associated DTLs, that exceed 25 percent common equity tier 1 capital deduction threshold	FR Y-14A
CASKP853	2014-09-30	9999-12-31	SIGNIFICANT INVESTMENTS IN THE CAPITAL OF UNCONSOLIDATED FINANCIAL INSTITUTIONS IN THE FORM OF COMMON STOCK, NET OF ASSOCIATED DTLS, THAT EXCEED THE 10 PERCENT COMMON EQUITY TIER 1 CAPITAL DEDUCTION THRESHOLD	FR Y-14A
CASKP854	2014-09-30	9999-12-31	MSAS, NET OF ASSOCIATED DTLS, THAT EXCEED THE 10 PERCENT COMMON EQUITY TIER 1 CAPITAL DEDUCTION THRESHOLD	FR Y-14A
CASKP855	2014-09-30	9999-12-31	DTAS ARISING FROM TEMPORARY DIFFERENCES THAT COULD NOT BE REALIZED THROUGH NET OPERATING LOSS CARRYBACKS, NET OF RELATED VALUATION ALLOWANCES AND NET OF DTLS, THAT EXCEED THE 10 PERCENT COMMON EQUITY TIER 1 CAPITAL DEDUCTION THRESHOLD	FR Y-14A
CASKP856	2014-09-30	9999-12-31	AMOUNT OF SIGNIFICANT INVESTMENTS IN THE CAPITAL OF UNCONSOLIDATED FINANCIAL INSTITUTIONS IN THE FORM OF COMMON STOCK; MSAS, NET OF ASSOCIATED DTLS; AND DTAS ARISING FROM TEMPORARY DIFFERENCES THAT COULD NOT BE REALIZED THROUGH NET OPERATING LOSS CARRYBACKS, NET OF RELATED VALUATION ALLOWANCES AND NET OF DTLS; THAT EXCEEDS THE 15 PERCENT COMMON EQUITY TIER 1 CAPITAL DEDUCTION THRESHOLD	FR Y-14A

Glossary File:

CLCO - Obligor
CLCG - Guarantor
CLCE - Entity

This sub-schedule should be used to list and define the variables included in the BHC baseline and BHC stress scenarios, as well as, any additional BHC scenarios reported.
- The sub-schedule provides space for the supervisory baseline scenario, supervisory adverse scenario, supervisory severely adverse scenario, BHC baseline scenario, and BHC stress scenario, as well as, space for an additional scenario. The sections for the BHC baseline and BHC stress scenarios must be completed. If no additional scenarios are provided, then this section of the sub-schedule may be left blank. If one or more additional scenarios are provided, then a section should be created for each additional scenario and labeled accordingly (Additional Scenario #1; Additional Scenario #2; etc.)
- For each scenario, list the variables included in the scenario in the column titled "Variable Name."
- Variable definitions should be provided in the column titled "Variable Definition." Variable definitions should include a description of the variable and the denomination and/or frequency of the variable (e.g., "Billions of 2005 dollars" or "in percent, average of monthly values").
- The forecasts and historical data for all the scenario variables are constructed on the same basis. Thus, if a variable is, over history, constructed as an average, its forecast should be interpreted as an average as well. For reference, below are the definitions (i.e. period-average or period-end) of the financial market variables in the scenario:
o U.S. 3-month Treasury yield: Quarterly average of 3-month Treasury bill secondary market rate discount basis.
o U.S. 10-year Treasury yield: Quarterly average of the yield on 10-year U.S. Treasury bonds.
o U.S. BBB corporate yield: Quarterly average of the yield on 10-year BBB-rated corporate bonds.
o U.S. mortgage rate: Quarterly average of weekly series of Freddie Mac data.
o U.S. Dow Jones Total Stock Market Index: End of quarter value, Dow Jones.
o U.S. Market Volatility Index (VIX): Chicago Board Options Exchange converted to quarterly by using the maximum value in any quarter.
- For convenience, the sub-schedule provides space for 10 variables per scenario, but any number of variables may be reported, depending on the variables actually used in the scenario. Extra lines may be created as needed. The same variables do not necessarily have to be included in each scenario.
- Firms should include all economic and financial market variables that were important in projecting results, including those that affect only a subset of portfolios or positions. For example, if asset prices had a meaningful impact, the assumed level of the equity market and interest rates should be included, or if bankruptcy filings affect credit card loss estimates, then the assumed levels of these should be reported.
- For additional variables generated for the supervisory adverse scenario or supervisory severely adverse scenario, BHCs should set the paths to be as consistent as possible with the paths of the variables already specified in the scenario.
- Firms should also include any variables capturing regional or local economic or asset value conditions, such as regional unemployment rates or housing prices, if these were used in the projections.
- Firms should include historical data, as well as projections, for any macroeconomic, regional, local, or financial market variables that are not generally available. Historical data for these variables can be included in a separate sub-schedule.

Last update: May 17, 2024